The main finding from this large analysis of a global clinical trial programme supports our hypothesis that SGLT2 inhibition with empagliflozin reduces UACR in both the microalbuminuric and macroalbuminuric ranges in patients with type 2 diabetes. The quantity of the observed albuminuria-lowering effect was clinically meaningful and was only partially explained by expected empagliflozin-related improvements in variables otherwise associated with albuminuria reduction, namely HbA1c, weight and BP. In this cohort, empagliflozin was generally well tolerated, aside from increased frequencies of urinary tract and genital infections and a numerical increase in cases of volume depletion vs placebo in the micro- and macroalbuminuria groups.
Previous experimental work using different animal models of kidney disease have demonstrated that SGLT2 inhibition alleviates renal damage. In Akita and streptozotocin-induced animal models of insulin-deficient diabetes, SGLT2 inhibition reduced albuminuria [18–20]. SGLT2 inhibition has similar anti-albuminuric effects in animal models of type 2 diabetes [21], including recent evidence that empagliflozin reduced albuminuria, independent of effects on BP or hyperglycaemia, in BTBR ob/ob mouse models of type 2 diabetes [22]. Previous clinical studies in type 2 diabetes patients with and without CKD have shown that SGLT2 inhibition is associated with an acute but modest decline in eGFR within 3–6 weeks of treatment initiation, followed by a period of stable renal function for 52–104 weeks; this change is reversible after drug cessation for 2 weeks [17, 23, 24]. Notably, within this same treatment period, renal safety assessments of SGLT2 inhibitors have also reported a reduction in UACR or urinary albumin excretion in patients with type 2 diabetes and CKD [15, 24]. Moreover, in a dedicated study of patients with stage 3 CKD, the SGLT2 inhibitor dapagliflozin failed to show a significant effect on HbA1c at 24 weeks, yet still reduced albuminuria, BP and weight [23]. Furthermore, dapagliflozin reduced eGFR acutely, and then maintained stable renal function over the subsequent 104 weeks of treatment [23]. Dapagliflozin treatment for 12 weeks was also shown to reduce UACR (combined microalbuminuria and macroalbuminuria) in a post hoc analysis involving patients taking baseline RAAS blockade [25]. Similar to our observations, dapagliflozin was associated with changes in UACR after adjustment for potential confounding factors. Hence, existing experimental and clinical data suggest SGLT2 inhibitors as a drug class that may lead to reductions in urinary albumin excretion independent of known drug effects on BP, HbA1c or weight.
The albuminuria-lowering effect of SGLT2 inhibition may be due to several mechanisms. First, SGLT2 inhibition achieved through either pharmacological blockade or genetic knockout models reduces renal hyperfiltration, which is considered to be a surrogate marker for intraglomerular pressure in humans [11, 12, 19, 26]. Such a mechanism would be expected to reduce albuminuria independent of changes in systemic BP, similar to the effects of RAAS blockade, but through afferent vasoconstrictive effects rather than efferent vasodilatory effects. As the effects of SGLT2 inhibition on UACR occur in conjunction with small declines in eGFR over the initial 3–4 weeks in patients with type 2 diabetes, it is possible that the UACR-lowering effects of these agents are due to reduced intraglomerular pressure. Consistent with this hypothesis is the preliminary observation that SGLT2 inhibition with empagliflozin reduces calculated afferent arteriolar tone and reduces calculated glomerular capillary pressure in patients with type 1 diabetes [12]. Furthermore, in the present pooled analysis, the effect of empagliflozin on UACR remained significant and of a clinically relevant magnitude (20–40% reduction) after controlling for on-treatment changes in BP, weight and HbA1c. In fact, at most, only about half of the overall albuminuria-lowering effect of empagliflozin vs placebo could be explained by concomitant changes in glucose, weight or SBP (individually or together), with BP changes apparently contributing most. This supports the hypothesis that reductions in UACR were predominantly mediated via mechanisms other than those expected to result in improvements in UACR, such as reductions in glucose, BP or weight. The SGLT2 inhibition-related mechanisms that are independent of these metabolic changes may be explained by intrarenal haemodynamic effects characterised by alleviation of glomerular hypertension, as suggested from the reduction in renal hyperfiltration [11].
A second major mechanism that may contribute to albuminuria lowering with SGLT2 inhibition relates to the systemic vascular effects of these drugs. SGLT2 inhibition reduces BP and arterial stiffness, effects that have been associated with renal protection [27]. Our current analysis suggests that changes in SBP only modestly account for the reduction in UACR, as effects on UACR remained significant even after controlling for changes in this clinical variable. Our observations in patients with type 1 diabetes further support the concept that renal haemodynamic effects are disproportionately larger than BP lowering, as hyperfiltration is corrected by ≈20% with SGLT2 inhibition even though SBP was reduced only modestly by 3 mmHg or <3% [11]. Therefore, clinical observations to date suggest that direct intrarenal effects of SGLT2 inhibition contribute importantly to intraglomerular pressure, leading to decreased UACR [11].
A third relevant mechanism that may contribute to albuminuria-lowering effects of SGLT2 inhibition relates to influences on pro-inflammatory pathways, a recognised hallmark of diabetic nephropathy that can contribute to albuminuria [28]. In vitro and in vivo work has suggested that sodium glucose cotransport inhibition reduces markers of inflammation and fibrosis [18, 19, 29–31]. Although we did not measure inflammatory markers in the present trials, future studies should assess the effect of SGLT2 inhibition on pro-inflammatory and pro-fibrotic mechanisms in diabetes and associated kidney disease. Similarly, SGLT2 inhibition lowers plasma uric acid by approximately 15% [32]. In light of the putative role of uric acid as a mediator of renal and cardiovascular disease through activation of neurohormones and pro-inflammatory pathways, it is conceivable that reducing uric acid with empagliflozin may lead to salutary effects on UACR [33].
Finally, changes in effective circulating fluid volume via natriuresis are known to alter urinary albumin excretion, as demonstrated by the decline in UACR that is achieved through the use of either dietary sodium restriction or intervention with thiazide diuretics, both of which potentiate the albuminuria-lowering effects of RAAS inhibitors [5, 34]. As SGLT2 inhibition leads to a sustained and modest reduction in effective circulating fluid volume, the contribution of the osmotic–diuretic effect of SGLT2 inhibition to its albuminuria-lowering potential may be clinically relevant [13]. Furthermore, SGLT2 inhibition may lead to a reduction in natriuretic hormones such as atrial natriuretic peptide, which is elevated in the plasma of diabetic animals [35] and may play a role in hyperfiltration related to experimental diabetes [36].
It is important to highlight that while SGLT2 inhibition exerts renal protective effects in animals, including preservation of renal function, decreased glomerulosclerosis and tubulointerstitial fibrosis, and decreased albuminuria, these effects could be enhanced when combined with traditional ACE inhibition [37]. Whether this additive effect is achieved via haemodynamic or non-haemodynamic (i.e. anti-mitogenic or anti-inflammatory) effects is not known. However, it is tempting to speculate that similar potential benefits are possible in humans, and studies examining combination SGLT2 inhibition and RAAS inhibition in type 1 and type 2 diabetes are warranted because of the potential value of this strategy for the prevention of both primary and secondary renal complications.
Our work has limitations that need to be considered. First, these trials were designed to investigate the glucose-lowering effects of empagliflozin in patients with type 2 diabetes and, therefore, this pooled analysis of UACR should be interpreted as hypothesis generating. Similarly, the majority of patients in this relatively healthy cohort had microalbuminuria rather than macroalbuminuria. Second, urinary albumin levels were captured from predefined spot urine samples, collected as part of the continuous and comprehensive safety assessments during all five individual trials. However, we consider it a strength that safety assessments were standardised across trials, as described for other classes of glucose-lowering drugs [38], and that laboratory measurements of albuminuria and kidney function were conducted by a central laboratory. UACR is subject to significant variability, which we attempted to mitigate by including a large sample size. We were able to detect a significant effect of SGLT2 inhibition on UACR, suggesting a genuine and robust effect. Moreover, randomisation and blinding in phase III clinical trials make it unlikely that variability played an important role in either the placebo or active treatment groups. Although our sample size was adequate to assess significant effects on albuminuria across ranges of UACR, the total number of individuals with macroalbuminuria was modest. Finally, though we observed a substantial effect of empagliflozin on albuminuria reduction over 24 weeks, the effect on longer-term reduction and on glomerular function rate requires further study. However, the effect of SGLT2 inhibition on UACR with empagliflozin, dapagliflozin and canagliflozin is present by approximately 4 weeks and tends not to dissipate over time [15, 23, 24], highlighting that the uniform use of UACR endpoints at 24 weeks is acceptable for this analysis.
In conclusion, empagliflozin reduced albuminuria by a clinically meaningful amount in patients with either micro- or macroalbuminuria. Interestingly, changes in this renal biomarker with empagliflozin were only modestly influenced by the previously established class effects of SGLT2 inhibitors, such as reduction in HbA1c, weight and BP, effects otherwise expected to profoundly reduce UACR. Other mechanisms to reduce albuminuria, such as non-systemic improvements in intraglomerular hypertension, may therefore be present during treatment with empagliflozin.