Skip to main content

Advertisement

Log in

Empirical Social-Ecological System Analysis: From Theoretical Framework to Latent Variable Structural Equation Model

  • Published:
Environmental Management Aims and scope Submit manuscript

Abstract

The social-ecological system (SES) approach to natural resource management holds enormous promise towards achieving sustainability. Despite this promise, social-ecological interactions are complex and elusive; they require simplification to guide effective application of the SES approach. The complex, adaptive and place-specific nature of human-environment interactions impedes determination of state and trends in SES parameters of interest to managers and policy makers. Based on a rigorously developed systemic theoretical model, this paper integrates field observations, interviews, surveys, and latent variable modeling to illustrate the development of simplified and easily interpretable indicators of the state of, and trends in, relevant SES processes. Social-agricultural interactions in the Logone floodplain, in the Lake Chad basin, served as case study. This approach is found to generate simplified determinants of the state of SESs, easily communicable across the array of stakeholders common in human-environment interactions. The approach proves to be useful for monitoring SESs, guiding interventions, and assessing the effectiveness of interventions. It incorporates real time responses to biophysical change in understanding coarse scale processes within which finer scales are embedded. This paper emphasizes the importance of merging quantitative and qualitative methods for effective monitoring and assessment of SESs.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4

Similar content being viewed by others

References

  • Alreck PA, Settle RB (1995) The survey research handbook. McGraw-Hill, New York

    Google Scholar 

  • Bartholomew DJ, Knott M (1999) Latent variable models and factor analysis. Oxford University Press, New York

    Google Scholar 

  • Bentler PM, Bonett DG (1980) Significance tests and goodness of fit in the analysis of covariance structures. Psychological Bulletin 88:588–606

    Article  Google Scholar 

  • Berkes F, Folke C (eds) (1998) Linking social and ecological systems: management practices and social mechanisms for building resilience. Cambridge University Press, Cambridge

    Google Scholar 

  • Berkes F, Colding J, Folke C (eds) (2003) Navigating social-ecological systems. Cambridge University Press, Cambridge

    Google Scholar 

  • Bossel H (1999) Indicators of sustainable development: theory, method and application. A report to the Balaton Group, IISD, Winnipeg, Canada

    Google Scholar 

  • Carpenter SR, Walker B, Anderies MJ, Abel N (2001) From metaphor to measurement: Resilience of what to what? Ecosystems 4:765–781

    Article  Google Scholar 

  • Chen F, Bollen KA, Paxton P, Curran PJ, Kirby JB (2001) Improper solutions in structural equation models. Sociological Methods and Research 29(4):468–508

    Article  Google Scholar 

  • Cheung D (2000) Evidence of a single second-order factor in student ratings of teaching effectiveness. Structural Equation Modeling 7(3):442–460

    Article  Google Scholar 

  • Clark WC, Dickson NM (2003) Sustainability science: the emerging research program. Proceedings of the National Academy of Science USA 100(14):8059–8061

    Article  CAS  Google Scholar 

  • Converse JM, Presser S (1986) Survey questions. Handcrafting the standardized questionnaire. Sage, Menlo Park, CA

    Google Scholar 

  • Creswell JW (2003) Research design: qualitative, quantitative, and mixed methods approaches. Sage, News Delhi, India

    Google Scholar 

  • Cronbach LJ (1951) Coefficient alpha and the internal structure of tests. Psychometrika 16:297–334

    Article  Google Scholar 

  • Cronbach LJ, Meehl PE (1955) Construct validity in psychological tests. Psychological Bulletin 52:281–302

    Article  CAS  Google Scholar 

  • DeVellis RF (2003) Scale development. Theory and applications. Sage, Menlo Park, CA

    Google Scholar 

  • Dillon WR, Kumar A, Mulani N (1987) Offending estimates in covariance structure analysis: comments on the causes of and solutions to Heywood cases. Psychological Bulletin 101(1):126–135

    Article  Google Scholar 

  • du Toit M, du Toit S (2001) Interactive LISREL: user’s guide. Scientific Software International, Lincolnwood, IL

    Google Scholar 

  • Fischer DG, Fick C (1993) Measuring social desirabiility: short forms of the Marlowe-Crowne social desirability scale. Educational and Psychological Measurement 53:417–424

    Article  Google Scholar 

  • Foddy W (2001) Constructing questions for interviews and questionnaires: theory and practice in social research. Cambridge University Press, Cambridge

    Google Scholar 

  • Folke C (2006) Resilience: the emergence of a perspective for social-ecological systems analyses. Global Environmental Change 16:253–267

    Article  Google Scholar 

  • Folke C, Colding J, Berkes F (2003) Synthesis: building resilience and adaptive capacity in social-ecological systems. In: Berkes F, Colding J, Folke C (eds) Navigating social-ecological systems. Cambridge University Press, Cambridge, pp. 352–387

    Google Scholar 

  • Fouladi RT (2000) Performance of modified test statistics in covariance correlation structure analysis under conditions of multivariate nonnormality. Structural Equation Modeling 7(3):356–410

    Article  Google Scholar 

  • Gerlach L, Bengston D (1994) If ecosystem management is the solution, what’s the problem? Eleven challenges for ecosystem management. Journal of Forestry 92:18–21

    Google Scholar 

  • Grimm V (1999) Individual-based modelling and ecological theory: synthesis of a workshop. Ecological Modelling 115:275–282

    Article  Google Scholar 

  • Gunderson LH, Holling CS (eds) (2002) Panarchy: understanding transformations in human and natural systems. Island Press, Washington, DC

    Google Scholar 

  • Holling CS (2001) Understanding the complexity of economic, ecological, and social systems. Ecosystems 4:390–405

    Article  Google Scholar 

  • Hoyle RH, Smith GT (1994) Formulating clinical research hypotheses as structural equation models: a conceptual overview. Journal of Consulting and Clinical Psychology 62(3):429–440

    Article  CAS  Google Scholar 

  • Hu L, Bentler PM (1998) Fit indices in covariance structure modeling: sensitivity to underparameterized model misspecification. Psychological Methods 3(4):424–453

    Article  Google Scholar 

  • Hyman BF, Leibowitz GS (2001) A framework for identifying and evaluating indicators. Environmental Monitoring and Assessment 66:207–232

    Article  CAS  Google Scholar 

  • JÖreskog K, Sörbom D (2005) LISREL version 8.72. Scientific Software International, Lincolnwood, IL

    Google Scholar 

  • Kalton G (1983) Introduction to survey sampling. Quantitative applications in the social sciences. Sage, London

    Google Scholar 

  • Kneeshaw K., Vaske JJ, Bright AD, Absher JD (2004) Acceptability norms toward fire management in three national forests. Environment and Behavior 46(4):592–612

    Article  Google Scholar 

  • Kotchen MJ, Young OR (2007) Meeting the challenges of the anthropocene: towards a science of coupled human-biophysical systems. Global Environmental Change 17:149–151

    Article  Google Scholar 

  • Krueger RA, Casey MA (2000) Focus groups: a practical guide for applied research. Sage, London

    Google Scholar 

  • MacMynowski D (2007) Across space and times: social responses to large-scale biophysical systems. Environmental Management 39:831–842

    Article  Google Scholar 

  • Maruyama GM (1998) Basics of structural equation modeling. Sage, London

    Google Scholar 

  • McCool SF, Stankey GH (2004) Indicators of sustainability: challenges and opportunities at the interface of science and policy. Environmental Management 33(3):294–305

    Article  Google Scholar 

  • Meadows D (1998) Indicators and information systems for sustainable development. A report to the Balaton Group. Sustainability Institute, Hartland, VT

    Google Scholar 

  • Moran EF (2000) Human adaptability. An introduction to ecological anthropology. Westview Press, Oxford, UK

    Google Scholar 

  • Mouafo D, Fotsing E, Sighomnou D, Sigha L (2002) Dam, environment and regional development: case study of the Logone floodplain in northern Cameroon. Water Resources Development 18(1):209–219

    Article  Google Scholar 

  • Nevitt J, Hancock GR (2001) Performance of bootstrapping approaches to model test statistics and parameter standard error estimation in structural equation modeling. Structural Equation Modeling 8(3):353–377

    Article  Google Scholar 

  • Noar SM (2003) The role of structural equation modeling in scale development. Structural Equation Modeling 10(4):622–647

    Article  Google Scholar 

  • Norton BG (2003) Searching for sustainability: interdisciplinary essays in the philosophy of conservation biology. Cambridge University Press, Cambridge

    Google Scholar 

  • Pearl J (2000) Causality: models, reasoning and inference. Cambridge University Press, Cambridge

    Google Scholar 

  • Pugesek BH (2003) Modeling a complex conceptual theory of population change in the shiras moose: history and recasting as a structural equation model. In: Pugesek BH, Tomer A, von Eye A (eds) Structural equation modeling: applications in ecological and evolutionary biology. Cambridge University Press, Cambridge, pp 60–84

    Google Scholar 

  • Pugesek BH, Tomer A, von Eye A (eds) (2003) Structural equation modeling: applications in ecological and evolutionary biology. Cambridge University Press, Cambridge

    Google Scholar 

  • Raykov T, Marcoulides GA (2000) A first course in structural equation modeling. Lawrence Erlbaum Associates, London

    Google Scholar 

  • Salmon WC (1998) Causality and explanation. Oxford University Press, Oxford, UK

    Google Scholar 

  • Shipley B (2002) Cause and correlation in biology. A user’s guide to path analysis, structural equations and causal inference. Cambridge University Press, Cambridge

    Google Scholar 

  • Spector EP (1992) Summated rating scale construction. An introduction. Sage, Menlo Park, CA

    Google Scholar 

  • Tourangeau R, Rips LJ, Rasinski K (2002) The psychology of survey response. Cambridge University Press, Cambridge

    Google Scholar 

  • Turner NJ, Davidson-Hunt IJ, O’Flaherty M (2003) Living on the edge: ecological and cultural edges as sources of diversity for social-ecological resilience. Human Ecology 31(3):439–461

    Article  Google Scholar 

  • Turner BL II, Kasperson RE, Matson PA, McCarthy JJ, Corell RW, Christensen L, Eckley N, Kasperson JX, Luers A, Martello ML, Polsky C, Pulsipher A, Schiller A (2003) A framework for vulnerability analysis in sustainability science. Proceedings of the National Academy of Science USA 100(14):8074–8079

    Article  CAS  Google Scholar 

  • United Nations (2002) Water for people, water for life. World water development report. Available at: http://www.unesco.org/water/wwap/wwdr/index.shtml

  • Villacorta M, Koestner R, Lekes N (2003) Further validation of the motivation toward the environment scale. Environment and Behavior 35(4):486–505

    Article  Google Scholar 

  • Walker B, Gunderson L, Kinzig A, Folke C, Carpenter S, Schultz L (2006a) A handful of heuristics and some propositions for understanding resilience in social-ecological systems. Ecology and Society 11(1):13. Available at: http://www.ecologyandsociety.org/vol1/iss1/art13/

  • Walker B, Anderies JM, Kinzig AP, Ryan P (2006b) Exploring resilience in social-ecological systems through comparative studies and theory development. Ecology and Society 11(1):12. Available at: http://www.ecologyandsociety.org/vol11/iss1/art12/

  • Weiss RS (1995) Learning from strangers: the art and method of qualitative interview studies. Free Press, New York

    Google Scholar 

  • Westley F (2002) The devil in the dynamics: adaptive management in the frontlines. In: Gunderson L, Holling CS (eds) Panarchy: uunderstanding transformations in human and natural systems. Island Press, Washington, DC, pp 333–360

    Google Scholar 

  • Wilkins H (2003) The need for subjectivity in EIA: discourse as a tool for sustainable development. Environmental Impact Assessment Review 23:401–414

    Article  Google Scholar 

  • Wiren-Lehr SV (2001) Sustainability in agriculture—an evaluation of principal goal-oriented concepts to close the gap between theory and practice. Agriculture, Ecosystems and Environment 84:115–129

    Article  Google Scholar 

  • Yohe G, Tol RSJ (2002) Indicators for social and economic coping capacity—moving toward a working definition of adaptive capacity. Global Environmental Change 12:25–40

    Article  Google Scholar 

  • Young OR, Berkhout F, Gallopin GC, Janssen MA, Ostrom E, van der Leeuw S (2006) The globalization of socio-ecological systems: an agenda for scientific research. Global Environmental Change 16:304–316

    Article  Google Scholar 

  • Zhen L, Routray JK (2003) Operational indicators for measuring agricultural sustainability in developing countries. Environmental Management 23(1):34–46

    Article  Google Scholar 

Download references

Acknowledgments

I wish to recognize the Cameroon Association for Environmental Education, specifically Mr. Aboukar Mohamat, for assistance with field research and logistical support. I thank David Bengston and Andy Holdsworth for comments on early drafts of this paper. I would also like to thank two anonymous reviewers for their suggested improvements to this paper. Financial support for this research was provided by the MacArthur and Compton Foundations through the Interdisciplinary Center for the Study of Global Change and by the Graduate School of the University of Minnesota through the Doctoral Dissertation Fellowship Program.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Stanley Tanyi Asah.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Asah, S.T. Empirical Social-Ecological System Analysis: From Theoretical Framework to Latent Variable Structural Equation Model. Environmental Management 42, 1077–1090 (2008). https://doi.org/10.1007/s00267-008-9172-9

Download citation

  • Received:

  • Revised:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00267-008-9172-9

Keywords

Navigation