Exploring the role of social capital in influencing knowledge flows and innovation in smallholder farming communities in the Caribbean
- 2.9k Downloads
- 9 Citations
Abstract
This paper presents the results of an exploratory study into how different forms of social capital embedded within community-based social networks may affect innovation in smallholder farming systems to better support food security in the Caribbean. Focusing on two rural communities in the small island developing nation of Saint Lucia, our results indicate the strong presence of interpersonal agricultural knowledge networks operating to: 1) facilitate farmer-to-farmer knowledge exchange; 2) increase farmer access to information; and 3) connect farmers to sources of support. In both communities, ‘peer farmers’ were reported as being the primary source of new agricultural knowledge for farmers, with government ‘extension officers’ the secondary source. Comparative social network analysis reveals how different forms of social capital within the two agricultural knowledge networks can affect self-reported farmer innovation in different contexts. Based on these findings we identify a number of opportunities for policy initiatives to better support, coordinate and enhance innovation opportunities among smallholder farmers in the Caribbean with a view to building their adaptive capacity in the face of environmental change. The findings provide important evidence and insights relevant to the governance of domestic agricultural systems and regional food security programming in the Caribbean.
Keywords
Agriculture extension services Agricultural Innovation Systems (AIS) Caribbean Community (CARICOM) Sustainable rural developmentNotes
Acknowledgments
This work was carried out with the aid of a grant from the Canadian International Food Security Research Fund, a program of Canada’s International Development Research Centre (IDRC), Ottawa, Canada, and with the financial support of the Government of Canada provided through Global Affairs Canada. The funding source had no involvement in the conduct of this research. This research was completed as part of a larger project entitled: “Improving the Nutrition and Health of CARICOM Populations”. Arlette Saint Ville would also like to acknowledge the additional funding support she received through an IDRC Doctoral Research Award 2013–2014; the Schulich Graduate Fellowship (2011–12) and the Sustainable Agriculture Scholarship 2013–16, Faculty of Agricultural and Environmental Sciences, McGill University. We are grateful for the support of Dr. Sonia Laszlo, McGill University and sincerely thank the research participants, communities and Saint Lucia Ministry of Agriculture, Food Production, Fisheries, Co-operatives and Rural Development who supported, and donated their valuable time and knowledge to, our study.
References
- Adger, W. N. (2003). Social capital, collective action, and adaptation to climate change. Economic Geography, 79, 387–404.CrossRefGoogle Scholar
- Adrien, P. (1996). Metayage, capitalism and peasant development in St. Lucia 1840–1957. Jamaica: Canoe Press, University of the West Indies.Google Scholar
- Altheide, D. L. (1987). Reflections: ethnographic content analysis. Qualitative Sociology, 10, 65–77.CrossRefGoogle Scholar
- Anthony, V. M., & Ferroni, M. (2012). Agricultural biotechnology and smallholder farmers in developing countries. Current Opinion in Biotechnology, 23, 278–285.CrossRefPubMedGoogle Scholar
- Ballet, J., Sirven, N., & Requiers-Desjardins, M. (2007). Social capital and natural resource management a critical perspective. The Journal of Environment & Development, 16, 355–374.CrossRefGoogle Scholar
- Barnes-Mauthe, M., Gray, S. A., Arita, S., Lynham, J., & Leung, P. (2015). What determines social capital in a social–ecological system? Insights from a network perspective. Environmental Management, 55, 392–410.CrossRefPubMedGoogle Scholar
- Birner, R., & Resnick, D. (2010). The political economy of policies for smallholder agriculture. World Development, 38, 1442–1452.CrossRefGoogle Scholar
- Bodin, Ö., & Crona, B. I. (2009). The role of social networks in natural resource governance: what relational patterns make a difference? Global Environmental Change, 19, 366–374.CrossRefGoogle Scholar
- Borgatti, S. P., Mehra, A., Brass, D. J., & Labianca, G. (2009). Network analysis in the social sciences. Science, 323, 892–895.CrossRefPubMedGoogle Scholar
- Briguglio, L. (1995). Small island developing states and their economic vulnerabilities. World Development, 23, 1615–1632.CrossRefGoogle Scholar
- Brooks, S., & Loevinsohn, M. (2011). Shaping agricultural innovation systems responsive to food insecurity and climate change. Natural Resources Forum, 35, 185–200.CrossRefGoogle Scholar
- Burt, R.S. (1995). Structural holes: the social structure of competition. Harvard University Press.Google Scholar
- Burt, R. S. (2000). The network structure of social capital. Research in Organizational Behavior, 22, 345–423.CrossRefGoogle Scholar
- Campbell, D., & Beckford, C. (2009). Negotiating uncertainty: Jamaican small farmers’ adaptation and coping strategies, before and after hurricanes—a case study of Hurricane Dean. Sustainability, 1, 1366–1387.CrossRefGoogle Scholar
- Carpenter, S. R., & Brock, W. A. (2008). Adaptive capacity and traps. Ecology and Society, 13, 40.Google Scholar
- Chen, H., Wang, J., & Huang, J. (2014). Policy support, social capital, and farmers’ adaptation to drought in China. Global Environmental Change, 24, 193–202.CrossRefGoogle Scholar
- Compton, E., & Beeton, R. (2012). An accidental outcome: social capital and its implications for Landcare and the “status quo”. Journal of Rural Studies, 28, 149–160.CrossRefGoogle Scholar
- Conway, G. R. (1987). The properties of agroecosystems. Agricultural Systems, 24, 95–117.CrossRefGoogle Scholar
- Cox, C., & Madramootoo, C. (1998). Application of geographic information systems in watershed management planning in St. Lucia. Computers and Electronics in Agriculture, 20, 229–250.CrossRefGoogle Scholar
- Cox, C., Sarangi, A., & Madramootoo, C. (2005). Effect of land management on runoff and soil losses from two small watersheds in St Lucia. Land Degradation & Development, 17, 55–72.CrossRefGoogle Scholar
- Cravey, A. J., Washburn, S. A., Gesler, W. M., Arcury, T. A., & Skelly, A. H. (2001). Developing socio-spatial knowledge networks: a qualitative methodology for chronic disease prevention. Social Science & Medicine, 52, 1763–1775.CrossRefGoogle Scholar
- Crona, B., & Hubacek, K. (2010). The right connections: how do social networks lubricate the machinery of natural resource governance. Ecology and Society, 15, 18–23.Google Scholar
- Dessie, Y., Schubert, U., Wurzinger, M., & Hauser, M. (2013). The role of institutions and social learning in soil conservation innovations: implications for policy and practice. Environmental Science & Policy, 27, 21–31.CrossRefGoogle Scholar
- Dorward, A., & Kydd, J. (2004). The Malawi 2002 food crisis: the rural development challenge. The Journal of Modern African Studies, 42, 343–361.CrossRefGoogle Scholar
- Fafchamps, M. (2006). Development and social capital. The Journal of Development Studies, 42, 1180–1198.CrossRefGoogle Scholar
- FAO. (2012). Report on workshop of small scale farming in the Caribbean. Latin America and the Caribbean: FAO.Google Scholar
- Foley, J. A., Ramankutty, N., Brauman, K. A., Cassidy, E. S., Gerber, J. S., Johnston, M., Mueller, N. D., O’Connell, C., Ray, D. K., & West, P. C. (2011). Solutions for a cultivated planet. Nature, 478, 337–342.CrossRefPubMedGoogle Scholar
- Forsé, M., Degenne, A. (1999). Introducing social networks. Sage Publications Limited.Google Scholar
- Gamble, D. W., Campbell, D., Allen, T. L., Barker, D., Curtis, S., McGregor, D., & Popke, J. (2010). Climate change, drought, and Jamaican agriculture: local knowledge and the climate record. Annals of the Association of American Geographers, 100, 880–893.CrossRefGoogle Scholar
- Ganpat, W. G., Ragbir, S., de Freitas, C., & Badrie, N. (2010). The use of information and communication technologies in the modernization of Caribbean agriculture: Focus on agricultural extension. 2009 West Indies Agricultural Economics Conference. Barbados: Caribbean Agro-Economic Society.Google Scholar
- Gans, L. P., & Robertson, C. (1981). Distributions of Goodman and Kruskal’s gamma and Spearman’s rho in 2× 2 tables for small and moderate sample sizes. Journal of the American Statistical Association, 76, 942–946.Google Scholar
- Gesler, W. M., Arcury, T. A., Skelly, A. H., Nash, S., Soward, A., & Dougherty, M. (2006). Identifying diabetes knowledge network nodes as sites for a diabetes prevention program. Health & Place, 12, 449–464.CrossRefGoogle Scholar
- Glaser, B. G., & Strauss, A. L. (1967). The discovery of grounded theory: Strategies for qualitative research. Aldine de Gruyter.Google Scholar
- Godfray, H. C. J., Beddington, J. R., Crute, I. R., Haddad, L., Lawrence, D., Muir, J. F., Pretty, J., Robinson, S., Thomas, S. M., & Toulmin, C. (2010). Food security: the challenge of feeding 9 billion people. Science, 327, 812–818.CrossRefPubMedGoogle Scholar
- Goodman, L. A., & Kruskal, W. H. (1954). Measures of association for cross classifications. Journal of the American Statistical Association, 49, 732–764.Google Scholar
- GOSL, (2007). Census of agriculture: Final report Government of Saint Lucia. Saint Lucia.Google Scholar
- Granovetter, M.S. (1973). The strength of weak ties. American Journal of Sociology, 1360–1380.Google Scholar
- Gregory, D., & Urry, J. (1985). Social relations and spatial structures. Macmillan London.Google Scholar
- Grootaert, C., Narayan, D., Woolcock, M., & Nyhan-Jones, V. (2003). Integrated questionnaire for the measurement of social capital (SC-IQ). Washington, DC: The World Bank Social Capital Thematic Group.Google Scholar
- Grossman, L. S. (1998). The political ecology of bananas: Contract farming, peasants, and agrarian change in the Eastern Caribbean. Chapel Hill: The University of North Carolina Press.Google Scholar
- Grote, U. (2014). Can we improve global food security? a socio-economic and political perspective. Food Security, 6, 187–200.CrossRefGoogle Scholar
- Hancke, B. (2009). Intelligent research design: A guide for beginning researchers in the social sciences. London: Oxford University Press.Google Scholar
- Hanneman, R., & Riddle, M. (2005). Introduction to social network methods. http://faculty.ucr.edu/~hanneman/nettext/C9_Ego_networks.html.
- Harmsen, J., Guy, E., & Robert, D. (2012). A history of St Lucia. Lighthouse Road, Vieux Fort, St Lucia.Google Scholar
- Hellin, J. (2012). Agricultural extension, collective action and innovation systems: lessons on network brokering from Peru and Mexico. The Journal of Agricultural Education and Extension, 18, 141–159.CrossRefGoogle Scholar
- IICA, (1989). Profiles of farmer organization in Saint Lucia Inter-American Institute for Cooperation on Agriculture, St Lucia.Google Scholar
- Isaac, C., & Bourque, C. P. A. (2001). Ecological life zones of Saint Lucia. Global Ecology and Biogeography, 10, 549–566.CrossRefGoogle Scholar
- Isaac, W., Joseph, M., Ganpat, W., Wilson, M., & Brathwaite, R. (2012). The Caribbean’s windward islands banana industry: a heritage of dependency. The Journal of Rural and Community Development, 7, 98–117.Google Scholar
- Krueger, R. A., & Casey, M. A. (2009). Focus groups: A practical guide for applied research. California: Sage.Google Scholar
- Kydd, J., & Dorward, A. (2004). Implications of market and coordination failures for rural development in least developed countries. Journal of International Development, 16, 951–970.CrossRefGoogle Scholar
- Leeuwis, C., & Aarts, N. (2011). Rethinking communication in innovation processes: creating space for change in complex systems. Journal of Agricultural Education and Extension, 17, 21–36.CrossRefGoogle Scholar
- Litosseliti, L. (2003). Using focus groups in research. London: Continuum Intl Pub Group.Google Scholar
- López-Marrero, T., & Wisner, B. (2012). Not in the same boat: disasters and differential vulnerability in the insular Caribbean. Caribbean Studies, 40, 129–168.CrossRefGoogle Scholar
- Lowitt, K., Hickey, G. M., Ganpat, W., & Phillip, L. (2015a). Developing communities of practice in support of resilient value chains for sustainable food security. World Development, 74, 363–373.CrossRefGoogle Scholar
- Lowitt, K., Hickey, G. M., Saint Ville, A., Raeburn, K., Thompson-Colón, T., Laszlo, S., & Phillip, L. E. (2015b). Factors affecting the innovation potential of smallholder farmers in the Caribbean Community. Regional Environmental Change, 15, 1367–1377.CrossRefGoogle Scholar
- Maertens, A., & Barrett, C. B. (2013). Measuring social networks’ effects on agricultural technology adoption. American Journal of Agricultural Economics, 95, 353–359.CrossRefGoogle Scholar
- Marsden, P. V. (1990). Network data and measurement. Annual Review of Sociology, 435–463.Google Scholar
- Maxwell, D., & Wiebe, K. (1999). Land tenure and food security: exploring dynamic linkages. Development and Change, 30, 825–849.CrossRefGoogle Scholar
- McGregor, D., Dodman, D., & Barker, D. (2009). Global change and caribbean vunerability: Environment, economy and society at risk. Jamaica: University of the West Indies.Google Scholar
- Mikulcak, F., Haider, J. L., Abson, D. J., Newig, J., & Fischer, J. (2015). Applying a capitals approach to understand rural development traps: a case study from post-socialist Romania. JLUP Land Use Policy, 43, 248–258.CrossRefGoogle Scholar
- Monge, P. R., & Contractor, N. S. (2003). Theories of communication networks. Oxford University Press.Google Scholar
- Morgan, D. L. (1993). Qualitative content analysis: a guide to paths not taken. Qualitative Health Research, 3, 112.CrossRefPubMedGoogle Scholar
- Norris, F. H., & Stevens, S. P. (2007). Community resilience and the principles of mass trauma intervention. Psychiatry: Interpersonal and Biological Processes, 70, 320–328.CrossRefGoogle Scholar
- OAS. (1986). Saint Lucia Natural Resources and Agricultural Development Project. Department for Regional Development Executive Secretariat for Economic and Social Affairs. Washington: Organisation of American States.Google Scholar
- O’Loughlin, C. (1968). Economic and political change in the Leeward and Windward Islands. New Haven: Yale University Press.Google Scholar
- Osbahr, H., Twyman, C., Adger, W. N., & Thomas, D. S. (2010). Evaluating successful livelihood adaptation to climate variability and change in southern Africa. Ecology and Society, 15, 27.Google Scholar
- Ostrom, E. (2000). Social capital: A fad or a fundamental concept. In P. S. Dasgupta & I. Serageldin (Eds.), Social capital: A multifaceted perspective (pp. 195–198). Washington: World Bank.Google Scholar
- Pant, L. P. (2013). Critical systems of learning and innovation competence for addressing complexity in transformations to agricultural sustainability. Agroecology and Sustainable Food Systems, 38, 336–365.CrossRefGoogle Scholar
- Pelling, M., & High, C. (2005). Understanding adaptation: what can social capital offer assessments of adaptive capacity? Global Environmental Change, 15, 308–319.CrossRefGoogle Scholar
- Pinstrup-Andersen, P. (2009). Food security: definition and measurement. Food Security, 1, 5–7.CrossRefGoogle Scholar
- Pinstrup‐Andersen, P., & Hazell, P. B. R. (1985). The impact of the Green Revolution and prospects for the future. Food Reviews International, 1, 1–25.CrossRefGoogle Scholar
- Pinstrup-Andersen, P., & Herforth, A. (2008). Food security: achieving the potential. Environment: Science and Policy for Sustainable Development, 50, 48–61.CrossRefGoogle Scholar
- Pinstrup-Andersen, P., Pandya-Lorch, R., & Rosegrant, M. W. (1999). World food prospects: Critical issues for the early twenty-first century. IFPRI.Google Scholar
- Prell, C. (2012). Social network analysis: History, theory and methodology. Sage.Google Scholar
- Pretty, J. (2003). Social capital and the collective management of resources. Science, 302, 1912–1914.CrossRefPubMedGoogle Scholar
- Pretty, J., & Ward, H. (2001). Social capital and the environment. World Development, 29, 209–227.CrossRefGoogle Scholar
- Pretty, J., Toulmin, C., & Williams, S. (2011). Sustainable intensification in African agriculture. International Journal of Agricultural Sustainability, 9, 5–24.CrossRefGoogle Scholar
- Rahman, H. M. T., Hickey, G. M., & Sarker, S. K. (2015). Examining the role of social capital in community collective action for sustainable wetland fisheries in Bangladesh. Wetlands, 35, 487–499.CrossRefGoogle Scholar
- Rastogi, A., Thapliyal, S., & Hickey, G. M. (2014). Community action and tiger conservation: assessing the role of social capital. Society & Natural Resources, 1–17.Google Scholar
- Rogers, E. M. (1983). Diffusion of innovations. New York: Macmillan Pulishers.Google Scholar
- Rojas, E., Wirtshafter, R. M., Radke, J., & Hosier, R. (1988). Land conservation in small developing countries: computer assisted studies in Saint Lucia. Ambio, 282–288.Google Scholar
- Rubio, M. (1997). Perverse social capital: some evidence from Colombia. Journal of Economic Issues, 805–816.Google Scholar
- Sabatini, F. (2009). Social capital as social networks: a new framework for measurement and an empirical analysis of its determinants and consequences. Journal of Socio-Economics, 38, 429–442.CrossRefGoogle Scholar
- Saint Ville, A., Hickey, G. M., & Phillip, L. (2015). Addressing food and nutrition insecurity in the Caribbean through domestic smallholder farming system innovation: a review. Regional Environmental Change, 15, 1325–1339.CrossRefGoogle Scholar
- Schroeder, C., Zeller, M., & Agboh-Noameshie, A. R. (2013). Women, social capital and collective action: the case of NERICA rice technology in Benin. Quarterly Journal of International Agriculture, 52, 329–356.Google Scholar
- Scoones, I., Thompson, J., & Cambers, J. (2009). Farmer first revisited: innovation for agricultural research and development. Practical Action Pub.Google Scholar
- Scott, J. (2000). Social network analysis: A handbook. London: Sage.Google Scholar
- Scott, J. (2011). Social network analysis: Developments, advances, and prospects. Social Network Analysis and Mining, 1, 21–26.CrossRefGoogle Scholar
- Sheeran, J. (2010). How to end hunger. The Washington Quarterly, 33, 3–16.CrossRefGoogle Scholar
- Skelly, A. H., Arcury, T. A., Gesler, W. M., Cravey, A. J., Dougherty, M. C., Washburn, S. A., & Nash, S. (2002). Sociospatial knowledge networks: appraising community as place. Research in Nursing & Health, 25, 159–170.CrossRefGoogle Scholar
- Speranza, C. I. (2013). Buffer capacity: capturing a dimension of resilience to climate change in African smallholder agriculture. Regional Environmental Change, 13, 521–535.CrossRefGoogle Scholar
- Timms, B. (2006). Caribbean agriculture–tourism linkages in a neoliberal world: problems and prospects for St Lucia. International Development Planning Review, 28, 35–56.CrossRefGoogle Scholar
- Timms, B. F. (2008). Development theory and domestic agriculture in the Caribbean: recurring crises and missed opportunities. Caribbean Geography, 15, 101.Google Scholar
- van Deth, J. W. (2010). Participation in voluntary associations: dark shades in a sunny world? American Behavioral Scientist, 53, 640–656.CrossRefGoogle Scholar
- van Rijn, F., Bulte, E., & Adekunle, A. (2012). Social capital and agricultural innovation in Sub-Saharan Africa. Agricultural Systems, 108, 112–122.CrossRefGoogle Scholar
- von Braun, J. (2009). Addressing the food crisis: governance, market functioning, and investment in public goods. Food Security, 1, 9–15.CrossRefGoogle Scholar
- Weis, T. (2004). (Re-) Making the case for land reform in Jamaica. Social and Economic Studies, 35–72.Google Scholar
- Welch, B. (1994). Banana dependency: albatross or liferaft for the Windwards. Social and Economic Studies, 123–149.Google Scholar
- Wood, B. A., Blair, H. T., Gray, D. I., Kemp, P. D., Kenyon, P. R., Morris, S.T., & Sewell, A. M. (2014). Agricultural science in the wild: a social network analysis of farmer knowledge exchange. PLOS One 9.Google Scholar
- Wossen, T., Berger, T., Mequaninte, T., & Alamirew, B. (2013). Social network effects on the adoption of sustainable natural resource management practices in Ethiopia. International Journal of Sustainable Development & World Ecology, 20, 477–483.CrossRefGoogle Scholar
- Yang, H., Klerkx, L., & Leeuwis, C. (2014). Functions and limitations of farmer cooperatives as innovation intermediaries: findings from China. Agricultural Systems, 127, 115–125.CrossRefGoogle Scholar
- Yin, R. (1994). Case study research: Design and methods. Thousand Oaks: Sage Publications.Google Scholar
- Zilberman, D., Zhao, J., & Heiman, A. (2012). Adoption versus adaptation, with emphasis on climate change. Annual Review of Resource Economics, 4, 27–53.CrossRefGoogle Scholar