Abstract
The humor response has long been considered mysterious, and it is given relatively little attention in modern experimental psychology, in spite of the fact that numerous studies suggest that it has substantial benefits for mood and health. Existing theories of humor fail to account for some of the most basic humor phenomena. On most occasions when a humor response occurs, certain verbal or visual stimuli (the “setup” stimuli, which function as an establishing operation) must precede a critical stimulus (such as a “punch line” or the final panel or critical feature of a cartoon), which then occasions a sudden “revelation” or “understanding”; this revelation is often accompanied by the humor response. We suggest that the setup stimuli increase the strength of the revelatory response to a point just below the threshold of awareness and that the critical stimulus, properly designed and timed, edges the revelatory response to a point just above threshold. We also suggest that it is this threshold phenomenon that produces most instances of the humor response. We discuss these issues in the context of some notable humor of Carl Rogers and B. F. Skinner.
Similar content being viewed by others
References
Allen, L., & Zigler, E. (1986). Psychological adjustment of seriously ill children. Journal of the American Academy of Child Psychiatry, 25, 708–712.
Anderson, C. A., & Arnoult, L. H. (1989). An examination of perceived control, humor, irrational beliefs, and positive stress as moderators of the relation between negative stress, and health. Basic and Applied Social Psychology, 10, 101–117.
Baim, P. (1998). Recipe for health: Laughter and killer cells. Nursing Spectrum (New England ed.), 12(1), 6.
Banmen, J. (1982). The use of humour in psychotherapy. International Journal for the Advancement of Counseling, 5, 81–86.
Bateson, G. (1972). Steps to an ecology of mind. New York: Ballantine.
Berger, A. A. (1987). Humor. American Behavioral Scientist, 30, 6–15.
Bergson, H. (1911). Laughter: An essay on the meaning of the comic. New York: Macmillan.
Berk, L. S., Tan, S. A., Fry, W. F., Napier, B. J., Lee, J. W., Hubbard, R. W., et al. (1989). Neuroendocrine and stress hormone changes during mirthful laughter. American Journal of Medical Science, 298, 390–396.
Black, D. (1984). Laughter. Journal of the American Medical Association, 252, 2995–2998.
Brownell, H. H., & Gardner, H. (1988). Neuropsychological insights into humour. In J. Durant & J. Miller (Eds.), Laughing matters: A serious look at humor. New York: Longman Scientific & Technical.
Carberry, H., & Burd, B. (1983). Social aspects of cognitive retraining in an outpatient group setting for head trauma patients. Cognitive Rehabilitation, 1, 5–7.
Cason, A., & Thompson, V. (1980). Working with the old and dying. Naropa Institute Journal of Psychology, 1, 58–69.
Decker, W. H., & Rotondo, D. M. (1999). Use of humor at work: Predictors and implications. Psychological Reports, 84, 961–968.
Deckers, L., & Devine, J. (1981). Humor by violating an existing expectancy. Journal of Psychology, 108, 107–110.
Deckers, L., Jenkins, S., & Gladfelter, E. (1977). Incongruity versus tension relief: Hypotheses of humor. Motivation and Emotion, 1, 261–272.
Deckers, L., & Kizer, P. (1975). Humor and the incongruity hypotheses. Journal of Psychology, 90, 215–218.
Dillen, K. M., & Totten, M. C. (1989). Psychological factors, immunocompetence, and health of breast-feeding mothers and their infants. Journal of Genetic Psychology, 150, 155–162.
Dimatteo, M. R., Linn, L. S., Chang, V. L., & Cope, D. W. (1985). Affect and neutrality in physician behavior: A study of patients’ values and satisfaction. Journal of Behavioral Medicine, 8, 387–408.
Donald, K. M., & Carlisle, J. M. (1983). The “diverse decision makers”: Helping students with career decisions. Vocational Guidance Quarterly, 31, 270–275.
Ekman, P., Friesan, W. V., & O’Sullivan, M. (1988). Smiles when lying. Journal of Personality and Social Psychology, 54, 414–420.
Foxx, R. M. (1985). Decreasing behaviours: Clinical, ethical, and environmental issues. Australia and New Zealand Journal of Developmental Disabilities, 11, 189–199.
Freud, S. (1960). Jokes and their relation to the unconscious. New York: Norton. (Original work published 1905)
Friman, P. C., Hayes, S. C., & Wilson, K. G. (1998). Why behavior analysts should study emotion: The example of anxiety. Journal of Applied Behavior Analysis, 31, 137–156.
Fry, W. F., & Stoft, P. E. (1971). Mirth and oxygen saturation levels of peripheral blood. Psychotherapy and Psychosomatics, 19, 76–84.
Gavanski, I. (1986). Differential sensitivity of humor ratings and mirth responses to cognitive and affective components of the humor response. Journal of Personality and Social Psychology, 51, 209–214.
Godkewitsch, M. (1976). Physiological and verbal indices of arousal in rated humour. In A. J. Chapman & H. C. Foot (Eds.), Humour and laughter: Theory, research and applications (pp. 117–138). London: Wiley.
Goldstein, J. H., Harman, J., McGhee, P. E., & Karasik, R. (1975). Test of an information-processing model of humor: Physiological response changes during problem and riddle solving. Journal of General Psychology, 92, 59–68.
Grant, E. C. (1969). Human facial expression. Man, 4, 525–536.
Houston, D. M., McKee, K. J., Carroll, L., & Marsh, H. (1998). Using humor to promote psychological wellbeing in residential homes for older people. Aging & Mental Health, 2, 328–332.
Jamieson, J. (1984). Coping with physical violence: Some suggestions. Maladjustment and Therapeutic Education, 2, 38–45.
Jones, J. M., & Harris, P. E. (1971). Psychophysiological correlates of cartoon humor appreciation. Proceedings of the American Psychological Association, 6, 381–382.
Kant, I. (1892). Kant’s kritik of judgment. (J. H. Bernard, Trans.). London: Macmillan.
Kelly, M. L., Jarvie, G. J., Middlebrook, J. L., McNeer, M. F., & Drabman, R. S. (1984). Decreasing burned children’s pain behavior: Impacting the trauma of hydrotherapy. Journal of Applied Behavior Analysis, 17, 147–158.
Klein, A. J. (1985). Humor comprehension and humor appreciation of cognitively oriented humor: A study of kindergarten children. Child Study Journal, 15, 223–235.
Kuhlman, T. L. (1988). Gallows humor for a scaffold setting: Managing aggressive patient on a maximum-security forensic unit. Conference of the Institute for the Advancement of Human Behavior. Hospital and Community Psychiatry, 39, 1085–1090.
LaFave, L., Haddad, J., & Maesen, W. (1976). Superiority, enhanced self-esteem and perceived incongruity humor theory. In A. J. Chapman & H. C. Foot (Eds.), Humour and laughter: Theory, research and applications(pp. 63–91). London: Wiley.
Langevin, R., & Day, H. I. (1972). Physiological correlates of humor. In J. H. Goldstein & P. E. McGhee (Eds.), The psychology of humor: Theoretical perspectives and empirical issues (pp. 129–142). New York: Academic Press.
Lefcourt, H. M., Davidson, K., Prkachin, K. M., & Mills, D. E. (1997). Humor as a stress moderator in the prediction of blood pressure obtained during five stressful tasks. Journal of Research in Personality, 31(4), 523–542.
Lefcourt, H., & Martin, R. (1986). Humor and life stress New York: Springer.
Lief, J. (1985). Attentive care: Working with the dying patient. Naropa Institute Journal of Psychology, 3, 11–17.
Lloyd, E. L. (1938). The respirator mechanism in laughter. Journal of General Psychology, 10, 179–189.
Long, P. (1987). Laugh and be well? Psychology Today, 21, 28–29.
Martineau, W. (1972). A model of the social functions of humor. In J. H. Goldstein & R. E. McGhee (Eds.), The psychology of humor: Theoretical perspectives and empirical issues (pp. 101–125). New York: Academic Press.
Matz, A., & Brown, S. T. (1998). Humor and pain management: A review of current literature. Journal of Holistic Nursing, 16(1), 68–75.
Miller, J. (1988). Jokes and joking: A serious laughing matter. In J. Durant & J. Miller (Eds.), Laughing matters: A serious look at humor (pp. 5–16). New York: Longman Scientific & Technical.
Mindess, H. (1971). Laughter and liberation. Los Angeles: Nash.
Moran, C. C., & Massam, M. M. (1999). Differential influences of coping humor and humor bias on mood. Behavioral Medicine, 25(1), 36–42.
Murdock, M. C., & Ganim, R. M. (1993). Creativity and humor: Integration and incongruity. Journal of Creative Behavior, 27, 57–70.
Nelson, L. D., & Stern, S. L. (1988). Mood induction in a clinically depressed population. Journal of Psychopathology and Behavioral Assessment, 10, 277–284.
Nerhardt, G. (1977). Operationalization of incongruity in humour research: A critique and suggestions. In A. J. Chapman & H. Foot (Eds.), It’s a funny thing, humour (pp. 47–51). London: Pergamon.
Neve, M. (1988). Freud’s theory of humour, wit and jokes. In J. Durant & J. Miller (Eds.), Laughing matters: A serious look at humor (pp. 35–43). New York: Longman Scientific & Technical.
Overeem, S., Lammers, G. J., & Van Dijk, J. G. (1999). Weak with laughter. Lancet, 354, 838.
Paulos, J. A. (1980). Mathematics and humor. Chicago: University of Chicago Press.
Porterfield, A. L. (1987). Does sense of humor moderate the impact of life stress on psychological and physical well-being? Journal of Research in Personality, 21, 306–317.
Prerost, F. J. (1987). Health, locus of control, humor, and reduction in aggression. Psychological Reports, 61, 887–896.
Provine, R. (1996, January–February). Laughter. American Scientist, 84, 38–45.
Richman, J. (1996). Jokes as projective technique: The humor of psychiatric patients. American Journal of Psychotherapy, 50(3), 336–346.
Robinson, V. (1977). Humor and the health professions. Thorafare, NY: Slack.
Rogers, C. R., & Skinner, B. F. (1976). A dialogue on education and the control of human behavior: A 6-cassette album edited by Gerald A. Gladstein New York: Psychology Today Library Cassettes.
Rothbart, M. K. (1976). Incongruity, problem-solving and laughter. In A. J. Chapman & H. C. Foot (Eds.), Humour and laughter: Theory, research and applications (pp. 37–54). London: Wiley.
Samuel, R. (1983). ABC of anger management. Canada’s Mental Health, 31, 21.
Sands, S. (1984). The use of humor in psychotherapy. Psychoanalytic Review, 71, 441–460.
Schultz, T. R. (1972). The role of incongruity and resolution in children’s appreciation of cartoon humor. Journal of Experimental Child Psychology, 13, 456–477.
Scott, E. M. (1989). Humor and the alcoholic patient: A beginning study. Alcoholism Treatment Quarterly, 6, 29–39.
Skinner, B. F. (1957). Verbal behavior. New York: Appleton-Century-Crofts.
Skinner, B. F. (1980). Notebooks (R. Epstein, Ed.). Englewood Cliffs, NJ: Prentice Hall.
Sroufe, L. A., & Wunsch, J. P. (1972). The development of laughter in the first year of life. Child Development, 43, 1326–1344.
Sumners, A. D. (1988). Humor: Coping in recovery from addiction. Issues in Mental Health Nursing, 9, 169–179.
Van Hoof, J. A. (1972). A comparative approach to the phylogeny of laughter and smiling. In R. A. Hinde (Ed.), Non-verbal communication (pp. 209–241). London: Cambridge University Press.
Ventis, W. L., & Ventis, D. G. (1988). Guidelines for using humor in therapy with children and young adolescents. Journal of Children in Contemporary Society, 20, 179–197.
Weaver, J. B., Masland, J. L., Kharazmi, S., & Zillman, D. (1985). Effect of intoxication on the appreciation of different types of humor. Journal of Personality & Social Psychology, 48, 781–787.
Wicker, F. W. (1981). A rhetorical look at humor as creativity. Journal of Creative Behavior, 19, 175–184.
Wyer, R. S., Jr., & Collins, J. E., II. (1992). A theory of humor elicitation. Psychological Review, 99, 663–688.
Ziv, A. (1987). The effect of humor on aggression catharsis in the classroom. The Journal of Psychology, 121, 359–364.
Zwerling, I. (1955). The favorite joke in diagnostic and therapeutic interviewing. Psychoanalytic Quarterly, 24, 104.
Author information
Authors and Affiliations
Corresponding author
Additional information
The second author’s last name really is Joker. Born Veronica Baker, when she and her fiancé, Chris Joos, decided to marry, they blended their last names to create “Joker,” and each took that name. Veronica is currently affiliated with Appalachian Behavior Support Services, Johnson City, Tennessee. The cartoons mentioned toward the end of the article were developed with the help of Lara Cohen, Catherine English, Josette Renault, Ashley Slack, and Dennis Thompson. We thank Pat Friman for helpful comments.
Rights and permissions
About this article
Cite this article
Epstein, R., Joker, V.R. A threshold theory of the humor response. BEHAV ANALYST 30, 49–58 (2007). https://doi.org/10.1007/BF03392145
Published:
Issue Date:
DOI: https://doi.org/10.1007/BF03392145