Abstract
Problems are formulated for abstract higher-order elliptic equations on the semiaxis and on a finite interval and general theorems for the Fredholm solvability and exact solvability of these equations given emission conditions to infinity are proved. A classification of the real spectrum of the pencil associated with the equation is presented, and possible rules for rigorous selection of the segment of its eigenelements and associated elements formulated. Completeness, minimality, and the basis property of the fundamental solutions of the equation in the solution space, along with the properties of the derivative chains of the eigenelements and associated elements of the pencil that correspond to problems on the semiaxis and on a finite interval are studied.
Similar content being viewed by others
Literature cited
M. S. Agranovich, “Summability of series in the root vectors of non-self-adjoint elliptic operators,” Funkts. Anal. Prilozhen.,10, No. 3, 1–12 (1976).
M. S. Agranovich, “On series in root vectors of nearly self-adjoint operators,” Funkts. Anal. Prilozhen.,11, No. 4, 65–67 (1977).
M. S. Agranovich, “Spectral properties of diffraction problems,” in N. N. Voitovich, B. Z. Katsenelenbaum, and A. N. Sivov, Generalized Method of Natural Vibrations in Diffraction Theory [in Russian], Nauka, Moscow (1977), pp. 288–362.
M. S. Agranovich and M. I. Vishik, “Elliptical problems with a parameter and the general form of hyperbolic problems,” Usp. Mat. Nauk,19, No. 3, 53–161 (1964).
T. Ya. Azizov and I. S. Iokhvidov, Foundations of the Theory of Linear Operators in Spaces with Indefinite Metric [in Russian], Nauka, Moscow (1986).
Yu. M. Berezanskii, Decompositions in Eigenfunctions of Self-Adjoint Operators [in Russian], Naukova Dumka, Kiev (1965).
B. R. Vainberg, “Principles of emission, limiting absorption, and limiting amplitude in the general theory of partial differential equations,” Usp. Mat. Nauk,21, No. 3, 115–194 (1966).
V. N. Vizitei and A. S. Markus, “Convergence of multiple decompositions in a system of eigenelements and adjoint vectors of an operator pencil,” Mat. Sb.,66, No. 2, 287–320 (1965).
I. I. Vorovich, “Certain mathematical problems of plate and shell theory,” Proceedings of the 2nd All-Union Conference on Theoretical and Applied Mechanics [in Russian], Nauka, Moscow (1966), No. 3, 116–136.
I. I. Vorovich and V. A. Babeshko, Mixed Dynamic Problems of the Theory of Elasticity of Nonclassical Domains [in Russian], Nauka, Moscow (1979).
I. I. Vorovich and V. E. Koval'chuk, On the basis properties of a system of homogeneous solutions (a problem of elasticity theory for the rectangle),” Prikl. Mat. Mekh.,31, No. 5, 861–869 (1967).
V. V. Vlasov, “Abbreviated minimality of a segment of the system of root vectors of the Keldysh pencil,” Dokl. Akad. Nauk SSSR,263, No. 6, 1289–1293 (1982).
M. G. Gasymov, “Theory of regular-type evolutionary equations,” Dokl. Akad. Nauk SSSR,200, No. 1, 13–16 (1971).
M. G. Gasymov, “Theory of polynomial operator pencils,” Dokl. Akad. Nauk SSSR,199, No. 4, 747–750 (1971).
M. G. Gasymov, “On the multiple completeness of a portion of the eigenelements and associated vectors of polynomial operator pencils,” Izv. Akad. Nauk Arm SSR, Mat.,6, No. 2–3, 131–147 (1971).
M. G. Gasymov, “Solvability of boundary-value problems for a class of differential operator equations,” Dokl. Akad. Nauk SSSR,235, No. 3, 505–508 (1977).
A. M. Gomilko, Certain Problems in the Spectral Theory of Operators and Quadratic Operator Pencils and Applications [in Russian]. Dissertation for the Degree of Candidate in Physics and Mathematics, Moscow (1982).
V. I. Gorbachuk and M. A. Gorbachuk, Boundary-Value Problems for Differential Operator Equations [in Russian], Naukova Dumka, Kiev (1984).
I. Ts. Gokhberg and M. G. Krein, “Systems of integral equations on the half-line with kernels that are functions of a difference of independent variables,” Usp. Mat. Nauk,13, No. 3, 3–72 (1958).
I. Ts. Gokhberg and M. G. Krein, Introduction to the Theory of Linear Non-Self-Adjoint Operators in Hilbert Space [in Russian], Nauka, Moscow (1965).
N. Dunford and J. T. Schwartz, Linear Operators [Russian translation], Vol. 3, Mir, Moscow (1974).
A. A. Dezin, General Problems of the Theory of Boundary-Value Problems [in Russian], Nauka, Moscow (1980).
Yu. A. Dubinskii, “Certain differential operator equations of arbitrary order,” Mat. Sb.,90, No. 1, 3–22 (1973).
I. D. Evzerov, “Domains of definition of fractional degrees of ordinary differential operators in spaces,” Mat. Zametki,21, No. 4, 509–518 (1977).
A. S. Zil'bergleit and Yu. I. Kopilevich, Spectral Theory of Regular Waveguides [in Russian], Leningrad (1983).
T. Kato, Theory of Perturbations of Linear Operators [Russian translation], Mir, Moscow (1972).
V. E. Katsel'son, “Conditions on the basis properties of a system of root vectors of certain operator classes,” Candidate's Dissertation, Mathematics and Physics, Kharkov (1967).
V. E. Katsnel'son, “On the convergence and summability of series in root vectors of operator classes,” Funkts. Anal. Prilozhen.,1, No. 2, 39–51 (1967).
M. V. Keldysh, “Eigenvalues and eigenfunctions of certain classes of non-self-adjoint equations,” Dokl. Akad. Nauk SSSR,77, No. 1, 11–14 (1951).
M. V. Keldysh, “On the completeness of the eigenfunctions of certain classes of non-self-adjoint operators,” Usp. Mat. Nauk,26, No. 4, 15–41 (1971).
M. V. Keldysh and V. B. Lidskii, “Problems of the spectral theory of non-self-adjoint operators,” Proceedings of the 4th All-Union Mathematical Congress [in Russian], Izd-vo Akad. Nauk SSSR, Leningrad (1963), 101–120.
A. A. Kirillov and A. D. Gvishiani, Theorems and Problems in Analysis [in Russian], Nauka, Moscow (1979).
V. E. Koval'chuk, “On the behavior of the solution of the first principal problem of elasticity theory for a linear rectangular plate,” Prikl. Mat. Mekh.,33, No. 3, 511–518 (1969).
V. A. Kondrat'ev, “Boundary-value problems for elliptic equations in domains with conical and corner points,” Trudy MMO,16, 209–292 (1967).
V. A. Kondrat'ev and O. A. Oleinik, “Boundary-value problems for partial differential equations in nonsmooth domains,” Usp. Mat. Nauk,38, No. 3, 3–76 (1983).
L. S. Koplienko and B. A. Plamenevskii, “On the emission principle for periodic problems,” Diff. Uravn.,19, No. 10, 1713–1723 (1983).
A. G. Kostyuchenko and M. B. Orazov, “On certain properties of the roots of a self-adjoint quadratic pencil,” Funkts. Anal. Prilozhen.,9, No. 4, 28–40 (1975).
A. G. Kostyuchenko and M. B. Orazov, “Vibration of an elastic semicylinder and associated self-adjoint quadratic pencils,” Trudy Seminara im. I. G. Petrovskogo,6, 97–146, Izd-vo Mosk. Univ., Moscow (1981).
A. G. Kostyuchenko and A. A. Shkalikov, “Self-adjoint quadratic operator pencils and elliptic problems,” Funkts. Anal. Prilozhen.,17, No. 2, 38–61 (1983).
A. G. Kostyuchenko and A. A. Shkalikov, “Theory of self-adjoint quadratic operator pencils,” Vestn. Mosk. Univ. Ser. Mat., Mekh., No. 6, 40–51 (1983).
M. A. Krasnosel'skii, P. P. Zabreiko, E. I. Pustyl'nik, and P. E. Sobolevskii, Integral Operators in Spaces of Summable Functions [in Russian], Nauka, Moscow (1966).
M. G. Krein, Fundamentals of the Theory of λ-Zones of Stability of a Canonical System of Linear Differential Equations with Periodic Coefficients (in memory of A. A. Andronov), Gostekhizdat, Moscow (1955), 423–498.
M. G. Krein and G. K. Langer, “Certain mathematical principles of the theory of damped vibrations of continua,” Proceedings of the International Symposium on the Application of the Theory of Functions of a Complex Variable to Continuum Mechanics, Nauka, Moscow (1965), 283–322.
M. G. Krein and G. Ya. Lyubarskii, “Analytic properties of multipliers of periodic canonical positive-type differential systems,” Izv. Akad. Nauk SSSR, Ser. Mat.,26, No. 4, 549–572 (1962).
S. G. Krein and M. I. Khazan, “Differential equations in Banach space,” Mat. Anal.,21, 130–263 (1983) (Itogi Nauki).
O. A. Ladyzhenskaya, Boundary-Value Problems of Mathematical Physics [in Russian], Nauka, Moscow (1973).
V. B. Lidskii, “On the summability of series in principal vectors of non-self-adjoint operators,” Trudy MMO,11, 3–35 (1962).
V. B. Lidskii, “Decomposition in a Fourier series in the principal vectors of a non-self-adjoint elliptic operator,” Mat. Sb.,57, No. 2, 137–150 (1962).
J.-L. Lions and E. Magenes, Nonhomogeneous Boundary-Value Problems and Applications [Russian translation], Mir, Moscow (1971).
B. Ya. Levin, Distribution of the Roots of Entire Functions [in Russian], Gostekhizdat, Moscow (1956).
V. G. Maz'ya and B. A. Plamenevskii, “On the asymptotic behavior of the solutions of differential equations in Hilbert space,” Izv. Akad. Nauk SSSR, Ser. Mat.,36, No. 5, 1080–1133 (1972).
V. G. Maz'ya and B. A. Plamenevskii, “On boundary-value problems for second-order elliptic equations in a domain with edges,” Vestn. Leningr. Univ., Ser. Mat., No. 1, 102–108 (1975).
A. S. Markus, “Decomposition in root vectors of a weakly perturbated self-adjoint operator,” Dokl. Akad. Nauk SSSR,142, No. 3, 538–541 (1962).
A. S. Markus, “Certain signs for the completeness of a system of root vectors of a linear operator in Banach space,” Mat. Sb.,70, No. 4, 526–561 (1966).
A. S. Markus, “Spectral theory of polynomial pencils in Banach space,” Sib. Mat. Zh.,8, No. 6, 1346–1369 (1967).
A. S. Markus, Introduction to the Spectral Theory of Polynomial Operator Pencils [in Russian], Shtiintsa, Kishinev (1986).
A. S. Markus and V. I. Matsaev, “Convergence of decompositions in eigenvectors of a nearly self-adjoint operator,” Lineinye Operatory i Integral'nye Uravneniya. Mat. Issled., No. 61, 104–129 (1981) (Shtiintsa, Kishinev).
A. S. Markus and V. I. Matsaev, “Theorems comparing the spectra of linear operators and spectral asymptotic expressions,” Trudy MMO,45, 133–181 (1982).
V. I. Matsaev, “A method of estimating the resolvent of non-self-adjoint operators,” Dokl. Akad. Nauk SSSR,154, No. 5, 1034–1037 (1964).
V. I. Matsaev, “Certain theorems on the completeness of the root vectors of completely continuous operators,” Dokl. Akad. Nauk SSSR,155, No. 2, 273–276 (1964).
S. Mizohata, Theory of Partial Differential Equations [Russian translation], Mir, Moscow (1977).
S. S. Mirzoev, “Multiple completeness of root vectors of polynomial operator pencils corresponding to boundary-value problems on the semiaxis,” Funkts. Anal. Prilozhen.,17, No. 2, 84–85 (1983).
S. S. Mirzoev, “Conditions for well-formed solvability of boundary-value problems for differential operator equations,” Dokl. Akad. Nauk SSSR,273, No. 2, 292–295 (1983).
M. A. Naimark, Linear Differential Operators [in Russian], Nauka, Moscow (1968).
M. B. Orazov, “On the completeness of elementary solutions for certain operator equations on the semiaxis and an interval,” Dokl. Akad. Nauk SSSR,245, No. 4, 788–792 (1979).
L. S. Pontryagin, “Hermitian operators in a space with indefinite metric,” Izv. Akad. Nauk SSSR,8, 243–280 (1944).
G. V. Radzievskii, “A method of proving the completeness of the root vectors of operator functions,” Dokl. Akad. Nauk SSSR,214, No. 2, 291–294 (1974).
G. V. Radzievskii, “Basis property of derivative chains,” Izv. Akad. Nauk SSSR, Ser. Mat.,39, No. 5, 1182–1218 (1975).
G. V. Radzievskii, Quadratic Operator Pencils [in Russian], Preprint 76-24 of the Institute of Mathematics, Kiev (1976).
G. V. Radzievskii, “Completeness problem for root vectors in the spectral theory of operator functions,” Usp. Mat. Nauk,37, No. 2, 81–145 (1982).
G. V. Radzievskii, “A method of proving minimality and basis property of a segment of root vectors,” Funkts. Anal. Prilozhen.,17, No. 1, 24–30 (1983).
G. V. Radzievskii, “Quadratic operator pencil (equivalence of segment of root vectors),” Preprint 84-32 of Institute of Mathematics, Kiev (1984).
G. V. Radzievskii, “Minimality, basis property, and completeness of segment of root vectors of a quadratic operator pencil,” Dokl. Akad. Nauk SSSR,283, No. 1, 53–57 (1985).
G. V. Radzievskii and S. V. Ashurov, “Polynomial operator pencil (minimality of segment of root vectors),” Preprint IM-85-71, Kiev (1985).
A. G. Sveshnikov, “On the emission principle,” Dokl. Akad. Nauk SSSR,73, No. 5, 917–920 (1950).
Ya. D. Tamarkin, On Certain General Problems of the Theory of Ordinary Differential Equations and on the Decomposition of Arbitrary Functions in Series [in Russian], Prague (1917).
E. Titchmarsh, Theory of Functions [Russian translation], Nauka, Moscow (1980).
H. Tribel, Theory of Interpolation. Functional Spaces. Differential Operators [Russian translation], Mir, Moscow (1980).
Yu. A. Ustinov and Yu. I. Yudovich, “Completeness of the system of elementary solutions of the biharmonic equation in a semiband,” Prikl. Mat. Mekh.,37, No. 4, 706–714 (1973).
G. Fichera, Existence Theorems in Elasticity Theory [Russian translation], Mir, Moscow (1974).
E. Hille and R. Phillips, Functional Analysis and Semigroups [Russian translation], IL, Moscow (1962).
A. A. Shkalikov, “Weakly perturbed operator pencils,” Abstracts of Papers Read to the Republic Symposium on Differential Equations [in Russian], Izd-vo Turkm. Un-ta, Ashkhabad (1978), 132–133.
A. A. Shkalikov, “Basis property of the eigenvectors of quadratic operator pencils,” Mat. Zametki,30, No. 3, 371–385 (1981).
A. A. Shkalikov, “Boundary-value problems for ordinary differential operators with a parameter under boundary conditions,” Funkts. Anal. Prilozhen.,16, No. 4, 92–93 (1982).
A. A. Shkalikov, “Decomposition in eigenfunctions in the two-dimensional problem of elasticity theory,” in: Nonclassical Problems of Equations of Mathematical Physics [in Russian], Novosibirsk (1982), 171–174.
A. A. Shkalikov, “On bounds of meromorphic functions and summation of series in root vectors of non-self-adjoint operators,” Dokl. Akad. Nauk SSSR,268, No. 6, 1310–1314 (1983).
A. A. Shkalikov, “Boundary-value problems for ordinary differential equations with a parameter under boundary conditions,” Trudy Seminara im. I. G. Petrovskogo, No. 9, 190–229 (1983) (Izd-vo Mosk. Un-ta, Moscow).
A. A. Shkalikov, “Certain topics in the theory of polynomial operator pencils,” Usp. Mat. Nauk,37, No. 4, 98 (1982).
A. A. Shkalikov, “Differential operator equations on the semiaxis and associated spectral problems for self-adjoint operator pencils,” Dokl. Akad. Nauk SSSR,276, No. 2, 309–314 (1984).
A. A. Shkalikov, “Tauberian-type theorems on the distribution of the zeros of holomorphic functions,” Mat. Sb.,123, No. 3, 317–347 (1984).
A. A. Shkalikov, “Differential operator equations on the semiaxis and associated spectral problems for polynomial operator pencils,” Usp. Mat. Nauk,39, No. 4, 106 (1984).
A. A. Shkalikov, “On the minimality of derivative chains corresponding to a segment of the eigenelements and associated elements of self-adjoint operator pencils,” Vestn. Mosk. Univ. Ser. Mat., Mekh., No. 6, 10–19 (1985).
A. A. Shkalikov, “On the principles of selection and the properties of the segment of eigenelements and associated elements of operator pencils,” Vestn. Mosk. Univ. Ser. Mat. Mekh., No. 4, 16–25 (1988).
A. A. Shkalikov, “On the minimality and completeness of systems constructed from the segment of eigenelements and associated elements of quadratic operator pencils,” Dokl. Akad. Nauk SSSR,285, No. 6, 1100–1106 (1985).
S. Agmon, “On the eigenfunctions and eigenvalues of general elliptic boundary-value problems,” Commun. Pure Appl. Math.,15, 119–147 (1962).
S. Agmon, Lectures on Elliptic Boundary-Value Problems, New York (1965).
S. Agmon and S. Nirenberg, “Properties of solutions of ordinary differential equations in Banach space,” Commun. Pure Appl. Math.,16, 121–239 (1963).
G. D. Birkhoff, “Boundary-value and expansion problems of ordinary differential equations,” Trans. Am. Math. Soc.,9, 373–395 (1908).
G. D. Birkhoff, “On the asymptotic character of the solution of certain linear differential equations containing a parameter,” Trans. Am. Math. Soc.,9, 219–231 (1908).
F. Brouder, “On the eigenfunctions and eigenvalues of the general elliptic differential operators,” Proc. Nat. Acad. Sci. USA,39, 433–439 (1953).
F. Brouder, “On the spectral theory of strongly elliptic differential operators,” Proc. Nat. Acad. Sci. USA,45, 1423–1431 (1959).
F. Brouder, “On the spectral theory of elliptic differential operators,” Math. Ann.,142, 22–130 (1961).
T. Carleman, “Zur Theorie der linearen integralgleichungen,” Math. Z.,9, 196–217 (1921).
I. Gohberg [Gokhberg], P. Lancaster, and L. Rodman, “Spectral analysis of self-associated matrix polynomials,” Ann. Math. Ser. 2,112, No. 1, 33–71 (1980).
P. Grisvard, “Characterisation de quelques espaces d'interpolation,” Arch. Rat. Mech. Anal.,25, 40–63 (1967).
P. Grisvard, Boundary-Value Problems in Nonsmooth Domains, University of Nice (1981).
H. Langer, “Factorization of operator pencils,” Acta Scient. Math. Szeged,38, 83–96 (1976).
P. D. Lax, “Phragmén-Lindelöf theorem in harmonic analysis and its application to some questions in the theory of elliptic equations,” Commun. Pure Appl. Math.,10, 361–389 (1957).
R. Seeley, “Interpolation in Lp with boundary conditions,” Stud. Math.,44, 47–60 (1972).
A. A. Shkalikov, “Estimates of meromorphic functions and summability theorems,” Pac. J. Math.,103, No. 1, 569–582 (1982).
S. Ya. Yakubov, Linear Differential Operator Equations and Applications [in Russian], Inst. Mat. Akad. Nauk Azer. SSR, Baku (1985).
Additional information
Translated from Trudy Seminara imeni I. G. Petrovskogo, No. 14, pp. 140–224, 1989.
Rights and permissions
About this article
Cite this article
Shkalikov, A.A. Elliptic equations in hilbert space and associated spectral problems. J Math Sci 51, 2399–2467 (1990). https://doi.org/10.1007/BF01097162
Received:
Issue Date:
DOI: https://doi.org/10.1007/BF01097162