Skip to main content
Log in

A comparison of the Almgren–Pitts and the Allen–Cahn min–max theory

  • Published:
Geometric and Functional Analysis Aims and scope Submit manuscript

Abstract

Min–max theory for the Allen–Cahn equation was developed by Guaraco (J Differ Geom 108:91–133, 2018) and Gaspar–Guaraco (Calc Var Partial Differ Equ 57:101, 42, 2018). They showed that the Allen–Cahn widths are greater than or equal to the Almgren–Pitts widths. In this article we will prove that the reverse inequalities also hold, i.e. the Allen–Cahn widths are less than or equal to the Almgren–Pitts widths. Hence, the Almgren–Pitts widths and the Allen–Cahn widths coincide. We will also show that all the closed minimal hypersurfaces (with optimal regularity), which are obtained from the Allen–Cahn min–max theory, are also produced by the Almgren–Pitts min–max theory. As a consequence, we will point out that the index upper bound in the Almgren–Pitts setting, proved by Marques–Neves (Camb J Math 4(4):463–511, 2016) and Li (An improved Morse index bound of min–max minimal hypersurfaces, 2020. arXiv:2007.14506 [math.DG]), can also be obtained from the index upper bound in the Allen–Cahn setting, proved by Gaspar (J Geom Anal 30:69-85, 2020) and Hiesmayr (Commun Partial Differ Equ 43(11):1541–1565, 2018).

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  1. F. Almgren. The homotopy groups of the integral cycle groups. Topology, (1962), 257–299

  2. F. Almgren. The Theory of Varifolds, Mimeographed Notes. Princeton (1965).

  3. C. Bellettini. Generic existence of multiplicity-1 minmax minimal hypersurfaces via Allen–Cahn. arXiv:2010.15788 [math.DG], (2020).

  4. C. Bellettini. Multiplicity-1 minmax minimal hypersurfaces in manifolds with positive Ricci curvature. arXiv:2004.10112 [math.AP], (2020).

  5. C. Bellettini and N. Wickramasekera. Stable CMC integral varifolds of codimension 1: regularity and compactness. arXiv:1802.00377 [math.DG], (2018).

  6. C. Bellettini and N. Wickramasekera. Stable prescribed-mean-curvature integral varifolds of codimension 1: regularity and compactness. arXiv:1902.09669 [math.DG], (2019).

  7. C. Bellettini and N. Wickramasekera. The inhomogeneous Allen–Cahn equation and the existence of prescribed-mean-curvature hypersurfaces. arXiv:2010.05847 [math.DG], (2020).

  8. R. Caju and P. Gaspar. Solutions of the Allen–Cahn equation on closed manifolds in the presence of symmetry. arXiv:1906.05938 [math.DG], (2019).

  9. D.R. Cheng. Geometric variational problems: Regular and singular behavior. PhD Thesis, Stanford University (2017).

  10. G.R. Chambers and Y. Liokumovich. Existence of minimal hypersurfaces in complete manifolds of finite volume. Invent. Math., 219 (2020), 179–217

    Article  MathSciNet  Google Scholar 

  11. O. Chodosh and C. Mantoulidis. Minimal surfaces and the Allen–Cahn equation on 3-manifolds: index, multiplicity, and curvature estimates. Ann. of Math., (1)191 (2020), 213–328

  12. O. Chodosh and C. Mantoulidis. The p-widths of a surface. arXiv:2107.11684 [math.DG], (2021).

  13. T. tom Dieck. Algebraic Topology. European Mathematical Society, Paris (2008).

  14. M. del Pino, M. Kowalczyk, J. Wei, and J. Yang. Interface foliation of a minimal hypersurface in higher dimensional Riemannian manifolds. Geom. Funct. Anal., (4)20 (2010), 918–957

    MathSciNet  MATH  Google Scholar 

  15. P. Gaspar. The second inner variation of energy and the Morse index of limit interfaces. J. Geom. Anal., 30 (2020), 69–85

    Article  MathSciNet  Google Scholar 

  16. P. Gaspar and M.A.M. Guaraco. The Allen–Cahn equation on closed manifolds. Calc. Var. Partial Differ. Equ., 57 (2018), 101, 42

  17. P. Gaspar and M.A.M. Guaraco. The Weyl law for the phase transition spectrum and the density of minimal hypersurfaces. Geom. Funct. Anal., (2)29 (2019), 382–410

    Article  MathSciNet  Google Scholar 

  18. N. Ghoussoub. Duality and Perturbation Methods in Critical Point Theory, Cambridge Tracts in Mathematics, Cambridge University Press, Cambridge, Vol. 107, With Appendices by David Robinson (1993).

  19. E. Giusti. Minimal Surfaces and Functions of Bounded Variation, Monographs in Mathematics. Birkhäuser Verlag, Basel (1984).

  20. M.A.M. Guaraco, F.C. Marques, and A. Neves. Multiplicity one and strictly stable Allen–Cahn minimal hypersurfaces. arXiv:1912.08997 [math.DG], (2019).

  21. D. Gilbarg and N.S. Trudinger. Elliptic Partial Differential Equations of Second Order, Classics in Mathematics. Springer, Berlin, Reprint of the 1998 edition (2001).

  22. M.A.M. Guaraco. Min–max for phase transitions and the existence of embedded minimal hypersurfaces. J. Differential Geom., 108 (2018), 91–133

  23. A. Hatcher. Algebraic Topology. Cambridge University Press, Cambridge (2002).

    MATH  Google Scholar 

  24. F. Hiesmayr. Spectrum and index of two-sided Allen–Cahn minimal hypersurfaces. Communications in Partial Differential Equations, (11)43 (2018), 1541–1565

  25. E. Heintze and H. Karcher. A general comparison theorem with applications to volume estimates for submanifolds. Ann. Sci. École Norm. Sup., (4)11 (1978), 451–470

  26. J.E. Hutchinson and Y. Tonegawa. Convergence of phase interfaces in the van der Waals-Cahn- Hilliard theory. Calc. Var. Partial Differ. Equ., (1)10 (2000), 49–84

    Article  MathSciNet  Google Scholar 

  27. K. Irie, F.C. Marques, and A. Neves. Density of minimal hypersurfaces for generic metrics. Ann. of Math., 187 (2018), 963–972

    Article  MathSciNet  Google Scholar 

  28. Y. Li. Existence of infinitely many minimal hypersurfaces in higher-dimensional closed manifolds with generic metrics. arXiv:1901.08440 [math.DG], (2019), to appear in J. Differential Geom.

  29. Y. Li. An improved Morse index bound of min–max minimal hypersurfaces. arXiv:2007.14506 [math.DG], (2020).

  30. Y. Liokumovich, F.C. Marques, and A. Neves. Weyl law for the volume spectrum. Ann. of Math., 187 (2018), 933–961

    Article  MathSciNet  Google Scholar 

  31. C. Mantoulidis. Allen–Cahn min–max on surfaces. J. Differential Geom., (1)117 (2021), 93–135

  32. C. Mantoulidis. Variational aspects of phase transitions with prescribed mean curvature. Calc. Var. Part. Differ. Equ., (43)61 (2022)

  33. F.C. Marques, R. Montezuma, and A. Neves. Morse inequalities for the area functional. arXiv:2003.01301 [math.DG] (2020), to appear in J. Differential Geom.

  34. F.C. Marques and A. Neves. Min–max theory and the Willmore conjecture. Ann. of Math., 179 (2014), 683–782

  35. F.C. Marques and A. Neves. Morse index of multiplicity one min–max minimal hypersurfaces. Adv. Math., 378 (2021), 107527, 58

  36. F.C. Marques and A. Neves. Existence of infinitely many minimal hypersurfaces in positive Ricci curvature. Invent. Math., (2)209 (2017), 577–616

    Article  MathSciNet  Google Scholar 

  37. F.C. Marques and A. Neves. Morse index and multiplicity of min–max minimal hypersurfaces. Cambridge J. Math., (4)4 (2016), 463–511

  38. F.C. Marques, A. Neves, and A. Song, Equidistribution of minimal hypersurfaces in generic metrics. Invent. Math., (2)216 (2019), 421–443

    Article  MathSciNet  Google Scholar 

  39. L. Modica. The gradient theory of phase transitions and the minimal interface criterion. Arch. Rational Mech. Anal., (2)98 (1987), 123–142

    Article  MathSciNet  Google Scholar 

  40. M. Miranda, Jr, D. Pallara, F Paronetto, and M. Preunkert. Heat semigroup and functions of bounded variation on Riemannian manifolds. J. Reine Angew. Math., 613 (2007), 99–119

    MathSciNet  MATH  Google Scholar 

  41. L. Nicolaescu. An Invitation to Morse Theory, Universitext. Springer (2011).

    Book  Google Scholar 

  42. J. Pitts. Existence and Regularity of Minimal Surfaces on Riemannian Manifolds, Mathematical Notes, Vol. 27. Princeton University Press, Princeton (1981).

  43. D. Parise, A. Pigati, and D. Stern. Convergence of the self-dual \(U(1)\)-Yang–Mills–Higgs energies to the \((n-2)\)-area functional. arXiv:2103.14615 [math.DG], (2021).

  44. F. Pacard and M. Ritoré. From constant mean curvature hypersurfaces to the gradient theory of phase transitions. J. Differential Geom., 64 (2003), 359–423

    Article  MathSciNet  Google Scholar 

  45. A. Pigati and D. Stern. Minimal submanifolds from the abelian Higgs model. Invent. Math., (3)223 (2021), 1027–1095

    Article  MathSciNet  Google Scholar 

  46. L. Simon, Lectures on Geometric Measure Theory, Proceedings of the Centre for Mathematical Analysis. Australian National University, Canberra (1983).

  47. A. Song. Existence of infinitely many minimal hypersurfaces in closed manifolds. arXiv:1806.08816 [math.DG], (2018).

  48. R. Schoen and L. Simon. Regularity of stable minimal hypersurfaces. Comm. Pure Appl. Math., 34 (1981), 741–797

    Article  MathSciNet  Google Scholar 

  49. D. Stern. Existence and limiting behavior of min–max solutions of the Ginzburg-Landau equations on compact manifolds. J. Differential Geom., (2)118 (2021), 335–371

  50. P. Sternberg. The effect of a singular perturbation on nonconvex variational problems. Arch. Rational Mech. Anal., (3)101 (1988), 209–260

    Article  MathSciNet  Google Scholar 

  51. A. Song and X. Zhou. Generic scarring for minimal hypersurfaces along stable hypersurfaces. Geom. Funct. Anal., (4)31 (2021), 948–980

    Article  MathSciNet  Google Scholar 

  52. Y. Tonegawa. On stable critical points for a singular perturbation problem. Comm. Anal. Geom., 13 (2005), 439–459

    Article  MathSciNet  Google Scholar 

  53. Y. Tonegawa and N. Wickramasekera. Stable phase interfaces in the van der Waals–Cahn–Hilliard theory. J. Reine Angew. Math., 668 (2012), 191–210

  54. F.W. Warner. Extension of the Rauch comparison theorem to submanifolds. Trans. Amer. Math. Soc., 122 (1966), 341–356

    MathSciNet  MATH  Google Scholar 

  55. N. Wickramasekera. A general regularity theory for stable codimension 1 integral varifolds. Ann. of Math., (3)179 (2014), 843–1007

    Article  MathSciNet  Google Scholar 

  56. K. Wang and J. Wei. Finite Morse index implies finite ends. Comm. Pure Appl. Math., (5)72 (2019), 1044–1119

    Article  MathSciNet  Google Scholar 

  57. S.-T. Yau. Seminar on Differential Geometry, Problem Section, Ann. of Math. Stud., Vol. 102. Princeton Univ. Press, Princeton, N.J. (1982).

  58. X. Zhou. Min–max hypersurface in manifold of positive Ricci curvature. J. Differential Geom., (2)105 (2017), 291–343

  59. X. Zhou. On the multiplicity one conjecture in min–max theory. Ann. of Math., (3)192 (2020), 767–820

  60. X. Zhou and J. Zhu. Min–max theory for constant mean curvature hypersurfaces. Invent. Math., (2)218 (2019), 441–490

  61. X. Zhou and J. Zhu, Existence of hypersurfaces with prescribed mean curvature I—generic min–max. Camb. J. Math., (2)8 (2020), 311–362

Download references

Acknowledgements

I am very grateful to my advisor Prof. Fernando Codá Marques for many helpful discussions and for his constant support and guidance. I would like to thank the anonymous referees for making numerous suggestions that helped to improve the exposition. The author is partially supported by NSF grant DMS-1811840.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Akashdeep Dey.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Springer Nature or its licensor holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Dey, A. A comparison of the Almgren–Pitts and the Allen–Cahn min–max theory. Geom. Funct. Anal. 32, 980–1040 (2022). https://doi.org/10.1007/s00039-022-00610-x

Download citation

  • Received:

  • Revised:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00039-022-00610-x

Navigation