Abstract
This paper analyzes livelihood change and livelihood sustainability of households in the upland part of the Lembang subwatershed, West Sumatra, in response to changes in the natural resource management context during the last decade. Using the sustainable livelihood framework (SLF), we measured livelihood changes at two separate points in time, 1996 and 2006, and assessed their environmental, economic, social, and institutional sustainability. We found that people with a low income had less access to capital assets than people from middle- and high-income groups. Our analysis revealed, however, that access to capital assets increased over time, and that poor households experienced economic improvement, indicating an overall increase in economic sustainability. Environmental sustainability, however, is threatened by intensive agricultural practices such as high agrochemical input and intensive soil tillage on steep slopes, leading to pollution and soil erosion. Social sustainability is also a matter of concern: while social exclusion has been reduced, income inequity has increased. Institutional sustainability is likely to remain uncertain, as local institutions for natural resource management are still weak, despite the fact that decentralization has been implemented during the last 8 years. External facilitation is needed to improve the livelihood of upland people while, at the same time, enhancing the sustainability of watershed management. Strengthening local institutions, conserving natural resources, and promoting environmentally sound agricultural practices are the three most important policies to be promoted within the watershed.






Similar content being viewed by others
References
Armitage D (2005) Adaptive capacity and community-based natural resource management. Environmental Management 35:703–715
Armitage D, Marschke M, Plummer R (2008) Adaptive co-management and the paradox of learning. Global Environmental Change 18:86–98
Arnold JEM (1998) Forestry and sustainable rural livelihoods. In: Carney (ed) Sustainable rural livelihood. What contribution can we make? Papers presented at the Department for International Development’s Natural Resources Advisers’ Conference, Department for International Development (DFID), London, pp 155–166
Ashley C, Carney D (1999) Sustainable livelihoods: lessons from early experience. Department for International Development (DFID), London
Bebbington A (1999) Capitals and capabilities: a framework for analyzing peasant viability, rural livelihoods and poverty. World Development 27:2021–2044
BPS (2005) Sumatera Barat Dalam Angka 2004 (West Sumatra in Figures 2004). Badan Pusat Statistik Sumatera Barat (BPS), Padang, Indonesia
Campbell B, Sayer JA, Frost P, Vermeulen S, Porez MR, Cunningham A, Prabhu R (2003) In: Campbell BM, Sayer JA (eds) Assessing the performance of natural resource systems. CABI, Oxon, UK, pp 267–292
Carney D, Drinkwater M, Rusinow T, Neefjes K, Wanmali S, Singh N (1999) Livelihoods approaches compared: a brief comparison of the livelihoods approaches of the UK Department for International Development (DFID), CARE, Oxfam, and the United Nations Development Programme (UNDP). DFID working paper, Department for International Development, London
Chambers R (1995) Poverty and livelihoods: whose reality counts? Environment and Urbanization 7:173–204
Chambers R, Conway GR (1992) Sustainable rural livelihoods: practical concepts for 21st century. IDS discussion paper 296, Department for International Development, London
Dewi S, Belcher B, Puntodewo A (2005) Village economic opportunity, forest dependence, and rural livelihoods in East Kalimantan, Indonesia. World Development 33:1419–1434
DFID (1999) Sustainable livelihoods guidance sheets. Department for International Development, London
Dupar M, Badenoch N (2002) Environment, livelihoods, and local institutions decentralization in mainland Southeast Asia. World Resources Institute, Washington, DC
Feridhanusetyawan T, Pangestu M (2003) Indonesian trade liberalisation: estimating the gains. Bulletin of Indonesian Economic Studies 39:51–74
Gellert PK (2005) The shifting natures of ‘‘development’’: growth, crisis, and recovery in Indonesia’s forests. World Development 33:1345–1364
Haryati Y, Aji JMM (2005) Indonesian rice supply performance in the trade liberalization era. Presented at the Indonesia rice conference 2005, Tabanan, Bali, 12–14 September
Irianto G, Surmaini E, Pasandaran E (2004) Dinamika Iklim dan Sumber Daya Air untuk Budi Daya Padi. Ekonomi Padi dan Beras Indonesia. In: Kasryno F, Pasandaran E, Fagi AM (eds) Ekonomi Perberasan Indonesia. Badan Penelitian dan Pengembangan Pertanian. Departemen Pertanian Republik Indonesia, Jakarta, Indonesia, pp 255–276
Istijono B (2006) Konservasi Daerah Aliran Sungai dan Pendapatan Petani: Studi tentang integrasi pegelolaan daerah aliran sungai. Studi kasus DAS Sumani Kabupaten Solok/Kota Solok, Sumatera Barat. Unpublished dissertation. Universitas Andalas, Padang, Indonesia
Lam WF (2001) Coping with change: a study of local irrigation institutions in Taiwan. World Development 29:1569–1592
Li TM (2002) Engaging simplifications: community-based resource management, market processes and state agendas in upland Southeast Asia. World Development 30:265–283
Koeberlein vM (2003) Living from waste: livelihood of the actors involved in Delhi’s recycling economy. Verlag fűr Entwicklungspolitik, Saarbrűcken, Germany
Mitchell B (2002) Resource and environmental management. Prentice Hall, Harlow, UK
Mitchell B (2005) Integrated water resource management, institutional arrangements, and land-use planning. Environment and Planning 37:1335–1352
MoF (2003) Report to stakeholders: current condition of forestry development. Ministry of Forestry (MoF), Jakarta, Indonesia
Naim M (1984) Merantau: Pola Migrasi Suku Minangkabau [Merantau: migration pattern among Minangkabau ethnic]. Gajah Mada University Press, Yogyakarta, Indonesia
Nurdin A (2007) Resolusi konflik tanah ulayat di Minangkabau, Sumatera Barat. Studi kasus tujuh nagari konflik di Sumatera Barat. Unpublished dissertation, Universitas Andalas, Padang, Indonesia
O’Connor CM (2004) Effects of central decisions on local livelihoods in Indonesia: potential synergies between the programs of transmigration and industrial forest conversion. Population and Environment 25:319–333
Resosudarmo IAP (2002) Closer to people and trees: will decentralization work for the people and the forests of Indonesia? Presented at the world resources institute conference on decentralization and the environment, Bellagio, Italy, 18–22 February
Robinson S, El-Said M, San NN (1998) Rice policy, trade, and exchange rate changes in Indonesia: a general equilibrium analysis. Journal of Asian Economics 9:393–423
San NN, Löfgren H, Robinson S (2000) Structural adjustment, agriculture, and deforestation in the Sumatera regional economy. TMD discussion paper, International Food Policy Research Institute, Washington, DC
Scoones I (1998) Sustainable rural livelihoods: a framework for analysis. IDS working paper 72, Department for International Development, London
Shivakoti G, Shrestha S (2005a) Analysis of livelihood asset pentagon to assess the performance of irrigation systems: part 1—analytical framework. Water International 30:356–362
Shivakoti G, Shrestha S (2005b) Analysis of livelihood asset pentagon to assess the performance of irrigation systems: part 2—application of analytical framework. Water International 30:363–371
Torras M (1999) Inequality, resource depletion, and welfare accounting: applications to Indonesia and Costa Rica. World Development 27:1191–1202
Vedeld P, Angelsen A, Bojo J, Sjaastad E, Kobugabe Berg G (2007) Forest environmental incomes and the rural poor. Forest Policy and Economics 9:869–879
von Benda-Beckmann F, von Benda-Beckmann K (2001) Recreating the nagari: decentralization in West Sumatra. Working papers no. 31. Max Planck Institute for Social Anthropology, Halle, Germany
WCED (1987) Our common future. Oxford University Press, Oxford, UK
WRI (2001) World resources 2000–2001: the fraying web of life, people and ecosystems. World Resources Institute, Washington, DC
WRI (2005) World resources 2005: the wealth of the poor—managing ecosystems to fight poverty. World Resources Institute, Washington, DC
Yonariza, Shivakoti GP (2008) Decentralization policy and revitalization of local institutions for protected area co-management in West Sumatra, Indonesia. In: Webb EL, Shivakoti GP (eds) Decentralization, forests and rural communities: policy outcomes in South and Southeast Asia. Sage, New Delhi, India, pp 128–149
Acknowledgments
It is duly acknowledged that this study was funded by a grant from the Ford Foundation-Jakarta Office to Andalas University and the Asian Institute of Technology. We are grateful to local residents of Lembang subwatershed for their participation in interviews and surveys. An earlier version of this paper was presented at the regional conference on “Environmental Planning and Management in Southeast Asian Countries” in Hanoi, March 6–8, 2007. Thanks are also extended to Prof. Jonathan Rigg, Prof. Gopal B. Thapa, and other participants of the regional conference for their valuable comments on earlier version of the paper. Comments from two anonymous reviewers substantially improved the quality of the manuscript.
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Mahdi, Shivakoti, G.P. & Schmidt-Vogt, D. Livelihood Change and Livelihood Sustainability in the Uplands of Lembang Subwatershed, West Sumatra, Indonesia, in a Changing Natural Resource Management Context. Environmental Management 43, 84–99 (2009). https://doi.org/10.1007/s00267-008-9142-2
Received:
Revised:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00267-008-9142-2
