Skip to main content
Log in

Should voters be required to rank candidates in an election?

  • Original Paper
  • Published:
Social Choice and Welfare Aims and scope Submit manuscript

Abstract

We compare the Condorcet Efficiencies of the plurality rule, the negative plurality rule, and the Borda rule to address the question of what might be gained by using a voting rule that requires candidate rankings. Unlike previous analyses, we consider only those voting situations for which the three rules determine different candidates as winners, because these are the cases where the Condorcet Efficiencies might actually differ across the three rules. After assessing the theoretical as well as the empirical Condorcet Efficiencies, we find that, despite considerable differences between the properties of the theoretical framework and the characteristics of three sets of empirical ranking data, all four analyses suggest that there is a considerable benefit in asking voters to submit candidate rankings.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11
Fig. 12
Fig. 13
Fig. 14
Fig. 15
Fig. 16
Fig. 17
Fig. 18
Fig. 19
Fig. 20
Fig. 21
Fig. 22
Fig. 23
Fig. 24
Fig. 25
Fig. 26
Fig. 27
Fig. 28
Fig. 29
Fig. 30

Similar content being viewed by others

Notes

  1. We do not consider voting rules like approval voting or evaluative voting that do not require rankings. Accommodating rules like these requires a more general framework than the one that we use here.

  2. The notation \(n =\) 5(6)... stands for “\(n =\) 5, 11, 17...” That is, the first number indicates the smallest n for which the equation holds while the number in parentheses indicates the step size.

  3. Because every \(\textit{WSR}(\lambda )\) for \(0\le \lambda \le 1\) elects the same candidate as PR and NPR if those two rules agree on a strict winner, it is intuitive to focus on voting situations that share this property. While one could also single out voting situations for which either BR and PR or BR and NPR elect the same strict winner, doing so could have some disadvantages. For example, by subsequently discarding those voting situations, one might ignore voting situations in which the respective third voting rule is the only one that elects the CW.

  4. The notation “\(k = 0(3)33\)” stands for “all values of k, starting at 0 and ending at 33, in steps of 3.”

References

  • Arrow KJ (1963) Social choice and individual values, 2nd edn. Yale University Press, New Haven

    Google Scholar 

  • Black D (1958) The theory of committees and elections. Cambridge University Press, Cambridge

    Google Scholar 

  • Caritat MJAN, Condorcet M (1994a) On the constitution and functions of provincial assemblies (1788). In: McLean I, Hewitt F (eds) Condorcet: foundations of social choice and political theory. Edward Elgar Press, Hants, pp 157–168

    Google Scholar 

  • Caritat MJAN, Condorcet M (1994b) An essay on the application of probability theory to plurality decision making (1785). In: McLean I, Hewitt F (eds) Condorcet: foundations of social choice and political theory. Edward Elgar Press, Hants, pp 131–138

    Google Scholar 

  • Cervone D, Gehrlein WV, Zwicker W (2005) Which scoring rule maximizes Condorcet efficiency under IAC? Theory Decis 58:145–185

    Article  Google Scholar 

  • Dodgson CL (1884) The principles of parliamentary representation. Harrison and Sons, London

    Google Scholar 

  • Fishburn PC, Gehrlein WV (1976) Borda’s rule, positional voting, and Condorcet’s simple majority principle. Public Choice 28:79–88

    Article  Google Scholar 

  • Gehrlein WV (1982) Condorcet efficiency and constant scoring rules. Math Soc Sci 2:123–130

    Article  Google Scholar 

  • Gehrlein WV (2002) Obtaining representations for probabilities of voting outcomes with effectively unlimited precision integer arithmetic. Soc Choice Welf 19:503–512

    Article  Google Scholar 

  • Gehrlein WV (2005) Probabilities of election outcomes with two parameters: the relative impact of unifying and polarizing candidates. Rev Econ Des 9:317–336

    Google Scholar 

  • Gehrlein WV (2006) Condorcet’s paradox. Springer, Berlin

    Google Scholar 

  • Gehrlein WV, Fishburn PC (1976) Condorcet’s paradox and anonymous preference profiles. Public Choice 26:1–18

    Article  Google Scholar 

  • Gehrlein WV, Lepelley D (2001) The Condorcet efficiency of Borda Rule with anonymous voters. Math Soc Sci 41:39–50

    Article  Google Scholar 

  • Gehrlein WV, Lepelley D (2009) A note on Condorcet’s other paradox. Econ Bull 29:2000–2007

    Google Scholar 

  • Gehrlein WV, Lepelley D (2010) Voting paradoxes and group coherence: the Condorcet efficiency of voting rules. Springer, Berlin

    Google Scholar 

  • Gehrlein WV, Plassmann F (2014) A comparison of theoretical and empirical evaluations of the Borda Compromise. Soc Choice Welf 43:747–772

    Article  Google Scholar 

  • Gehrlein WV, Lepelley D, Smaoui H (2011) The Condorcet efficiency of voting rules with mutually coherent voter preferences: a Borda Compromise. Annales d’Economie et de Statistiques 101(102):107–125

    Google Scholar 

  • Gehrlein WV, Lepelley D, Moyouwou I (2014) Voters’ preference diversity, concepts of agreement and Condorcet’s paradox. Qual Quant. doi:10.1007/s11135-014-0117-5

  • Kendall MG, Smith BB (1939) The problem of \(m\) rankings. Ann Math Stat 10:275–287

    Article  Google Scholar 

  • Lepelley D, Louichi A, Smaoui H (2008) On Ehrhart polynomials and probability calculations in voting theory. Soc Choice Welf 30:363–383

    Article  Google Scholar 

  • Moulin H (1988) Axioms of cooperative decision making. Cambridge University Press, Cambridge

    Book  Google Scholar 

  • Saari DG (1990) The Borda dictionary. Soc Choice Welf 7:279–317

    Article  Google Scholar 

  • Saari DG (1992) Millions of election outcomes from a single profile. Soc Choice Welf 9:277–306

    Google Scholar 

  • Tideman TN, Plassmann F (2012) Modeling the outcomes of vote-casting in actual elections. In: Felsenthal D, Machover M (eds) Electoral systems: paradoxes, assumptions, and procedures. Springer, Berlin, pp 217–251

    Chapter  Google Scholar 

  • Tideman TN, Plassmann F (2014) Developing the aggregate empirical side of computational social choice. Ann Math Artif Intell 68:31–64

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Florenz Plassmann.

Additional information

We thank two anonymous reviewers who read our paper with unusual care and provided very helpful comments and suggestions.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Gehrlein, W.V., Lepelley, D. & Plassmann, F. Should voters be required to rank candidates in an election?. Soc Choice Welf 46, 707–747 (2016). https://doi.org/10.1007/s00355-015-0920-5

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00355-015-0920-5

Navigation