BioEnergy Research

, Volume 6, Issue 2, pp 822–829 | Cite as

Estimation of Rhizome Composition and Overwintering Ability in Perennial Sorghum spp. Using Near-Infrared Spectroscopy (NIRS)

  • Jacob D. Washburn
  • David K. Whitmire
  • Seth C. Murray
  • Byron L. Burson
  • Tryon A. Wickersham
  • James J. Heitholt
  • Russell W. Jessup
Open Access


Temperately adapted perennial sorghum feedstocks have recently begun to receive increasing interest as candidate energy crops, producing significant biomass and contributing agroecological benefits including increased soil organic carbon, reduced soil erosion, reduced input requirements, and higher net energy return. Rhizomes are the primary morphological feature facilitating overwintering in Sorghum species; however, underlying physiological mechanisms governing rhizome overwintering remain poorly characterized. In this study, we investigated the composition of sorghum rhizomes from diverse germplasm before and after overwintering at two locations and three experimental environments. Significant positive correlations were found between rhizome overwintering and water-soluble carbohydrates, ethanol soluble carbohydrates, and fructan concentrations, while significant negative correlations were found between rhizome overwintering and both crude fat and starch. Near-infrared spectroscopy (NIRS) calibration equations were developed to quickly and efficiently predict the concentrations of each of these assimilates in rhizomes.


Sorghum Perennial NIRS Near-infrared spectroscopy Rhizome composition 


Sorghum species are utilized worldwide for the production of grain, forage, sugar, and more recently biofuels. Sorghum bicolor (L.) Moench is the fifth most important grain crop in the world in terms of production [1]. Sorghum almum Parodi as well as Sudangrass, S. bicolor ssp. drummondii (Nees ex. Steud.) de Wet & Harlan, and its hybrids with S. bicolor have been used for decades as high biomass forage and hay crops [2, 3]. Recently, several forms of S. bicolor have been evaluated as candidates for both liquid and solid biofuel feedstocks [4, 5, 6, 7, 8]. This species behaves as an annual in temperate climates and as a weak perennial in tropical and subtropical climates where temperatures do not drop below freezing. Other Sorghum species, notably Sorghum halepense (L.) Pers. and Sorghum propinquum (Kunth) Hitchc., are strongly rhizomatous perennials [9].

Perennial sorghum cropping systems offer agroecological benefits not present in annual row crop production such as increased soil organic carbon, reduced soil erosion, reduced inputs requirements, and higher net energy return [10, 11, 12, 13, 14]. Land use change could be minimized in such systems through the utilization of marginal croplands or abandoned grasslands. In 2007, there were 614 million acres (248 million ha) of rangeland and pastureland, 36 million acres (15 million ha) of cropland used for pasture, and 37 million acres (15 million ha) of idle cropland in the USA alone [15] that could be utilized in perennial sorghum cropping systems. Improved overwintering ability would be a critical component of perennial sorghum systems and relates directly to the production of rhizomes [16, 17], modified underground stems that act as storage and propagation organs [18, 19]. Although rhizome depth of growth and derived tiller number have been implicated in overwintering ability [16, 20], factors such as rhizome assimilate composition remain poorly characterized. Furthermore, it is unknown if genetic diversity in sorghum rhizome assimilate composition exists. Carbohydrates, primarily glucose, sucrose, starch, and dextrins, vary in rhizomes throughout the growing season depending on the plant’s growth stage with levels decreasing during sprouting and seed formation [21, 22, 23]. After seed maturation, sucrose concentrations in the rhizomes increase significantly, which is believed to be beneficial for overwintering [21, 22]. Additional assimilates associated with energy storage increase in response to environmental factors. For example, varying degrees of correlation between starch content and cold tolerance have been reported [24, 25, 26, 27], and high concentrations of sucrose have been correlated with cold tolerance in several species [24, 28]. The above findings indicate that predictive correlations between rhizome composition and overwintering ability may occur in Sorghum species.

The determination of rhizome composition requires costly wet chemistry analysis, which makes it impractical to thoroughly analyze all the genotypes necessary for genetic mapping studies and large-scale field experiments. Near-infrared spectroscopy (NIRS) provides a possible alternative to wet-chemical analysis, measuring near-infrared light absorbance and/or reflectance within sample tissues. In order to use NIRS, a calibration equation must be created for the specific tissue type and the compositional measurements desired [29]. This is accomplished by analyzing a range of samples using both wet chemistry analysis and NIRS and then correlating the results from the two analyses. Once the calibration equation is loaded into the NIRS software, compositional predictions can be made quickly at a comparatively low cost. NIRS equations have been developed for various sorghum grain, leaf, and steam components [8, 29, 30, 31], but none have been reported for sorghum rhizome composition or rhizomes in most other species. However, a calibration equation does exist for total nonstructural carbohydrates in peppermint (Mentha piperita L.) rhizomes [32]. Development of sorghum rhizome composition calibration equations would greatly facilitate high throughput phenotyping of rhizome compositional traits for both sorghum breeding and research programs.

The objectives of this study were to (1) characterize rhizome assimilate composition and its relationship to overwintering ability in a collection of S. halepense and Sorghum hybrid genotypes, (2) determine if significant genetic variation for rhizome composition exists in this germplasm, and (3) determine the usefulness of NIRS in predicting the levels of compositional assimilates in sorghum as a potential high-throughput method for determining rhizome composition.


Plant Materials and Field Trials

Plant material used for this study consisted of nine S. halepense genotypes that were collected from several locations in Texas, USA, one genotype collected in North Carolina, USA, and one genotype from the USDA National Plant Germplasm System [33] (Table 1). These plants were propagated vegetatively during the spring of 2010 to have sufficient plant material for field planting in autumn of 2010.
Table 1

Sorghum halepense and Sorghum hybrid genotypes used in the study and their origins





S. halepense

Collected: 36.33521° N, 80.79339° W


Sorghum spp.

Collected: 30.63848° N, 96.45306° W


S. halepense

Collected: 30.63848° N, 96.45306° W


S. halepense

Collected: 30.21450° N, 97.13771° W


S. halepense

Collected: 30.03131° N, 97.30483° W


Sorghum spp.

Collected: 30.63848° N, 96.45306° W


Sorghum spp.

Collected: 30.21553° N, 97.31498° W


Sorghum spp.

Collected: 29.90665° N, 96.91128° W


Sorghum spp.

Collected: 29.90665° N, 96.91128° W


Sorghum spp.

Collected: 29.90665° N, 96.91128° W


S. halepense

USDA GRIN PI#271615 (country of origin: India)

Winter survival trials were conducted at Commerce (33°11′ N, 95°55′ W) and College Station (30°32′ N, 96°26′ W), Texas, USA in 2010 and 2011. At both locations, genotypes were planted in a randomized complete block design with three replications. The plots at Commerce were located on the Texas A&M University–Commerce Research Farm, and the plants were grown in columns of soil inside Polyvinyl chloride (PVC) tubes 1 m in length and 15.2 cm in diameter (see below). The tubes were placed into 92-cm deep holes that were dug with a power take-off (PTO)-driven auger attached to a tractor. The distance between soil columns at Commerce was 1.8 m to allow for the movement of the tractor between plants.

Two experimental plantings were established at the Texas A&M University Research Farm near College Station. One was similar to the plot at Commerce except that, at College Station, the tubes were submerged into the soil to a depth of only 46 cm and the distance between rows and columns within a row was 1 m. The soil level of the columns at Commerce was even with the soil level of the field, but the soil level in the columns at College Station was 46 cm above the field soil level. This placement was intended to expose the upper half of the soil columns at College Station to more extreme temperatures. For the second College Station planting, the plants were transplanted directly into the soil at a distance of 2 m between plants within a row and 2 m between rows. Because one College Station experiment was conducted in soil columns and the second was planted directly into soil in the field, they were considered as different experimental environments.

Column Construction

The soil columns were made by longitudinally cutting 3 m lengths of 15.2 cm diameter PVC pipe into two equal halves. The halves were cut into 1-m sections. At the lower end of each half-tube, three evenly spaced 0.3-cm holes were drilled and threaded with galvanized wire, which crossed at the center to create a web-like design. The two pipe halves were then placed together and secured with duct tape at locations along the length of the tube. A piece of burlap cloth was folded several times and placed on top of the wire web at the bottom of each column for the purpose of retaining the soil while allowing water percolation.

Tubes used at both locations were filled with Westwood silt loam (fine-silty, mixed, superactive, thermic Udifluventic Haplustepts) that was taken to a depth of 15.2 cm from the Texas A&M University Research Farm. The tubes were filled with the soil, tamped on the ground, and then watered overnight using a soaker hose to insure similar soil compaction across all tubes. Following watering, soil compaction caused a drop in the soil level in each tube, and soil was added to bring the soil level to ∼7.6 cm below the top of each tube resulting in a 92-cm column of soil in each tube.

Planting and Sampling

For all studies, plants were vegetatively propagated via rhizome cuttings in March of 2010. Six cuttings from each genotype (three replicates with two plants each; one for autumn sampling and one for spring sampling) were used per experiment. After a few months of growth, plants were trimmed approximately 15 cm above the soil surface and transplanted into soil columns (on 16 August) or the field environment (on 8 July). At the time of planting, tiller number varied by genotype. Plants were fertilized at 84 kg N ha−1 as ammonium sulfate and watered. Columns designated for the autumn and spring sampling at Commerce were placed in the ground on 17 September. At College Station, the tubes designated for autumn were sampled directly without placement in the ground, while the tubes designated for spring sampling were placed into the ground on 12 November.

For sampling, the tubes were removed from the ground and the tape binding the two halves of the tubes together was cut. The tubes were then opened, leaving the soil column intact. Each soil column was cut laterally into two equal halves 46 cm in length. Each half of the soil column was placed in a tub of water and the soil was washed away so rhizomes could be collected. The rhizomes were collected separately from the upper (0–46 cm) and lower (46–92 cm) halves of each column. However, only the samples taken from the upper half of each column were used for analyses because only a limited number of columns had rhizomes below 46 cm. Rhizome diameters were measured at the center of the first complete internode from the cut site. Samples were then placed into plastic bags and stored in a −80 °C freezer. Autumn sampling at Commerce took place on 22 October prior to the first freezing temperature, which occurred on 25 November. College Station columns were sampled on 10 November prior to the first freezing temperature on 27 November.

Autumn sampling of the College Station field plots (planted directly in the soil rather than in tubes) took place on 17 and 19 November. The sampling procedure for the plants in the field differed from those in tubes. Above-ground vegetation of each plant was removed before the rhizomes were collected. Using a shovel, the whole plant was excavated. After the plant crown and rhizome mass were removed, the depth of the hole was increased to 46 cm and rhizomes were collected from the material removed from the hole. Rhizomes were not found below 46 cm; therefore, samples were not collected in the 46–92 cm depth range. The lack of rhizomes below 46 cm was likely due to a hard pan that was present approximately 41 cm below the soil surface. Rhizomes were washed and placed into plastic bags and stored on ice until they were transferred into a −80 oC freezer. Since the sampling method was destructive, the remaining plants of each genotype were left in the field to be sampled the following spring. Just prior to spring rhizome sampling, several traits associated with overwintering ability and spring regrowth (the presence of new leaf material in the spring) were measured for both the field-planted and column-grown plants at both locations. For the College Station field site (not in columns) a 1-m2 quadrat centered on the primary tillers of each plant was used to count the number of green shoots and the number of leaves. These data were collected at College Station on 2 March 2011. Spring regrowth measurements were made on the plants growing in the soil column on the day of sampling, which was 1 April at College Station and 7 April at Commerce.

Spring sampling at both locations was conducted in the same manner as the previous autumn sampling, with a few exceptions. Only live rhizome tissue was collected in the spring because some rhizomes had freeze damage. Rhizomes considered “live” had a healthy/white appearance and were rigid.

Rhizome Composition Analysis

To prepare the rhizome samples for analysis, the rhizomes were placed into mesh bags and dried in a lyophilizer (Labconco, Kansas City, MO, USA) for at least 3 days at −40 °C. All fibrous root material was removed from the rhizomes. Samples were then ground to a 1-mm particle size using first a coarse grinder and then a UDY Cyclone mill (Udy Corp, Fort Collins, CO, USA). The ground tissue was placed into glass vials and stored in cold storage.

Tissue samples were analyzed by Dairy One (Utica, NY, USA) using wet chemistry analysis for crude protein (CP), crude fat (fat), starch, water soluble carbohydrates (WSCs), and ethanol-soluble carbohydrates (ESCs). WSC consists primarily of glucose, sucrose, fructose, maltose, lactose, and fructans, whereas ESC is made up of primarily glucose, sucrose, fructose, maltose, and lactose. An estimate of fructan concentration was therefore obtained by determining the concentration difference between WSC and ESC for each sample.

Assimilate Analysis via NIR

Prior to wet chemistry analysis, the samples were scanned with a Thermo Scientific Antaris II FT-NIR Analyzer (Thermo Scientific Inc., Waltham, MA, USA) with a setting of 64 coaveraged scans per sample and a resolution of 4 cm−1 between wavelengths 4,000 and 9,999 cm−1 using the OMNIC 8 software suite (Thermo Scientific Inc., Waltham, MA, USA). To insure the tissue was packed uniformly into the vials, they were placed side by side in a small box and tamped on a lab bench 15 times prior to scanning. NIRS reflectance spectral data was converted to absorbance and combined with the wet chemistry analysis data in TQ Analyst software (Thermo Scientific Inc., Waltham, MA, USA) to create prediction equations. Approximately one third of the data were used as a validation set and the other two thirds were used as a calibration set. Many different standard mathematical treatments were applied over different spectral ranges before selecting the treatment with the highest performance index. The performance index validates the NIRS curve by measuring how accurately a calibrated method can quantify independent validation samples. A value of 0 reflects no prediction while a maximal value of 100 reflects perfect prediction.

Statistical Analysis

Data were analyzed for genotype, environment, and genotype by environment (GxE) effects using a PROC MIXED statement with environment, genotype, and GxE as random variables in SAS version 9.1 [34]. The variation for each effect was then divided by the total variance to get a percentage of total variance. The two sampling dates (autumn or spring) were not comparable and analyzed separately but with otherwise identical PROC MIXED analyses including all three environments. Correlations between CP, fat, starch, WSC, ESC, and overwintering capability were determined using a PROC CORR statement. These correlation analyses were carried out on all experiments and sampling dates individually. In addition, the two soil column environments were also analyzed jointly because of their similar design, using a PROC CORR statement. Logistic regression models were created for the prediction of spring regrowth (overwintering ability) based on autumn assimilate composition data using JMP® Software, Version 9 [35].

Results and Discussion

Genotype and Genotype by Environment Effects

Both locations were exposed to subfreezing temperatures and provided suitable environments for screening. Genotypic effects on rhizome assimilate concentrations varied between and among environments and sampling dates (Table 2). Measurements of spring regrowth also show some genotype effect. No single genotype consistently produced the highest concentration of any given assimilate across all environments. Therefore, GxE effects were large for multiple assimilates in both the spring and autumn sampling dates (Table 2). The large environmental variation observed for some assimilates and sampling dates demonstrate that absolute values were not comparable across environments. From our findings, it appears that although many factors affect rhizome composition [36], screening for genetic components can identify useful diversity.
Table 2

Percentage of the total variance explained by genotype (G), environment (E), and genotype by environment (GxE) effects



G (%)

E (%)

GxE (%)

Error (%)

Autumn 2010































Mean diameter





Spring 2011































Mean diameter





Spring regrowth





Calculated from covariance parameter estimates in SAS PROC MIXED output. Results from both spring and autumn sampling dates shown

Assimilate Concentrations and Overwintering

Correlations and modeling between autumn assimilate concentrations and spring regrowth were used to estimate the effects that autumn assimilate accumulation may have on overwintering ability. Pearson correlation coefficients between regrowth and rhizome score were significant in both soil column environments, with the highest correlation coefficient being obtained when both column environments were combined (Tables 3 and 4). Plants were subjected to the most severe winter conditions at the College Station column environment because half of each column was above the soil level. This environment also had the most obvious differences between genotypes in spring regrowth. In the College Station soil column study, significant correlations were identified between spring regrowth and a number of assimilates from the autumn sampling date including starch, WSC, ESC, and fat (Table 3). Our best logistic regression model for this environment included only starch and fat, both of which were negatively correlated with spring regrowth (Table 5). WSC and ESC both had significant impacts when placed individually in a regression model meaning that their effects were unequal to zero, but their impacts were not significant when starch and fat were also included in the model. Our regression model had an R 2 of 0.49 and was significant at α = 0.001 level, indicating that all predictors in this model were correlated with post winter regrowth. Identical correlations conducted on the Commerce environment data revealed a single significant correlation between spring regrowth and autumn WSC concentration. Similar correlations and modeling approaches were used on the College Station field data; however, they did not yield significant differences. This is likely due to all field plants in that study surviving the winter resulting in lower statistical power, or it may be because above-ground biomass was removed several weeks prior to the spring sampling, and this may have caused translocation of nutrients away from rhizome tissue before harvest. Spring rhizome composition was significantly correlated with regrowth in the College Station column environment for WSC, fructans, and fat (Table 4).
Table 3

Pearson correlation coefficients and their significance for autumn composition and spring regrowth (presence of new leaf material) from the Commerce and College Station tube environments


Commerce regrowth

CS regrowth

Both regrowth

CP (Autumn)




Starch (Autumn)




WSC (Autumn)




ESC (Autumn)




Fructans (Autumn)




Fat (Autumn)




Mean Diameter (Autumn)




***<0.001; **<0.01; *<0.05

Table 4

Pearson correlation coefficients for comparison of spring assimilate concentrations with spring regrowth (presence of new leaf material) in the Commerce and College Station tube environments


Commerce regrowth

CS regrowth

Both regrowth

Mean diameter (Spring)




CP (Spring)



−0.322 *

Starch (Spring)




WSC (Spring)




ESC (Spring)




Fructans (Spring)




Fat (Spring)




***<0.001; **<0.01; *<0.05

Table 5

Logistic regression models explaining spring regrowth (presence of new leaf material) using rhizome assimilate composition data from the Commerce and College Station tube environments




χ 2

Prob > χ 2

Commerce tube environment Autumn 2010

R 2 = 0.358
















College Station tube environment Autumn 2010

R 2 = 0.493
















Commerce tube environment Spring 2011

R 2 = 0.266











College Station tube environment Spring 2011

R 2 = 0.604





















One of the most notable differences between our data and that from previous studies is that we observed a negative correlation between fat content and overwintering ability. This finding is in contrast to observations on Arabidopsis above-ground growth [37] and what was hypothesized for the genus Paspalum based in part on studying rhizomes cut from plants and buried in the ground [38, 39]. Although our finding was unexpected, it is supported by significant correlations during both sampling dates for the College Station soil column studies. Most previous studies concerning the importance of higher fat content for cold tolerance have focused on actively photosynthetic tissues. These studies have used the plants' ability to continue normal metabolic functions during brief cold periods as their indicator of cold tolerance. In our study, we were concerned with nonphotosynthetic structures, rhizomes, and their ability to survive extended periods of low temperatures and produce shoots when the temperatures became warmer. It is possible that fat is beneficial for short-term cold tolerance, while being prejudicial to long term overwintering ability. In fact, if higher fat content allows a plant to continue to metabolize at lower temperatures, it may also cause the plant to use its stored energy during the winter months and deplete the plant of resources for regrowth the following year, therefore decreasing the rhizomes’ ability to successfully overwinter. Another possible explanation for our findings is that the ratio of different fatty acids may be more influential to cold tolerance than the total fat content [38, 40].

Similar to fat, starch concentrations were negatively correlated with overwintering. This is in agreement with several previous studies [24, 41, 42]. Lower starch concentrations could reflect the breakdown of starch into sugars, which may be necessary for cold acclimation [25] and would be expected to decrease the freezing potential of the cells.

Sugars, which were measured in our study using WSC (primarily glucose, sucrose, fructose, maltose, lactose, and fructans), were positively correlated with overwintering. Higher concentrations of sucrose have been found in alfalfa (Medicago sativa L.) plants that were selected for their overwintering ability [24] and similar trends were reported in centipedegrass, Eremochloa ophiruoides (Munro) Hackel [28]. Hoffman et al. [40] determined that the crowns of perennial ryegrass, Lolium perenne L., accumulated WSC when the temperature was as low as 2 °C. Others have reported that total carbohydrate accumulation in the crowns of some plant species increased freezing tolerance [43, 44]. From our findings, it appears that the presence of WSC in sorghum rhizomes may be a useful indicator in predicting the overwintering ability of a plant or genotype.

Fructans are one component of WSC, which are present in both cool and warm-season grasses [45]. ESC is a measurement of the same assimilates that are in WSC with the exception of fructans. Therefore, a determination and comparison of the carbohydrates in WSC and ESC can be used to calculate the amount of fructan present, which was significant in our study. This finding disagrees with what Pollock and Cairns [45] reported, but it suggests that genotypes that accumulate fructans may have a higher potential for over-wintering. Taken together, our data indicated that lower concentrations of fat and starch along with a higher concentration of WSC, ESC, and fructans were efficient indicators for rhizome overwintering ability within the College Station soil column environment.

Rhizome mean diameter was also significant and negatively correlated with spring regrowth when both locations were analyzed together. This was surprising, as we had expected larger rhizomes to have greater energy for regrowth. However, correlations showed that these larger rhizomes had more starch than smaller ones, which further suggests that composition plays more of a role in overwintering ability than size.

NIRS for Prediction of Overwintering-Related Rhizome Composition

NIRS analysis, if successful, could provide a less expensive and more rapid means of determining the composition of rhizomes than wet chemical analysis. Many NIRS models were fit for calibration in this study. The model that was eventually chosen incorporated all samples across all plots and locations and used Norris smoothing of five-unit segments and five-unit gaps. NIRS predictions for measured assimilates and performance index numbers (Table 6) indicate that NIRS is a robust and useful tool for predicting CP and starch as well as having potential for the prediction of WSC, ESC, and fat in sorghum rhizomes.
Table 6

Calibration treatment and statistics for rhizome NIRS curve generated using all sampling dates



NIRS wavelengths (cm−1)

Resolution (cm−1)

Math treatmentsb

R 2


Performance index (%)









































aRoot mean square of calibration (RMSEC) or the uncertainty of calibration

bDerivative, segment length, gap, and factors used in the curve

The NIRS model that we created will be a useful tool both for selecting winter-hardy parents in perennial sorghum breeding programs and for obtaining a better understanding of the assimilate fluxes that occur within sorghum rhizomes. In field experiments, winter freezing can often be excessively or insufficiently stringent to select a reasonable number of plants to advance, especially in the early stages of breeding programs. Selection based on composition profiles before freezing using NIRS could allow ideal selection intensity across environments. Because starch appears to be amenable to NIRS and displays the strongest correlation with spring regrowth in our most exposed environment, it would appear to be the best choice for assimilate selection. However, our data also indicate that starch concentrations are highly effected by environment and GxE (Table 2), making it less attractive than WSC and ESC. Perhaps the best, but also most expensive, approach would be to select for higher WSC and ESC while selecting for lower starch simultaneously. Another logical extension of this research would be to use a field-based NIRS system with a fiber-optic probe to take advantage of nondestructive screening of rhizomes in the field.


Many factors affect rhizome composition, but our findings indicate a feasibility of selecting S. halepense and Sorghum spp. genotypes with greater overwintering capacity based on lower autumn fat and starch concentrations and greater WSC, ESC, and fructan concentrations within rhizomes. We also conclude that NIRS can be used to assist in the selection of perennial parent plants with improved overwintering ability while minimizing the need for costly wet chemical analyses. Two genotypes, 09TX05 and 09TX06, preformed best in terms of overwintering and regrowth at all locations and may therefore be useful in the breeding of perennial sorghum to be used for biofuel feedstocks.


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Copyright information

© The Author(s) 2013

Open AccessThis article is distributed under the terms of the Creative Commons Attribution License which permits any use, distribution, and reproduction in any medium, provided the original author(s) and the source are credited.

Authors and Affiliations

  • Jacob D. Washburn
    • 1
  • David K. Whitmire
    • 1
  • Seth C. Murray
    • 1
  • Byron L. Burson
    • 2
  • Tryon A. Wickersham
    • 3
  • James J. Heitholt
    • 4
  • Russell W. Jessup
    • 1
  1. 1.Department of Soil and Crop SciencesTexas A&M UniversityCollege StationUSA
  2. 2.USDA-ARS, Crop Germplasm Research UnitCollege StationUSA
  3. 3.Department of Animal ScienceTexas A&M UniversityCollege StationUSA
  4. 4.Department of Agricultural SciencesTexas A&M University–CommerceCommerceUSA

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