Abstract
This paper approaches Case Theory through the problem of case alternations and case change. Two such alternations, Dative Sickness (or Substitution) and Nominative Substitution, are compared in Icelandic, German and Old English. The paper proposes a unification-based theory of case, which consists of three main constraints on the relation of NP properties and morphosyntactic realization: the Applicability Constraint, the Restrictiveness Constraint and the Linking Dissimilation Constraint. Given only the necessary device of optionality, exactly the desired alternations and their systematic limitations follow from general principles. The theory leads to a diachronic account of the changes as instances of analogy.
Similar content being viewed by others
References
Allen, Cynthia: 1986, ‘Reconsidering the History oflike’,Journal of Linguistics 22, 375–409.
Anderson, John: 1986, ‘A Note on Old English Impersonals’,Journal of Linguistics 22, 166–177.
Anderson, Stephen R.: 1969,West Scandinavian Vowel Systems and the Ordering of Rules, Ph.D. Dissertation, MIT, Cambridge.
Andrews, Avery: 1976, ‘The VP Complement Analysis in Modern Icelandic’,Papers from the Sixth Meeting of the North Eastern Linguistic Society, Récherches Linguistiques à Montréal 6, 1–21.
Andrews, Avery: 1982, ‘The Representation of Case in Modern Icelandic’, in Joan Bresnan (ed.),The Mental Representation of Grammatical Relations, MIT Press, Cambridge, Mass., pp. 427–503.
Andrews, Avery: 1990, ‘Case Structures and Control in Modern Icelandic’, in Joan Maling and Annie Zaenen (eds.),Syntax and Semantics 24:Modern Icelandic Syntax, Academic Press, San Diego, pp. 187–234.
Barnes, Michael: 1986, ‘Subject, Nominative, and Oblique Case in Faroese’,Scripta Islandica 37, 13–46.
Behaghel, Otto: 1924,Deutsche Syntax: Eine geschichtllche Darstellung, Vol 1.:Die Wortklassen und Wortformen, Carl Winter, Heidelberg.
Bernódusson, Helgi: 1982,Ópersónulegar setningar í íslensku [Impersonal Sentences in Icelandic], Master's Thesis, University of Iceland, Reykjavík.
Bresnan, Joan, and Jonni M. Kanerva: 1989, ‘Locative Inversion in Chicheŵa: A Case of Factorization in Grammar’,Linguistic Inquiry 20, 1–40.
Carpenter, Bob: 1992,The Logic of Typed Feature Structures, Cambridge University Press, Cambridge.
Chierchia, Gennaro: 1984,Topics in the Syntax and Semantics of Infinitives and Gerunds, Ph.D. Dissertation, University of Massachusetts, Amherst.
Chierchia, Gennaro: 1989, ‘Structured Meanings, Thematic Roles and Control’, in Gennaro Chierchia, Barbara H. Partee and Raymond Turner (eds.),Properties, Types, and Meaning II, Kluwer, Dordrecht, pp. 131–166.
Chomsky, Noam: 1981,Lectures on Government and Binding, Foris, Dordrecht.
Cleasby, Richard and Gudbrand Vigfusson: 1957,An Icelandic-English Dictionary, Clarendon, Oxford.
Cole, Peter, Wayne Harbert, Gabriella Hermon and S. N. Sridhar: 1980, ‘The Acquisition of Subjecthood’,Language 56, 719–43.
Collberg, Sheila Dooley: 1986, ‘Oblique Subjects in Icelandic Passive Constructions’,Studia Linguistica 40, 67–95.
Curme, George O.: 1922,A Grammar of the German Language, Macmillan, New York.
Dal, Ingerid: 1966,Kurze deutsche Syntax auf historischer Grundlage, 3rd ed., Max Niemeyer, Tübingen.
Denison, David: 1990a, ‘Auxiliary + Impersonal in Old English’,Folia Linguistica Historica 9, 139–66.
Denison, David: 1990b, ‘The Old English Impersonals Revived’, in Sylvia Adamson, Vivien A. Law, Nigel Vincent, and Susan Wright (eds.),Papers from the 5th International Conference on English Historical Linguistics, Benjamins, Amsterdam, pp. 111–39.
Dowty, David: 1985, ‘On Recent Analyses of the Semantics of Control’,Linguistics and Philosophy 8, 1–41.
Dowty, David: 1989, ‘On the Semantic Content of the Notion “Thematic Role”’, in Gennaro Chierchia, Barbara H. Partee, and Raymond Turner (eds.),Properties, Types, and Meaning II, Kluwer, Dordrecht, pp. 69–129.
Dowty, David: 1991, ‘Thematic Proto-Roles and Argument Selection’,Language 67, 547–619.
Einarsson, Stefán: 1949,Icelandic, The Johns Hopkins Press, Baltimore.
Elmer, Willy: 1981,Diachronic Grammar: The History of Old and Middle English Subjectless Constructions, Max Niemeyer, Tübingen.
Fillmore, Charles: 1968, ‘The Case for Case’, in Emmon Bach and Robert T. Harms (eds.),Universals in Linguistic Theory, Holt, Rinehart, and Winston, New York, pp. 1–90.
Fischer, Olga C. M. and Frederike C. van der Leek: 1983, ‘The Demise of the Old English Impersonal Construction’,Journal of Linguistics 19, 337–68.
Fischer, Olga C. M. and Frederike C. van der Leek: 1987, ‘A “case” for the Old English Impersonal’, Willem Koopman et al. (eds.),Explanation and Linguistic Change, John Benjamins, Amsterdam, 79–120.
Gaaf, W. van der: 1904,The Transition from the Impersonal to the Personal Construction in Middle English (=Anglistische Forschungen 14), Carl Winter, Heidelberg.
Gazdar, Gerald, Ewan Klein, Geoffrey Pullum, and Ivan Sag: 1985,Generalized Phrase Structure Grammar, Harvard University Press, Cambridge, Mass.
Gerdts, Donna, and Cheong Youn: 1988, ‘Korean Psych Constructions: Advancement or Retreat?’,CLS 24, 155–175.
Grimshaw, Jane: 1990,Argument Structure, MIT Press, Cambridge, Mass.
Hale, Ken. 1983. ‘Warlpiri and the Grammar of Non-Configurational Languages’,Natural Language and Linguistic Theory 1, 5–47.
Halldórsson, Halldór: 1982, ‘Um méranir: Drög að samtímalegri og sögulegri athugun’ [On usingmér: An Attempt at a Synchronic and Diachronic Study],Íslenskt mál og almenn málfræði 4, 159–189.
Hock, Hans H.: 1991,Principles of Historical Linguistics, 2nd ed., Mouton deGruyter, Berlin.
Hodler, Werner: 1969,Berndeutsche Syntax, Francke, Bern.
Jakobson, Roman: 1936, ‘Beitrag zur allgemeinen Kasuslehre: Gesamtbedeutung der russischen Kasus’,Travaux du Cercle Linguistique de Prague 6, 240–88.
Jespersen, Otto: 1927,A Modern English Grammar on Historical Principles, Vol. 3, Allen and Unwin, London.
Kiparsky, Paul: 1973, ‘“Elsewhere” in Phonology’, in Stephen R. Anderson and Paul Kiparsky (eds.),A Festschrift for Morris Halle, Holt, Rinehart, and Winston, New York, pp. 93–106.
Kiparsky, Paul: 1982,Explanation in Phonology, Foris, Dordrecht.
Kiparsky, Paul: 1987, ‘Morphology and Grammatical Relations’, ms., Stanford.
Kiparsky, Paul: 1989, ‘Agreement and Linking Theory’, ms., Stanford.
Koutsoudas, Andreas, Gerald Sanders, and Craig Noll: 1974, ‘The Application of Phonological Rules’,Language 50, 1–28.
Kress, Bruno: 1982,Isländische Grammatik, VEB Verlag Enzyklopädie, Leipzig.
Ladusaw, William and David Dowty: 1987, ‘Towards a Non-Grammatical Account of Thematic Roles’, in W. Wilkins (ed.),On the Nature of Thematic Roles, Academic Press, New York.
Lightfoot, David: 1979,Principles of Diachronic Syntax, Cambridge University Press, Cambridge.
Lightfoot, David: 1981, ‘A History of NP Movement’, in C. L. Baker and J. McCarthy (eds.),The Logical Problem of Language Acquisition, MIT Press, Cambridge.
Lightfoot, David: 1988, ‘Syntactic Change’, in Frederick J. Newmeyer (ed.),Linguistics: The Cambridge Survey, Vol. 1:Linguistic Theory: Foundations, Cambridge University Press, Cambridge, pp. 303–23.
Lightfoot, David: 1991,How to Set Parameters: Arguments from Language Change, MIT Press, Cambridge.
Mitchell, Bruce: 1985,Old English Syntax, Vol. 1, Clarendon Press, Oxford.
Nygaard, Marius: 1905,Norrøn Syntax [Old Norse Syntax], H. Aschehoug, Kristiania.
Ostler, Nicholas: 1979,Case-Linking: A Theory of Case and Verb Diathesis Applied to Classical Sanskrit, Ph.D. Dissertation, MIT.
Perlmutter, David: 1982, ‘Syntactic Representations, Syntactic Levels and the Notion of Subject’, in Pauline Jacobson and Geoffrey K. Pullum (eds.),The Nature of Syntactic Representation, Reidel, Dordrecht, pp. 283–340.
Reis, Marga: 1982, ‘Zum Subjektbegriff im Deutschen’, Wemer Abraham (ed.),Satzglieder im Deutschen, Günter Narr, Tübingen, pp. 171–211.
Rögnvaldsson, Eiríkur: 1991: ‘Quirky Subjects in Old Icelandic’, Halldór Árman Sigurðsson (ed.),Papers from the Twelfth Scandinavian Conference of Linguistics, Linguistic Institute, University of Iceland, Reykjavik, pp. 369–378.
Sehrt, Edward Henry: 1925,Vollständiges Wörterbuch zum Heliand und zur altsächsischen Genesis (=Hesperia 14), The Johns Hopkins Press, Baltimore.
Smith, Henry: 1992,Restrictiveness in Case Theory, Ph.D. Dissertation, Stanford.
Smith, Henry: forthcoming,Restrictiveness in Case Theory, Cambridge, Cambridge University Press.
Söderwall, K. F.: 1884–90,Ordbok öfver Svenska Medeltidsspråket [Dictionary of Medieval Swedish], Berling, Lund.
Steele, Susan et al.: 1981,An Encycolpedia of AUX: A Study in Cross-Linguistic Equivalence, MIT Press, Cambridge.
Svavarsdóttir, Ásta: 1982, ‘Þagufallssýki’ [Dative Sickness],Íslenskt mál og almenn málfrœði4, 19–62.
Thráinsson, Höskuldur: 1979,On Complementation in Icelandic, Garland, New York.
Traugott, Elizabeth Closs: 1992, ‘Old English Syntax’, in Richard Hogg (ed.),The Cambridge History of the English Language, Vol. 1:Old English, Cambridge University Press, Cambridge, pp. 168–289.
von Seefrantz-Montag, Ariane von: 1984, ‘“Subjectless” Constructions and Syntactic Change’, in Jacek Fisiak (ed.),Historical Syntax, Mouton, Berlin.
Van Valin, Robert D., Jr: 1991, ‘Another Look at Icelandic Case Marking and Grammatical Relations’,Natural Language and Linguistic Theory 9, 145–194.
Visser, F. Th.: 1963,An Historical Syntax of the English Language Part I, Brill, Leiden.
Yip, Moira, Joan Maling and Ray Jackendoff: 1987, ‘Case in Tiers’,Language 63, 217–250.
Zaenen, Annie, Joan Maling and Höskuldur Thráinsson: 1985, ‘Case and Grammatical Functions: The Icelandic Passive’,Natural Language and Linguistic Theory 3, 441–83.
Author information
Authors and Affiliations
Rights and permissions
About this article
Cite this article
Smith, H. “Dative Sickness” in germanic. Nat Lang Linguist Theory 12, 675–736 (1994). https://doi.org/10.1007/BF00992930
Received:
Revised:
Issue Date:
DOI: https://doi.org/10.1007/BF00992930