Vascular complications in diabetes: old messages, new thoughts
In parallel with the growing diabetes pandemic, there is an increasing burden of micro- and macrovascular complications, occurring in the majority of patients. The identification of a number of synergistic accelerators of disease, providing therapeutic pathways, has stabilised the incidence of complications in most western nations. However, the primary instigators of diabetic complications and, thus, prevention strategies, remain elusive. This has necessitated a refocus on natural history studies, where tissue and plasma samples are sequentially taken to determine when and how disease initiates. In addition, recent Phase III trials, wherein the pleiotropic effects of compounds were arguably as beneficial as their glucose-lowering capacity in slowing the progression of complications, have identified knowledge gaps. Recently the influence of other widely recognised pathological pathways, such as mitochondrial production of reactive oxygen species, has been challenged, highlighting the need for a diverse and robust global research effort to ascertain viable therapeutic targets. Technological advances, such as -omics, high-resolution imaging and computational modelling, are providing opportunities for strengthening and re-evaluating research findings. Newer areas such as epigenetics, energetics and the increasing scrutiny of our synergistic inhabitants, the microbiota, also offer novel targets as biomarkers. Ultimately, however, this field requires concerted lobbying to support all facets of diabetes research.
KeywordsCardiovascular disease Diabetes Diabetic kidney disease Diabetic nephropathy Neuropathy Retinopathy Review
Action in Diabetes and Vascular Disease
Diabetic kidney disease
Glucagon-like peptide 1
Genome-wide association study
Reactive oxygen species
Sodium/glucose cotransporter 2
UK Prospective Diabetes Study
The greatest part of the morbidity and mortality associated with diabetes results from chronic vascular complications. These are broadly divided into micro- and macrovascular complications . Microvascular complications include diabetic kidney disease (DKD), retinopathy and peripheral neuropathy. Development of microvascular disease, particularly DKD, is a potent risk factor for macrovascular disease, namely atherosclerosis, myocardial infarction, heart failure and cerebrovascular events. Overall, the rates of diabetic complications in developed nations have stabilised as the result of improved management of risk factors such as hyperglycaemia, hypertension and dyslipidaemia . However, this has been offset by the increasing absolute number of new diabetes cases, particularly in developing nations. Hence, the actual numbers of individuals affected by diabetes complications is still increasing.
The quest for novel therapies to prevent and/or treat diabetes complications remains paramount. We can certainly stabilise disease, but we cannot prevent it. While we should continue to treat the major risk factors, we must not ignore new pathways that could provide blockbuster therapies. Furthermore, we must ask ourselves whether we really understand how complications develop and progress over time and whether our new therapies are hitting the target. It is well appreciated that only one discovered therapy in around 100 will ever reach clinical trials for diabetes complications and the odds of discovering a therapy that can prevent or reverse disease are even lower. Over the past decade, there have been clinical trial failures but also some heartening successes.
Finally, this review serves as a reminder that there is significant value in research time spent convincing governments and funding bodies to ensure equitable research expenditure per affected individual, comparable with diseases such as AIDS and cancer.
New slants on old theories: ‘know thine enemy’
Since the DCCT  and the UK Prospective Diabetes Study (UKPDS ) showed that early intensive glucose control reduced the risk for complications, this has been a major clinical goal in diabetic individuals. These trials supported the findings of earlier in vivo preclinical studies, leading to the ‘metabolic memory hypothesis’ wherein aggressive early control of blood glucose alone is postulated to dampen vascular stressors, reducing the risk of vascular complications . The mechanisms behind metabolic memory are still debated, however, with both epigenetic programming (discussed below) and AGEs being potential mediators . In line with this, surrogate measures of AGEs, such as skin auto-fluorescence, are increasingly being evaluated as predictors of both glucose control and risk for diabetic complications .
At the opposite end of the disease spectrum (i.e. young persons with diabetes, in whom optimal glycaemic control is often difficult achieve) the findings are also puzzling. Adolescents with type 1 diabetes and markers reflecting the onset of renal and cardiovascular disease (elevations in urinary albumin excretion within a normal range, abnormal cardiac autonomic function and increases in aortic intimal–medial thickening) do not have increased HbA1c compared with matched (age, sex, diabetes duration) individuals without these changes [13, 14]. In fact, in young individuals with type 1 diabetes with and without evidence of early vascular complications it is difficult to ascertain differences in most conventionally held risk factors (blood pressure, dyslipidaemia, obesity), suggesting that complications can develop and progress in the absence of most known risk factors. Indeed, in adolescence, increases in albumin excretion within the normal range defines a group of individuals with type 1 diabetes having increased risk for renal and macrovascular disease. The Adolescents with Diabetes Intervention Trial (AdDIT) is currently testing the efficacy of RAS blockade and statin therapy in decreasing markers of progressive renal and macrovascular disease in the absence of systemic hypertension or dyslipidaemia . Interestingly, although the DCCT/Epidemiology of Diabetes Interventions and Complications Trial (EDIC) showed that strict glycaemic control for a short period in young adults with type 1 diabetes (13–39 years of age) delayed complications by approximately 6 years, other studies have shown that RAS blockade has no such effect in the same age group .
Poor glycaemic control in individuals with early-onset type 2 diabetes (<30 years of age) confers greater risk for developing complications than age-matched individuals with type 1 diabetes or those with adult-onset type 2 diabetes. This is not surprising given that these young individuals with type 2 diabetes would have the highest number of comorbidities (obesity, dyslipidaemia, hypertension) for the development of complications and likely potent genetic or socioeconomic drivers, given the higher incidence in indigenous communities. Taken with the data from older individuals and from adolescents with type 1 diabetes, one could postulate a common underlying pathological mechanism for complications independent of age and the type of diabetes, which can be accelerated by the presence of comorbidities. It remains debatable, however, as to whether any of these comorbidities in isolation lead to complications.
The view that more frequent or greater fluctuations in blood glucose concentrations (glycaemic variability) are more harmful than sustained but stable hyperglycaemia is another area of active research . This variability is postulated to reflect declining beta cell function but is likely far more complex given changes in renal glucose excretion, gluconeogenesis and impaired hypoglycaemic awareness. In any case, it appears that the markers used to assess glycaemic variability are key to understanding this area . Greater pre- and postprandial glucose excursions or HbA1c variability over time do predict increased risk for cardiovascular events. Similarly, in elderly individuals with type 2 diabetes, long-term variability in fasting glucose concentrations is more strongly associated with cardiovascular disease (CVD) mortality and all-cause mortality than the actual blood glucose concentrations at any time . Numerous in vivo and in vitro preclinical studies have also demonstrated that glycaemic excursions result in activation of pathways known to be pathological mediators of complications such as advanced glycation, monocyte adhesion and vascular lesions in the absence of chronic hyperglycaemia . However, there remains a paucity of clinical research to support the notion of glucose variability being a major pathological contributor to diabetes complications.
Next generation glucose-lowering therapies
Promising reductions in composite cardiovascular endpoints and progressive kidney disease in individuals with type 2 diabetes and existing complications or elevated risk for CVD (Fig. 2) have been demonstrated in recent Phase III clinical trials such as the Liraglutide Effect and Action in Diabetes Evaluation of Cardiovascular Outcome Results (LEADER) , Semaglutide Cardiovascular Outcomes Study (SUSTAIN 6) and the Empagliflozin, Cardiovascular Outcomes, and Mortality in Type 2 Diabetes trial (EMPA-REG) . These non-inferiority ‘safety’ studies used the antihyperglycaemic agents liraglutide (glucagon-like peptide [GLP-1] analogue), semaglutide (GLP-1 analogue) and empagliflozin (sodium/glucose cotransporter 2 [SGLT2] inhibitor), respectively. It is important to note that each of these studies were based upon preclinical research performed decades before and that without exception these agents have pleiotropic effects that cannot be separated from their hypoglycaemic actions. For example, the SGLT2 inhibitor empagliflozin significantly lowers systolic blood pressure, changes glomerular filtration rate and facilitates weight loss , while GLP-1 analogues decrease body weight and improve lipid profiles, making it impossible to attribute the benefits of these agents to glucose lowering alone. The first-line hypoglycaemic agent metformin has also been reported to have pleiotropic actions; recently it was found to have the ability to increase enterocyte production of GLP-1 in both humans and experimental models .
Of course, insulin has potent effects on the incidence of diabetes complications. It will be interesting to see how the advent of systems that provide more consistent pulsatile insulin infusions as well as smarter insulins, affects the incidence of chronic complications, potentially shedding new light on pathways leading to complications.
Energy generation and metabolic flux of nutrients: a newcomer?
There is increasing evidence that organs which are highly metabolic are most at risk for the development of complications [1, 22]. The oxygen-dependent generation of ATP by our cellular power plants, the mitochondria, provides the fuel for most metabolic processes. In the vasculature and smooth muscle cells, however, a large proportion of ATP is generated via glycolytic pathways, often anaerobically. These are intricately balanced systems wherein nutrients such as glucose, fatty acids, amino acids and ketones are processed and, in highly metabolic tissues such as kidneys and the heart , are then transferred to the mitochondria to maximise ATP production. The ATP synthesised within the mitochondria by oxidative phosphorylation is then shuttled to various cellular locations to enable metabolism.
Mitochondrial dysfunction, including altered networking (i.e. mitochondrial fission and fusion), decreased biogenesis, altered turnover by cellular autophagy and excess generation of reactive oxygen species (ROS) , is evident at many sites of diabetes complications, identified first in preclinical models and later in humans [19, 25]. Ultimately, these morphological and functional changes alter the amount of ATP available in cells. Therapies thought to improve mitochondrial function (Fig. 2), including coenzyme Q10 (CoQ10) [26, 27, 28], mitoubiquinone mesylate (MitoQ)  and the peptide d-Arg-2′,6′-dimethyltyrosine-Lys-Phe-NH2 (SS-31), have beneficial effects on kidney function and fibrosis in models of experimental diabetes  and obesity .
In diabetes, nutrient delivery for energy production is altered by chronic hyperglycaemia, dyslipidaemia and ketosis. Renal studies show increased cellular flux of nutrients early in disease, which later declines, suggesting temporal changes with disease progression [24, 32]. This may explain why glucose-lowering agents are more effective when given earlier in disease. It is not known, however, whether this occurs in all organs affected by complications. Recent metabolomic flux studies in mice given a single oral gavage of isotopic substrate, such as glucose or fatty acids (palmitate-BSA), have supported the postulate that nutrient flux into energy generation pathways occurs at sites of diabetes complications . Unfortunately, these flux studies, as performed so far, may not provide much information beyond that reported in previous work using static measurements, given that they are single-oral-administration studies in which tissue and blood measurements are performed in fasted mice without steady-state infusions of metabolites and lacking control for differences in organ blood flow. However, these studies provide the foundation for more research in this complex area of nutrient transport.
Altering the substrate delivery to organs by manipulation of nutrient transporters has provided further insight into the role of metabolism in diabetic complications. Changing the expression of glucose transporters such as GLUT1 at sites such as the kidney and heart has given mixed results . However, tissue-specific blockade of the insulin-sensitive glucose transporter GLUT4 in the heart and kidney podocytes induced cardiomyopathy and renal disease, respectively .
Since dyslipidaemia is prevalent in diabetes and its treatment is aimed at lowering the risk for CVD, the metabolic flux of fatty acids at sites of diabetes complications has recently been investigated . It is evident that high energy consumers such as the kidney and heart rely on sustained fatty acid delivery for normal function. This delivery is impaired in diabetes, causing tissue injury. Paradoxically, the lipid-lowering agent fenofibrate increases fatty acid oxidation in diabetic kidneys in concert with renoprotection. However, fenofibrate does not consistently prevent complications at all sites, appearing to be less effective against macrovascular disease in Phase III clinical studies (Fig. 2; Fenofibrate Intervention and Event Lowering in Diabetes [FIELD]).
Controversies in ROS generation
Excess production of mitochondrial superoxide as a master upstream mediator formed the basis of a widely held hypothesis in diabetes complications . Mitochondrial superoxide generation was thought to result in diabetes complications by generating AGEs, increasing hexosamine and polyol pathway flux and activating protein kinase C. This supposition was based primarily on findings from in vitro studies and subsequent discoveries have led to this view being questioned. Several studies have shown that diabetes complications can occur in the absence of excess, or in the presence of decreased, mitochondrial superoxide generation . In the diabetic kidney, increases in superoxide align with improvements in renal function . However, in some preclinical studies, therapies targeting mitochondrial function (e.g. with SS-31, CoQ10 and MitoQ) reduced cellular ROS generation at some sites (Fig. 2). Although the issue of mitochondrial ROS remains contentious, there is evidence to show that mitochondrial function and excess cellular energy production are critical mediators of diabetes complications.
Clinically, the failure of several antioxidants to reduce CVD events in Phase III trials such as Heart Outcomes Prevention Evaluation (HOPE, Fig. 2) has also challenged the view that excess ROS is a mediator of diabetes complications . Other cellular ROS-generating pathways, such as cytosolic NADPH oxidases (Figs 1, 2), tissue-specific complexes which generate superoxide to act as a second messengers, are also implicated in the pathogenesis of diabetic micro- and macrovascular disease . A number of recent studies have shown that blockade or knockdown of the NADPH oxidase isoforms, nox 1 and nox 4, found at most sites of diabetes complications, can prevent renal disease and atherosclerosis. Agents that target both these isoforms simultaneously are in Phase II clinical trials for DKD (ClinicalTrial.gov registration no. NCT02010242).
Genetic susceptibility: it’s in your genes and you can’t change it
Evidence to support heritability as a major driver of vascular complications is found in the familial clustering of DKD, diabetic retinopathy and atherosclerosis [36, 37, 38, 39]. However, given the diversity and interplay of genes, identifying the major players has proven a mammoth task. Inadequate sample size, polygenicity, gene–environment interactions and the added complexity of post-transcriptional regulation have all impeded this search. Furthermore, the clinical characteristics used to define susceptible groups are often highly variable and some, such as albuminuria, can regress in some individuals. More-specific analyses of subsets of diabetic individuals, such as targeted study of those who are rapid progressors to renal impairment, as assessed by GFR , have greatly enhanced understanding in this area. There have also been some successes by international consortia, such as Genetic of Kidneys in Diabetes (GoKIND), Genetics of Nephrology—an International Effort (GENIE) and others, in overcoming sample size limitations.
More recently, a novel means of studying the heritability of complications using genome-wide association studies (GWAS) integrated with a targeted functional approach has been applied to genetic loci that approached, but did not reach, significance. Here, networks of gene transcripts within specific pathways can be interrogated by gene promoter modelling . Indeed, it is likely that there will be more integration of -omics datasets in the future to better identify important checkpoints and nodes in the disease process. Other novel approaches to study heritability of diabetes complications currently in their infancy include zebrafish models, the Collaborative Cross gene mine (http://sysgen.org/TheCollaborativeCross/CC.html) and organoid cultures from diseased tissues.
Gene expression: epigenetics and non-coding RNAs
miRNAs altered by diabetes or diabetes-like conditions and their influence on pathways implicated in the development of diabetes complications
↑ or ↓ in diabetes
Targets and downstream effects
In vitro: ECs
Preclinical models: db/db mice, OVE26 mice (renal cortex), KK-Ay mice
Activation of PTEN, MMP-9, TIMP-1, SMAD7, mTOR → fibrosis
miR-21 KO/↓ in mice → fibrosis
Trialled as therapeutic target–mouse models of DN
In vitro: PTCs, MCs, podocytes, treated with TGF-β1
Preclinical models: STZ Apoe −/− mice, STZ rats, diet-induced IR mice
VEGF → angiogenesis
Collagens → fibrosis and ECM expansion
In vitro: ECs, podocytes
Preclinical models: db/db mice, STZ mice
VEGF-A, VEGF, fibronectin and collagens increase
In vitro: ECs, PBMCs
Preclinical models: GK rats, STZ C57 mice
Clinical: plasma T2DM
↓ capacity for regeneration when administered to PBMCs from diabetic individuals
Potential biomarker for T2DM and CVD
In vitro: rat cardiomyocytes
Preclinical models: STZ mice
TGFβ, GLUT4, KLF15
In vitro: HG ECs
Preclinical models: STZ rats, db/db mice
(IRAK1 and TRAF6 regulation)
↑ TGF-β1-treated MCs, mouse models of T1DM and T2DM
↓ TGF-β1-treated PTCs and STZ Apoe ˗/˗ mice
In vitro: ECs, mesangial cells and PTCs
Preclinical models: STZ mice
Clinical: Trialled as therapy
↑ COL1A2 and COLl4A1
Regulates a number of other miRNAs, miR-216/mIR-217, miR-200b/c) involved in Akt expression
miR-192 KO mice are protected from some features of DN
In vitro: TGF-β1-treated MCs, HG ECs
Preclinical models: db/db mice, retina and glom STZ rats
ZEB1, ZEB2 → TGFβ1, ↑ collagen, glomerular hypertrophy (DN)
In vitro: myocardial ECs from GK rats
VEGF, FGF, IGF-1, IGF-1R
Fibrosis and angiogenesis
Preclinical models: db/db mice
↓ p38 MAPK
Mesangial cell proliferation and matrix expansion
YWHAZ-induced hypertrophy (DN)
In vitro: HG ECs
Preclinical models: ischaemic muscle from STZ mice
↓ proliferation, migration and networking capacity of regenerative cells
In vitro: VSMCs
Preclinical models: db/db mice
Targets GRB10 and EGR2, promotes inflammation, proliferation and migration
Although still a burgeoning field, the stability of elements such as miRNAs in biological fluids makes epigenetics a powerful area for biomarker discovery. A study of salivary DNA from individuals with type 2 diabetes (with or without end-stage renal disease) identified 187 differentially methylated gene targets, of which ~21% corresponded with those identified by GWAS or transcription profiling . In another study, individuals with type 1 diabetes and DKD showed differential methylation in UNC13B, also previously implicated by GWAS studies in the pathogenesis of DKD . Other studies in individuals with type 1 diabetes have also shown differential methylation of genes that influence mitochondrial function in individuals with complications.
In vitro studies have been integral to teasing out epigenetic regulation of pathways activated by hyperglycaemia. At the cellular level, both chronic and transient high glucose exposure leads to sustained expression of various genes, supporting epigenetics as a major driver of metabolic memory. However, care must be taken to accurately represent the diabetic milieu and results must be interpreted cautiously. As an example, Brennan et al  have postulated that the exposure time to high glucose concentrations in cell models is not sufficient to reproduce the epigenetic changes that develop over many years in diabetic individuals. However, the robust concordance between epigenetic modifications identified in diabetic individuals and in mouse models of DKD is interesting.
There is also a paucity of data examining gene-specific epigenetic modifications at sites of diabetes complications in humans. One study in nephrectomy tissue identified methylation profiles in individuals with DKD in putative enhancer regions of fibrosis-associated genes, not seen in individuals without DKD . The major limitation of most study designs, however, is that the data represent a single temporal snapshot of disease, making it difficult to ascertain exactly when in the disease process a particular mediator is actually pathological. This could limit our understanding of how genes and other pathways interact at various sites, stressing the need for longitudinal studies of complications in human tissues, beginning much earlier in disease.
Environmental interactions: diet, bugs and the immune system
With obesity a major comorbidity and increased nutrient flux at sites postulated as a pathogenic mediator, it is no surprise that diet has gained attention as a means to alter the development and progression of diabetes complications . However, aside from the obvious benefits of weight loss in overweight or obese individuals, restriction of dietary protein in the context of DKD is the only hard recommendation seen in most clinical guidelines (www2.kidney.org/professionals/KDOQI/guideline_diabetes/guide5.htm, accessed 2 May 2017). Preclinical studies have demonstrated the efficacy of various dietary interventions, such as ketogenic diets, energy restriction and intermittent fasting, in slowing the progression of complications but these remain to be substantiated clinically. To date, the only diet that has conclusively conferred protection against cardiovascular events in diabetic individuals is the Mediterranean diet . Compellingly, researchers showed that after a median follow-up of 4.8 years participants on the Mediterranean diet had a relative risk reduction for macrovascular events of ~30% compared with the control diet group. Hence, it is possible that dietary intervention can be utilised to combat complications and that substantiation and refinement of the clinical guidelines for nutrition in diabetes could be a worthy research endeavour.
The microbiome has become an area of intensive research effort over the past decade, with findings suggesting a role in susceptibility to various human diseases ranging from obesity, diabetes and colitis to disorders on the autism spectrum . Many seminal rodent studies show that changes in the microbiome contribute to both obesity  and type 2 diabetes, supported by human studies [50, 51]. Generation of metabolites, release of (or permeability to) intestinal toxins and neuroendocrine and immune dysregulation are postulated as mechanisms by which the microbiota could contribute to diabetes complications (Fig. 1). Some enticing preclinical studies demonstrate slowing of cognitive decline and oxidative stress after 8 weeks of probiotic supplementation . However, the interplay between gut microbiota and sites vulnerable to diabetic vascular complications remains to be experimentally untangled.
Not surprisingly, the immune system is dysregulated by diabetes, where chronic tissue infiltration by leucocytes and sustained production of inflammatory mediators and cytokines are commonly seen at sites of complications . Although a very important component of disease progression in diabetes complications, the complexity of this system and its systemic integration within our bodies demands careful targeting so as not to destabilise this balance. However, targeting of molecules such as apoptosis signal-regulating kinase 1, currently under investigation in Phase II clinical trials for DKD, will provide further insight in this area (Fig. 2).
Despite decades of research into the pathogenesis of diabetes complications, it is disappointing that the pathological pathways that initiate disease remain to be fully elucidated. We have discovered plenty of accelerators and since these have been therapeutically targeted, there is stabilisation of disease. Nevertheless, the absolute numbers of individuals with diabetes complications continue to grow. As research continues, we should be mindful of the temporal progression of complications and the possibility that they may begin earlier than first postulated. Also, when examining the successful interventions influencing human health and disease, it is not surprising to find that their foundations lie decades earlier, in discovery-based science. These discoveries were then translated to clinical research by other pioneers until finally, through work by researchers at the clinical coalface, they became best practice. This pipeline shows the diversity of researchers required at each level. So, advocate for research, to governments and anyone else who will listen, to preserve and expand this diversity of research towards a common goal, to prevent, reverse and treat diabetic complications.
JMF was supported by Fellowships from the National Health and Medical Research Council of Australia (NH&MRC; 1004503; 1102935) and the Mater Foundation. AKF was supported by an Australian Postgraduate Award and the Frank Clair scholarship.
Duality of interest
The authors declare that there is no duality of interest associated with this manuscript.
Both authors were responsible for drafting the article and revising it critically for intellectual content. Both authors approved the version to be published.
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