Skip to main content
Log in

Symmetric and asymmetric passives

  • Published:
Natural Language & Linguistic Theory Aims and scope Submit manuscript

Abstract

Double object constructions manifest three different passive patterns. In Kinyarwanda, Norwegian, and Swedish, either object can passivize (symmetric passive) while in English, Fula, and Chicheŵa, only one object can passivize (asymmetric passive). However, there are two types of asymmetric passives. In the English type, the accusative object with the highest thematic role must passivize and transitive impersonal passives are impossible, regardless of whether the language allows intransitive impersonal passives. In the Chicheŵa type, only the object associated with the Case-assigning morpheme adjacent to the passive morpheme can passivize.

It is proposed here that there are two different mechanisms that can deprive an NP of Case in the passive; the morphological structure of the passive verb determines which of the three passive patterns these mechanisms will produce. The passive morpheme can absorb a Case (cf. Baker 1988b), but only from an accessible Case assigner. A rule of Case Theory, calledAccusative Case Blocking (ACB), blocks a passive verb from assigning structural Case to its thematically highest accusative object, but only if the passive morpheme attaches early so that the agent is suppressed when ACB applies. ACB is shown to be responsible for the effects attributed to Burzio's (1986) generalization and for the fact that verbs cannot assign accusative Case to their subjects.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Åfarli, Tor A.: 1987, ‘Lexical Structure and Norwegian Passive and Ergative Constructions’,Working Papers in Scandinavian Syntax 29, University of Trondheim, pp. 1–21.

  • Åfarli, Tor A.: 1989a,The Syntax of Norwegian Passive Constructions, Working Papers in Linguistics 9, University of Trondheim.

  • Åfarli, Tor A.: 1989b, ‘Passive in Norwegian and English’,Linguistic Inquiry 20, 101–108.

    Google Scholar 

  • Alsina, Alex and Sam A. Mchombo: 1989, ‘Object Asymmetries and the Chicheŵa Applicative Construction’, to appear in S. Mchombo (ed.),Theoretical Aspects of Bantu Grammar, CSLI, Stanford University.

  • Alsina, Alex and Sam A. Mchombo: 1990, ‘The Syntax of Applicatives in Chicheŵa: Problems for a Theta Theoretic Asymmetry’,NLLT 8, 493–506.

    Google Scholar 

  • Anward, Jan: 1989, ‘Constraints on Passives in Swedish and in English’,Working Papers in Scandinavian Syntax 44, University of Trondheim, pp. 15–30.

  • Baker, Mark: 1988a, ‘Theta Theory and the Syntax of Applicatives in Chicheŵa’,NLLT 6, 353–389.

    Google Scholar 

  • Baker, Mark: 1988b,Incorporation: A Theory of Grammatical Function Changing, University of Chicago Press, Chicago.

    Google Scholar 

  • Baker, Mark, K. Johnson, and I. Roberts: 1989, ‘Passive Arguments Raised’,Linguistic Inquiry 20, 219–251.

    Google Scholar 

  • Belletti, Adriana: 1988, ‘The Case of Unaccusatives’,Linguistic Inquiry 19, 1–34.

    Google Scholar 

  • Belletti, Adriana and Luigi Rizzi: 1988, ‘Psych-Verbs and Θ-Theory’,NLLT 6, 291–352.

    Google Scholar 

  • den Besten, Hans: 1981, ‘A Case Filter for Passives’, in A. Belletti et al. (eds.),Theory of Markedness in Generative Grammar, Scuola Normale Superiore di Pisa, Pisa, pp. 65–122.

    Google Scholar 

  • Bresnan, Joan and Jonni Kanerva: 1989, ‘Locative Inversion in Chicheŵa: A Case Study of Factorization in Grammar’,Linguistic Inquiry 20, 1–50.

    Google Scholar 

  • Bresnan, Joan and Lioba Moshi: 1990, ‘Object Asymmetrics in Comparative Bantu Syntax’,Linguistic Inquiry 21, 147–185.

    Google Scholar 

  • Burzio, Luigi: 1986,Italian Syntax, Reidel, Dordrecht.

    Google Scholar 

  • Chomsky, Noam: 1981,Lectures on Government and Binding, Foris, Dordrecht.

    Google Scholar 

  • Chomsky, Noam: 1986,Knowledge of Language: Its Nature, Origin and Use, Praeger, New York.

    Google Scholar 

  • Chomsky, Noam: 1992, ‘A Minimalist Program for Linguistic Theory’,MIT Occasional Papers in Linguistics 1, ‘MIT Working Papers in Linguistics’, MIT, Cambridge, Massachusetts.

    Google Scholar 

  • Comrie, Bernard: 1977, ‘In Defense of Spontaneous Demotion: The Impersonal Passive’, in P. Cole and J. Sadock (eds.),Syntax and Semantics, vol. 8, Academic Press, New York, pp. 47–58.

    Google Scholar 

  • Czepluch, Hartmut: 1988, ‘Case Patterns in German: Some Implications for the Theory of Abstract Case’,McGill Working Papers in Linguistics, Special Issue on Comparative German Syntax, McGill University, pp. 79–122.

  • Duranti, Alessandro: 1979, ‘Object Clitic Pronouns in Bantu and the Topicality Hierarchy’,Studies in African Linguistics 10, 31–45.

    Google Scholar 

  • Duranti, Alessandro and Ernest Rugwa Byarushengo: 1977, ‘On the Notion of “Direct Object”’, in E. Byarushengo, A. Duranti, and L. Hyman (eds.),Haya Grammatical Structure: Phonology Grammar Discourse, Southern California Occasional Papers in Linguistics 6, University of Southern California, Los Angeles, pp. 45–71.

    Google Scholar 

  • Falk, Cecilia: 1990, ‘On Double Object Constructions’,Working Papers in Scandinavian Languages 46, Lund University, Sweden pp. 53–100.

    Google Scholar 

  • Fillmore, Charles: 1968, ‘The Case For Case’, in E. Bach and R. Harms (eds.),Universals in Linguistic Theory, Holt, Rinehart and Winston, New York, pp. 1–88.

    Google Scholar 

  • Gary, Judith Olmsted and Edward Keenan: 1977, ‘On Collapsing Grammatical Relations in Universal Grammar’, in P. Cole and J. Sadock (eds.),Syntax and Semantics 8, Academic Press, New York, pp. 83–120.

    Google Scholar 

  • Givón, Talmy: 1984,Syntax: A Functional-Typological Introduction, John Benjamins, Amsterdam.

    Google Scholar 

  • Grimshaw, Jane: 1990,Argument Structure, MIT Press, Cambridge, Massachusetts.

    Google Scholar 

  • Haider, Hubert: 1984, ‘Mona Lisa lächelt stumm — Über das sogenannte deutsche ‘Rezipientenpassiv’,’Linguistische Berichte 89, 32–42.

    Google Scholar 

  • Haider, Hubert: 1985, ‘The Case of German’, in J. Toman (ed.),Studies in German Grammar, Foris, Dordrecht, pp. 65–101.

    Google Scholar 

  • Harford, Carolyn: to appear, ‘Object Asymmetries in Kitharaka’, to appear inProceedings of the Seventeenth Annual Meeting of the Berkeley Linguistics Society: Special Session on African Language Structures, University of California, Berkeley.

  • Hawkinson, Annie and Larry Hyman: 1974, ‘Hierarchies of Natural Topic in Shona’,Studies in African Linguistics 5, 147–170.

    Google Scholar 

  • Hestvik, Arild: 1986, ‘Case Theory and Norwegian Impersonal Constructions: Subject-Object Alternations in Active and Passive Verbs’,Nordic Journal of Linguistics 9, 181–197.

    Google Scholar 

  • Hodges, Kathryn and Susan Stucky: 1979, ‘On the Inadequacy of a Grammatical Relation Referring Rule in Bantu’, in J. Morgan (ed.),Relational Grammar and Semantics, Studies in the Linguistic Sciences 9, pp. 91–99.

    Google Scholar 

  • Hoffman, Mika: 1991,The Syntax of Argument-Structure-Changing Morphology, unpublished Ph.D. dissertation, MIT.

  • Jackendoff, Ray: 1972,Semantic Interpretation in Generative Grammar, MIT Press, Cambridge, Massachusetts.

    Google Scholar 

  • Jespersen, Otto: 1927,A Modern English Grammar on Historical Principles, Part 3, Carl Winters Universitätsbuchandlung, Heidelberg.

    Google Scholar 

  • Keach, Camillia N. and Michael S. Rochemont: 1992, ‘A Paradox for LFG: Asymmetries in Symmetrical Object Languages’, unpublished manuscript, Temple University and University of British Columbia.

  • Kimenyi, Alexandre: 1980,A Relational Grammar of Kinyarwanda, University of California Papers in Linguistics 91, University of California Press, Berkeley.

    Google Scholar 

  • Kiparsky, Paul: 1988, ‘Agreement and Linking Theory’, unpublished manuscript, Stanford University.

  • Langendoen, D. Terence, Nancy Kalish-Landon, and John Dore: 1976, ‘Dative Questions: A Study in the Relation of Acceptability to Grammaticality of an English Sentence Type’, in T. G. Bever, J. J. Katz and D. T. Langendoen (eds.),An Integrated Theory of Linguistic Ability, Thomas Y. Crowell Company, New York, pp. 195–223.

    Google Scholar 

  • Levin, Juliette and Diane Massam: 1985, ‘Surface Ergativity: Case/Theta Relations Reexamined’, in S. Berman et al. (eds.),Proceedings of NELS 15, GLSA, University of Massachusetts, Amherst, pp. 286–301.

    Google Scholar 

  • Machobane, ‘Malillo: 1989,Some Restrictions on the Sesotho Transitivizing Morphemes, unpublished Ph.D. dissertation, McGill University.

  • Marantz, Alec: 1984,On the Nature of Grammatical Relations, MIT Press, Cambridge, Massachusetts.

    Google Scholar 

  • Marantz, Alec: 1990, ‘Implications of Asymmetries in Double Object Constructions’, unpublished manuscript, MIT.

  • Myers, Scott: 1987,Tone and the Structure of Words in Shona, unpublished Ph.D. dissertation, University of Massachusetts.

  • Rugemalira, Josephat: to appear, ‘What Is a Symmetrical Language? Multiple Object Constructions in Bantu’, to appear inProceedings of the Seventeenth Annual Meeting of the Berkeley Linguistics Society: Special Session on African Language Structures, University of California, Berkeley.

  • Siewierska, Anna: 1984,The Passive: A Comparative Linguistic Analysis, Croom Helm, London.

    Google Scholar 

  • Sobin, Nicholas: 1985, ‘Case Assignment in Ukrainian Morphological Passive Constructions’,Linguistic Inquiry 16, 649–662.

    Google Scholar 

  • Sylla, Yero: 1979,Grammatical Relations and Fula Syntax, unpublished Ph.D. dissertation, UCLA.

  • Vitale, Anthony: 1981,Swahili Syntax, Foris, Dordrecht.

    Google Scholar 

  • Wilkinson, Edwin: 1983, ‘Indirect Object Advancement in German’, in A. Dahlstrom et al. (eds.),Proceedings of the Ninth Annual Meeting of the Berkeley Linguistics Society, University of California, Berkeley, pp. 281–291.

    Google Scholar 

  • Woodcock, E. C.: 1959,A New Latin Syntax, Harvard University Press, Cambridge, Massachusetts.

    Google Scholar 

  • Woolford, Ellen: 1989, ‘The Position of Unaccusative Subjects in SVO Languages: The Sole NP Constraint’, unpublished manuscript.

  • Yip, Moira, Joan Maling, and Ray Jackendoff: 1987, ‘Case in Tiers’,Language 63, 217–250.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Additional information

I want to thank Alex Alsina, Hagit Borer, Elisabet Engdahl, Lyn Frazier, Jane Grimshaw, Carolyn Harford, Arild Hestvik, Nikki Keach, Alexandre Kimenyi, Angelika Kratzer, Joan Maling, John McCarthy, Luigi Rizzi, Bernard Rohrbacher, Josephat Rugemalira, Peggy Speas, Doris Stolberg, Bernhard Schwartz, Edwin Williams, Alessandro Zucchi, and the anonymousNLLT reviewers for valuable comments and data that greatly aided in the preparation of this paper.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Woolford, E. Symmetric and asymmetric passives. Nat Lang Linguist Theory 11, 679–728 (1993). https://doi.org/10.1007/BF00993017

Download citation

  • Received:

  • Revised:

  • Issue Date:

  • DOI: https://doi.org/10.1007/BF00993017

Keywords

Navigation