Skip to main content

Phase 1/1b dose escalation and expansion study of BEZ235, a dual PI3K/mTOR inhibitor, in patients with advanced solid tumors including patients with advanced breast cancer

Abstract

Purpose

To determine the maximum tolerated dose (MTD) of BEZ235, an oral inhibitor of class I PI3K and mTOR complexes 1 and 2.

Methods

We performed a phase I/Ib, multicenter, open-label study of oral BEZ235 administered in a continuous daily schedule. The study consisted of two parts: dose-escalation part and safety-expansion part. BEZ235 was administered as a single agent to patients with solid tumors or in combination with trastuzumab for HER2+ advanced breast cancer (aBC). Primary end points were MTD, safety, and tolerability. The secondary end point was pharmacokinetics. Other formulations of BEZ235, solid dispersion system (SDS) sachet, and SDS capsules were also assessed.

Results

One hundred and eighty-three patients were enrolled; single-agent BEZ235 was administered as hard gelatin capsule (n = 59), SDS capsules A and B (n = 33), and SDS sachet (n = 61), amongst which SDS sachet was chosen as the preferred formulation. The monotherapy MTD for capsule A and SDS sachet was determined to be 1000 and 1200 mg/day, respectively. Thirty patients with HER2+ aBC received BEZ235 in combination with trastuzumab. The MTD of BEZ235 in combination with trastuzumab was 600 mg/day. A total of four patients (13.3%) achieved partial response across the different groups. Most frequent AEs in single agent and combination cohorts included nausea (80.3 and 93.3%), diarrhea (75.4 and 80.0%), and vomiting (63.9 and 63.3%).

Conclusions

The MTD of BEZ235 as single agent was 1200 and 600 mg/day with trastuzumab. Pharmacokinetic profiles showed low-to-moderate variability at low dose (10 mg) and high variability at high doses (100 mg and above). Gastrointestinal AEs were frequent at high doses.

This is a preview of subscription content, access via your institution.

Fig. 1
Fig. 2

References

  1. Liu P, Cheng H, Roberts TM, Zhao JJ (2009) Targeting the phosphoinositide 3-kinase pathway in cancer. Nat Rev Drug Discov 8:627–644

    Article  PubMed  PubMed Central  CAS  Google Scholar 

  2. Brachmann S, Fritsch C, Maira SM, Garcia-Echeverria C (2009) PI3K and mTOR inhibitors: a new generation of targeted anticancer agents. Curr Opin Cell Biol 21:194–198

    Article  PubMed  CAS  Google Scholar 

  3. Miller TW, Balko JM, Arteaga CL (2011) Phosphatidylinositol 3-kinase and antiestrogen resistance in breast cancer. J Clin Oncol 29:4452–4461

    Article  PubMed  PubMed Central  CAS  Google Scholar 

  4. Burris HA III (2013) Overcoming acquired resistance to anticancer therapy: focus on the PI3K/AKT/mTOR pathway. Cancer Chemother Pharmacol 71:829–842

    Article  PubMed  CAS  Google Scholar 

  5. Huang WC, Hung MC (2009) Induction of Akt activity by chemotherapy confers acquired resistance. J Formos Med Assoc 108:180–194

    Article  PubMed  CAS  Google Scholar 

  6. O’Reilly KE, Rojo F, She QB, Solit D, Mills GB, Smith D, Lane H, Hofmann F, Hicklin DJ, Ludwig DL, Baselga J, Rosen N (2006) mTOR inhibition induces upstream receptor tyrosine kinase signaling and activates Akt. Cancer Res 66:1500–1508

    Article  PubMed  PubMed Central  CAS  Google Scholar 

  7. Maira SM, Stauffer F, Brueggen J, Furet P, Schnell C, Fritsch C, Brachmann S, Chene P, De Pover A, Schoemaker K, Fabbro D, Gabriel D, Simonen M, Murphy L, Finan P, Sellers W, Garcia-Echeverria C (2008) Identification and characterization of NVP-BEZ235, a new orally available dual phosphatidylinositol 3-kinase/mammalian target of rapamycin inhibitor with potent in vivo antitumor activity. Mol Cancer Ther 7:1851–1863

    Article  PubMed  CAS  Google Scholar 

  8. Serra V, Markman B, Scaltriti M, Eichhorn PJ, Valero V, Guzman M, Botero ML, Llonch E, Atzori F, Di Cosimo D, Maira M, Garcia-Echeverria C, Parra JL, Arribas J, Baselga J (2008) NVP-BEZ235, a dual PI3K/mTOR inhibitor, prevents PI3K signaling and inhibits the growth of cancer cells with activating PI3K mutations. Cancer Res 68:8022–8030

    Article  PubMed  CAS  Google Scholar 

  9. Schnell CR, Stauffer F, Allegrini PR, O’Reilly T, McSheehy PM, Dartois C, Stumm M, Cozens R, Littlewood-Evans A, Garcia-Echeverria C, Maira SM (2008) Effects of the dual phosphatidylinositol 3-kinase/mammalian target of rapamycin inhibitor NVP-BEZ235 on the tumor vasculature: implications for clinical imaging. Cancer Res 68:6598–6607

    Article  PubMed  CAS  Google Scholar 

  10. Awasthi N, Yen PL, Schwarz MA, Schwarz RE (2012) The efficacy of a novel, dual PI3K/mTOR inhibitor NVP-BEZ235 to enhance chemotherapy and antiangiogenic response in pancreatic cancer. J Cell Biochem 113:784–791

    Article  PubMed  CAS  Google Scholar 

  11. Brachmann SM, Hofmann I, Schnell C, Fritsch C, Wee S, Lane H, Wang S, Garcia-Echeverria C, Maira SM (2009) Specific apoptosis induction by the dual PI3K/mTOR inhibitor NVP-BEZ235 in HER2 amplified and PIK3CA mutant breast cancer cells. Proc Natl Acad Sci USA 106:22299–22304

    Article  PubMed  Google Scholar 

  12. O’Brien NA, McDonald K, Tong L, von Euw E, Kalous O, Conklin D, Hurvitz SA, di Tomaso E, Schnell C, Linnartz R, Finn RS, Hirawat S, Slamon DJ (2014) Targeting PI3K/mTOR overcomes resistance to HER2-targeted therapy independent of feedback activation of AKT. Clin Cancer Res 20:3507–3520

    Article  PubMed  CAS  Google Scholar 

  13. Rexer BN, Chanthaphaychith S, Dahlman KB, Arteaga CL (2014) Direct inhibition of PI3K in combination with dual HER2 inhibitors is required for optimal antitumor activity in HER2+ breast cancer cells. Breast Cancer Res 16:R9

    Article  PubMed  PubMed Central  CAS  Google Scholar 

  14. Roper J, Richardson MP, Wang WV, Richard LG, Chen W, Coffee EM, Sinnamon MJ, Lee L, Chen PC, Bronson RT, Martin ES, Hung KE (2011) The dual PI3K/mTOR inhibitor NVP-BEZ235 induces tumor regression in a genetically engineered mouse model of PIK3CA wild-type colorectal cancer. PLoS One 6(9):e25132

    Article  PubMed  PubMed Central  CAS  Google Scholar 

  15. Santiskulvong C, Konecny GE, Fekete M, Chen KY, Karam A, Mulholland D, Eng C, Wu H, Song M, Dorigo O (2011) Dual targeting of phosphoinositide 3-kinase and mammalian target of rapamycin using NVP-BEZ235 as a novel therapeutic approach in human ovarian carcinoma. Clin Cancer Res 17:2373–2384

    Article  PubMed  PubMed Central  CAS  Google Scholar 

  16. Piao J, Chen L, Quan T, Li L, Quan C, Piao Y, Jin T, Lin Z (2016) Superior efficacy of co-treatment with the dual PI3K/mTOR inhibitor BEZ235 and histone deacetylase inhibitor Trichostatin A against NSCLC. Oncotarget 7:60169–60180

    PubMed  PubMed Central  Google Scholar 

  17. Manara MC, Nicoletti G, Zambelli D, Ventura S, Guerzoni C, Landuzzi L, Lollini PL, Maira SM, García-Echeverría C, Mercuri M, Picci P, Scotlandi K (2010) NVP-BEZ235 as a new therapeutic option for sarcomas. Clin Cancer Res 16:530–540

    Article  PubMed  CAS  Google Scholar 

  18. Hong SW, Shin JS, Moon JH, Kim YS, Lee J, Choi EK, Ha SH, Lee DH, Chung HN, Kim JE, Kim KP, Hong YS, Lee JL, Lee WJ, Choi EK, Lee JS, Jin DH, Kim TW (2014) NVP-BEZ235, a dual PI3K/mTOR inhibitor, induces cell death through alternate routes in prostate cancer cells depending on the PTEN genotype. Apoptosis 19:895–904

    Article  PubMed  CAS  Google Scholar 

  19. Dey N, Sun Y, Carlson JH, Wu H, Lin X, Leyland-Jones B, De P (2016) Anti-tumor efficacy of BEZ235 is complemented by its anti-angiogenic effects via downregulation of PI3K-mTOR-HIF1alpha signaling in HER2-defined breast cancers. Am J Cancer Res 6:714–716

    PubMed  PubMed Central  CAS  Google Scholar 

  20. Therasse P, Arbuck SG, Eisenhauer EA, Wanders J, Kaplan RS, Rubinstein L, Verweij J, Van Glabbeke M, van Oosterom AT, Christian MC, Gwyther SG (2000) New guidelines to evaluate the response to treatment in solid tumors. European Organization for Research and Treatment of Cancer, National Cancer Institute of the United States, National Cancer Institute of Canada. J Natl Cancer Inst 92:205–216

    Article  PubMed  CAS  Google Scholar 

  21. Babb J, Rogatko A, Zacks S (1998) Cancer phase I clinical trials: efficient dose escalation with overdose control. Stat Med 17:1103–1120

    Article  PubMed  CAS  Google Scholar 

  22. Neuenschwander B, Branson M, Gsponer T (2008) Critical aspects of the Bayesian approach to phase I cancer trials. Stat Med 27:2420–2439

    Article  PubMed  Google Scholar 

  23. Young H, Baum R, Cremerius U, Herholz K, Hoekstra O, Lammertsma AA, Pruim J, Price P (1999) Measurement of clinical and subclinical tumour response using [18F]-fluorodeoxyglucose and positron emission tomography: review and 1999 EORTC recommendations. European Organization for Research and Treatment of Cancer (EORTC) PET Study Group. Eur J Cancer 35:1773–1782

    Article  PubMed  CAS  Google Scholar 

  24. Rodon J, Infante J, Burris H, Tabernero J, Ranson MR, Rouyrre N, Duval V, Silva A, Hackl W, Baselga J (2010) A dose-escalation study with a special drug delivery system (SDS) of BEZ235, a novel dual PI3K/mTOR inhibitor, in patients with metastatic/advanced solid tumors SABCS. Abstract #.P6-15-07

  25. Serajuddin AT (1999) Solid dispersion of poorly water-soluble drugs: early promises, subsequent problems, and recent breakthroughs. J Pharm Sci 88(10):1058–106626

    Article  PubMed  CAS  Google Scholar 

  26. Rugo HS, Hortobagyi GN, Yao J, Pavel M, Ravaud A, Franz D, Ringeisen F, Gallo J, Rouyrre N, Anak O, Motzer R (2016) Meta-analysis of stomatitis in clinical studies of everolimus: incidence and relationship with effciacy. Ann Oncol 27:519–525

    Article  PubMed  PubMed Central  CAS  Google Scholar 

Download references

Acknowledgements

We thank the patients who participated in this trial and their families, as well as staff members at individual trial centers who provided support; Amirtha Ganesh, PhD and Avinash Yerramsetti (Novartis Healthcare Pvt Ltd) for providing medical editorial assistance with this manuscript.

Funding

The study was initiated, funded, and sponsored by Novartis Pharmaceuticals Corporation.

Author information

Affiliations

Authors

Corresponding author

Correspondence to Jordi Rodon.

Ethics declarations

Conflict of interest

J. Rodon reports grants and personal fees from Novartis during the conduct of the study; grants from Bayer and personal fees from Peptomyc, Orion, and Servier outside the submitted work. I. Krop reports personal fees from Genentech/Roche, Daiichi/Sankyo and Macrogenics outside the submitted work; research grants from Genentech/Roche. H. Burris reports other fees Novartis during the conduct of the study. C. Britten reports grants from Novartis during the conduct of the study; grants from Amgen, Boston Biomedical, Eli Lilly, Five Prime, Plexxikon, Keystone Nano, EMD Serono, Roche, Tesaro, Regeneron, Pfizer and Halozyme outside the submitted work; non-financial support from Five Prime; personal fees from Cleave outside the submitted work. M. Schuler reports other fees from University Hospital Essen, University Duisburg-Essen and Ruhrlandklinik outside the submitted work; personal fees from AstraZeneca, Celgene, Roche, Abbvie, Eli Lilly, Alexion, and MSD outside the submitted work; personal fees and grants from Boehringer Ingelheim, Bristol-Myers Squibb, and Novartis outside the submitted work. M. Abu-Khalaf reports grants from Novartis during the conduct of the study and outside the submitted work. A. Silva is employee of Novartis Pharma AG and hold Novartis stock options. W. Hackl is employee of Novartis Pharma AG and hold Novartis stock options. C. Quadt is employee of Novartis Pharma AG and hold Novartis stock options. D. Demanse is employee of Novartis Pharma AG. V. Duval is employee of Novartis Pharma AG. A. Pérez-Fidalgo, A. Guerrero-Zotano, C. Becerra, sJ. Schellens, D. Richards, F. Johnson, M. Ranson, J. Edenfield and J. Baselga have nothing to disclose.

Ethical approval

This study was conducted in accordance with Good Clinical Practice guidelines and the Declaration of Helsinki. An independent ethics committee and institutional review boards approved the study protocol and any subsequent amendments at each participating center. A study steering committee monitored study conduct in line with the protocol.

Informed consent

Written informed consent was obtained from all individual participants included in the study.

Electronic supplementary material

Below is the link to the electronic supplementary material.

Supplementary material 1 (DOCX 1022 KB)

Rights and permissions

Reprints and Permissions

About this article

Verify currency and authenticity via CrossMark

Cite this article

Rodon, J., Pérez-Fidalgo, A., Krop, I.E. et al. Phase 1/1b dose escalation and expansion study of BEZ235, a dual PI3K/mTOR inhibitor, in patients with advanced solid tumors including patients with advanced breast cancer. Cancer Chemother Pharmacol 82, 285–298 (2018). https://doi.org/10.1007/s00280-018-3610-z

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00280-018-3610-z

Keywords

  • PI3K
  • mTORC1/2
  • Breast cancer
  • BEZ235
  • Inhibitor