Abstract
This paper analyzes causative and experiencerhave, arguing that this verb has little or no underlying meaning.Have comes to meancause orexperience when it forms a complex predicate with another verb. The addition ofhave to another predicate has the effect of extending the event denoted by the predicate to include a peripheral cause or effect (experience). This complex predicate formation takes place at the level of argument structure, and the interpretation of the complex takes place at conclude that there is only one verhave, and even though it seems to mean something, the meaning is not part of the lexical representation of the verb, but rather is derived from the syntactic structure. Our analysis also provides new insights into the Japanese causatives and so-called adversity passives, which submit to the same analysis as Englishhave. We analyze all verbs that contribute no thematic information asfunctor predicates. These verbs get their interpretation from their syntactic function, rather than from their lexical semantics.
Similar content being viewed by others
References
Abney, Steven: 1987,The English Noun Phrase in its Sentential Aspect, doctoral dissertation, MIT.
Baker, Mark: 1988,Incorporation: A Theory of Grammatical Function Changing, University of Chicago Press, Chicago.
Belletti, Adriana: 1990,Generalized Verb Movement, Rosenberg & Sellier, Torino.
Bowers, John: 1989, ‘The Syntax and Semantics of Predication’, unpublished ms., Cornell University.
Brousseau, Anne-Marie and Elizabeth Ritter: 1991, ‘A Non-Unified Analysis of Agentive Verbs’,Proceedings of WCCFL 10, CSLI, Stanford, pp. 53–64.
Burton, Strang and Jane Grimshaw: 1992, ‘Coordination and VP-Internal Subjects’,Linguistic Inquiry 23, 305–313.
Burzio, Luigi: 1986,Italian Syntax: A Government Binding Approach, Reidel, Dordrecht.
Carlson, Gregory: 1977,Reference to Kinds in English, doctoral dissertation, University of Massachusetts, Amherst.
Chomsky, Noam: 1957,Syntactic Structures, Mouton, The Hague.
Chomsky, Noam: 1981,Lectures on Government and Binding, Foris, Dordrecht.
Chomsky, Noam: 1986,Knowledge of Language: Its Nature, Origin and Use, Praeger, New York.
Chomsky, Noam: 1989, ‘Some Notes on the Economy of Derivation and Representation’,MIT Working Papers in Linguistics 10, 43–74.
Cowper, Elizabeth: 1989, ‘Thematic Underspecification: The Case ofhave’,Toronto Working Papers in Linguistics 10, 85–93.
Diesing, Moily: 1988, ‘Bare Plural Subjects and the Stage/Individual Contrast’, in M. Krifka (ed.),Genericity in Natural Language, Proceedings of the 1988 Tübingen Conference, Seminar für natürlich-sprachliche Systeme der Universität Tübingen, pp. 107–154.
Di Sciullo, Anna Maria and Edwin Williams: 1987,On the Definition of Word, MIT Press, Cambridge, MA.
Dowty, David: 1979,Word Meaning and Montague Grammar, Reidel, Dordrecht.
Farmer, Ann: 1984,Modularity in Syntax: A Study of Japanese and English, MIT Press, Cambridge, MA.
Fodor, Jerry: 1970, ‘Three Reasons for Not Deriving “Kill” from “Cause to Die”’,Linguistic Inquiry 1, 429–438.
Fukui, Naoki and Margaret Speas: 1986, ‘Specifiers and Projection’,MIT Working Papers in Linguistics 8, 128–172.
Gazdar, Gerald, Geoffrey Pullum, and Ivan Sag: 1982, ‘Auxiliaries and Related Phenomena in a Restrictive Theory of Grammar’,Language 58, 591–638.
Grimshaw, Jane: 1990,Argument Structure, MIT Press, Cambridge, MA.
Grimshaw, Jane and Armin Mester: 1988, ‘Light Verbs and θ-Marking’,Linguistic Inquiry 19, 205–232.
Guilfoyle, Eithne, Henrietta Hung, and Lisa Travis: (1992), ‘Thematic Subjects and Structural Subjects in Malayo-Polynesian Languages’,Natural Language and Linguistic Theory 10, 375–414.
Hale, Ken and S. Jay Keyser: 1987, ‘A View from the Middle,’Lexicon Project Working Papers 10, Center for Cognitive Science, MIT.
Hale, Ken and S. Jay Keyser: 1988, ‘Explaining and Constraining the Middle’, in C. Tenny (ed.),Studies in Generative Approaches to Aspect, Lexicon Project Working Papers 24, Center for Cognitive Science, MIT, pp. 41–58.
Higginbotham, James: 1985, ‘On Semantics,’Linguistic Inquiry 16, 547–593.
Inoue, Kasuko: 1974, ‘Experiencer’,Descriptive and Applied Linguistics 7, 139–162.
Jackendoff, Ray: 1972,Semantic Interpretation in Generative Grammar, MIT Press, Cambridge, MA.
Jackendoff, Ray: 1983,Semantics and Cognition, MIT Press, Cambridge, MA.
Jackendoff, Ray: 1987, ‘The Status of Thematic Relations in Linguistic Theory’,Linguistic Inquiry 18, 369–411.
Jackendoff, Ray: 1990,Semantic Structures, MIT Press, Cambridge, MA.
Kratzer, Angelika: 1988, ‘Stage-Level and Individual-Level Predicates’, ms., University of Massachusetts, Amherst.
Kuno, Susumu: 1973,The Structure of the Japanese Language, MIT Press, Cambridge, MA.
Li, Yafei: 1990, ‘On XO-Binding and Verb Incorporation’,Linguistic Inquiry 21, 399–426.
Mahajan, Anoop: 1990,The A/A-bar Distinction and Movement Theory, doctoral dissertation, MIT.
Marantz, Alec: 1984,On the Nature of Grammatical Relations, MIT Press, Cambridge, MA.
Marantz, Alec: 1985, ‘Lexical Decomposition vs. Affixes as Syntactic Constituents’,Proceedings of the 21st Chicago Linguistic Society.
Oehrle, Richard and Hiroko Nishia: 1981, ‘Adversity’,Coyete Papers: Working Papers in Linguistics from A to Z, volume 2, pp. 163–185, Dept. of Linguistics, University of Arizona, Tucson.
Perlmutter, David: 1978, ‘Impersonal Passives and the Unaccusative Hypothesis’,Proceedings of the Fourth Annual Meeting of the Berkeley Linguistic Society, University of California, Berkeley, pp. 157–189.
Pinker, Steven: 1989,Learnability and Cognition: The Acquisition of Argument Structure, MIT Press, Cambridge, MA.
Pollock, Jean-Yves: 1989, ‘Verb Movement, Universal Grammar, and the Structure of IP’,Linguistic Inquiry 20, 365–424.
Pustejovsky, James: 1988, ‘The Geometry of Events’, in C. Tenny (ed.),Studies in Generative Approaches to Aspect. Lexicon Project Working Papers 24, Center for Cognitive Science, MIT, pp. 19–40.
Rappaport, Malka and Beth Levin: 1988, ‘What to Do with Theta-Roles’, in W. Wilkins (ed.),Thematic Relations, Syntax and Semantics 21, Academic Press, New York, pp. 7–36.
Rosen, Sara Thomas: 1989,Argument Structure and Complex Predicates, doctoral dissertation, Brandeis University, published by Garland.
Rothstein, Susan: 1983,The Syntactic Forms of Predication, doctoral dissertation, MIT.
Shibatani, Masayoshi: 1976a, ‘Causativization’, in M. Shibatani (ed.),Japanese Generative Grammar, Academic Press, New York, pp. 239–294.
Shibatani, Masayoshi: 1976b,Japanese Generative Grammar, Academic Press, New York.
Tenny, Carol: 1987,Grammaticalizing Aspect and Affectedness, doctoral dissertation, MIT.
Tenny, Carol: 1989, ‘The Aspectual Interface Hypothesis’,Lexicon Project Working Papers, 31, Cambridge, MA: MIT Center for Cognitive Science.
Travis, Lisa: 1984,Parameters and Effects of Word Order Variation, unpdublished doctoral dissertation, MIT.
van Voorst, Jan: 1988,Event Structure, John Benjamins, Amsterstam.
Williams, Edwin: 1981, ‘Argument Structure and Morphology’,The Linguistic Review 1, 81–114.
Zanuttini, Raffaella: 1991,Syntactic Properties of Sentential Negation: A Comparative Study of Romance Languages, doctoral dissertation, University of Pennsylvania.
Zubizarreta, Maria Luisa: 1987,Levels of Representation in the Lexicon and in the Syntax, Foris, Dordrecht.
Zwicky, Arnold M. and Geoffrey K. Pullum: 1983, ‘Cliticization vs. Inflection: Englishn't’,Language 59, 502–513.
Author information
Authors and Affiliations
Additional information
We would like to thank several people for invaluable comments and discussion in preparation of this paper. Among them are Maggie Browning, Jane Grimshaw, Isabelle Haïk, Beth Levin, Juan Uriagereka, our careful NLLT reviewers, and audiences of NELS 1990 and the Workshop on Lexical-Syntactic Relations at the University of Toronto, February 1990. We gratefully acknowledge the financial support of the Social Sciences and Humanities Research Council of Canada and The University of Kansas General Research Allocation 3417-XX-0038.
Rights and permissions
About this article
Cite this article
Ritter, E., Rosen, S.T. Deriving causation. Nat Lang Linguist Theory 11, 519–555 (1993). https://doi.org/10.1007/BF00993168
Received:
Revised:
Issue Date:
DOI: https://doi.org/10.1007/BF00993168