What goals of therapy can be achieved with each type of noninvasive respiratory support technique in the peri-operative/periprocedural hypoxaemic patient with acute respiratory failure?
Based on available literature, the panel identified the following goals of therapy that should be considered when delivering respiratory support in peri-operative/periprocedural hypoxaemic patient with acute respiratory failure.
1.1 Improvement of oxygenation
Recommendation 1—Strong recommendation, moderate‐quality evidence (1B)
In the peri-operative/periprocedural hypoxaemic patient, the use of either noninvasive positive pressure ventilation or continuous positive airway pressure (based on local expertise) is preferred to conventional oxygen therapy for improvement of oxygenation
Evidence summary:
Four RCTs compared postoperative patients treated with noninvasive respiratory support techniques with those treated with COT [10,11,12,13]. The use of noninvasive respiratory support techniques was superior to COT for improvement of oxygenation in two RCTs [10, 11]. After lung resection, patients randomised to receive NIPPV developed less severe hypoxaemia than those randomised to treatment with COT [11]. After solid organ transplantation, patients randomised to receive NIPPV or COT had improved PaO2:FiO2 ratios in 70 and 25% of cases respectively (P = 0.03) [10]. During and after major vascular surgery when NIPPV was compared with COT, the arterial partial pressure of oxygen was increased in the patients receiving NIPPV at 1 h, 6 h and at the end of intervention (P < 0.01 for all) [13]. Conversely, after abdominal surgery, patients randomised to receive either NIPPV or COT had similar gas exchange on postsurgical day 1 (P = 0.6) [12].
Rationale for the recommendation:
The recommendation is based on four RCTs with different case-mixes [9,10,11,12]. Three were unrelated single-centre RCTs, yet they all describe similar findings [10, 11, 13]. However, this similarity provides only moderate certainty since the only multicentre study did not confirm their findings [12].
Of note, one RCT comparing CPAP with COT after abdominal surgery could not be included in this analysis because oxygenation levels were not reported [14]. Two more studies that compared two noninvasive respiratory support techniques were also not included because there was no comparison with COT [15, 16]. One of these also noted better oxygenation with NIPPV than with CPAP in patients after cardiac surgery [15].
Our findings are aligned with those of a previous meta-analysis that focused on adult patients with planned extubation following mechanical ventilation rather than with hypoxaemia. These authors found that HFNC was superior to COT in terms of partial pressure of oxygen in the arterial blood (standardised mean difference 0.30, 95% CI 0.04–0.56, P = 0.03) [17].
1.2.1 Reducing the risk of atelectasis
Recommendation 2—Weak recommendation, low‐quality evidence (2C)
In the postoperative hypoxaemic patient after cardiac surgery, we suggest using noninvasive positive pressure ventilation rather than continuous positive airway pressure for reducing the risk of atelectasis
Evidence summary:
In one multicentre non-inferiority trial where patients after cardiothoracic surgery were randomised to receive either NIPPV or HFNC, the radiological score at day 1 was better with NIPPV [16]. In a study that randomised patients with a body mass index above 30 kg m−2 after cardiac surgery to treatment with either HFNC or COT, no differences were reported in the radiological atelectasis score on days 1 and 5 (median scores = 2, P = 0.7 and P = 0.15 respectively) [18]. In a single-centre study in which patients after vascular surgery were randomised to receive either HFNC or COT, the reported rates of atelectasis were also similar in the two groups [13].
Rationale for the recommendation:
Although this recommendation is based on a low level of evidence, it is supported by a potential positive effect of NIPPV without any reported detrimental effect. However, uncertainty still exists regarding the choice of HFNC or NIPPV for improving oxygenation because the largest RCT found no difference between the two. Furthermore, the efficacy of HFNC seems similar to that of COT for prevention of atelectasis [18].
Of note, the expert panel found no RCT comparing hypoxaemic patients treated with NIPPV with those treated with CPAP. An additional RCT that randomised patients with an ‘Atelectasis Score’ ≥ 2 after tracheal extubation to either CPAP or NIPPV was excluded because the patients enrolled were not hypoxaemic (PaO2:FiO2 ratios 45 and 46 kPa (338 and 345 mmHg) in the two groups, respectively). This study found that patients in the NIPPV group developed less atelectasis (P = 0.02) [19].
1.2.2 Reducing the risk of pneumonia and its associated complications
Recommendation 3—Weak recommendation, high‐quality evidence (2A)
In the postoperative hypoxaemic patient after upper abdominal surgery, we suggest continuous positive airway pressure or noninvasive positive pressure ventilation rather than conventional oxygen therapy to reduce the risk of hospital-acquired pneumonia and its associated complications
Evidence summary:
One multicentre study showed that patients with hypoxaemia after abdominal surgery who were randomised to receive either preventive CPAP or COT had lower rates of pneumonia (2% vs. 10% respectively, P = 0.02), infection (3% vs. 10%, P = 0.03) and sepsis (2% vs. 9%, P = 0.03) with CPAP [14]. Another multicentre study that randomised patients who developed hypoxaemic respiratory failure after upper abdominal surgery to receive either NIPPV or COT had lower rates of hospital-acquired pneumonia on days 7 [10.1% vs. 22.1%, (P = 0.005) and 30 (14.6% vs. 29.7% (P = 0.003)] with NIPPV but similar ICU and hospital lengths of stay [12].
A case–control series of 36 consecutive patients undergoing oesophagectomy found a similar rate of pneumonia in patients treated with NIPPV or COT (P = 1.0), but NIPPV was associated with less respiratory distress syndrome (19% vs. 53%, P 0.015) [20].
These findings contrast with a multicentre study that randomised patients ‘at risk of postoperative pulmonary complications’ to receive either HFNC or COT and showed no difference in the absolute risk reduction of postoperative hypoxaemia 1 h after extubation [21% vs. 24%, absolute risk reduction—3 (95% CI − 14 to 8)%, P = 0.62] [21].
Rationale for the recommendation:
For this recommendation, the level of evidence was considered high because two unrelated RCTs have reported a significant decrease in complications with CPAP or NIPPV compared with COT. The two studies are dissimilar in the type of support provided (CPAP in one [14] and NIPPV in the other [12]) and in the indication for NIPPV (therapeutic in one [12] and prophylactic in the other [14]), which probably explains the difference in the rate of complications observed in the two trials [12, 14]. Taken together, the results of these two trials support the use of noninvasive respiratory support techniques in a large group of patients after upper abdominal surgery.
In contrast, caution is advised with regards to selecting HFNC rather than COT for treatment of this patient population; the only RCT comparing the use of these two types of support was negative [21]. This note of caution is somewhat tempered by the facts that this study included only patients at risk of developing postoperative pulmonary complications, and hypoxaemia was not an inclusion criteria but rather its primary endpoint.
This conclusion is in line with a Cochrane systematic review [22] of noninvasive respiratory support techniques in acute respiratory failure after upper abdominal surgery that also reported reduced complication rates with CPAP or NIPPV, compared with COT. The complications noted were pneumonia [relative risk (RR) 0.19, 95% CI 0.04–0.88, P = 0.02), sepsis (RR 0.22, 95% CI 0.04–0.99, P = 0.03) and infection (RR 0.27, 95% CI 0.07–0.94; P = 0.03).
Although the use of a noninvasive respiratory support technique seems supported by evidence, the role of different devices requires further elucidation. The panel could not comment on the choice of noninvasive respiratory support technique since no study directly compared the use of HFNC and CPAP in postoperative hypoxaemic patients after upper abdominal surgery.
1.3 Avoiding reintubation
Recommendation 4—Weak recommendation, moderate‐quality evidence (2B)
In the peri-operative/periprocedural hypoxaemic patient, either noninvasive positive pressure ventilation or continuous positive airway pressure are preferred over conventional oxygen therapy for prevention of reintubation.
Evidence summary:
In a small, single-centre study that randomised lung resection patients to receive either NIPPV or COT, COT decreased the rate of tracheal reintubation during the ICU stay (from 50 to 21%, P = 0.035) [11]. Significant differences in reintubation rates between noninvasive respiratory support techniques including NIPPV or CPAP and control groups were also reported in three RCTs including patients after solid organ transplantation (single centre, vs. COT) [10], after cardiac surgery (single centre, vs. COT) [13] and after abdominal surgery (multicentre, vs. COT) [12]. The multicentre study found less reintubations by day 7 and day 30 in the NIPPV group than in the COT group (33.1% vs. 45.5%, P = 0.03 and 38.5% vs. 49.7%, P = 0.06, respectively) [12].
Another multicentre study that randomised patients after abdominal surgery to receive either CPAP or COT found significantly lower 7-day reintubation rates with CPAP (1% and 10% respectively, P = 0.005) [14].
A case–control study also showed less reintubations with NIPPV than with COT in patients undergoing oesophagectomy (25% vs. 64%, P = 0.008) [20].
Rationale for the recommendation:
The panel assessed firstly the available RCTs and concluded that COT use was associated with an increased risk of reintubation, based on relatively homogeneous findings. The caveats to this determination are that several RCTs were single-centre studies including a small number of patients and that the time frame defining the need for reintubation varied between studies.
1.4 Reducing mortality
Recommendation 5—Weak recommendation, low-quality evidence (2C)
In the peri-operative/periprocedural hypoxaemic patient, we suggest the use of noninvasive positive pressure ventilation rather than conventional oxygen therapy to reduce mortality.
Evidence summary:
The panel identified no studies designed to assess mortality as the primary end-point. However, a reduction in mortality was found as a secondary endpoint in several studies which compared the use of noninvasive respiratory support techniques to COT in peri-operative/periprocedural patients with hypoxaemia. In a single-centre study that randomised patients after lung resection to treatment with NIPPV or COT, NIPPV was superior to COT in reducing mortality, both short-term (12.5% vs. 37.5%, P = 0.045) and long-term (12.5% vs. 37.5%, P = 0.045) [11]; this study was stopped after interim analysis because of this finding. In another single-centre study that randomised patients undergoing solid organ transplantation to receive either NIPPV or COT, ICU survival was higher with NIPPV (50% vs. 20%, P = 0.05), but in-hospital mortality was similar (P = 0.17) [10]. A third multicentre study randomised patients after abdominal surgery to receive either NIPPV or COT and found higher 30- and 90-day survival with NIPPV (10.1 vs. 15.3, P = 0.2, and 14.9 vs. 21.5, P = 0.15) [12]. Conversely, in a study which randomised postoperative cardiac surgery patients to receive either NIPPV or COT, ICU and hospital mortality rates were similar [13].
With regards to CPAP and NIPPV, the findings were somewhat more consistent. A multicentre study in which patients after major elective surgery were randomised to receive either CPAP or COT found no association with mortality either way (3% vs. 0%, P = 0.12) [14]. A case–control single-centre study comparing NIPPV and COT after oesophagectomy also found no significant differences in mortality [20]. Finally, a single-centre study that randomised cardiac surgery patients to receive either CPAP or COT also reported no difference in 30-day mortality (P = 0.99) [23].
Rationale for the recommendation:
The panel considered four RCTs which reported measures of effect for NIPPV vs. COT in terms of survival [10, 12, 13, 20]. As in all of these studies, survival was a secondary outcome; none was powered to detect differences in survival. Three of the studies included a very small number of patients [10, 13, 20]. Furthermore, one of the studies was terminated prematurely which further limits any ability to draw conclusions from its data [11]. Hence the level of recommendation was downgraded.
There are additional caveats with regards to the data comparing CPAP with COT. In one study, the patients were less severely ill than in other studies [12, 13] and mortality was very low [14]. In the second study, patients were admitted to a conventional ward which raises questions regarding either their severity or the quality of care provided [23]. The resultant effect estimates were very unstable and insignificant.
Although our findings are mostly aligned with those published by the European Respiratory Society guidelines for postoperative acute respiratory failure (conditional recommendation, moderate certainty of evidence) [24], one should keep in mind that two RCTs found no benefit for either NIPPV or CPAP in patients after cardiac surgery [13, 23].