The application of Dempster–Shafer theory of evidence for assessing groundwater vulnerability at Galal Badra basin, Wasit governorate, east of Iraq
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Abstract
The process of delineating areas that are more susceptible to pollution from anthropogenic sources has become an important issue for groundwater resources management and land-use planning. In this study, an attempt was made to delineate aquifer vulnerability zones for nitrate contamination at Galal Badra basin, east of Iraq using Dempster–Shafer method of evidence in GIS platform. First, an inventory map of the wells with elevated nitrate concentration (>3 mg/L) was prepared. The map showed that there are 63 wells with elevated nitrate concentrations in the study area. These data were partitioned randomly into two sets, for training and testing. The partition criterion was 70/30, 44 wells for training and 19 wells for testing. Then, the most influencing evidential thematic factors in determining aquifer vulnerability were selected depending on the availability of data. These factors were groundwater depth, hydraulic conductivity, slope, soil, and land use land cover (LULC). The spatial association between well locations and evidential thematic layers was investigated by means of mass functions (belief, disbelief, uncertainty, and plausibility) of Dempster–Shafer method. The integrated belief function was used to produce groundwater aquifer vulnerability index (GVI) for the study area. The pixel values of GVI were reclassified into five categories: very low, low, moderate, high, and very high using Jenks classification scheme. The very low–low zones cover 32 % (209 km2). These classes mainly concentrate on the eastern parts of the study area and occupy small zone in the central part. The moderate zone extends over an area of 42 % (279 km2) and mainly encompasses the western part of the study area. The high–very high zones cover 26 % (170 km2) and these zones concentrate on the central part of the study area. The results indicate that the aquifer system in the study area is moderately vulnerable to contamination by nitrate. The model was validated by using relative operating characteristic technique. The success and prediction rates for area under the curve (AUC) were 0.86 and 0.77, respectively, indicating that the model has good capability to delineate aquifer vulnerability zones for nitrate contamination in the study area.
Keywords
Aquifer vulnerability Dempster–Shafer method of evidence GIS Galal Badra area IraqIntroduction
Groundwater is a primary life-giving resource. Its availability is an essential component in socio-economic development, human evolution, poverty reduction, and ecological diversity. Groundwater often provides a reliable source of water where surface water is unavailable or inadequate. Thus, it is essential to manage groundwater resources in sustainable mode to ensure its quality and quantity for a long period. To properly manage and protect groundwater reservoirs, especially shallow water-bearing layers, it is necessary to delineate areas where groundwater may be more vulnerable to pollution. Analysis of aquifer vulnerability is an important tool for groundwater management and provides basic information for facilitating proper planning and protection of groundwater resources (Majandang and Sarapirome 2013). The term vulnerability is defined as the degree to which human or environmental systems are likely to experience harm due to perturbation of stress, and can be identified for a specified system, hazard, or group of hazards (Popescu et al. 2008). In groundwater hydrology, vulnerability assessments typically describe the susceptibility of the water table, a particular aquifer, or water well to contaminants that can reduce the groundwater quality (Liggett and Talwar 2009). Two terms are used to describe groundwater vulnerability: intrinsic and specific. Intrinsic vulnerability is the natural susceptibility to contamination based on the physical characteristics of the environment. On the other hand, specific vulnerability is defined as an accounting for the transport properties of a particular contaminant or a group of contaminants through the subsurface. In general, three different methods can be used to assess groundwater vulnerability namely, index and overly, statistical, and process-based methods. In overly and index methods, factors which are believed to have an influence on the movement of pollutants such as geology, soil, slope, hydraulic conductivity are mapped. These factors are assigned weights and rates depending on their importance on controlling pollutants movement. The resultant maps are linearly summed to produce a map of vulnerability index of an area. The groundwater vulnerability produced by such methods is generally qualitative and relative. Several overly and index methods have been developed. The most common are the DRASTIC (Aller et al. 1987), the GOD (Foster 1987), the AVI (Van Stempvoort et al. 1993), the SINTACS (Civita 1994), and the EPIK (Doerfliger and Zwahlen 1997). The process-based models use simulation models to estimate time of travel, concentration of contaminant, and duration of contamination to quantify areas of high and low susceptibility to pollution. Some of these models are designed to simulate migration of contaminants through unsaturated zone, saturated zone, and unsaturated–saturated zones. Process-based models are not commonly used to assess vulnerability because they are constrained by data shortage, computational difficulty, and the expertise required to implement them. Statistical methods are used to quantify the risk of groundwater pollution by determining the statistical dependence between observed contamination and observed land uses that are potential source of contamination (Harter and Walker 2001). Once the statistical relationship is attained, the model can be used to predict the probability of contamination risk. The main advantage of this method is that the statistical significance can be explicitly calculated. There are only few studies that have used these methods to quantify groundwater vulnerability around the world. For example, Arthur et al. (2007) implemented a Bayesian-probabilistic weights-of-evidence (WOE) technique to generate a series of maps reflecting the relative aquifer vulnerability of Florida’s principle aquifer system in United States of America (USA). They used WOE to explore the relationship between several evidential hydrogeological themes (such as soil hydraulic conductivity, density of karst features, thickness of aquifer confinement, and hydraulic head difference) and ambient groundwater parameters in wells that reflect relative degree of vulnerability. The same technique was used by Masetti et al. (2007) to assess aquifer vulnerability to occurrence of elevated nitrate concentration in the Province of Milan (northern Italy). Uhan et al. (2010) used outputs of three models (GROWA, SWAT, and FEFLOW) as evidential themes for assessing aquifer vulnerability for nitrate concentrations using WOE technique in Lower Savinja Valley (Slovenia). They concluded that WOE model was capable to indicate regional groundwater nitrate distribution and enable spatial prediction of the probability for nitrate groundwater concentrations. Mair and El-Kadi (2013) successfully applied bivariate logistic regression technique (LR) to assess the groundwater vulnerability to contamination in Hawaii, USA. Sorichetta et al. (2013) used multivariate WOE and LR methods for assessing groundwater vulnerability in the Milan District, Italy. They concluded that these methods were suitable for evaluating aquifer vulnerability for nitrate contamination.
The Dempster–Shafer theory (DST) of evidence (also known as evidential belief functions EBF’s) is a generalization of the Bayesian theory of subjective probability. It has a relative flexibility to accept uncertainty and the ability to combining beliefs from multiple source of evidence (Thiam 2005). In Earth sciences, the application of this method is still limited. This method has been used for mineral potential mapping (Moon 1990; An et al. 1992; Carranza and Hale 2003; Carranza et al. 2005), landslide susceptibility (Park 2011; Mohammady et al. 2012; Bui et al. 2012; Lee et al. 2012; Pourghasemi et al. 2013), and groundwater potential mapping (Nampak et al. 2014; Mojaji et al. 2014).
To our knowledge, application of this method for assessing aquifer vulnerability for nitrate contamination has never been investigated. Due to the high mobility and solubility, nitrate NO 3 − always exists in groundwater under oxidizing conditions (Almasri and Ghabayen 2008). In general, source of nitrate in groundwater can be classified into point and non-point sources (Alagha et al. 2013). The non-point source of nitrate includes fertilizer, manures, and return flows from irrigation, while the point sources include septic system and cesspits. Groundwater contamination by nitrate causes many diseases such as methemoglobinemia, which at severe cases may result in brain damage and death (Cissé and Mao 2008). Thus, the main objective of this study is to evaluate the applicability of the DST for GIS-based aquifer vulnerability analysis. A case study of the Galal Badra area in central Iraq was conducted to explore the application of this method for assessing specific aquifer vulnerability.
The basic principles of DST
The DST is a generalization of the Bayesian theory of subjective probability. Whereas the Bayesian theory requires probabilities for each question of interest, DST allow us to base degrees of belief for one question on probabilities for a related question (Dempster 1968). The detailed mathematical description of the DST is outside of this study, only a brief description of the theory synthesized from works of An et al. (1992), Carranza and Hale (2003), and Park (2011) was reviewed here.
The difference between Pls(H)and Bel(H) indicates the degree of uncertainty. When the degree of uncertainty equals 0, then \( {\text{Bel}}\left( H \right) + {\text{Bel}}\left( {\bar{H}} \right) = 1 \), which is a Bayesian probability (An et al. 1992).
N(L) total number of existed wells with elevated nitrate concentrations in the study area
N(E ij ) number of pixels in E ij
N(A) total number of pixels in the study area.
The values of Bel and Pls range between 0 and 1.
Bel X Lower degree of belief for each layer of parameters type of range
Dis X Degree of disbelief for each layer of parameters type or range
Unc X Degree of uncertainty for each layer of parameters type or range
X The A, B, …, E denoting each parameters types.
The study area
Location map of the study area
Description of the lithological units in the study area
| Formation | Age | Environment | Description |
|---|---|---|---|
| Jeribe | Middle Miocene | Lagoonal (back reef) | Recrystallized, dolomitized, massive limestone |
| Fatha | Middle Miocene | Shallow marine | Anhydrite, mudstone, and thin limestone |
| Injana | Upper Miocene | Sub-marine | Red or gray colored silty marl or clay stones and purple silt stones |
| Muqdadiyah | Pliocene | Continental | Gravely sandstone, sandstone, and red mudstone |
| Quaternary | Pleistocene—Holocene | Continental | Mixture of gravel, sand, silt, and conglomerate |
Two major aquifer systems exist within the study area. The first one represents the shallow unconfined aquifer consisting mainly of layers of sand, gravel with overlapping clay, and silt (Al-Abadi 2015b). This hydrogeological unit is located within the Quaternary lithological layers. The second hydrogeological unit is Muqdadiyah water-bearing layer. The aquifer condition of this unit is confined/semi-confined. The regional groundwater flow is from northeast to southwest. The hydraulic characteristic of the two units was estimated by Al-Shammary (2006) by means of pumping test. For the unconfined aquifer, the hydraulic conductivity, transmissivity, and specific yield were 6.3 m/d, 228.43 m2/d, and 0.042, respectively. For the confined aquifer, the values were 3.5 m/d, 81.07 m2/d, and 0.0017 for hydraulic conductivity, transmissivity, and storage coefficient, respectively.
Generating of evidential thematic layers
Information and sources of data used in this study
| Name of evidential factor | Type of data | GIS data type |
|---|---|---|
| Groundwater depth | Borehole recordsa | Points |
| Hydraulic conductivity | Borehole recordsa | Points |
| Slope | ASTER-GDEMb | Raster |
| Soil | Hard copyc | Polygon |
| LULC | Landsat 8 imageryd | Raster |
Data used for constructing maps of groundwater depth and aquifer hydraulic conductivity
| Well location (UTM) | Well name | Well depth (m) | Groundwater depth (m) | Hydraulic conductivity (m/s) | |
|---|---|---|---|---|---|
| Easting | Northing | ||||
| 609,382.36 | 3,670,037.71 | w1 | 60 | 162.00 | 2.17 |
| 599,476.93 | 3,668,422.55 | w2 | 95 | 104.00 | 2.55 |
| 587,399.22 | 3,663,101.97 | w4 | 70 | 61.10 | 2.88 |
| 589,606.93 | 3,659,795.62 | w5 | 54 | 62.00 | 11.46 |
| 587,933.17 | 3,655,591.80 | w6 | 84 | 39.00 | 1.91 |
| 585,244.25 | 3,654,551.73 | w7 | 60 | 26.00 | 2.99 |
| 594,676.69 | 3,655,746.94 | w8 | 74 | 42.40 | 4.80 |
| 605,111.45 | 3,645,504.24 | w9 | 70 | 16.00 | 1.08 |
| 615,758.63 | 3,645,592.84 | w10 | 60 | 29.00 | 1.38 |
| 586,243.56 | 3,685,298.17 | w12 | 70 | 81.00 | 0.62 |
| 589,102.96 | 3,683,722.36 | w13 | 90 | 75.10 | 0.41 |
| 588,287.56 | 3,673,797.35 | w14 | 60 | 60.00 | 1.40 |
| 597,930.54 | 3,668,342.43 | w15 | 66 | 108.60 | 4.41 |
| 597,514.18 | 3,667,786.75 | w16 | 43 | 101.10 | 11.34 |
| 599,278.44 | 3,667,558.11 | w17 | 25 | 114.90 | 11.24 |
| 597,858.68 | 3,665,115.59 | w18 | 30 | 112.30 | 13.43 |
| 588,012.26 | 3,661,228.72 | w20 | 60 | 57.50 | 7.03 |
| 586,661.44 | 3,667,376.49 | w21 | 60 | 50.00 | 0.99 |
| 586,038.11 | 3,664,599.07 | w22 | 54 | 49.00 | 45.02 |
| 587,583.14 | 3,662,826.43 | w23 | 54 | 60.60 | 3.24 |
| 589,953.98 | 3,664,357.09 | w24 | 54 | 70.00 | 2.13 |
| 588,168.77 | 3,664,002.05 | w25 | 66 | 71.50 | 1.26 |
| 590,201.71 | 3,662,788.61 | w26 | 50 | 65.00 | 2.49 |
| 589,430.27 | 3,662,103.94 | w27 | 54 | 58.00 | 2.67 |
| 584,925.55 | 3,658,398.79 | w28 | 56 | 40.50 | 0.61 |
| 581,443.09 | 3,646,758.36 | w29 | 92 | 32.80 | 0.20 |
| 612,992.58 | 3,646,731.16 | w32 | 63 | 32.00 | 5.36 |
| Average | 62.00 | 65.98 | 5.37 | ||
| Minimum | 25 | 16 | 0.20 | ||
| Maximum | 95 | 162 | 45.02 | ||
Locations of wells used to produce maps of groundwater depths and hydraulic conductivity
Spatial distribution of groundwater depths in the study area
Spatial distribution of hydraulic conductivity over the study area
Slope (%) in the study area
HSG in the study area
LULC categories in the study area
Results and discussion
As previously mentioned, the five evidential thematic layers were prepared as raster comprising of 30 × 30 m cell size. The number of wells per each class of a specific thematic layer was determined through multi-stage procedure. In the first stage, the evidential theme was reclassified. After that, it was converted to polygon. The resultant polygon was interested with training wells layer using tabulate intersection command to produce a table containing the number of wells for each class in the specific evidential thematic layer. The total number of pixels of the study area and the number of pixels of each class of a factor were determined directly from the attribute tables of a reclassified raster layer. The attribute table for each reclassified raster layer has a column from which the number of pixels of each class is directly determined. Summation of the pixels for all classes gives the total number of pixels of the study area.
Values of DS mass functions for classes of groundwater vulnerability factors
| Factor | Class | Number of class pixel | Pixels (%) | Number of wells | Well (%) | Frequency ratio | DS mass functions | |||
|---|---|---|---|---|---|---|---|---|---|---|
| Bel | Dis | Unc | Pls | |||||||
| Slope (%) | 0–2 | 170,762 | 0.23 | 11 | 0.25 | 1.07 | 0.31 | 0.199 | 0.487 | 0.801 |
| 2–8 | 374255 | 0.51 | 26 | 0.59 | 1.15 | 0.34 | 0.171 | 0.491 | 0.829 | |
| 8–12 | 112,920 | 0.15 | 6 | 0.14 | 0.88 | 0.26 | 0.208 | 0.534 | 0.792 | |
| 12–18 | 54,586 | 0.07 | 1 | 0.02 | 0.30 | 0.09 | 0.215 | 0.696 | 0.785 | |
| >18 | 17,657 | 0.02 | 0 | 0 | 0 | 0.00 | 0.208 | 0.792 | 0.792 | |
| Groundwater depth (m) | 20.65–41.73 | 243,837 | 0.33 | 4 | 0.09 | 0.27 | 0.06 | 0.27 | 0.674 | 0.729 |
| 41.74–65.74 | 172,013 | 0.24 | 21 | 0.48 | 2.03 | 0.41 | 0.14 | 0.452 | 0.864 | |
| 65.75–92.67 | 142,911 | 0.20 | 14 | 0.32 | 1.63 | 0.33 | 0.17 | 0.501 | 0.832 | |
| 92.68–124.3 | 110,638 | 0.15 | 3 | 0.07 | 0.45 | 0.09 | 0.22 | 0.690 | 0.782 | |
| 124.4–170 | 60,782 | 0.08 | 2 | 0.05 | 0.55 | 0.11 | 0.21 | 0.682 | 0.793 | |
| Hydraulic conductivity (m/d) | 0.60–4.59 | 377,458 | 0.52 | 35 | 0.80 | 1.54 | 0.27 | 0.09 | 0.644 | 0.912 |
| 4.59–7.67 | 185,621 | 0.25 | 1 | 0.02 | 0.09 | 0.02 | 0.27 | 0.712 | 0.727 | |
| 7.68–13.48 | 150,568 | 0.21 | 5 | 0.11 | 0.55 | 0.10 | 0.23 | 0.672 | 0.768 | |
| 13.49–25.63 | 13,986 | 0.02 | 3 | 0.07 | 3.56 | 0.62 | 0.20 | 0.182 | 0.802 | |
| 25.64–46.85 | 2548 | 0 | 0 | 0.00 | 0.00 | 0.00 | 0.21 | 0.791 | 0.791 | |
| HSG | A | 452,221 | 0.62 | 32 | 0.73 | 1.17 | 0.27 | 0.19 | 0.548 | 0.814 |
| B | 21,471 | 0.03 | 3 | 0.07 | 2.32 | 0.52 | 0.25 | 0.226 | 0.750 | |
| C | 161,317 | 0.22 | 9 | 0.20 | 0.93 | 0.21 | 0.27 | 0.525 | 0.735 | |
| D | 95,171 | 0.13 | 0 | 0.00 | 0.00 | 0.00 | 0.30 | 0.701 | 0.701 | |
| LULC | Urban | 9582.5 | 0.01 | 9 | 0.20 | 15.59 | 0.79 | 0.12 | 0.093 | 0.880 |
| Agricultural | 59,129.5 | 0.08 | 13 | 0.30 | 3.65 | 0.18 | 0.11 | 0.702 | 0.886 | |
| Barren | 641,348.5 | 0.88 | 22 | 0.50 | 0.57 | 0.03 | 0.61 | 0.359 | 0.388 | |
| Shrub | 20,119.5 | 0.03 | 0 | 0.00 | 0.00 | 0.00 | 0.15 | 0.847 | 0.847 | |
For the groundwater depth factor, high Bel (0.41) and low Dis (0.33) values were found in the ranges of 41.7–65.7 m and 65.7–92.67 m which indicate that these classes have positive associations with aquifer vulnerability. The remaining classes have minor effect on vulnerability due to low values of Bel and high values of Dis. In the case of hydraulic conductivity, the range of 13.49–25.63 has the highest Bel value (0.62) and the lowest Dis value (0.20) indicating the highest probability of contamination by nitrate. The other classes have relatively low Bel values indicating that these classes play a minor role in the control of contamination processes in the study area. For the slope factor, slope angle in the range of 20–30 % has the highest Bel and the lowest Dis values indicating the highest probability of contamination, followed by slope range of 0–2 % and then of 8–12 %. For the remaining slope ranges, Bel values are low referring to the low probability of contamination by nitrate. For the soil factor, the highest values of Bel and the lowest values of Dis are associated with A and B groups. These groups have higher infiltration rates and thus they are more vulnerable to contamination. The low Bel and high Dis values for other groups indicate that the probability of contamination is low. In the case of LULC, there are high Bel and low Dis values for urban and agricultural categories, reflecting the high probability of contamination by nitrate for these categories. High probability of contamination in these LULC is due to increase in human activity and population growth. As the high value of Bel is correlated with urban and agricultural cause, the major sources of nitrate in the groundwater may be latrines and manures.
Integrated BEF map a Bel, b Dis, c Unc, and d Pls
Areas covered by GVI classes
| GVI class | Area (%) | Area (km2) |
|---|---|---|
| Very low | 0.09 | 61 |
| Low | 0.22 | 148 |
| Moderate | 0.42 | 279 |
| High | 0.24 | 157 |
| Very high | 0.02 | 12 |
GVI classes in the study area
The relation between AUC and model prediction accuracy (after Yesilnacar (2005))
| AUC | Prediction accuracy |
|---|---|
| 0.5–0.6 | Poor |
| 0.6–0.7 | Average |
| 0.7–0.8 | Good |
| 0.8–0.9 | Very good |
| 0.9–1 | Excellent |
Validation results using ROC technique
Conclusions
Groundwater is a very important renewable resource for drinking, agricultural, industrial, and other purposes. Therefore, it is vital that the use of groundwater should be carefully managed in terms of both quantity and quality. In recent years, delineation of areas that are more vulnerable to contamination is an essential step for managing aquifer system. In this study, the vulnerability of shallow aquifer for nitrate contamination in Galal Badra basin, east of Iraq was evaluated using DST of evidence in GIS framework. In the first stage of this study, an inventory map of the wells locations with elevated nitrate concentrations was prepared. After that, these wells were split into two sets: training and testing. In the second stage, the evidential thematic layers were prepared. Five factors namely groundwater depth, hydraulic conductivity, slope, soil, and LULC were selected for modeling the relationship between training well locations and factor classes using mass functions of DS method. The Bel function was combined according to Dempster rules to produce aquifer vulnerability index of the study area. The results of application of the method were validated using ROC. The prediction of the model was 87 % for success rate and 77 % for prediction rate. So, the performance of the map made using DST was good. The results of this study could be used by planners and decision makers to protect groundwater aquifer in the study area. The prediction accuracy of the method could be increased by adding other thematic layers if they are available or by combining multi-methods to produce more accurate picture of the vulnerability status in the study area.
Notes
Compliance with ethical standards
Conflict of interest
The author declares that he has no conflict of interest.
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