Treatment Outcomes in Patients with Metastatic Neuroendocrine Tumors: a Retrospective Analysis of a Community Oncology Database
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Metastatic neuroendocrine tumors (mNETs) are rare, heterogeneous tumors that present diagnostic and treatment challenges, with limited data on the management of mNETs in clinical practice. The present study was designed to identify current diagnostic and treatment patterns in mNET patients treated in the US community oncology setting.
Patient-level data was collected from medical records of adults with mNETs from the Vector Oncology Data Warehouse, a comprehensive US community oncology network database.
Of the 263 patients included (median follow-up, 22 months; range, 0.1–193.9), 30.4% (80/263) had intestinal tumors, 11.0% (29/263) had pancreatic, and 58.6% (154/263) had tumors of other or unknown location. Progression-free survival (PFS) from the start of first-line therapy differed significantly by tumor grade (log rank P = 0.0016) and location (P = 0.0044), as did overall survival (OS) (grade, P < 0.0001; location, P = 0.0068). Median PFS and OS for patients with undocumented tumor grade were shorter than for patients with G1/G2 tumors and longer than patients with G3 tumors. Median PFS and OS for patients with other or unknown tumors were shorter than for patients with intestinal tumors.
While potentially confounded by the high number of patients with other or unknown tumor locations, this retrospective study of patients in a US community oncology setting identified the importance of awareness of tumor grade and tumor location at diagnosis, as these were direct correlates of PFS and OS.
KeywordsSomatostatin analog Neuroendocrine tumor Community oncology Overall survival Progression-free survival
Systemic treatment options for neuroendocrine tumors (NETs) have increased in specificity and efficacy, including interferon alpha, antiangiogenic drugs, mTOR inhibitors, multikinase inhibitors, and peptide receptor radiotherapy [1, 2, 3]. Recent randomized, controlled clinical trials have led to an increased number of antiproliferative treatments, including somatostatin analogs (SSAs) and targeted treatments for some patients with advanced, well-differentiated metastatic NETs (mNETs) [4, 5, 6, 7, 8]. Treatment with somatostatin analogs (SSAs) has generally been used for symptom control, and these treatments have recently been shown to reduce tumor growth .
Poorly differentiated mNETs, which often do not express somatostatin receptors (SSTRs) [10, 11], are generally treated with platinum-based chemotherapy irrespective of primary tumor site , while treatment for well-differentiated mNETs is increasingly site specific with antiproliferative therapies, including SSAs for gastroenteropancreatic mNETs [4, 5, 7] and targeted treatment options such as everolimus for pancreatic, gastrointestinal, and lung mNETs and sunitinib for pancreatic mNETs [6, 8, 13, 14, 15].
Diagnostic imaging has increased in scope and sophistication in tandem with the increased availability of targeted treatments. Because the majority of well-differentiated NETs express a high density of SSTRs, particularly SSTR subtype 2 [10, 11, 16], imaging with SSTR positron emission tomography/computed tomography (PET/CT) (e.g., 68Ga-labeled octreotide (DOTATOC) or octreotate (DOTATATE)) has shown usefulness in identifying NETs of previous unknown primary location [13, 17, 18, 19, 20, 21] or recurrent NETs . One study found higher rates of detection of primary tumors with 68Ga DOTATOC compared with indium111 DTPA in patients with NETs of unknown primary tumor origin .
A novel SSTR antagonist (68Ga-OPS202) is also being tested as an imaging agent for NETs. Results of a phase 1/2 study showed improved diagnostic contrast and accuracy in imaging GEP-NETs with 68Ga-OPS202 compared with 68Ga-DOTATOC PET/CT [23, 24]. The better detection of SSTR-positive tumors and primary tumor sites can help improve treatment decisions. In addition, assessment of certain biomarkers, such as CgA or urinary 5-HIAA, may be useful for monitoring disease progression/response to treatment in some NET patients [15, 25].
However, the heterogeneity of NETs and their associated, often nonspecific symptomatology can lead to diagnostic delays, making advanced/metastatic disease more common at the time of diagnosis, particularly in intestinal and pancreatic NET tumors [26, 27]. The importance of accurately identifying tumor grade and primary tumor site is integral to optimizing treatment .
For many rare diseases, clinical data from large randomized, controlled trials is often lacking. In certain situations, data describing the characteristics and treatment experience of patients in clinical practice can provide useful, real-world information regarding diagnostic criteria and treatment patterns. For mNETs, these observational data have predominantly come from population-based studies [26, 28, 29, 30] and institutional treatment settings [31, 32, 33, 34]. In this report, we describe the diagnostic and treatment patterns from a group of patients with mNETs who were treated in a US community oncology setting, to better understand the overall management paradigm for patients with mNETs.
Patients and Methods
In this retrospective study, we examine information from The Vector Oncology Data Warehouse (VODW), a comprehensive cancer patient database that includes electronic medical record and billing system data for patients who were treated in a US community oncology setting. Patients from the VODW who were ≥ 18 years of age at the time of diagnosis of mNET were eligible for inclusion. Following institutional review board approval of the study protocol, demographic, medical, treatment, and select patient symptom data were collected from the VODW. Clinical Research Nurses (CRNs) verified eligibility and extracted information onto case report forms that were entered into a secured data management system for analysis. Dates of death were recorded from the clinical record or the linked Social Security death index data.
A treatment regimen was defined as one or more anticancer agent given for NET in combination in which: (1) all agents started ≤ 30 days from the start of the first agent, unless the start of an agent > 30 days after the first agent was prespecified as part of the treatment plan; (2) no agent was discontinued and replaced by another ≤ 30 days after the first agent; and (3) no agent was held and then resumed after 42 days. First-line therapy was defined as the first regimen the patient received after diagnosis of mNET. PFS was defined as the time from the start of first-line therapy to documented disease progression or death and overall survival (OS) was defined as the time from initiation of first-line therapy to death. No information regarding safety or tolerability was extracted.
Statistical comparisons among or between groups were conducted using analysis of variance (ANOVA) for continuous variables and a chi-square or Fisher’s exact test for categorical variables. Kaplan-Meier survival analysis and log-rank test were performed to examine PFS and OS.
Clinical characteristics by tumor grade
Grade 1/grade 2 (n = 118)
Grade 3 (n = 63)
Not documented (n = 82)
Stage of disease at initial diagnosis (n (%))
First documented tumor subtype (n (%))b
Tumor origin (n (%))b
Primary tumor grade (n (%))
G1: Well differentiated
G2: Moderately differentiated
G3: Poorly differentiated
Metastatic tumor grade (n (%))
G1: Well differentiated
G2: Moderately differentiated
G3: Poorly differentiated
Mention of carcinoid symptoms or carcinoid syndromec (n (%))
Mention of chromogranin A (CgA) (n (%))
Mention of 5-hydroxyindoleacetic acid (5-HIAA) (n (%))
Lines of therapy (collapsed treatment regimens) for overall sample (N = 263)
Overall (N = 263)
Grade 1/grade 2 (n = 118)
Grade 3 (n = 63)
Undocumented grade (n = 82)
Although differences in study designs and study populations make comparisons difficult, the treatment trends and outcomes reported in this analysis of data from the Vector Oncology network were generally in line with previously reported observational studies in institutional and community oncology settings [31, 32, 35, 36]. Specifically, low-grade (G1 or G2) tumors were associated with better survival outcomes than patients with high grade tumors, and patients with primary tumors of the pancreas had worse PFS than patients with intestinal tumors. Some noteworthy findings from the Vector analysis were the high incident rates of patients with undocumented tumor grades and other or unknown tumor locations and their respective outcomes.
In this analysis, the median survival for patients with other/unknown tumor grades (n = 68, 69.6 months) fell between that of patients with G1/G2 tumors (n = 95, 83.4 months) and G3 tumors (n = 56, 14.0 months), with the median OS for patients with other/unknown tumor location (n = 128, 30.1 months) being worse than patients with intestinal tumors (n = 67, 75.6 months). In general, outcomes for patients with undocumented NET grades were not well reported. In this study, it is possible that patients identified as having undocumented tumor grade may have included a mix of G1/G2/G3 tumors and/or tumors of mixed histology. Yao et al. reported a similar trend in survival, where patients with tumors of mixed histology had shorter median survival compared with those who had G1 or G2 tumors . Likewise, in a single-center institutional study, the adjusted median OS for patients with other or unknown primary tumors (other defined as not small bowel or pancreas) was similar to that of patients with advanced pancreatic NETs (defined as metastatic disease), and the median OS in both of these groups was shorter than the median OS for patients with midgut tumors . These results suggest that patients in these studies with unknown primary tumor category were likely represented by a mixture of pancreatic and intestinal tumors. Although there may be additional unknown factors that contributed to the worse survival observed in these patients, indirect support for this theory comes from another observational study conducted in patients with “mid-gut” mNETs that reported no significant difference in median survival between patients with known primary tumor site (110 months) and unknown primary tumor site that the investigators suspected to be of intestinal origin (73 months) . The results of the Cox Model indicated no statistically significant differences in PFS by tumor location when adjusting for other factors.
The rates of undocumented tumor grade (31%) and other/unknown tumor location (58.6%) from this analysis are notable, as both are important factors in the treatment and management of mNETs . Similar rates of undocumented tumor differentiation have been reported in community oncology networks (41.5%) ; however, single-center institutional studies have reported lower rates ranging from 3.4 to 11% [31, 34]. Other/unknown primary tumor locations have been reported at variable rates ranging from 11 to 39% [29, 31, 36, 37]. Of note, 48% of patients in the Vector database did not have a documented primary tumor site reported at diagnosis; rather, these patients had a metastatic tumor site recorded at diagnosis. However, for the survival analysis, the “other/unknown” tumor category included both primary and metastatic tumor sites, which may have impacted the outcomes. Nonetheless, these findings raise important questions regarding potential factors that may contribute to undocumented tumor grade and tumor location. Reasons for undocumented tumor grade may include limitations with current pathology assays or classification systems, particularly when mixed histology is encountered. There is the potential that obtaining a biopsy may not have been feasible in some patients. Identification of the primary tumor can also be challenging in some patients with NETs and may reflect a lack of sensitivity in diagnostic imaging, particularly for smaller tumors. Future research should be conducted to clarify whether tumor histology is routinely obtainable across oncology practice settings and to determine what diagnostic imaging and examination methods are being used.
In this analysis, most of the patients with undocumented tumor grade received SSA treatment as first-line therapy, similar to patients with G1 or G2 tumors. In the absence of diagnostic imaging information regarding tumor grade, clinicians may be likely to choose treatment based on patient symptoms as well as their own experience. However, high-grade, poorly differentiated tumors are more aggressive in nature and do not typically respond to SSA or targeted therapies, which makes it essential to distinguish well-differentiated from poorly differentiated NETs at diagnosis . The implications of unknown primary tumor locations are also important in terms of opportunities for surgical resection and potential targeted treatments for well-differentiated NETs depending on tumor site that can improve outcomes . Although further analysis of the subset of patients with other or unknown tumor location was beyond the scope of this study, these findings emphasize the importance of more accurate diagnostic methods to promote earlier diagnosis, not only for NETs.
Biomarkers such as CgA and urinary 5-HIAA may be used for monitoring disease activity in some NET patients [15, 25]. Unfortunately, information about these two biomarkers was not well reported in the current study and could not be analyzed. A study conducted across oncology practices in the USA reported changes in biomarkers post-treatment; however, the incidence of unknown or missing information was frequent, occurring in 65.1 and 67.3% of patients for CgA and urinary 5-HIAA, respectively . Additional reporting on the use of specific biomarkers in patients with NETs treated in community and tertiary care settings may provide further insight into current patient monitoring practices.
Because of the retrospective nature of this analysis and variable follow-up time, there is a potential risk for misclassification or selection bias. In addition, as in all observational studies, this analysis does not allow us to identify any potential causal relationships. Despite these limitations, results from this analysis found that the median survival rates in patients with G1 or G2 tumors (the majority of whom were treated with SSAs as monotherapy or in combination) or in patients with G3 tumors (who received cytotoxic treatment) were generally similar to those in previously reported studies.
A substantial proportion of patients in this analysis had undocumented tumor grade or unknown tumor location, indicating that many patients are being treated despite a lack of information that might improve the care they receive. The large number of patients with tumor location and tumor grade classified as other or unknown may reflect areas of variability in clinical practice in this setting, possibly due to the availability of different resources in different treatment setting. Additional prospective study is warranted to help clarify and further explore these findings.
The authors thank MedVal Scientific Information Services, LLC (Princeton, NJ) and Susan Martin, PhD and Philip Sjostedt, BPharm of The Medicine Group, LLC (New Hope, PA) for medical writing and editorial assistance, which was funded by Ipsen Biopharmaceuticals, Inc. We also thank Susan Pitman Lowenthal, MD, MPH, David Cox, PhD, and David Ray, PharmD, MBA, MPH for their contributions to the study analysis and interpretation of the data. This manuscript was prepared according to the International Society for Medical Publication Professionals’ “Good Publication Practice for Communicating Company-Sponsored Medical Research: The GPP3 Guidelines” and the International Committee of Medical Journal Editors’ “Uniform Requirements for Manuscripts Submitted to Biomedical Journals.”
This study was funded by Ipsen Biopharmaceuticals, Inc.
Compliance with Ethical Standards
Conflict of Interest
MDF, PJM, and MSW have received research support from Ipsen. SP and BM are employees of Ipsen. MHK and LSS declare that they have no conflict of interest.
Research Involving Human Participants and/or Animals
This article does not contain any studies with human participants or animals performed by any of the authors.
For this type of study, formal consent is not required.
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