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Digital terrain, surface, and canopy height model generation with dual-baseline low-frequency InSAR over forest areas

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Abstract

Interferometric synthetic aperture radar (InSAR) technology can be used to produce a high spatial resolution digital elevation model (DEM) on a global scale. However, above-ground vegetation strongly biases the DEM accuracy in forested areas by shifting the scattering phase center below the top of the canopy and above the underlying topography. Such a bias is related to the radar wavelength, forest structure, dielectric property, radar incidence angle, and terrain slope. In this paper, based on the strong penetration characteristics of the low-frequency (P-band) SAR signal, the time–frequency (TF) analysis is introduced to increase the InSAR observation space, where the decomposed sublook images can also be utilized to perform interferometry. By analyzing and modeling the sublook interferograms, a comprehensive dual-baseline framework for correcting the InSAR phase shifting is proposed to generate accurate digital terrain, surface, and canopy height models (DTM, DSM, and CHM) over forest areas. The proposed method is validated using P-band InSAR datasets acquired above the boreal coniferous forest in Remningstorp, southern Sweden, and the rainforest in Lopé, Gabon, Africa. For the boreal forest, the root-mean-square errors (RMSEs) in terms of the DTM, CHM, and DSM range from 2 to 4 m, while for the tropical rainforest with complicated topography, the RMSEs of the three elevation models range from 5 to 8 m compared with light detection and ranging (LiDAR) references. The high consistency between the InSAR-derived DTM/DSM and references demonstrates the effectiveness and stability of the proposed method and represents an improvement of 49–70% compared to the raw InSAR DEM.

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Acknowledgements

This work was partly supported by the National Key Research and Development Program of China (No. 2022YFB3902605), the National Natural Science Foundation of China (No. 41820104005, 41904004, 42030112), the Provincial Natural Science Foundation of Hunan Province (No. 2021JJ30808, No. 2023JJ20061). The Hunan Provincial Innovation Foundation for Postgraduate (No. CX20200324), the Fundamental Research Funds for the Central Universities of Central South University (No. 2022ZZTS0307, 2020zzts668), and the joint doctoral program of China Scholarship Council (202106370124). The authors would also like to thank the German Aerospace Center (DLR) and the European Space Agency (ESA) for providing the P-band SAR data and LiDAR acquisitions. We also thank the LVIS team in Code 61A at NASA Goddard Space Flight Center with support from the University of Maryland, College Park, for providing the LVIS LiDAR data.

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JZ proposed the initial ideas for this study. YX designed and conducted the experiments and wrote the original manuscript for this research. HF also carried out parts of the experiments, discussed and analyzed the results of this work, and provided a large number of modifications to the original manuscript. CW, HW, ZL, and QX helped analyze the results and presented valuable suggestions to improve the manuscript.

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Correspondence to Yanzhou Xie.

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The authors have no competing interests to declare that are relevant to the content of this article.

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Zhu, J., Xie, Y., Fu, H. et al. Digital terrain, surface, and canopy height model generation with dual-baseline low-frequency InSAR over forest areas. J Geod 97, 100 (2023). https://doi.org/10.1007/s00190-023-01791-5

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  • DOI: https://doi.org/10.1007/s00190-023-01791-5

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