Introduction

Albuminuria is considered one of the best available risk factors of renal disease [1, 2] and cardiovascular disease (CVD) [3, 4]; reductions in albuminuria have been linked to both renal and cardiovascular protection [1, 5]. The wide implementation of renin–angiotensin–aldosterone system (RAAS) blocking treatment in type 2 diabetes has made a major contribution to slowing disease progression; however, patients with type 2 diabetes are still at a high risk of both renal and cardiovascular complications. There is therefore an ongoing search for new biomarkers to provide additional prognostic information beyond that provided by albuminuria and to potentially provide new therapeutic targets.

In this study, we pre-selected two urinary biomarkers representing different aspects of renal pathophysiology: (1) hepatocyte growth factor (HGF), a marker linked to renal tubular epithelial cell regeneration [6]; and (2) adiponectin, a marker of early glomerular vascular damage [7]. The role of HGF in the cardiovascular system has been investigated previously. Studies have reported that HGF is markedly elevated in patients with end-stage renal disease, and may be considered a novel vascular modulator in humans [8]. In a cross-sectional study, we previously found urinary adiponectin excretion to be positively related to albuminuria in type 1 diabetes [9]. Moreover, prospective studies have shown that high urinary adiponectin is associated with the development of end-stage renal disease [10, 11]. The association between these urinary markers, incident CVD and all-cause mortality, when adjusted for levels of N-terminal pro-brain natriuretic peptide (NT-proBNP) and the coronary artery calcium (CAC) score is, however, unknown.

The aim of this prospective study was to evaluate two pre-selected urinary biomarkers as determinants of incident CVD and all-cause mortality in patients who had type 2 diabetes and microalbuminuria but no clinical features of coronary artery disease (CAD), and were receiving multifactorial treatment. Deterioration in the estimated GFR (eGFR), as a measure of chronic kidney disease (CKD) progression, was also assessed.

Methods

Participants and study procedure

At the Steno Diabetes Center, we identified a cohort of 200 outpatients with type 2 diabetes treated in a secondary care setting from January 2007 to February 2008 [12]. All patients received treatment with multifactorial intervention, consisting of glycaemic, lipid and BP control, as well as antithrombotic therapy and lifestyle modification in line with the findings of the Steno-2 Study [13]. Patients were included if they: (1) were outpatients with type 2 diabetes defined according to WHO criteria; (2) had no history of CAD or other cardiac disease and no symptoms suggestive of cardiac disease, as assessed from their medical records and patient interviews and questionnaires; and (3) had a persistent (two out of three consecutive measurements) urinary AER (UAER) of >30 mg/24 h.

A written invitation was sent to 613 consecutive patients (69% men; mean ± SD age, 47 ± 8 years). A total of 72 patients declined participation. After telephone interview or examination in the outpatient clinic, 341 patients were excluded because one or more of the following characteristics were present: (1) normal or non-persistent elevated UAER (n = 52); (2) symptoms/signs or a history of heart disease, including Q waves in 12-lead ECGs (n = 180); (3) relative contraindications to computed tomography angiography or coronary angiography, including abnormal plasma creatinine levels (n = 86); (4) physical or mental disability (n = 10); or (5) malignancy (n = 13). Thus, the final study population comprised 200 patients. A detailed flow chart of the selection of the study population is shown in Fig. 1.

Fig. 1
figure 1

Flow chart showing the selection of the final study population. CT, computed tomography

In the absence of data from other investigations using the biomarkers, this was an exploratory study using the sample size available. The study complied with the Declaration of Helsinki, the research protocol was approved by the local ethics committee and all patients gave written informed consent.

Biochemical and other analyses

The urinary biomarkers HGF and adiponectin were measured by ELISA (Roche Diagnostics, Basel, Switzerland) in a single 24 h urine sample from each patient. Immediately after collection, the urine was clarified by centrifugation, frozen at −80°C and stored in a research biobank for analysis immediately after the last study patient was examined. The maximal storage time of the samples prior to analysis of both biomarkers was 13 months. The values were corrected for the urinary creatinine concentration. The biomarkers were not measured in duplicate. For HGF, the intra-assay and interassay CVs were <10% and <12%, respectively. The high molecular weight isoform of adiponectin, which is the most biologically active, was measured: the intra-assay and interassay CVs were <10% and <15%, respectively.

UAER was measured in 24 h collected urine samples using an enzyme immunoassay (Vitros, Raritan, NJ, USA). Current smoking was defined as one or more cigarettes, cigars or pipes per day. Plasma NT-proBNP was analysed by immunoassay and CAC scanning was performed as previously described [12]. The total Agatston CAC score [14], including intimal and medial calcification of the left main, left anterior descending artery, circumflex artery and right coronary artery, was determined for each patient.

Follow-up

On 1 January 2014, we traced all patients through the Danish National Death Register and the Danish National Health Register. No patients were lost to follow-up. For deceased patients, we obtained information on the date and cause of death. All deaths were classified as CVD unless an unequivocal non-CVD cause was established. Information on hospital admission, including for non-fatal CVD, was obtained from the Danish National Health Register.

We pre-defined a broad primary endpoint consisting of cardiovascular mortality, non-fatal myocardial infarction (ICD-10 codes I20–I25), stroke (ICD-10 codes I61 or I63), ischaemic cardiovascular disease (ICD-10 code I70) and heart failure (ICD-10 code I50). None of the patients were classified according to the results of baseline investigations (i.e. elevated CAC or NT-proBNP). For patients who experienced multiple endpoints, the analysis included only the first endpoint. The secondary endpoint was all-cause mortality.

Of the 200 patients originally included in the study, 177 (88.5%) were followed for a median (interquartile range [IQR]) of 4.9 (3.8–5.4) years after baseline examination, with a yearly measurement of plasma creatinine levels for calculating the eGFR by applying the Chronic Kidney Disease Epidemiology Collaboration (CKD-EPI) equation [15]. Changes in the eGFR were evaluated from baseline until the last available measurement. The last patient had the latest measurement performed in March 2013. A decline in the eGFR of >30% at any time point was the pre-defined endpoint of CKD progression, as proposed by Coresh et al [16]. Baseline values of urinary HGF and adiponectin were available for 191 patients (96%).

Statistical analyses

The distribution of the urinary biomarkers is shown in electronic supplementary material (ESM) Fig. 1. Based on their graphical distribution and a significant result in the Shapiro–Wilk test (p ≤ 0.001; indicating non-normal distribution), both biomarkers were log-transformed using log10.

All non-normally distributed variables are summarised as the median with IQR. All other continuous variables are summarised as means ± SD, and categorical variables are reported as total numbers with corresponding percentages. Differences in potential confounders between quartiles of the two urinary biomarkers were tested with the trend test for continuous variable, and the χ2 test for categorical variables.

Cox proportional hazards analyses were applied to compute the HRs with 95% CIs for the CVD endpoint and all-cause mortality, per SD increment of log-transformed values of the urinary biomarkers.

First, we used unadjusted models (Model 1) to determine whether there was any association between the analysed biomarkers and our pre-defined endpoints. Subsequent adjustment in all analyses included traditional CVD/renal risk factors based on existing evidence: sex, age, LDL-cholesterol, smoking, HbA1c, plasma creatinine, systolic BP and UAER (Model 2). For the CVD endpoint and all-cause mortality, we used models including the previously listed factors plus the NT-proBNP level and CAC score (Model 3). This model was included because the NT-proBNP level and CAC score were previously shown to be powerful risk markers in this cohort [17].

To minimise the risk of instability in the models, we also used a model including only those covariates related to each of the endpoints. These covariates were selected based on backward elimination, using p < 0.05 as the threshold for retention. For the CVD endpoint, age and LDL-cholesterol level were included as covariates; for all-cause mortality, smoking was the only covariate included; and for the CKD progression endpoint, the UAER and plasma creatinine level were included.

Finally, we applied the Kaplan–Meier failure function to compare the risks of the CVD endpoint and all-cause mortality according to the median HGF level.

To examine the potential additional predictive ability of each urinary biomarker over traditional CVD risk factors, we plotted receiver operating characteristic (ROC) curves based on logistic regression models and calculated the AUC in a model including only the traditional CVD/renal risk factors and in the same model with each of the biomarkers added.

Next, we calculated the integrated discrimination improvement (IDI) statistics [18] to compare the overall improvement in sensitivity and specificity between two models: the model including traditional CVD/renal risk factors alone vs the model including the urinary biomarker. In other words, the IDI assesses the ability of the new biomarkers to improve the average sensitivity without sacrificing average specificity. The IDI may be a more powerful way to demonstrate improved diagnostic performance than the AUC [18]. The results of the IDI can be difficult to interpret, so we have also provided a relative IDI (rIDI), defined as the increase in discrimination slope of the model that includes the traditional CVD/renal risk factors plus the urinary biomarker divided by the slope of the model that includes only the traditional CVD/renal risk factors. The biomarker contribution can be more easily interpreted using the rIDI (reported as a percentage) than the IDI [18].

A two-tailed p value of <0.05 was considered significant. Statistical analyses were performed using SPSS for Windows (version 20.0, Chicago, IL, USA), SAS software (version 9.3, SAS Institute, Cary, NC, USA) and Stata/IC version 14.0 for Windows (StataCorp, College Station, TX, USA).

Results

Patient characteristics

Table 1 lists the baseline characteristics of patients, categorised according to the occurrence (or not) of the three pre-defined endpoints. The total population (n = 200) included 151 (76%) men, with a mean ± SD age of 59 ± 9 years, known diabetes duration of 13 ± 7 years and median (interquartile range) UAER of 103 (39–230) mg/24 h). In addition to oral hypoglycaemic medications and insulin, most patients were treated with cardiovascular medication: antihypertensive drugs (99%), RAAS-blocking treatment (98%), statins (95%) and aspirin (90%).

Table 1 Clinical characteristics of the study population at baseline according to event status

ESM Tables 1 and 2 show the clinical characteristics of the study population according to quartiles of HGF and adiponectin, respectively (as potential confounders). For HGF, only NT-proBNP differed significantly (p = 0.04) between quartiles (higher levels with increasing quartiles). For adiponectin, the levels of HbA1c, UAER and NT-proBNP were significantly higher with increasing quartiles (p ≤ 0.04).

Incidence of the CVD endpoint and mortality

The median follow-up was 6.1 years (IQR 5.9–6.6 years). During this period, 40 patients experienced at least one CVD endpoint and 26 patients died.

Eleven CVD events were fatal and 29 were non-fatal events leading to hospital admission, including two fatal and three non-fatal cases of acute myocardial infarction, three non-fatal strokes, one fatal and 19 non-fatal cases of ischaemic cardiovascular disease, six sudden and otherwise unexplained deaths, and two fatal and four non-fatal cases of heart failure. Of the 26 deaths, 11 were classified as CVD-related, nine as cancer-related, and six as related to other causes.

Decline in the eGFR

Patients with at least one annual eGFR measurement after baseline were included (n = 177). The median (IQR) follow-up was 4.9 years (3.8–5.4 years). The eGFR declined from a mean ± SD of 89.8 ± 18.3 ml min−1 1.73 m−2 at baseline to 79.1 ± 21.4 ml min−1 1.73 m−2 during follow-up (p < 0.001). A total of 42 patients (24%) reached the pre-defined CKD progression endpoint. In 23 of these patients (55%), the eGFR had declined by >30% in at least two measurements during follow-up. However, for patients with a decline in eGFR in only one measurement (17 out of 19; ∼89%), this was seen for the first time at the final follow-up visit. Hence, it was not possible to confirm the eGFR decline of >30% in these patients in a second test. However, based on the natural history of kidney disease in diabetes (which includes an expected annual decline in the eGFR), we do not think our findings reflect a transient fluctuation in the eGFR.

No patients reached end-stage renal disease or dialysis during follow-up.

Urinary biomarkers

Table 2 shows the associations for the urinary biomarkers with the composite CVD endpoint, all-cause mortality and CKD progression in all three models.

Table 2 Urinary biomarkers related to risk of fatal and non-fatal CVD event, all-cause mortality and CKD progression

Hepatocyte growth factor

In Model 1, higher HGF was associated with both the composite CVD endpoint (HR 1.9 [95% CI 1.3, 2.8]) and all-cause mortality (HR 2.3 [95% CI 1.3, 3.9]; Table 2). In Model 2, higher HGF was associated with the composite CVD endpoint (HR 2.0 [95% CI 1.2, 3.2]) and all-cause mortality (HR 2.5 [95% CI 1.3, 4.8]). In Model 3 (Model 2 plus NT-proBNP and CAC), higher HGF remained associated with both the composite CVD endpoint (HR 1.5 [95% CI 1.1, 2.3]) and all-cause mortality (HR 1.9 [95% CI 1.0, 3.5]).

When dividing patients into two groups according to level of HGF (above or below the median [14.1 pg ml−1 g−1 creatinine]), the unadjusted risk of the composite CVD endpoint (HR 2.5 [95% CI 1.2, 4.8]) and all-cause mortality (HR 2.6 [95% CI 1.1, 6.2]) was higher in patients with levels above the median (Fig. 2).

Fig. 2
figure 2

Proportion of type 2 diabetic patients experiencing incident CVD and all-cause mortality related to higher and lower levels of urinary HGF. Kaplan–Meier failure function estimates for (a) the composite cardiovascular endpoint and (b) all-cause mortality in two categories of the levels of urinary HGF. HR is shown with 95% CI for both endpoints. Numbers refer to participants in each category at risk at the beginning of each 2 year interval. Dashed line, above median HGF; solid line, below median HGF

As shown in ESM Fig. 2a,b, in relation to the composite CVD endpoint, the AUC changed from 0.738 (95% CI 0.660, 0.816) to 0.775 (95% CI 0.698, 0.853) after HGF was added to the model including traditional CVD/renal risk factors (change in AUC 0.0374 [95% CI −0.003, 0.078]; p = 0.072). In relation to all-cause mortality, the AUC changed from 0.746 (95% CI 0.645, 0.846) to 0.774 (95% CI 0.663, 0.884) after adding HGF to the model including traditional CVD/renal risk factors (change in AUC 0.0280 [95% CI −0.046, 0.102]; p = 0.46).

The rIDI for HGF was 29.5% (95% CI 13.7%, 45.3%; p = 0.005) in relation to the CVD endpoint and 87.1% (50.0%, 123.8%; p < 0.001) in relation to all-cause mortality.

Levels of HGF were not related to the CKD progression endpoint in Model 1 (HR 1.4 [95% CI 0.9, 2.1]) or Model 2 (HR 1.1 [95% CI 0.7, 1.7]).

Adiponectin

In Model 1, higher adiponectin was associated with the composite CVD endpoint (HR 1.4 [95% CI 1.0, 1.9]), but was not associated with all-cause mortality (HR 1.1 [95% CI 0.7, 1.6]). Higher levels of adiponectin were also associated with the composite CVD endpoint (HR 1.4 [95% CI 1.1, 2.3]) in Model 2. However, in Model 3, when NT-proBNP and CAC were included in the adjustment, adiponectin lost significance and was not associated with the composite CVD endpoint (HR 1.4 [95% CI 0.9, 2.2]).

As shown in ESM Fig. 2c,d, in relation to the composite CVD endpoint, the AUC changed from 0.738 (95% CI 0.660, 0.816) to 0.763 (95% CI 0.687, 0.839) after adding adiponectin to the model including traditional CVD/renal risk factors (change in AUC 0.025 [95% CI −0.014, 0.061]; p = 0.22).

In relation to all-cause mortality, the AUC changed from 0.746 (95% CI 0.645, 0.846) to 0.761 (95% CI 0.662, 0.859) after adding adiponectin to the model including traditional CVD/renal risk factors (change in AUC 0.015 [95% CI −0.022, 0.042]; p = 0.65).

The rIDI for adiponectin was 14.4% (95% CI −1.6%, 29.6%; p = 0.054) in relation to the CVD endpoint, and 8.9% (95% CI −21.1%, 40.2%; p = 0.26) in relation to all-cause mortality.

In Model 1, higher levels of adiponectin were associated with decline in the eGFR of >30% (HR 1.6 [95% CI 1.2, 2.2]). In Model 2, higher levels of adiponectin remained associated with a decline in the eGFR of >30% (HR 1.5 [95% CI 1.1, 2.2]).

Additional analyses

In the Cox models with adjustment based on backward selection, higher levels of HGF were associated with the composite CVD endpoint (HR 1.9 [95% CI 1.2, 2.9]; p = 0.003) and all-cause mortality (HR 2.4 [95% CI 1.3, 4.2]; p = 0.003); higher levels of adiponectin were associated with the composite CVD endpoint (HR 1.4 [95% CI 1.0, 2.0]; p = 0.037) and the CKD progression endpoint (HR 1.6 [95% CI 1.1, 2.2]; p = 0.010).

As novel biomarkers may not be as accessible to clinicians, we also sought to determine whether similar findings were obtained for risk indicators that are already available (i.e. albuminuria). Therefore, we evaluated the rate of change in degree of albuminuria prior to baseline in relation to risk of CVD, all-cause mortality and decline in the eGFR. A greater increase in albuminuria was related to all-cause mortality in unadjusted and adjusted analysis (p ≤ 0.008), but not to CVD or a decline in the eGFR (p ≥ 0.33).

Discussion

In this prospective study of patients with type 2 diabetes and microalbuminuria with no clinical features of CAD and who were receiving multifactorial treatment, we have demonstrated HGF to be an independent determinant of incident CVD and all-cause mortality after 6 years of follow-up. Even when accounting for levels of NT-proBNP and CAC, higher HGF was associated with both endpoints. Higher adiponectin was a determinant of the CVD endpoint and was associated with CKD progression (defined as a reduction in the eGFR of at least 30%), even when baseline levels of creatinine and albuminuria were accounted for. An analysis of the added discriminatory ability of the biomarkers showed no significant increase in the AUC for incident CVD or all-cause mortality when each biomarker was added to models that included traditional CVD risk factors. However, the IDI statistics (considered a more powerful way to demonstrate improvement [18]) showed that the addition of HGF significantly improved the predictive capability for both CVD and all-cause mortality. For adiponectin the increase in rIDI was borderline significant for the CVD endpoint.

Knowledge of the aetiology of type 2 diabetes and its associated vascular complications has increased considerably over recent years. Biomarkers reflecting the well-accepted pathophysiologic pathways are important markers of diabetic complications, and may provide targets for therapy. The beneficial effect of multifactorial treatment was demonstrated in the Steno 2 Study [13]. Despite this, patients with type 2 diabetes, especially those with albuminuria, are still at a high risk of complications [19].

In the current cohort, we have recently demonstrated that a simple screening algorithm that combines the NT-proBNP level and CAC score added substantially to the information provided by traditional CVD risk factors [17]. Even after adjustment for these powerful traditional risk markers, higher levels of HGF remained associated with the composite CVD endpoint and all-cause mortality.

HGF is a pleiotropic factor that has a wide variety of roles in diverse biological processes, such as organ development, tissue homeostasis and injury repair [20]. Studies also indicate that treatment with HGF has therapeutic effects for patients with chronic renal disease [21].

HGF is upregulated in the kidneys after acute kidney injury, and administration of exogenous HGF promotes tubular repair and recovery in rats [22]. Endogenous activation of HGF tends to preserve kidney structure and function in rats with chronic renal disease [23]. Few cross-sectional studies have investigated the relationship between serum levels of HGF and atherosclerotic involvement. A single population-based study showed a cross-sectional relationship between serum levels of HGF and the presence of retinal arteriosclerotic lesions [24]. In patients with end-stage renal disease, studies have demonstrated that serum HGF levels correlate with carotid intima–media thickness and concentric left ventricular geometry [8]. However, to the best of our knowledge, we are the first to show an association between levels of urinary HGF and both incident CVD and all-cause mortality in type 2 diabetes. Importantly, the addition of HGF to traditional cardiovascular risk factors added predictive value for both endpoints.

Adiponectin has a wide range of well-known protective effects against insulin resistance, vascular dysfunction, atherosclerosis and inflammation [25], but has also been shown to be important for maintaining healthy podocytes [26]. A cross-sectional study by von Eynatten et al demonstrated that higher urinary adiponectin levels correlated significantly with increased intima–media thickness in type 2 diabetes [7]. In our cohort, we extended these findings to show that levels of urinary adiponectin were associated with incident CVD and CKD progression. In relation to serum adiponectin, high levels have been linked to cardiovascular mortality in men with type 2 diabetes [27]. Moreover, we and others have previously demonstrated that high serum adiponectin levels predict all-cause mortality, cardiovascular mortality and progression to end-stage renal disease in patients with type 1 diabetes [28, 29]. Of note, our pre-defined CKD progression endpoint was a decline in the eGFR of >30% at any time point. We considered that this is appropriate because our cohort included microalbuminuric patients, and decreases in the eGFR associated with less than a doubling of serum creatinine have recently been shown to be strongly and consistently associated with the risk of end-stage renal disease and mortality in a large meta-analysis [16]. Therefore, a smaller decline in the eGFR (such as a 30% reduction) has been suggested as an alternative endpoint for CKD progression [16]. Lastly, the European Medicines Agency has proposed a clinically relevant delay in milder renal function loss (e.g. loss of 30% in the eGFR) as a potential endpoint in clinical trials investigating new products [30].

Clinical implications

Measuring urinary HGF and adiponectin is relatively uncomplicated and inexpensive. Our findings illustrate that these biomarkers could improve risk assessment for type 2 diabetic patients. However, our findings need to be validated. Identifying patients at elevated risk of CVD and all-cause mortality is crucial because these patients may benefit from even tighter goal setting for traditional risk factors, such as BP or LDL-cholesterol. Moreover, intervention studies might show whether treating HGF and adiponectin is of clinical benefit in terms of risk reduction for individual patients.

Strengths and limitations

The study strengths were that no patients were lost to follow-up and our analysis allowed extensive adjustment for important risk factors. However, there were limitations. Although the sample size and number of events were limited, the CVD event rate was as expected based on our sample size calculation. In addition, although the statistical model might be vulnerable to instability due to overfitting, additional analyses to confirm the robustness of our findings indicated stability. We lacked information on how long the patients had received multifactorial treatment before the baseline blood sampling and to what extent they effectively received such treatment during follow-up. Nevertheless, attending physicians generally follow our local guidelines on intensive multifactorial treatment for individuals with type 2 diabetes and microalbuminuria, based on the Steno-2 study findings [13]. Finally, serum levels of HGF and adiponectin were not measured in this study.

Conclusion

In patients with type 2 diabetes and microalbuminuria but without clinical features of CAD who were receiving multifactorial treatment, levels of urinary HGF were associated with incident CVD and all-cause mortality, even after adjustment for albuminuria, NT-proBNP level and CAC score. Higher adiponectin was a determinant of the CVD endpoint and was associated with CKD progression, even when accounting for baseline creatinine and albuminuria.