# Analyzing bank profile shape of alluvial stable channels using robust optimization and evolutionary ANFIS methods

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## Abstract

In natural rivers and artificial channels in addition to the channel dimensions (widening, reduction in slope and depth in the channel banks), formed shape profile in the case that the sediment on the banks with no movement (thresholds state) is of considerable importance for engineers. To determine the bank shape profiles, various theoretical, empirical and statistical relations have been provided based on physical and numerical models by different researchers. In this study, a simple model of adaptive neuro-fuzzy inference systems (ANFIS) is combined with two algorithms of differential evolution (DE) and singular value decomposition value (SVD) and the performance of these models to predict the stable shape profiles of the channels is evaluated and compared. In this paper, the main goal is to assess extensively the effect of hybrid models based on optimized algorithms (ANFIS-DE) and multi-objective evolutionary algorithm (ANFIS-DE/SVD) in improvement of performance of ANFIS and ANFIS-DE models, respectively. Accordingly, the results assessment show that all three ANFIS, ANFIS-DE and ANFIS-DE/SVD models are perfectly able to predict shape profiles in accordance with the observed profiles for the threshold channels. Using optimized and evolutionary algorithms has a positive impact on the performance of simple model of ANFIS. As compared to the simple ANFIS model, ANFIS-DE approximately 10.1% and ANFIS-DE/SVD model 7.2% is improved compared to the ANFIS-DE model. The accuracy of ANFIS-DE/SVD model showed better performance as well about 18.6% compared to the simple ANFIS model. Therefore, it can be said that not only DE optimization algorithms have a significant impact on increasing the performance of a simple ANFIS model but also using evolutionary algorithms (ANFIS-DE/SVD) reduce the ANFIS-DE model error accordingly. Polynomial equations of bank profiles proposed by hybrid ANFIS models in the present study can be used in design and implementation of cross section of stable channels.

## Keywords

Threshold channel Bank profile shape ANFIS Evolutionary algorithms## Introduction

The process of channels widening until you reach equilibrium or stable state is continued in the channels, and the final state of this process causes the threshold channel (Yu and Knight 1998). In this case, the bank sediments are on the threshold and the bed particles are moving. This case is a simple model of most natural rivers and channels. Therefore, identification of the type of shape profile created on the banks like as specified channel geometric dimensions of stable channels is important. Concerning to the determination of slope, depth and water surface width in stable state or regime of channels, extensive research has been done (Lee and Julien 2006; Afzalimehr et al. 2010; Métivier et al. 2016; Gholami et al. 2017a; Shaghaghi et al. 2017; Joshi et al. 2018). But there is little research to determine the type of bank profiles. The first study in this regard is the approach of Glover and Florey (1951), which is an adaptation of tractive force approach related to US Bureau of Reclamation (USBR). Lateral diffusion term caused by the turbulence in his equations is ignored and cosine curve proposed for the banks. Parker (1978) justified the non-uniform shear stress distribution on the banks and channel bed by considering the lift force on the channel banks. In this case, initial cosine curve profile is modified. Ikeda et al. (1988) considered the main factor in holding stable state of the channels as lateral momentum transfer channels caused by turbulence that is lead to a reduction in the shear stress distribution from bed to the banks. The exponential shape is proposed for the channel banks in this case. Pizzuto (1990) stated that the channel widening and erosion in the channel banks are continued until to attain an equilibrium state. The exponential function was introduced in this case, but in following by flatting the channel bed the profiles shape of banks will be cosine curve. Diplas and Vigilar (1992) proposed the fifth-degree polynomial with a numerical solution of diffusion equations for fluid flow and balance forces equation for bank particles. Vigilar and Diplas (1997) by providing a numerical model considered the transition of momentum caused by the turbulence as a function of the flat bed width of the channel. They presented the three-degree polynomial function for shape profile of stable channel. Cao and Knight (1997) explained the non-moving particles in the banks by using the combination of the entropy concept with continuity equations and sediment transport relationships and proposed the parabolic curve for the bank profiles. Babaeyan-Koopaei and Valentine (1998) were one of the researchers that carried out several experimental studies on measuring the stable channel shape and dimensions. A hyperbolic function was fitted on their experimental results. For other experimental studies it can be noted to Stebbings (1963), Mikhailova et al. (1980), Ikeda (1981) and Diplas (1990) studies. Dey (2001) by providing a simple numerical code considered the momentum transformation as a function of transverse distance from the channel center which is described by a power law. Khodashenas (2016) examined extensive experimental research on the threshold channel at different flow discharges. By comparing the results with predecessor’s model, results stated that the most conformity was seen with the Vigilar and Diplas (1998) results and the best shape for the banks is introduced as polynomial. Most mentioned studies are based on laboratory methods and numerical codes which are very time-consuming and costly. Gholami et al. (2018b) for the first time investigated the ability of artificial intelligence (AI) method in prediction of banks shape profile of threshold channels based on different observed datasets using robust gene expression programming (GEP) model. They presented a reliable relationship in estimating vertical boundary levels of channel banks with acceptable accordance with observed values.

Today, the application and development of the artificial intelligence (AI) method have been common in many sciences (Gholami et al. 2016a, b, 2019; Diop et al. 2018; Ebtehaj et al. 2016, 2018, 2019; Singh et al. 2017; Ghorbani et al. 2018; Li et al. 2018; Sanikhani et al. 2018; Sulaiman et al. 2018; Tao et al. 2018a, b; Yaseen et al. 2018a). Among these methods, fuzzy models of Takagi–Sugeno–Kang (TSK) as an adaptive neuro-fuzzy inference system (ANFIS) are known (Manu and Thalla 2017). To increase the speed and performance of ANFIS models, using optimization algorithms (Hosseini et al. 2016; Gholami et al. 2017b; Bonakdari and Zaji 2018; Karaboga and Kaya 2018) and evolutionary models (multi-objective optimization) (Dariane and Azimi 2016; Ahmadianfar et al. 2017; Saba et al. 2017; Karkevandi-Talkhooncheh et al. 2017; Nouiri 2017) has been very common. Regarding the use of AI methods in prediction of the stable channel geometry dimensions (width, depth and slope), it can be noted to Madvar et al. (2011), Taher-Shamsi et al. (2013), Bonakdari and Gholami (2016), Gholami et al. (2017a), Shaghaghi et al. (2017, 2018a, b). All of them referred to high ability of AI models in prediction of stable channels geometry. However, regarding application of AI methods (especially different ANFIS models) in estimation of cross-sectional banks shape profile of stable channels, it can be pointed out to recent contributions of authors. Accordingly, Gholami et al. (2018c) assessed the ability of evolutionary algorithm of particle swarm optimization (PSO) algorithm and genetic algorithm (GA) combined with ANFIS model. Their results showed the ANFIS-PSO/GA has an acceptable agreement with observed data with the relative error index of 0.1557 in prediction of vertical boundary level of stable channel shape profile. Gholami et al. (2018a) evaluated the ability of ANFIS-DE/SVD in prediction of the vertical boundary level of the stable channel. They referred to the high accuracy of this type of evolutionary algorithms combined with ANFIS model. DE algorithm has ability to choose the optimal nonlinear coefficient of Gaussian membership function. On the other hands, the SVD can calculate the ANFIS consequent part’s linear coefficients. Therefore, the examination of these algorithms in detail compared to each other in combination with ANFIS model is of great importance and necessary to choose them as alternatives to classic ANFIS model.

Therefore, the aim of this study is to evaluate the performance of classic ANFIS model, ANFIS optimized using differential evolution (DE) (ANFIS-DE) and ANFIS optimized multi-objective evolutionary algorithm using SVD (ANFIS-DE/SVD) compared to each other in estimation of banks shape profile of stable channels. Indeed, based on the previous literature studies that we conducted, the main goal of the present paper is evaluating the impact of hybridization in classic ANFIS method, extensively to choose the optimal and efficient method in measuring cross-sectional shape of stable channels. In this study, the question of “whether improvements of ANFIS models using different optimization and evolutionary methods in better prediction of the shape profiles of stable channel banks are effective or not?” is answered. At first, the experimental studies of the coordinates of the points located on the boundary of the stable channel at four different discharges in the laboratory are measured by the authors. Then, using these data the models of ANFIS, ANFIS-DE and ANFIS-DE/SVD are trained and tested. The performance of these models in prediction of bank shape profiles is evaluated and compared with each other (ANFIS-DE compared to ANFIS and ANFIS-DE/SVD compared to ANFIS-DE), and also the best model is presented. Furthermore, the capability of these hybrid models is assessed in different flow discharge values and the proposed shape profile is presented accordingly.

## Experimental work

*y*) located on the channel boundary and the transverse distance of the points from the channel axis (

*x*) are done in an equilibrium channel state. The used flume of the channels has dimensions of 20 × 1.22 × 0.6 m in length × width × height directions. The channel bottom is filled of uniform sand with

*d*

_{50}= 0.053 mm. Cross-sectional shape is in two triangular and trapezoidal modes. Experiments are done in four different discharges of 1.157, 2.18, 2.57 and 6.2 l/s. Laboratory sets specification is shown in Table 1. A magnetic flow meter is used to measure the flow discharges. Deal of conducting the experiments is like that in each runs the desired discharge passed through the channel and to achieve the equilibrium state in the channel cross section and plan the discharge is kept constant. The passed through water is drained from the channel and channel geometry and coordinate points specifications in the stable channel boundary are measured at different cross sections. Two levels of channel water and bed using a point gages at different transverse distances of 8, 9, and 11 m from the channel entrance are measured. Also point gauge measurements by a laser gauge are checked. In this experiment, the flow parameters at stable state in two different cross sections: channel upstream end points with zero bed load, and the downstream channel end points with a maximum bed load on the channel bed (wider cross section) which is measured. In this study, the results of measured dimensions and shape of the stable channel related to the first mode (upstream end points) are used. A view of a laboratory flume is shown in Fig. 1. The channel shape in stable state is a particular importance in the formation of banks profile geometric forms. Figure 2 shows two bank profiles characteristic. In this figure,

*x*and

*y*are the transverse and vertical distance from the central axis of the channel bed (m),

*h*is the flow depth in the channel centerline, and

*T*shows the water surface width, respectively. The bank profile characteristics are dimensionless as follows:

*x**,

*y** and

*T** are dimensionless values of

*x*,

*y*, and

*T*.

Different experiment characteristics

Test no. | Discharge ( |
| |
| Cross section’s shape |
---|---|---|---|---|---|

1 | 1.157 | 0.53 | 0.0023 | 37 | Triangular |

2 | 2.57 | 0.53 | 0.0023 | 61.3 | Triangular |

3 | 6.2 | 0.53 | 0.0023 | 80 | Triangular |

4 | 2.18 | 0.53 | 0.0023 | 61.2 | Compound channel |

## Evolutionary Pareto design of ANFIS

Gholami et al. (2018a) applied DE and SVD model in hybrid with ANFIS model. They expressed the rules of these methods extensively and detailed. In this section, how to optimize the ANFIS networks to model the thresholds channel bank profile by combining this method with differential evolution (DE) as an evolutionary algorithm and singular value decomposition (SVD) as a powerful numerical method is expressed in summary.

### Modeling using ANFIS

*y*as closely as possible to be close to the actual value using mean square error (MSE) (Gholami et al. 2018a). TSK fuzzy rules of the ANFIS models can be expressed as follows:

*σ*

_{j}and

*c*

_{j}are variances and centers (respectively) related to parameters antecedent part. These parameters should be adjusted to gain the optimized results. It is clear that the number of parameters in the antecedent part of ANFIS is equal to the multiplication of the input vector (

*n*) in the number of fuzzy sets in each antecedent (

*nr*) (Gholami et al. 2018a). By Mamdani algebraic product concept, the degree of TSK-type fuzzy IF–THEN rules could be assessed (Gholami et al. 2018a).

_{i}concerning their linguistic value of

*l*th fuzzy rules \(\left( {A_{l}^{{\left( {j_{i} } \right)}} } \right)\). A singleton fuzzifier regarding product inference engine and accumulation of individual contribution of each fuzzy rules results in following fuzzy system form:

*N*of fuzzy rules as Eq. (1). The above equation can be rewritten in linear form as follows:

*D*is the difference of predicted value (

*f*(

*X*)) and corresponding real value (

*y*). It is evident that for a set of pair data of multi-inputs–single output \(\left( {x_{i} ,y_{i} } \right)\,\left( {i = 1,2, \ldots ,m} \right)\), Eq. (4) is rewritten as matrix form:

Since the number of data pairs used in the model training process is usually more than all the coefficients in the conclusion part of TSK-type fuzzy rules, the rules are sufficiently small. These conditions lead to a least-square approximation process to estimate the unknowns \(W = \left[ {w_{1} ,w_{2} , \ldots ,w_{s} } \right]^{\text{T}}\), as the difference between the actual and predicted values (*D*) is minimized (Gholami et al. 2018a). Correction of coefficients in the conclusion part of fuzzy rules similar to those described above leads to better estimation of data pairs for multi-inputs–single output \(\left( {x_{i} ,y_{i} } \right)\,\left( {i = 1,2, \ldots ,m} \right)\) which reduce the vector *D* as much as possible that shows the difference between estimated and actual values. Using direct methods to solve main normal equations shows too much sensitivity to round-off and, more importantly, is prone singularity. Therefore, to avoid this, in this study, singular value decomposition (SVD) as a powerful and widely used numerical method to calculate the linear coefficients corresponding to the conclusion part of TSK-type fuzzy rules to avoid the risk of singularity in Eq. (5) is used. In addition, in this study using a combination of SVD and differential evolution (DE), ANFIS network optimization design for modeling of thresholds channel bank profile is done. Details about the combination of SVD and DE methods are expressed in following.

### Application of DE in optimize design of ANFIS

In this study, to have an optimal design parameters membership function of the network ANFIS algorithm DE (Storn and price 1997) is used. The used membership function in this study is in the Gaussian form (Eq. 2) (Gholami et al. 2018a). Coefficients set that should be optimized in this function to model the thresholds channel bank profile with the least amount of errors are as {*c*, *σ*}. An overview of the algorithm DE and operators in this algorithm was expressed in Gholami et al. (2018a).

#### Overview of DE

Differential evolution (DE) which is introduced by Storn and price (1997) is a population-based evolutionary algorithm for universal optimization of continuous search domain. Accordingly, using mechanisms defined for algorithm that includes operators crossover (or recombination), selection and mutation proceeds in development and optimization of random respond vector is considered (Gholami et al. 2018a). In following, the basic control variables related to the algorithms include population size (NP) crossover constant (CR) and mutation scale factor (*F*) which expressed distinctly.

##### Mutation

*r*

_{1},

*r*

_{2},

*r*

_{3}are defined members of the population for the problem which are selected randomly as any one of them is similar to each other. In the above equation, the parameter

*F*is scaling factor. This factor controls the differential variation related to \(\left( {x_{r2,G} - x_{r3,G} } \right)\). DE mutation operator is presented in Fig. 3.

##### Crossover

*u*

_{ji},

*G*+ 1) which are defined as follows is created:

*D*is dimensions of a vector, and \({\text{rn}}_{i} \in (1,2,3, \ldots ,D)\) is the randomly chosen index.

##### Selection

#### Mutation scale factor distribution control

*F*values should be determined. NP value using trial and is considered 80, but the mutation scale factor (

*F*) using trial and error is difficult. In this study, the amount of the operator using the distance

*F*from the optimal solution is obtained. As parents vector positions in large amounts, so that of Pareto front indicates its great distance from the optimum population. Thus, according to far distance from optimal solution, more search solution to achieve optimized solution of mutation scale factor (

*F*) is required and its value is closer to 1. Due to the near condition to optimal solution and limited space search, Pareto front in the lower layer decreases toward zero. Diagram, Pareto front schematic figure to determine the mutation scale factor (

*F*) is as Fig. 4 (Gholami et al. 2018a).

### Application of SVD in ANFIS design

In this study, the optimum design and estimation of linear parameters of the conclusion part of fuzzy sets, the SVD (Golub and Reinsch 1970) is used. This method to solve the least-square problem that singularity is there in the governing equations is used (Azimi et al. 2016). SVD of the matrix \(P \in R^{M \times S}\) is consist of the factorization of it and produces three different matrices including a diagonal matrix that has nonnegative components to prevent of singular values \(Q \in R^{S \times S}\), a column-orthogonal matrix \(U \in R^{M \times S}\) and orthogonal matrix \(V \in R^{S \times S}\) is (refer to Gholami et al. 2018a for more explanations).

## Bank profile of threshold channel modeling by ANFIS-DE/SVD

*Q*,

*x*). The values of these functions using a combination of DE and SVD method with ANFIS for the optimal point are obtained. Optimal values for each input are presented in Table 2. Axes

*x*and

*y*in the figure represent the amount of input parameters (

*Q*or

*x*) and the respective membership degree. Also according to the figure, it is observed that the number of membership functions in this study, for each input is equal to 3.

Optimal parameters of Gaussian membership functions in trade-off point

| | |
---|---|---|

| 3.69 | 303.04 |

1.67 | 37.42 | |

2.37 | 270.76 | |

| 1.32 | 214.92 |

4.32 | − 12.21 | |

3.48 | 201.70 |

## Statistical error criteria for models performance

*ρ*as an ideal index to compare the models (Gandomi and Roke 2013; Gholami et al. 2017c, d).

## Results and discussion

*y** values by ANFIS, ANFIS-DE and ANFIS-DE/SVD models compared to the corresponding observed values in two train and test mode. In addition, various error index values for each model are estimated and also bar graph to compare the models is drawn in this figure. It can be seen from the graphs that in ANFIS model data are far from the exact line and the fitted line with a large gap is located on the right side. Also, it can be seen in the bar graph that the MARE index value in the ANFIS model is higher than the rest ANFIS-DE and ANFIS-DE/SVD models which using two DE and DE/SVD algorithms, the simple ANFIS model accuracy is increased (respectively, about 8.6% and 14% in the train mode). According to

*R*

^{2}values close to 1, in all three models it can be realized that models are capable of predicting the coordinates of points on the stable channel boundaries. ρ index that combines the two indices

*R*and SI is able to express the correlation between the data with error between them (Gandomi and Roke 2013). It is clear from the values of this index that value of this index in the ANFIS-DE/SVD model is less than the other two models that represent the less error of this model in prediction. In this model, the impartial value close to zero of index ME (− 7.8E−8) (which represents the actual difference between the predicted and observed data) than the other two models has also considerable differences. Moreover, in comparison with ANFIS-DE compared to ANFIS, it can be seen that almost all error indexes in ANFIS-DE are more less than these indexes in ANFIS model which represents the more efficiency of ANFIS-DE. Also, the high performance of ANFIS-DE/SVD compared to ANFIS-DE model is confirmed according to error indexes values. Therefore, it can be pointed out to high effect of optimized (ANFIS-DE) and evolutionary algorithms (ANFIS-DE/SVD) to improve the performance of ANFIS and ANFIS-DE models, respectively.

The positive and negative values of BIAS index indicate the model underestimation and overestimation, respectively, which can be seen from the positive values of this index in ANFIS model confirming the model overestimation. Overestimation of ANFIS model can be seen in large amounts of predicted *y** value and can be said that this model predicts the coordinate in the points near the water surface much greater than the observed data. The comparison of the water surface profiles predicted by the three models and the impact of flow discharge parameter (*Q*) is discussed in the subsequent sections. SI is the dimensionless index of RMSE (squared difference between predicted and experimental) that lacks accuracy of this model in large *y** leading to an increase in this index (and larger bar length in the bar graph) in ANFIS model to the two other. Using DE optimization algorithm improves the ANFIS model performance, and the use of evolutionary algorithms DE/SVD also has a considerable impact on the performance of the model ANFIS-DE. It can be said in this paper that ANFIS-DE/SVD model with the lowest values of relative error (0.0940) than the ANFIS (0.1165) and ANFIS-DE (0.1072) is selected as the superior model. Therefore, it can be said that the proposed ANFIS-DE and ANFIS-DE/SVD can be used as alternative to classic ANFIS model in accurate estimation of stable channels shape and dimensions. These models can accurately detect the erosion and sedimentation processes of profiles formed on channel banks after reaching stable state or threshold motion of sediments in banks. Furthermore, it seems that the proposed hybrid methods can detect the widening free water surface during stability state due to overestimation of classic ANFIS model in these areas. So, using these hybrid models it can be confidently assured in implementation and execution of stable channels in urban watersheds.

Evaluation and comparison of the model ANFIS, ANFIS-DE and ANFIS-DE/SVD at different discharges and in total (average) using various statistical indices (test mode)

Discharge (l/s) | Models | MARE | RMSE | MAE | ME |
---|---|---|---|---|---|

1.157 | ANFIS | 0.220 | 0.0007 | 0.0215 | − 0.018 |

ANFIS-DE | 0.167 | 0.00017 | 0.0120 | − 0.0012 | |

ANFIS-DE/SVD | 0.188 | 0.00035 | 0.0140 | − 0.003 | |

2.18 | ANFIS | 0.125 | 8.5E−5 | 0.0049 | − 0.0035 |

ANFIS-DE | 0.1198 | 7.1E−5 | 0.005 | − 0.00014 | |

ANFIS-DE/SVD | 0.115 | 6.5E−5 | 0.0050 | 0.0001 | |

2.57 | ANFIS | 0.085 | 0.00074 | 0.0217 | − 0.020 |

ANFIS-DE | 0.144 | 0.00030 | 0.1410 | − 0.00037 | |

ANFIS-DE/SVD | 0.099 | 0.00024 | 0.0123 | − 0.0010 | |

6.2 | ANFIS | 0.104 | 0.0007 | 0.022 | − 0.018 |

ANFIS-DE | 0.0944 | 0.00031 | 0.0124 | − 6E−6 | |

ANFIS-DE/SVD | 0.088 | 0.00023 | 0.011 | − 0.0005 | |

Total | ANFIS | 0.1226 | 0.0261 | 0.020 | − 0.018 |

ANFIS-DE | 0.1200 | 0.0156 | 0.0121 | 0.00037 | |

ANFIS-DE/SVD | 0.1113 | 0.0156 | 0.0106 | 0.00026 |

## Conclusions

Channel dimensions during the stable state formation that no movement of sediment in flow or a mobile bed of particles and threshold banks particles is done have a particular importance. In addition to dimensions, a model that can predict the reasonably shape profile by considering the conditions and governing rules on the threshold channels in design and implementation of stable channel cross section has many applications. In this study, models ANFIS, ANFIS evolved with the use of DE and hybrid ANFIS-DE/SVD model by defining two objective functions and using of Pareto curve to predict the shape profile formed in the stable channel banks are designed and evaluated. Furthermore, the main goal of this paper was to extensively examine the performance of different evolutionary algorithms in hybrid with ANFIS model in estimation of the bank profile shapes of stable channels. Review of the results shows that in different flow discharges, all three models are capable of predicting the stable channel profiles accurately and are in good conformity with experimental data. However in general, using evolutionary DE and SVD algorithms causes an improvement in the performance of the classic ANFIS model and the prediction error by these hybrid models is reduced about 20% in estimation of boundary vertical levels of stable bank profiles. Accordingly, by using DE algorithm and simultaneous DE/SVD algorithm in hybrid with ANFIS model, the ANFIS-DE and ANFIS-DE/SVD models performance improves about 10% and 18.6% compared to classic ANFIS model. Moreover, also using DE/SVD causes to increase the efficiency of ANFIS-DE/SVD model equal to 7.2% compared to ANFIS-DE model. Therefore, it can be pointed out to high ability of hybrid models in estimation of bank profile shapes and can be used as alternative to classic ANFIS model in design and implementation of stable channels. In high discharges, the hybrid ANFIS-DE/SVD model is capable well of predicting the water surface widening, reducing the slope and depth of the channel which are the advantages of this model compared to the classic ANFIS model. However, it should be attention and cautions to limitation of these models in estimation of cross-sectional bank profile shapes of stable channel in other hydraulic, geometry and geomorphologic conditions different with available observed conditions in this paper. Following the research, other clustering and sampling algorithms [fuzzy *C*-means clustering (ANFIS-FCM) and ANFIS-SC] in prediction of dimensions and shape of stable channels are recommended.

## Notes

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