Abstract.
We consider the homogenization of a system of second-order equations with a large potential in a periodic medium. Denoting by ε the period, the potential is scaled as ε−2. Under a generic assumption on the spectral properties of the associated cell problem, we prove that the solution can be approximately factorized as the product of a fast oscillating cell eigenfunction and of a slowly varying solution of a scalar second-order equation. This result applies to various types of equations such as parabolic, hyperbolic or eigenvalue problems, as well as fourth-order plate equation. We also prove that, for well-prepared initial data concentrating at the bottom of a Bloch band, the resulting homogenized tensor depends on the chosen Bloch band. Our method is based on a combination of classical homogenization techniques (two-scale convergence and suitable oscillating test functions) and of Bloch waves decomposition.
Similar content being viewed by others
References
Aguirre, F., Conca, C.: Eigenfrequencies of a tube bundle immersed in a fluid. Appl. Math. Optim. 18, 1–38 (1988)
Albert, J.H.: Genericity of simple eigenvalues for elliptic pde’s. Proc. A.M.S. 48, 413–418 (1975)
Allaire, G.: Homogenization and two-scale convergence. SIAM J. Math. Anal. 23, 1482–1518 (1992)
Allaire, G.: Dispersive limits in the homogenization of the wave equation. Annales de la Faculté des Sciences de Toulouse 12, 415–431 (2003)
Allaire, G., Capdeboscq, Y.: Homogenization of a spectral problem in neutronic multigroup diffusion. Comput. Methods Appl. Mech. Engrg. 187, 91–117 (2000)
Allaire, G., Capdeboscq, Y.: Homogenization and localization for a 1-d eigenvalue problem in a periodic medium with an interface. Annali di Matematica 181, 247–282 (2002)
Allaire, G., Conca, C.: Bloch wave homogenization and spectral asymptotic analysis. J. Math. Pures et Appli. 77, 153–208 (1998)
Allaire, G., Malige, F.: Analyse asymptotique spectrale d’un problème de diffusion neutronique. C. R. Acad. Sci. Paris Série I 324, 939–944 (1997)
Allaire, G., Piatnitski, A.: Uniform Spectral Asymptotics for Singularly Perturbed Locally Periodic Operators. Com. in PDE 27, 705–725 (2002)
Allaire, G., Piatnitski, A.: Homogenization of the Schrödinger equation and effective mass theorems. Internal report, n. 540, CMAP, Ecole Polytechnique (2004)
Bensoussan, A., Lions, J.-L., Papanicolaou, G.: Asymptotic analysis for periodic structures. North-Holland, Amsterdam, 1978
Brahim-Otsmane, S., Francfort, G., Murat, F.: Correctors for the homogenization of the wave and heat equations. J. Math. Pures Appl. (9) 71, 197–231 (1992)
Capdeboscq, Y.: Homogenization of a diffusion equation with drift. C. R. Acad. Sci. Paris Série I 327, 807–812 (1998)
Conca, C., Orive, R., Vanninathan, M.: Bloch approximation in homogenization and applications. SIAM J. Math. Anal. 33, 1166–1198 (2002)
Conca, C., Planchard, J., Vanninathan, M.: Fluids and periodic structures. RMA 38, J. Wiley & Masson, Paris, 1995
Conca, C., Vanninathan, M.: Homogenization of periodic structures via Bloch decomposition. SIAM J. Appl. Math. 57, 1639–1659 (1997)
Geymonat, G., Müller, S., Triantafyllidis, N.: Homogenization of non-linearly elastic materials, microscopic bifurcation and macroscopic loss of rank-one convexity. Arch. Rational Mech. Anal. 122, 231–290 (1993)
Jikov, V.V., Kozlov, S.M., Oleinik, O.A.: Homogenization of Differential Operators and Integral Functionals. Springer Verlag, 1994
Kato, T.: Perturbation theory for linear operators. Springer-Verlag, Berlin, 1966
Kozlov, S.: Reducibility of quasiperiodic differential operators and averaging. Trans. Moscow Math. Soc. (2), 101–126 (1984)
Myers, H.P.: Introductory solid state physics. Taylor & Francis, London, 1990
Nguetseng, G.: A general convergence result for a functional related to the theory of homogenization. SIAM J. Math. Anal. 20, 608–623 (1989)
Pedersen, F.: Simple derivation of the effective-mass equation using a multiple-scale technique. Eur. J. Phys. 18, 43–45 (1997)
Poupaud, F., Ringhofer, C.: Semi-classical limits in a crystal with exterior potentials and effective mass theorems. Comm. Partial Differential Equations 21, 1897–1918 (1996)
Reed, M., Simon, B.: Methods of modern mathematical physics. Academic Press, New York, 1978
Sevost’janova, E.V.: An asymptotic expansion of the solution of a second order elliptic equation with periodic rapidly oscillating coefficients. Math. USSR Sbornik 43, 181–198 (1982)
Siess, V.: Homogénéisation des équations de criticité en transport neutronique. PhD Thesis, Paris 6 University, 2003
Vanninathan, M.: Homogenization of eigenvalue problems in perforated domains. Proc. Indian Acad. Sci. Math. Sci. 90, 239–271 (1981)
Acknowledgments.
This work was partly done when A. Piatnitski and M. Vanninathan were visiting the Centre de Mathématiques Appliquées at Ecole Polytechnique. They gratefully acknowledge the warm hospitality received during their stay. Y. Capdeboscq thanks L.C. Evans for bringing reference [23] to his attention.
Author information
Authors and Affiliations
Corresponding author
Additional information
Communicated by G. Milton
Rights and permissions
About this article
Cite this article
Allaire, G., Capdeboscq, Y., Piatnitski, A. et al. Homogenization of Periodic Systems with Large Potentials. Arch. Rational Mech. Anal. 174, 179–220 (2004). https://doi.org/10.1007/s00205-004-0332-7
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00205-004-0332-7