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Positive Lyapunov Exponents for Higher Dimensional Quasiperiodic Cocycles


We consider an m-dimensional analytic cocycle \({\mathbb{T} \times \mathbb{R}^m \ni (x, \vec{\psi}) \mapsto (x + \omega, A (x) \cdot \vec{\psi}) \in \mathbb{T} \times \mathbb{R}^m}\), where \({\omega \notin \mathbb{Q}}\) and \({A \in C^\omega (\mathbb{T}, \mathrm{Mat}_m (\mathbb{R}))}\). Assuming that the d × d upper left corner block of A is typically large enough, we prove that the d largest Lyapunov exponents associated with this cocycle are bounded away from zero. The result is uniform relative to certain measurements on the matrix blocks forming the cocycle. As an application of this result, we obtain nonperturbative (in the spirit of Sorets–Spencer theorem) positive lower bounds of the nonnegative Lyapunov exponents for various models of band lattice Schrödinger operators.

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Correspondence to Silvius Klein.

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Communicated by B. Simon

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Duarte, P., Klein, S. Positive Lyapunov Exponents for Higher Dimensional Quasiperiodic Cocycles. Commun. Math. Phys. 332, 189–219 (2014).

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  • Lyapunov Exponent
  • Transversality Condition
  • Subharmonic Function
  • Large Lyapunov Exponent
  • Block Matrice