Patients’ Willingness to Accept the Risks and Benefits of New Treatments for Chronic Hepatitis C Virus Infection
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Some patients with chronic hepatitis C virus (HCV) infection forego treatment due to concerns about treatment efficacy, treatment duration, and side effects.
The purpose of this study was to quantify patient preferences among possible outcomes associated with new, direct-acting antiviral agents (DAAs) for the treatment of HCV infection and determine which treatment features are most important to patients in making treatment decisions.
Adult participants with a self-reported physician diagnosis of HCV infection in five countries completed a web-enabled, choice-format conjoint analysis survey. The survey presented participants with 20 treatment-choice questions. Each treatment-choice question included a pair of hypothetical treatment profiles with varying levels of six attributes: treatment duration; chance of getting rid of the virus completely (i.e. likelihood of a sustained virologic response [SVR]); weeks on an additional, third medicine (i.e. a DAA); risk of a severe rash; risk of severe anemia; and number of times a day the third medicine is taken. Treatment-choice questions were based on a predetermined experimental design with known statistical properties. Random-parameters logit was used to estimate preference weights for all attribute levels and the mean relative importance of each attribute.
284 participants completed the survey. Likelihood of an SVR was the most important outcome to participants, followed by severe anemia risk, severe rash risk, therapy type (a combination of total weeks of treatment and weeks on the third medicine), and dosing of the third medicine. Controlling for other factors, preferences were similar across all therapy types examined.
Patients with HCV infection indicate a willingness to accept an increased risk of side effects for sufficient improvement in the likelihood of treatment response.
KeywordsSustained Virologic Response Attribute Level Treatment Attribute Preference Weight Rapid Virologic Response
Key points for decision makers
An understanding of how patients with hepatitis C virus (HCV) infection view the benefits and risks of new therapies is necessary for treatment planning at both the patient and the public health levels
HCV patients surveyed indicated that the chance of getting rid of the virus completely (i.e. likelihood of a sustained virologic response [SVR]) was the most important determinant of treatment choice, and patients were willing to accept the additional side effects associated with newer therapies for sufficient improvements in SVR
Duration of treatment had little impact on stated treatment choices
Chronic hepatitis C virus (HCV) infection damages the liver and, over time, can cause cirrhosis, liver failure, and liver cancer. Not all patients with HCV infection will experience these severe manifestations, but the majority of patients will exhibit some degree of liver damage upon diagnosis due to the slow, asymptomatic progression of the disease. Treatment generally is recommended for patients with significant liver fibrosis and often offered to patients in earlier stages of liver disease.
For a number of years, the standard of care for the treatment of chronic HCV infection has been combination therapy with pegylated interferon (peginterferon) plus ribavirin.[2,3] For patients infected with genotype 1 virus, combination antiviral therapy is effective in producing a sustained virologic response (SVR) in about half of those initiating treatment. Rates of SVR have improved over time, as therapy has evolved from monotherapy and combinations that included the non-pegylated form of interferon. Despite improvements in treatment effectiveness, the number of patients seeking therapy for chronic HCV infection has not increased over time, and evidence suggests that only a small percentage of patients – sometimes as few as 6% – receive antiviral therapy.[4, 5, 6]
Commonly cited reasons for low rates of treatment among chronically infected individuals include contraindications to therapy,[5,7] the slowly progressive nature of the disease,[8,9] low treatment efficacy,[8,9] and treatment burden including treatment duration, side effects,[8,9] and cost. Treatment with new and emerging, direct-acting antiviral agents (DAAs) for HCV may offer improved rates of SVR (and, for some patients, reduced treatment duration), but they are not without additional side effects, cost, and other potential complications, such as the development of drug resistance. Furthermore, these new treatments are administered alongside peginterferon and ribavirin, potentially compounding patients’ concerns about the burden of treatment.
While some evidence of patient preferences regarding HCV treatments exists,[11,12] the available literature focuses on treatment with ribavirin plus interferon or peginterferon. In this paper, we report the results of a choice-format conjoint analysis survey that asked patients to choose among alternative, hypothetical HCV treatments that include characteristics of new DAAs. Each hypothetical treatment in the survey varied by treatment effectiveness, duration, risk of side effects, and additional pill burden associated with DAAs.
Choice-format conjoint analysis is a systematic method of eliciting trade-offs to quantify the relative importance participants assign to various treatment attributes or outcomes. It is based on the premise that medical interventions are composed of a set of attributes or outcomes and that the attractiveness of a particular intervention to an individual is a function of these attributes.[13,14] Conjoint techniques are grounded in both psychology and economic theory[15,16] and offer several advantages over simple rating or ranking exercises, including the ability to examine the strength of individual preferences across treatment attributes and observe the willingness to trade between different attributes.[14,17] While the treatment combinations presented in our survey are hypothetical in nature, the specific features of the treatments reflect the characteristics of new DAAs that are of most importance to patients.
A choice-format conjoint survey instrument was constructed to reflect key aspects of HCV treatment with the current standard of care, with or without DAAs (see the Supplemental Digital Content (SDC), http://links.adisonline.com/PBZ/A40). Standard of care was described as an injection with a pen once a week (peginterferon) and a tablet twice a day (ribavirin) for 48 weeks;[2,3] the third drug representing the DAA was assumed to be administered orally. Relevant treatment features and levels were chosen based on an informal review of relevant literature (including package inserts and online sources of information about HCV treatment), consultation with clinical experts, the authors’ previous experience conducting choice studies in HCV, and face-to-face interviews with HCV-infected patients. Six treatment attributes were determined from this process (table I): total number of weeks on treatment; chance of getting rid of the virus completely (i.e. chance of an SVR, defined as the absence of plasma HCV ribonucleic acid [RNA] 6 months after therapy completion[2,3]); number of weeks the third medicine is taken; chance of a treatment-limiting severe rash; chance of severe anemia; and the number of times a day the third medicine is taken.
A number and range of levels were assigned to each treatment attribute. Greater numbers of levels allow for the estimation of non-linear preferences within attributes. However, because the sample size requirements increase exponentially with the number of levels included for each attribute, the number of levels generally was limited to three with the exception of the duration attributes ‘total number of weeks on treatment’ and ‘number of weeks the third medicine is taken.’ The duration attributes were combined to create five therapy options reflecting both the current standard of care and the probable treatment patterns with DAAs (table II). The levels assigned to dosing frequency and SVR chance similarly were chosen to represent realistic treatment options. Upper ranges of probabilities for the side effect attributes were roughly based on clinical trial reports but also designed to be large enough to induce respondents to refuse an otherwise acceptable treatment profile. Levels for the side effect and dosing attributes were set to ‘no chance …’ and ‘no additional tablet,’ respectively, when the treatment option presented reflected the current standard of care (see, for example, treatment A in figure 1).
Task Construction and Experimental Design
Attributes and levels were combined to create pairs of hypothetical treatment profiles. Survey participants were asked to indicate which hypothetical treatment in each pair they would choose if the two treatments shown were the only options available. An example treatment-choice question is shown in figure 1. Participants answered 20 treatment-choice questions (figure 1) from among the constructed treatment profiles.
To create treatment profiles for the choice questions, we employed a commonly used D-efficiency algorithm.[18, 19, 20] Side effect chances were constrained to zero when no third medicine was included in a choice task. This reduces the orthogonality and efficiency of the design but is necessary to allow estimation of preferences across treatments, independent of the other attributes in the survey. This process produced a statistically efficient experimental design resulting in 72 choice pairs, eight survey versions with nine treatment-choice questions each. The order of the nine questions was randomized, and the choice pair appearing in question three was repeated as question ten as an internal validity test. The final experimental design consisted of eight survey versions, each containing ten treatment-choice questions. Each participant was randomly assigned to two of the eight versions.
Instrument Design and Pre-Testing
Prior to answering the treatment-choice questions, participants viewed descriptions of the attributes and levels, including a graphic tutorial to communicate risk. Participants were reminded that all treatments included peginterferon plus ribavirin and told to assume that any side effects of these drugs, such as flu-like symptoms, fatigue, and depression, were the same for each treatment. Participants were informed that any side effects shown in the treatment-choice questions were only for the third drug and would resolve upon discontinuation. Participants also were asked to assume that all medical bills, including the cost of medicines, were covered by health insurance. Standard demographic information (e.g. age, gender, marital status, and education) and questions about participants’ experiences with HCV infection and treatment were included in the survey.
The survey was pre-tested through a series of one-on-one, face-to-face interviews conducted in the UK and the US. During the interviews, participants were asked to read the survey out loud and think aloud as they answered the survey questions. Two members of the study team recorded answers to all questions and noted any difficulties understanding any of the information presented, including the choice tasks. Additionally, the study team queried participants to understand how the attributes and levels affected participants’ decision making. This process was used to identify attributes that did not influence treatment choice (e.g. risk of jaundice) and confirm ranges for the levels of probabilistic attributes, as described in the Survey Instrument section. The pre-test sample in the UK consisted of eight individuals who self-reported current or previous treatment for chronic HCV infection. The US sample (n = 7) included both treatment-naïve and treatment-experienced patients of the Adult Liver Clinic at the University of Florida (UF).
The study was approved by the UF Institutional Review Board (Gainesville, FL, USA) and Research Triangle Institute (RTI) International’s Office of Research Protection and Ethics (Research Triangle Park, NC, USA). All survey participants were required to provide informed consent.
Survey participants were required to have a self-reported physician diagnosis of HCV infection and be at least 18 years of age. Knowledge Networks (KN), a company that specializes in survey research using online surveys, recruited participants in five countries – the UK, France, Germany, Spain, and the US – from two well established online patient panels. Panel members ‘opt in’ to the panels and agree to participate in online surveys without remuneration.
Email invitations were sent to panel members who previously reported a diagnosis of HCV infection in a comprehensive health condition questionnaire. Panel members who had not completed the health condition questionnaire were invited and screened for a self-reported physician diagnosis of HCV infection. Potential participants from the general population enrolled in other KN consumer panels were screened to complete the sample. KN administered the web-enabled survey in November 2010.
Summary statistics were calculated for demographic, disease, and treatment history variables for all participants. An internal stability test as described in the Task Construction and Experimental Design section was conducted for all respondents. Multivariate analyses were conducted on samples excluding and including participants who ‘failed’ the stability test. Respondent choices also were examined for dominance. For the purposes of this study, dominance was defined as choosing the treatment option with the better level of a specific attribute on at least 15 of the 20 choice questions. Because some individuals may have very strong preferences over a specific treatment attribute, there was no plan to exclude those who dominated from the multivariate analysis. However, individuals who showed no variation in their responses – that is, they always chose treatment A or treatment B – were excluded.
Multivariate random-parameters logit was used to estimate the effect of each treatment attribute on the probability of choosing a treatment. Random-parameters logit is a limited dependent-variable estimator in which the dependent variable is treatment choice and the independent variables are the levels of each attribute included in the survey. This estimation method controls for within-participant correlation and avoids potential estimation bias from unobserved preference weight heterogeneity by estimating a distribution of preference weights across participants for each treatment attribute.[23,24] Heterogeneity of preferences within attribute levels was assessed using t-statistics.
The parameter estimates from the logit model can be interpreted as mean preference weights or as log-odds ratios, indicating the relative strength of preference for each attribute level. The distance between parameter estimates for the best and worst levels of an attribute can be interpreted as the overall relative importance of the attribute over the specific ranges presented in the survey. For example, the importance of SVR was estimated as the importance of increasing chance of SVR from 45% to 85%. Relative importance scores are calculated by assigning a value of ten to the most important attribute and scaling the importance weights for the remaining attributes comparatively.
The relative importance scores are a subset of the preference weights. The preference weights, calculated as log-odds ratios from the parameter estimates, indicate the strength of preference for each attribute level. The distance between preference weights for the best and worst level within an attribute yields the relative importance of that attribute overall. We report both derivations because the preference weights provide information about the attributes and the levels. The relative importance scores only provide information about each attribute as a whole (again, over the range of levels examined in the survey).
All treatment attributes were modeled as random, effects-coded categorical variables with Normal distributions.[13,26] A dummy variable was used to represent standard of care, which always appeared in the choice tasks with no chance of severe rash or severe anemia. The other four therapies shown in table II were modeled as a categorical variable. Therefore, the results are interpreted as the relative importance of each therapy and treatment attribute, controlling for standard of care as defined above.
Email invitations were sent to 4936 respondents with self-reported HCV-infection (UK = 483; France = 1729; Germany = 655; Spain = 424; US = 1645). Initial response rates across the five countries varied from 10% to 47% (UK = 35%; France = 37%; Germany = 38%; Spain = 47%; US = 10%). Among those initially responding to the email invitation, 284 participants met the inclusion criteria and completed the survey (UK = 56; France = 56; Germany = 58; Spain = 58; US = 56). The majority of participants were male (53%), employed (63%), and had at least a 4-year college education (53%). Forty-nine percent of participants were married, and 26% were single. The mean age of the participants was 42 (standard deviation [SD] 12) years.
Participants’ disease and treatment experiences and other characteristics are summarized in table III. All participants except those residing in Spain answered the disease and treatment experience questions. The majority of the remaining participants (62%) were diagnosed with HCV infection 2 or more years prior to completing the survey. With respect to treatment experience, approximately 27% were treatment naïve, 21% were on treatment for the first time, 33% were not currently on treatment but had been treated in the past, and 20% were currently on treatment and also had been treated in the past. Among participants who were untreated or waited before seeking treatment, most reported delayed treatment because they did not realize that hepatitis was serious, their doctors told them that treatment was not yet required, or they were worried about the side effects of treatment.
Fewer than 3% of participants dominated on a particular treatment attribute: one dominated on SVR, one on the number of weeks the third medicine was taken, two each on risk of severe anemia and severe rash, and one on the number of times per day the third medicine was taken. These seven individuals’ observations were included in the regression analysis. Eight participants who selected the same treatment option across all the treatment-choice questions presented were excluded from the sample. The final sample size used to estimate HCV treatment preferences was 276. Results from the random-parameters logit regression model and the SDs for each parameter distribution are given in table IV. These results include data from 79 respondents who failed the stability test; model results with and without these data were not statistically different. Results also did not differ between treatment-naïve and -experienced patients.
Figure 2 shows the preference weight log-odds ratios relative to the mean attribute effect normalized at zero. The vertical bars around each parameter indicate the 95% confidence interval (CI) for the estimate. The estimated preference weights for the effects-coded attributes were consistent with the natural ordering of the categories; that is, better clinical outcomes were preferred to worse clinical outcomes.
The vertical distance between adjacent preference weights indicates the relative importance of moving from one level of an attribute to an adjacent level of that attribute. For example, the relative importance of an improvement in the chance of severe rash from 5% to 0% is approximately 0.24. Similarly, the relative importance of an improvement in the chance of SVR from 70% to 85% is approximately 0.77. Therefore, the importance of an improvement from 70% to 85% chance of SVR is 3.1 times as important as an improvement from 5% to 0% in the chance of severe rash.
Relative Importance Scores
The distance between preference weights for the best and worst levels of an attribute can be interpreted as the overall relative importance of the attribute over the specific ranges presented in the survey. Figure 3 presents the mean relative importance scores (and 95% CIs) for the attributes included in the survey. The absolute scale of the relative importance scores is arbitrary; only relative differences among attribute levels are meaningful. Given the range of levels of each attribute in the study, chance of SVR is the most important attribute for HCV-infected patients participating in the survey, followed by chance of severe anemia and chance of severe rash. The importance of changes in treatment type and the number of times per day the third medicine is taken was not statistically significant. Even though mean relative importance differed among all attributes, these differences are not always statistically significant. For example, SVR is statistically significantly more important than the other four attributes (p < 0.05). Also, SVR is 1.7 times as important as chance of severe anemia and 5.9 times as important as chance of severe rash (p < 0.05).
While the rate of new HCV infection in the US and Europe declined dramatically following the development and implantation of blood screening in 1992, the burden of chronic HCV infection is expected to increase through the year 2020 and beyond as the patient population ages and their disease progresses.[27, 28, 29, 30] In the absence of new treatments that would reverse liver damage, the primary intervention that could effectively reduce the health impact of HCV infection in the US is antiviral therapy. Davis et al. estimated that the risk of liver-related death could be reduced by 36% with current peginterferon-based therapy, but only if all infected patients were treated.
Since a universal treatment strategy is not feasible, the primary hope for reducing the burden of HCV and its complications lies in improving the effectiveness of therapy. However, even highly effective therapies will be unsuccessful if patients are not willing to take them. Treatment providers must understand patients’ subjective assessments of the benefits, risks, and burden of therapy if newly emerging treatments such as protease inhibitors and other DAAs are to measurably impact projected trends in HCV-related liver disease. Yet, existing evidence suggests that providers underestimate the relative importance of side effects and other aspects of HCV treatment to patients.[7,31,32] To our knowledge, this is the first quantitative assessment of patients’ preferences for the likely features of what may soon become the dominant treatment for chronic HCV infection: peginterferon plus ribavirin plus a DAA.
The results from this survey provide important information that may guide decision making and promote patient-centered care. First, while the patients in our survey are concerned about additional side effects associated with the addition of DAAs to treatment, they are willing to accept these risks in exchange for improvements in the likelihood of successful treatment. Second, the absence of a ranking in preferences across the four hypothetical therapies, controlling for standard of care, suggests that patients are less concerned with duration per se than they are with other aspects of treatment. That is, patients are willing to accept additional weeks of therapy for a sufficient improvement in treatment effectiveness. Conversely, reductions in treatment duration alone may not induce patients to begin therapy, presenting a challenge to improving HCV treatment rates.
One reason for the relative unimportance of treatment duration in this study may be the relatively high importance of SVR. Fraenkel and colleagues found that HCV-infected patients who perceived higher benefits of treatment were much more willing to accept treatment-related side effects. Similarly, Hauber and colleagues found that increases in the rate of SVR were more than twice as important to patients as avoiding days with flu-like symptoms. There also is evidence that achieving SVR has a significant and independent impact on patients’ health-related quality of life during treatment.
A second possible reason why participants in this study may be relatively unconcerned about reductions in treatment duration is ‘duration neglect.’[35, 36, 37, 38] Duration neglect is a phenomenon observed in empirical research where people tend to ignore or under-weight duration when making decisions. In related research, researchers have identified an additive duration effect in which people appear to care about duration, but the effect of duration on decision making is weak and does not depend on the intensity of the experience over a given duration. In the current study, participants appeared to ignore or under-weight duration, even though longer durations are associated with the potentially troublesome side effects of standard of care. This is particularly surprising given the fact that a large majority of participants in this study were treatment experienced and that patients were reminded of the side effects associated with standard of care in the survey. However, the conclusion that patients do not value decreases in duration independently from other treatment attributes, though counter-intuitive, is consistent with empirical findings in the psychology and economics literatures.
The results presented here are best interpreted with an awareness of several issues and qualifications. First, while choice-format conjoint analysis methods are increasingly used to support post-marketing regulatory decisions, identify optimal treatment guidelines, and promote patient-centered medicine,[14,40,41] they have limitations. The most important limitation is that participants evaluate hypothetical treatments. These trade-offs are intended to simulate possible clinical decisions but obviously do not have the clinical consequences of actual decisions. Thus, differences may arise between stated and actual choices. Empirical examination of the correspondence between stated and revealed preferences in healthcare is encouraging, but limited, to our knowledge, to a single study examining physicians’ alcoholism medication prescribing decisions.
In this study, an attempt was made to minimize such potential differences by offering alternatives that mimic real-world trade-offs as closely as possible, with the exception that participants were presented with a forced-choice response (i.e. they had to select one of the two hypothetical treatment options presented). In pre-tests, no participants indicated that they would refuse therapy with any of the options presented. Nevertheless, there are many individual, personal factors and circumstances that can influence actual treatment decisions that are not accounted for in our study. For example, cost is sometimes cited as a barrier to treatment in the US, but not in the other surveyed countries. A number of other possible attributes were considered for inclusion in the study, including jaundice and the chance of a rapid virologic response (RVR) at week 4. In pre-tests, patients ignored jaundice and RVR when making their choices and consistently confirmed the lack of importance of those features when queried.
Eliminating attributes that do not materially affect decision making reduces the cognitive burden on participants. If the cognitive burden is too high, respondents may employ simplifying heuristics to facilitate the task of choosing among the alternatives presented. A common strategy used to simplify choice tasks is to focus on a single attribute, whereby the respondent always chooses the alternative with the best or most attractive level of the attribute. When participants dominate on a single attribute, their preferences between attributes cannot be observed, obviating the purpose of the survey. In survey pre-testing, patients generally had strong preferences for SVR, but they were willing to trade improvements in SVR to offset treatment risks and other, negatively viewed treatment attributes. Patients were not observed having difficulty completing the choice tasks in pre-tests of the final instrument, nor was the use of any simplifying decision-making strategies detected. In the final survey, fewer than 3% of respondents dominated on an attribute, and no more than two respondents dominated on any particular attribute. The success of the pre-tests and the lack of dominance in the final survey are evidence that cognitive burden was not an issue in this study.
A second limitation of conjoint studies concerns the absolute values and ranges for the attribute levels in the study. Thus, the preference weight results are valid and should be interpreted only over the specific ranges of risk and other attribute levels presented in the survey. The ranges for the risk attribute levels in the present study encompassed the expected clinical prevalence but also included levels strong enough to induce trade-offs between attributes. If the levels were set too low or too high, we would never observe any trade-offs between anemia risk and the other treatment attributes. One purpose of the pre-test interviews was to inform the range and absolute values of the levels.
Random-parameters logit was used to account for unobserved heterogeneity in responses across respondents. Understanding heterogeneity in choice models is particularly difficult because the models estimate the effect of attribute levels on choice. Attribute levels change across alternatives, but individual-specific characteristics do not. Therefore, individual-specific attributes drop out of the estimator unless they are interacted with the attribute levels. Estimation of an interaction model would have required too many degrees of freedom to be supported by our sample size. Similarly, the study was not powered to conduct a split-sample analysis (i.e. by country). A third general approach to testing for heterogeneity, latent class analysis, was conducted and identified three preference groups. Continuous age was the only observed, statistically significant predictor of class. The respondents’ country was not a statistically significant predictor of class. Because we found no signal to indicate that a respondent’s country or any other demographic characteristic measured in the study, with the possible exception of age, explained differences in preferences, preference heterogeneity was treated as unobserved.
The relatively low prevalence of chronic HCV infection among the general US population poses challenges for the conduct of quantitative, patient-reported preference studies. Online surveys, when conducted using established patient panels, allow access to large numbers of patients in a relatively short time period, making important information about patients’ preferences and decision making available in a timely manner. Internet-based research has been used increasingly to quantify preferences for attributes of health, healthcare, and healthcare policy.[11,43, 44, 45]
While the demographic characteristics of participants with internet access may differ from those of individuals without such access, the psychometric properties of web-based versus paper-and-pencil surveys are comparable. A full comparison of patient demographics between the overall HCV-infected populations in each of the five survey countries and the study sample was not possible, but data from the National Health and Nutrition Examination Survey (NHANES) indicate that the mean age of individuals infected with HCV in the US, including those with undiagnosed infection, is approximately 47 years, with 62% of infections occurring in males. Thus, participants in this survey were slightly younger and less likely to be male than the average HCV-infected individual in the US.
Results from the present study suggest that patients with chronic HCV infection place a very high premium on SVR and are willing to accept longer treatment duration for sufficient improvement in the chance of a successful treatment outcome. With new therapies for HCV on the very near horizon, an understanding of how patients view the benefits and risks of treatment is necessary for treatment planning at both the patient and the public health levels. Additionally, patient preferences may inform the development of future HCV treatments.
The authors would like to thank Vikram Kilambi, Ryan Ziemiecki, and Lauren Donnalley of RTI Health Solutions (RTI-HS) and Jonathan Schelfhout and David R. Nelson at UF for their assistance on several study activities. This study was funded by Johnson & Johnson (J&J) Pharmaceutical Services, Raritan, NJ, USA through a contract with RTI-HS. DF and AA are full-time employees of J&J, and AFM and ABH are full-time employees of RTI-HS. TLK participated in the study as an independent consultant to RTI-HS and has never received any support directly from the study sponsor.
The studywas conceived by TLK, ABH, and DF and executed by TLK, ABH, and AFM. DF and AA provided important background information and served as consultants regarding survey design, patient recruitment, and interpretation of results. TLK drafted the manuscript, and all authors provided important intellectual contributions to the content. TLK, AFM, and ABH had full access to all of the data in the study, and all authors approved the final version of the manuscript. Full responsibility for all results and conclusions lies with the corresponding author, TLK.
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