Biosimilars: An Emerging Category of Biologic Drugs for Emergency Medicine Practitioners
Biologics are the fastest growing segment of annual United States (US) drug expenditure. Biologics are complex proteins derived from living sources that are important therapy for a variety of diseases. The US is now poised to introduce biosimilars, which are copies of biologics that are not manufactured by the innovator company and are approved under an abbreviated regulatory process. Biosimilars are intended to offer comparable safety and efficacy to the reference biologic at a lower cost. Because of the complexity of producing biologics, the manufacturing process for biosimilars may differ from that of the reference biologic, which may result in subtle changes in biological characteristics and clinical activity. Questions exist regarding whether these slight differences allow the products to be interchanged with the reference product and if unique adverse events will occur with use. While the Biologics Price Competition and Innovation Act outlined the abbreviated approval pathway for biosimilars, guidance from the US Food and Drug Administration (FDA) is needed on specific details of the approval process. The FDA has recently provided guidance about the scientific and quality requirements for demonstrating biosimilarity, but a number of unanswered questions still remain, including concerns about immunogenicity, product naming, and the exact cost savings from biosimilars. Emergency Medicine practitioners must have a sound understanding of these issues to ensure patient safety and avoid complications in care.
KeywordsBiosimilars Biologics Generic medications FDA approval pathway Immunogenicity
Biologics, therapeutic uses, global sales, and patent expiration
Recombinant human protein
Myocardial infarction, stroke, pulmonary embolism, catheter clearance
Recombinant human protein
Recombinant human protein
Pegylated human G-CSF
Respiratory syncytial virus
Recombinant variant of erythropoietin
Pegylated recombinant human interferon
Hepatitis B, hepatitis C
Interferon beta 1a
Recombinant human protein
Interferon beta 1a
Recombinant human protein
Recombinant human protein
Biosimilars are simply described as copies of biologics that are not manufactured by the innovator company and are approved under an abbreviated regulatory process. Because it is not possible to copy a biologic in the precise manner that small molecules can be replicated, the term “generic biologic” is inappropriate. Therefore, a variety of other terms have been used for these products, such as follow-on biologics, biogenerics, and postpatent biologics. During the last several years, and especially after the introduction of the legislation described below, the term biosimilar has become the standard term, but definitions are not standardized. Recently, a more detailed consensus definition was proposed: “A biosimilar is a copy version of an already authorized biological medicinal product with demonstrated similarity in physicochemical characteristics, efficacy and safety, based on a comprehensive comparability exercise” .
Scope and Impact
Global biologics sales amounted to approximately $93 billion in 2009 and are expected to be worth more than $167 billion by 2015 . Biologics sales are expected to continue to grow at least twice as fast as those of conventional, chemical based, small-molecule medications. By 2016, ten biologics are expected to occupy the top 20 positions in pharmaceutical industry sales. The top six biologics already consume 43 % of the drug budget for Medicare Part B . As a result of this clinical and commercial success, pharmaceutical companies have invested heavily in the development of biologics. Approximately 30 % of the industry’s research and development pipeline is composed of biologics [2, 9•].
The goals for encouraging the development of generic biologics are the same as those for encouraging generic small-molecule drugs, which is to reduce costs by fostering price competition and provide patients with access to treatment at an affordable price. Generic drug use is common . In 2011, approximately 80 % of the four billion drug prescriptions issued in the US were dispensed using generic medications. Estimated savings to the consumer and to the US health-care system from generic drug use reached $193 billion in 2011. The introduction of generic biologics or biosimilars is projected to generate $9 to $12 billion in savings for the US Medicare program during the next decade [11, 12].
Small-Molecule, Biologic, and Biosimilar Manufacturing
Comparison of small-molecule medications and biololgics
Through biotechnology and host cell lines
Low molecular weight
High molecular weight
Sensitive to heat, sheer stress (aggregation)
Single entity, high chemical purity, standards well established
Heterogeneous mixture, broad specifications which may change during development, difficult to standardize
Not affected by slight changes in production process and environmental conditions
Highly susceptible to changes in production process and environmental conditions
Completely characterized by analytic methods
Difficult to characterize, assays not standardized
Easy to purify
Lengthy and complex purification process
Quality assurance and detection
Contamination can be avoided and easily detected and removable
High possibility of contamination, detection hard, and removable impossible
Administered through different routes
Parenteral route of administration most common
Rapidly enters systemic circulation through capillaries
Larger molecules enter circulation through lymphatic system, subject to proteolysis and lymphatic transit
Distributes to any organ and tissue
Distribution limited to plasma and extracellular fluid
Organ specific toxicity
Mostly receptor-mediated toxicity
Often not antigenic
Demonstrated differences in biologics
Molecular difference or cause
Coagulation factor VII
Natural factor VII
Interferon alfa-2a (Intron-A, Roferon-A)
Human serum albumin diluent and room storage
Same protein, different formulation
Antibody production causing anemia (pure red blood cell aplasia)
Change in stabilizer from human serum albumin to glycine and polysorbate 80
With recent biotechnology advances, manufacturers are able to create accurate protein copies by using microbial rather than mammalian cell lines. Proteins created through microbial fermentation in Escherichia coli, without post-translational modifications, can be produced cheaply, easily, with high purity, and with reliability. Most of the early biologics (e.g., insulin, growth hormone, filgrastim, and interferons) can be produced in this fashion. Future advances in microbial cell lines may remove the need for mammalian cell cultures altogether .
For conventional, chemical based, small-molecule medications, generic approval hinges on pharmaceutical equivalence (i.e., identical active substances) and bioequivalence (i.e., comparable pharmacokinetics) to the innovator agent. Chemical identity can be confirmed by exact analytical techniques, for example high-performance liquid chromatography (HPLC), mass spectrometry (MS), nuclear magnetic resonance (NMR), and X-ray diffraction. Bioequivalence and rate and extent of absorption is usually established in a single study involving 24–36 healthy volunteers .
The larger molecular size and structural complexity poses a challenge for the characterization of biosimilar medications. Although techniques such as HPLC, MS, NMR are still used, newer techniques such as capillary electrophoresis and peptide mapping have been introduced to identify protein structure and function. Collectively these advances have improved molecular understanding, yet it is unclear whether they are capable of detecting all structural differences or whether these differences affect clinical efficacy and safety . Consequently, analytical tests for characterizing structure and physicochemical properties may provide an incomplete picture. For example, the helical, pleated, folded, and interactive conformational states of a protein can be difficult to detect and the assays limited to a particular fingerprint region of the product. Furthermore bioassays, measuring receptor binding and cell response, have not been standardized, which prevents the comparison of results between different laboratories. These limitations increase the obstacles to establishing equivalence between a biosimilar and a reference product [15•].
Legislative History, Approval Process, and New Approval Pathways for Biosimilars
The FDA approves and licenses conventional small-molecule medications under the Federal Food, Drug, and Cosmetic Act (FD&C), enacted in 1938. In contrast, permission to introduce a biologic requires a Biologic License Application (BLA). A BLA for vaccines, toxins, antitoxins, blood, blood components or derivatives, allergens, or analogous products is approved through the 1944 Public Health Services Act (PHS). Large, complex biologics are required to follow the BLA process for approval and licensure . A large number of chemically or biologically active compounds show early promise as medications in preclinical trials. However, few emerge through the FDA approval process and become established as safe and effective therapy.
The Drug Price Competition and Patent Term Restoration Act (also commonly known as the Hatch–Waxman Act) amended the FD&C Act in 1984, establishing the current system of generic drug approval. The revision provided two abbreviated pathways for the approval of generic small-molecule drugs, a small number of natural-source products, and simple recombinant proteins. More importantly, the pathways eliminated preclinical and human studies in the New Drug Application (NDA) of a generic drug. For a new small-molecule entity to be approved, it must follow the 505(b)1 pathway, complete clinical trials (Phase I, II, III), and safety and efficacy in the treatment of the targeted disease state must be demonstrated. The 505(j) pathway sets forth the process by which the manufacturer of a generic drug, one that is bioequivalent to a previously approved product, can file an Abbreviated New Drug Application (ANDA) to seek FDA approval. An ANDA allows the applicant to rely on the FDA’s previous finding of safety and efficacy for the already approved drug and bypass clinical trials. The 505(b)(2) pathway also allows an existing medication to be approved by using study data from a prior application and either limits clinical studies (3–6 months in duration) or avoids them completely. However, because of the size and complexity of the biologic molecules, manufacturers have not been able to demonstrate that their biologic is identical to an already existing, approved product. Therefore, the abbreviated 505(j) approval pathway has not been routinely available for biosimilar protein products. Similarly, the FDA has limited the 505(b)(2) pathway, which allows direct comparison of the generic drug with a product already approved, to a small number of natural source products and recombinant proteins (e.g., human and bovine hyaluronidase, salmon calcitonin, human glucagon, and human growth hormone). In these instances, while data about each biologic were provided, the structural characterization, comparative pharmacokinetics, pharmacodynamics, and immunogenicity were well known. The approval was based on the knowledge about the safety and effectiveness of a similar, already approved product [20•]. In at least one case where a non-innovator human growth hormone was approved under this pathway, the FDA made it clear this was not a pathway for future approvals .
US Food and Drug Administration (FDA) abbreviated approval requirements for biosimilar medications
Characteristic of biosimilar
Utilizes the same mechanism or mechanisms of action for the condition(s) of use prescribed, but only to the extent the mechanism or mechanisms of action are known for the reference product
Utilizes the same route of administration
Same dosage form, same purity
Indications for use
The condition or conditions must be previously approved for the reference product
Data supporting safety and efficacy
Analytical studies that demonstrate that the biological product is highly similar to the reference product
Animal studies (including assessment of toxicity)
Clinical study or studies (including assessment of immunogenicity and pharmacokinetics or pharmacodynamics) to demonstrate safety, purity, and potency in one or more appropriate conditions of use for which the reference product is licensed
Minor differences in clinically inactive components are allowable
Must follow “good manufacturing practices”
Product may be biosimilar or deemed interchangeable
Innovator is granted 12 years of exclusive use to manufacture the reference product
Six month extension is granted for pediatric studies
Biosimilar is granted exclusive use for one year if licensed as the first interchangeable biosimilar
FDA may issue general or specific guidance on the science and experience required for the product or product class
The issuance or nonissuance of such guidance does not preclude approval of a biosimilar
FDA establishes a process through which the public can provide FDA with input regarding priorities for issuing guidance
Risk Evaluation Mitigation Strategy Programs (REMS)
Same REMS programs required of the innovator agent are applied to the biosimilar
The BPCI Act includes provisions for exclusivity for economic protection. The FDA may not approve a BLA for a biosimilar until 12 years after the reference product was first licensed. The exclusivity period can be extended by six months if studies involving pediatric patients are completed. In addition, the BPCI Act encourages biosimilar development by granting one year of exclusive marketing rights to the first biosimilar that is approved as being interchangeable with a reference product .
In July 2012 President Obama signed the Food and Drug Administration Safety and Innovation Act (FDASIA) of 2012, which reauthorized the Prescription Drug User Fee Act (PDUFA). PDUFA allows the FDA to collect user fees for new drug applications. FDASIA contained provisions for biosimilars, which is referred to as the Biosimilar User Fee Act of 2012 (BsUFA). This new legislation authorizes the FDA to assess and collect fees from biopharmaceutical manufacturers seeking approval for biosimilars. These resources will be used to hire staff that can provide feedback to companies seeking to develop biosimilars, expedite the application review process, and ultimately speed up the arrival of biosimilars to the marketplace .
FDA Guidance Documents
In addition, the FDA describes the quality requirements for biosimilarity. Manufacturers must ensure their expression system codes the same protein sequence as the reference product. The manufacturer must understand all manufacturing steps with physicochemical assessments identifying structures (primary, secondary, tertiary, and quaternary) and post-transitional modifications. Functional bioassays should complement all analytic activities and when receptor binding is critical, comparison studies must be completed versus the reference product. Manufacturers are required to characterize, identify, and quantify impurities in both the reference product and their biosimilar. Finally, a complete characterization of the finished product, including stability testing under accelerated stress study conditions (i.e., high temperature, light exposure, agitation, etc.) is required to ensure product degradation and clinical performance are comparable with those of the reference product. Manufacturers are expected to generate reference standards or databases of scientific knowledge that can be relied upon for both the biosimilar and the reference product [24, 25].
Immune reactions to biologics
Breakdown of immune tolerance
Human (growth hormone, blood clotting factor VII)
Human recombinant proteins (epoetin, interferons, colony stimulating factors, interleukin-2)
Animal (bovine and porcine insulins, heparins)
Bacteria (streptokinase, staphylokinase)
Disappear after treatment stops or after prolonged treatment
Impurities and presence of aggregates
Loss of efficacy, discontinuation of treatment
Factors affecting the immunogenicity of a biologic include structural properties (e.g., sequence variation and glycosylation), the patient’s genetic background, the route of administration (evidence suggests that intravenous administration is less likely to elicit an immune response than subcutaneous or intramuscular administration), and the product formulation . Appropriate formulation, handling, and storage of a biologic is important, particularly with regard to stabilization. With inadequate stabilization, the protein may aggregate or denature, increasing its immunogenic potential. In a study of interferons, the most immunogenic formulation was a freeze-dried, human serum albumin (HSA)-containing formulation, which was kept at room temperature. The interferon reacted with HSA to form aggregates, which in turn induced immune responses. Changing to an HSA-free formulation and storing it in a refrigerator reduced the product’s immunogenicity .
Antibodies can affect biologic pharmacokinetics and efficacy. Both increases and decreases in half-life have been reported, resulting in enhancement or attenuation of activity. In a study of hepatitis C virus (HCV) treatment, patients with the highest antibody titers had the lowest response rates to interferon treatment. Furthermore, neutralizing antibodies will inhibit the efficacy of all products in the same class, which can result in serious consequences for patients if there is no alternative treatment. Finally, antibody neutralization of naturally occurring proteins can have more serious consequences for the patient. Pure red cell aplasia was associated with the production of erythropoietin-neutralizing antibodies that resulted from exogenous epoetin (Eprex-Ortho Biotech LLC, Manati, Puerto Rico) administrated to patients with anemia from chronic kidney disease (CKD). The immune reaction appeared to be related to changes in product formulation. The Eprex formulation in Europe was changed when the HSA stabilizer was replaced by polysorbate 80 and glycine. Protein aggregates generated from the vial rubber stoppers were blamed for eliciting the immune reactions .
The ability to predict immunogenicity in patients is limited. Sensitivity and specificity of assays for testing immunogenic responses are inadequate to predict rare cases of immunogenicity. The lack of standardization and validation of assay methods makes it virtually impossible to differentiate antibodies across laboratories. Conventional animal models may be useful for studying the relative immunogenicity of different biologic formulations and may be useful for screening different formulations or structural differences between products during product development and during the assessment of storage and handling .
Naming of Biosimilar Products
Concerns exist that adverse events unique to biosimilars may appear, therefore adequate mechanisms for tracing and determining if a patient received the reference biologic or the biosimilar are needed. Several approaches exist to track the use of biosimilars for pharmacovigilance, and one approach that has been suggested is assigning unique nonproprietary names to biosimilars. The United States Adopted Names Council (USANC) approves nonproprietary (generic) names for all pharmaceuticals in the US. The World Health Organization (WHO) coordinates the International Nonproprietary Name (INN) program that standardizes drug nomenclature for new agents, worldwide. Small-molecule manufacturers do not have to go through the USANC process because their generic products are identical to and have the same nonproprietary name as the innovator drug. Although the WHO INN program is planning to develop, establish, and promote international standards for “biological, pharmaceutical, and similar products,” the FDA has not decided whether biosimilars and innovator biologics will share nonproprietary names [20•]. The WHO INN Program advises that biosimilars should have a unique brand name and use lot numbers to ensure traceability, but they oppose unique generic names to identify nonglycosylated biosimilars. Furthermore, they recommend that glycosylation differences should be indicated by unique Greek letters (e.g., epoetin α, epoetin β) when naming epoetins and other glycoproteins, both reference products and biosimilars.
Several options in the US have been proposed for the surveillance of biologic and biosimilar medications; these include:
assigning different nonproprietary names to biosimilar and innovator compounds;
developing different physician-administered billing codes (Healthcare Common Procedure Coding System (HCPCS) codes);
utilizing National Drug Codes (NDC); and
establishing prospective electronic health data registries [20•].
Unique biosimilar names could prevent the substitution of one product for another. Clinicians and patients may interpret different names to mean that the products do not have similar efficacy and safety, even if regulatory agencies have determined that they meet biosimilarity requirements. Unique names could also cause confusion among prescribers, which may lead to prescribing errors and adverse events. Confusion of drug names has been frequently cited as a cause of medication errors . HCPCS, NDC, and lot numbers are not captured uniformly in electronic health records in health-care institutions and office practices. However, NDCs can be used for tracking small-molecule generics dispensed through outpatient pharmacies, they are included as a reporting element in the FDA’s MedWatch Safety Information and Adverse Drug Event Reporting Program, and are often available on the packaging of patient medications. Patients and clinicians may require additional education on the possible use of NDCs for reporting events [20•].
Neupogen was used as the reference product for the approval of filgrastim biosimilars. Filgrastim is indicated in adults and children to shorten the duration of neutropenia and to reduce the incidence of febrile neutropenia following receipt of cytotoxic chemotherapy. It is also used to aid in the delivery of chemotherapy to maintain dose intensity and to support dose-dense chemotherapy. Filgrastim is also indicated to mobilize peripheral blood progenitor cells (PBPC) in both cancer patients and healthy donors and to support engraftment and neutrophil recovery after stem cell transplantation. Outside the oncology setting, filgrastim is indicated for the treatment of severe chronic neutropenia and to maintain neutrophil counts or for the reversal of neutropenia in patients infected with human immunodeficiency virus (HIV).
The biosimilars were compared to Neupogen through physicochemical, pharmacokinetic, pharmacodynamic, and clinical studies. Comparability was assessed in a single indication for which Neupogen is approved, the reduction of chemotherapy-induced neutropenia (CIN) in accordance with European Medicine Agency (EMA) guidelines. Safety and efficacy was assessed in a comparative study involving breast cancer patients at high risk of CIN, with supportive studies providing safety data for patients with other malignancies (e.g., lung cancer, non-Hodgkin’s lymphoma). Duration of neutropenia, time to white blood cell recovery, incidence of febrile neutropenia, and adverse events were similar and led the EMA to extrapolate the data and approve these biosimilars across all indications of the reference product .
The EMA has not approved all biosimilar applications. Biosimilar interferon was recently rejected because of quality concerns (i.e., inadequate stability data and process validation for the finished process), insufficient immunogenicity testing, and clinical differences from the reference product [15•]. Biosimilars have been introduced in countries without structured regulatory approval processes. Quality concerns may exist with these products, and, therefore, it is important to differentiate non-innovator biologics approved in countries with limited or no regulations from products approved in countries with well-developed regulatory structures. In a comparative study of 11 different epoetin products sold in East Asia and South America, none of them had the same molecular patterns as the reference product .
It is estimated that generic medication use has saved the US health-care system an estimated $824 billion over the past decade [20•]. The introduction of generic medications for conventional small-molecule drugs offered price reductions of up to 80 % compared with their branded counterparts. However, the economics surrounding biosimilars are different and the number of successful companies are expected to be limited. Because of higher development, facility, and manufacturing costs, biosimilar profits are expected to be more modest. It is estimated that the costs of developing a biosimilar product in the US may range from $75 to $250 million. Government regulations and potential requirements for comparative studies that prove biosimilarity to the reference biologic enhance the risk and uncertainty of this investment and years may be required for a company to recoup its initial investment .
The US Congressional Budget Office has estimated biosimilars will provide a discount of up to 40 % off the price of the reference product. In Europe, epoetin biosimilars have provided a 25–30 % cost savings compared with their innovator products [20•]. While the savings from biosimilars have been modest compared with the savings from small-molecule generics, they are still meaningful because they are expensive therapy. Filgrastim biosimilars have captured about 50 % of the total market share . The use of filgrastim has increased dramatically, which is thought to be a consequence of improved access and the increase in use among patients who had been untreated previously. Innovator companies have remained competitive with price, focusing on brand loyalty and marketing the uncertainties of biosimilars in the areas of safety and efficacy. The automatic substitution of a reference product with a biosimilar in the US, a practice which has not been employed in Europe, would facilitate the rapid penetration and market share uptake of biosimilars .
The Role of Emergency Department Practitioners
A recent survey of oncology clinicians suggests that practitioners who care for cancer patients are unfamiliar with issues surrounding biosimilar medications [20•]. Because patents are expiring on many biologics, it is crucial that Emergency Medicine practitioners become familiar with recent advances surrounding biosimilars and, where appropriate, lead their introduction. Clinicians may be forced to evaluate biosimilars and the data that supported their FDA approval for their own prescribing and for formularies at hospitals and health-care insurance plans. Clinicians must be prepared to identify unique safety and efficacy concerns, should they occur with biosimilars. This is especially important if treatment is changed with existing products or if biosimilar products are switched. Clinicians must assist with educating the medical community, and patients, about recognizing that biosimilars are not exact copies of their reference products, and explain both the benefits and potential pitfalls involved. Because the FDA has yet to define detailed standards for interchangeability or whether unique names will be used for specific biologics, clinicians should be vigilant to identify complications that occur from this confusion. Finally, clinicians must be aware of the manufacturer’s handling and storage requirements surrounding biologics, be comfortable in providing patients with instruction, and intervening when a medication may be questioned or a product’s integrity compromised.
In summary, the arrival of biosimilar products in the US may make these agents more accessible for patients as alternative, less expensive therapy. Emergency Medicine clinicians should understand issues that surround biosimilars and play an active role in advising other clinicians and patients.
Compliance with Ethics Guidelines
Conflict of Interest
J. Fanikos: consultant for/received honorarium from GTC Biotherapeutics, Inc. M. Rocchio, K. Sylvester, and N. Beik have nothing to disclose.
Human and Animal Rights and Informed Consent
This article does not contain any studies with human or animal subjects performed by any of the authors.
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