# Geophysical and geotechnical approach to a landslide stability assessment: a case study

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## Abstract

Landslides are complex phenomena, and the main factors that have a significant impact on their behavior are changes in slope inclination geometry and changes in water conditions. The main purpose of this work was to evaluate current conditions of the landslide in Brzozówka, near Cracow (Poland), and analyzing how different saturations of soil influence the stability of the landslide. The combination of geophysical and geotechnical research, such as electrical resistivity tomography (ERT), cone penetration testing, drilling and laboratory tests as well as a comprehensive analysis of their results, provided reliable information on the geological structure and geotechnical parameters of the landslide. The results were used in numerical simulations of the landslide stability, in which a two-phase model (soil and water) was assumed that included the effective soil strength parameters and the transient flow conditions as well as a partial saturation zone. The sliding surface obtained from the numerical modeling was almost flat, which was confirmed by the ERT method. It was proved that the landslide occurred when the saturation of the upper part of the slope exceeded 0.8. Obtained results are useful for engineering practice.

## Keywords

Numerical analysis of slope stability Electrical resistivity tomography Cone penetration testing Finite element method Landslide## Introduction

Over the last 20 years, many landslides have occurred in Poland, especially after heavy rainfalls between 1997 and 2002 and in 2010. For appropriate estimation of the creation and stability of the landslide, detailed information about the geological structure and geotechnical parameters of the landslide is necessary. Therefore, noninvasive geophysical methods are very helpful in the study of landslides. They are effective, precise and relatively cheap. They also provide continuous cross section of the geological structure. The increase in the use of geophysical methods has become more widespread due to the efficient data acquisition, digital recording of the measurements and improved procedures of the processing and interpretation of data. From various geophysical methods (seismic, electrical resistivity tomography, ground penetrating radar or gravimetric survey) which provide useful information about landslide geometry reconstruction and hydrological characteristics of the place of studies, the electrical resistivity tomography (ERT) is the most efficient and most widely used in the landslides investigations. The ERT method is based on the measurement of electrical resistivity values and their spatial distribution in the subsoil. This method is widely used in evaluating slope deformations and in predicting the surface mass movements (Friedel et al. 2006; Jongmans and Garambois 2007; Constantin et al. 2011; Pasierb 2015; Bellanova et al. 2018; Šilhán et al. 2019). In particular, this method is applied for recognitions of lithostratigraphic sequences and the geometry of the landslide’s body, identifying the sliding surfaces between the slide material and the underlying bedrock and the location high-water content areas (Panek et al. 2008; Dardé et al. 2013; Holec et al. 2013; Dostál et al. 2014; Tomecka-Suchoń et al. 2017; Crawford and Bryson 2018). It is also used for the building and monitoring of high-resolution geological models (both 2D and 3D) and presenting results in a 4D system (Lebourg et al. 2005; Jomard et al. 2010; Chambers et al. 2011; Merritt et al. 2014; Uhlemann et al. 2017; Boyle et al. 2018; Břežný et al. 2018). Information obtained from ERT method is useful for engineering geologists and geomechanics to define the geological setting of the investigated subsoil, reconstruct the geometry of landslide body and volume of the slide material and locate the possible sliding surface and lateral boundaries of the landslide—which are necessary to plan mitigating activities and interventions (installation of a drainage system, stabilization of landslide, etc.) (Perrone et al. 2014).

Understanding the factors causing the formation of landslides, proper numerical modeling of geological structures helps to create the protective systems. According to Cornforth (2005), landslides are complex phenomena. The main factors which have a significant influence on their behavior include changes in the geometry of the slope and changes in the water conditions (Terzaghi 1950; Wysokiński 2011; Sarah and Daryono 2012; Tang et al. 2018). Due to the complexity of the problem, classic geotechnical engineering methods for stability assessments often fail. In this situation, numerical analysis of the stability (usually performed with the use of the c-fi reduction method) can be useful (Griffiths and Lane 1999; Truty et al. 2009; Wysokiński 2011; Zheng et al. 2009; Ozbay and Cabalar 2015; Cho 2016; Xu and Yang 2018), giving possibility to model landslide problems very close to the reality. Results of the stability analysis contain stability factor SF, which is the factor between stabilizing and destabilizing forces and mechanism of the possible stability loss—sliding surface. Stability factor SF< 1 means an unstable structure, SF= 1 means the soil structure is on the border between stable and unstable, while SF> 1 means a stable structure. Such simulation is usually performed with the use of the finite element method (FEM). Sometimes the finite difference method (FDM)—examples are given by Stanisz et al. 2012—or the boundary element method (BEM) is used. Typically, plane strain conditions are assumed, a 2D model is constructed and the *c*-*fi* reduction algorithm is used for the SF estimation. A traditional approach to the landslide stability (with the use of Fellenius, Bishop, Janbu or similar methods) requires the initial assumption of the stability loss mechanism (the shape of the sliding surface, cylindrical or otherwise), which is a major weakness of this methodology (Ozbay and Cabalar 2015). Introduction of the pore pressure (especially in the transient state, induced by rainfall or flood) is also a serious problem in the traditional approach. The main advantage of the *c*-*fi* reduction method is that such an assumption is not necessary, and so the shape and localization of the sliding surface are the result only of the simulation. Therefore, the combination of geological, geophysical and geotechnical methods of investigation and complex analysis of their results allows to obtain reliable information about the geological structure and geotechnical parameters of the landslide.

The main goal of the presented work was to evaluate current conditions of the landslide in Brzozówka, near Cracow (Poland), and also to show that increased saturation of soil, which was a result of rainfall and/or snowmelt, caused the loss of stability of the slope. Therefore, an analysis of the impact of variable saturation on landslide stability was also conducted.

## Geological setting

The Brzozówka village is located in southern Poland, in the northwestern part of the Cracow–Czestochowa Upland, bordering the north with Cracow. The morphology of the area is variable. The true altitude ranges from approximately 215 m above sea level in the valley of the Dłubnia River to approximately 400 m in the northern part of the area where the village of Brzozówka is situated. The geological structure of the area includes hills and valleys, which form canyons, as well as terraces, alluvial fans, cones and monadnocks. The oldest rocks are made of plate limestone, which dates back to the Jurassic and Cretaceous periods, and are crossed by faults. In many places on these geological formations, sheets of clay from the Neogene period (Miocene) have also been preserved. The youngest Quaternary formations, with a thickness from a few meters up to tens of meters, create an uneven thick coat of loess and loess clay mixed with sand and gravel. The Quaternary sediments in the river valley are represented mainly by gravel and sand of different grain sizes and the youngest Holocene soils, which developed as silts and gravels. The steep slopes form deep and wide valleys, which include two main rivers: the Pradnik and the Dłubnia and their tributaries. The water level in the formations of the Jurassic period plays the most important role in developing the hydrogeological relations in the rock structure. Due to intensive farming, these water resources are quite easily degraded. The second water level is formed in Cretaceous rocks, where groundwater is of good quality and the water resources are considerable. Groundwater situated in the Miocene and Quaternary formations is less important due to their limited quantity (Gradziński 1972).

## Investigations methods

In order to recognize the subsoil of the analyzed area, geophysical and geotechnical investigations were carried out. The geophysical surveys using the electrical resistivity tomography method were carried out during dry weather in July 2014. Geotechnical investigations were carried out in stages. The first, geological drilling was carried out in July 2011. In addition, CPTUs were carried out in three series, in the summer and winter seasons: September 2011, December 2012 and September 2014. Numerical simulations of the landslide stability were also carried out.

### Electrical resistivity tomography (ERT)

Firstly, geophysical surveys were performed—such order allowed us to determine geotechnical measurement scheme and to conduct a range of laboratory tests. The electrical resistivity tomography (ERT) technique is one of the geophysical methods, which are based on the study of changes in the electrical field generated by a system of electrodes. The ERT measuring procedure consists of the series of DC electrical resistivity measurements along the examined profile, where uniformly placed stainless steel electrodes are used. The automated, programmed measurement is taken for all possible combination of electrodes, depending on the selected measured array. The details are given for example (Loke 2014 or Pasierb 2012). The increase in the spacing increases the depth range of research determined in this method for approximately one-fifth of the distance between the extreme electrodes. As a result of measurement, the apparent resistivity of rocks, representing the result of the entire heterogeneous, complex anisotropic layers, is determined in accordance with Ohm’s law. The most commonly used measuring systems are the Wenner–Schlumberger and dipole–dipole arrays due to good depth range and the best horizontal resolution, respectively (Loke 2000; Kneisel and Hauck 2008).

In the presented work, ERT geophysical measurements were taken using ARES designed by GF Instruments. The Schlumberger array, which is sensitive to vertical structures and characterized by the maximum depth of penetration, was used. The distance between each electrode was 5.5 m. The electrical resistivity tomography measurements taken along the slope were taken on the profile Brzozówka I of 258.5 m length, which allowed to recognition of the subsoil to a depth of about 52 m. In addition, a second measurement was taken on the same profile the “roll along” method, extending it, by post-measuring subsequent sections, from the beginning to the end of the profile. In this way, a measurement on the Brzozówka II profile could have been taken over a distance of 346.5 m. The range of investigation depth in this measurement was reduced to 40 m, due to previously recognized subsoil down to limestone formation. Therefore, the measurement time was shortened and the battery consumption was reduced. The assumed acceptable standard deviation was 5%, and the minimum stacks were set to 4. This meant that if the four data cycles collected at each point fell within 5% of each other, then data collection is completed at that data point after the number of stacks set. However, if the acceptable standard deviation was exceeded for a data point, another cycle is completed and the four readings closest together are averaged. The interpretation of ERT survey was done in the RES2DINV software (Geotomo Software—Loke 2014), using a nonlinear optimization technique with a 2D inversion process. A detailed description of the inversion algorithms can be found in the works, e.g., Marquardt (1970), Farquharson and Oldenburg (1998), Loke and Dahlin (2002), Aster et al. (2005), Loke (2017). The aim of the inversion is to minimize the error, which determines the degree of discrepancy between calculated apparent resistivity values for the assumed and the input model. Three methods of inversion are possible in RES2DINV program: the standard least-squares inversion, smoothness constrain and robust inversion. (A more detailed description is contained in Pasierb 2015.) The standard and similarly smoothness constrain methods, classified as a L_{2} norm, are based on least-squared optimization method that minimizes the sum of squares (RMS error) of the spatial changes in the model resistivity values. The smoothness constrain inversion method is a slightly modified form of standard inversion including flatness filter and is the most suitable where subsurface resistivity changes continuously in a smooth manner as in the case of pollution plume. The sum of squares (RMS error) is calculated by these methods. The robust inversion—the blocky or *L*_{1} norm optimization—generates models consisting of a fixed resistivity value with clearly sharp and straight boundaries. This method is based on minimizing the sum of the absolute difference between measured and calculated apparent resistivities, by the calculation of an absolute error (Abs). The applied *L*_{1} minimization to data results in sharpening the boundaries between geological layers and causes reduction in the impact of the major differences between the values of the model—this gives lower values of error (Loke et al. 2003). In subsequent iterations, the assumed theoretical model is successively modified until acceptable accuracy is achieved. The calculations also take into account the terrain layout including the topography in the data processing (Loke 2000). The use of advanced computational techniques, the introduction of external conditions described as a priori information (e.g., geological information) and the imposition of boundary conditions controlling the change of the model (as there are many possible resistivity models of the medium with the same solution) cause a reduction in ambiguous solutions and help to get the two-dimensional distribution of the electrical resistivity medium as close as possible to the distribution of actual resistivity in the subsoil study.

### Geotechnical measurements

In order to obtain more complete interpretation and to analyze the correlation between the lithology of the landslides and determined distribution of electrical resistivity on the profile, a drilling test was carried out using hand methods. The boreholes with a diameter of 0.1 m and a depth of 5 to 9 m below ground level were made at seven sites within 71 m, 100 m, 137 m, 153 m, 200 m, 220 m and 250 m from the beginning of the profile. The locations of geophysical profiles and geotechnical boreholes are shown in Fig. 1.

The geological drilling identified a detailed geological profile. During drilling, the macroscopic analysis of soils was performed, the level of groundwater was determined and samples were taken for the laboratory tests. In the area of the landslide, geotechnical surveys were also carried out to identify ground conditions and to determine the geotechnical parameters of soils using a cone penetration testing (CPTU). The CPTU probe of the Swedish company ENVI with a diameter of 36 mm was used in the research. The CPTU is currently the most popular and the most comprehensive in situ method for identifying geotechnical parameters of the substrate. In addition, the CPTU allows determining the geological structure of the substrate, enabling accurate separation of weak layers, such as slip planes in landslides. It also allows the estimation of geotechnical parameters based on different conversion formulas and correlations with the natural state of stresses, grain size and humidity of the soil (Lunne et al. 1997).

*q*

_{c}); sleeve friction (

*f*

_{s}); and pore pressure (

*u*

_{2}). Cone resistance and pore pressure are used to determine the mechanical properties of soil, while sleeve friction is mainly used to identify the type of ground and estimate the unit weight of the soil (Obrzud 2009). Recording of the pore pressure above the groundwater table enables to measure the suction pressure of soils that are not fully saturated with water (Fig. 2). In addition, the measurement of pore pressure allows us to correct the measured parameters, which is important in cohesive soils. It is made according to the following formulas (Lunne et al. 1997):

*q*

_{t}—corrected cone resistance,

*q*

_{c}—measured cone resistance,

*u*

_{2}—pore pressure measured behind the cone,

*a*—cone area ratio

*R*

_{f}—friction ratio,

*f*

_{s}—sleeve friction,

*q*

_{t}—corrected cone resistance.

Laboratory tests were carried out on soil samples of silt layer above the sliding surface and the underlying clay layers. The study determined the type of soil, physical parameters (water content, bulk density, plastic and liquid limits) and mechanical parameters (the angle of effective internal friction *ϕ‘* and effective cohesion *c’*). The research of mechanical parameters was carried out using the triaxial compression test. (The method involves research with the initial isotropic consolidation and measurement of pore pressure while compressing.) The study was carried out at a consolidation pressure (*σ*_{3}, of 75 kPa, 150 kPa, 300 kPa and 600 kPa). The interpretation of test results was conducted using the Coulomb–Mohr theory specifying values for effective stress (Head 1995).

### Numerical simulations of the landslide

The numerical model constructed using the ZSoil FEM system (described in detail by Commend et al. 2016) was used to simulate landslide behavior. The FEM model was two-dimensional (2D), with plane strain conditions. In addition, the Coulomb–Mohr constitutive model was assumed with non-associative flow rule: dilatancy angle *ψ *= 0 for clay and *ψ *=* ϕ*/2 for silt. The *c*-*fi* reduction algorithm was used for the SF estimation. Typical geotechnical boundary conditions for solid phase were assumed—there were no vertical and horizontal displacements on bottom edge, no horizontal displacements on lateral edges and no normal stress on the top edge. Numerical model consisted of 2375 quadrilateral elements and 2867 nodes. Enhanced assumed strain (EAS) elements were used (Simo and Rifai 1990). Unsteady filtration state (infiltration due to rainfall) was considered, and analysis was performed in the effective stresses. The presented approach is novel, because usually in the engineering practice stability is analyzed in the total stresses, using total soil strength parameters (cohesion and friction angle), which depend on the saturation of the soil. In this article, analysis is performed in effective stresses with the use of effective cohesion and friction angle (which do not depend on the saturation). This approach does not require estimation of the soil parameters for different saturations of soils, which decreases the amount of the laboratory works. An additional advantage of the proposed approach, in opposite to the traditional approach with the use of Fellenius, Bishop, Janbu or similar methods, is that the initial assumption of the stability loss mechanism (shape of the sliding surface—cylindrical or other) is not required—shape and location of the failure surface are the result of the simulation. In the case of having the results of geophysical research, the assumed shape of the sliding surface is a confirmation of the correctness of the simulation.

The elasto-plastic analysis is performed again for reduced parameters of the soil. If equilibrium conditions are fulfilled, the process of the reduction is continued according to the formulas above. If equilibrium conditions are not fulfilled, divergence of the iteration process occurs and the stability analysis ends up. The SF value for last converged step is assumed as an estimation of the SF of the structure. Increment *Δ*SF could be as low as needed; however, usually values lower than 0.01 are not required. The displacements obtained in the moment of the stability loss do not have physical meaning—they only illustrate the stability loss mechanism. The *c*-*fi* reduction algorithm works for both 2D and 3D problems. This approach is fully consistent with Eurocode 7. More detailed description of this procedure and other issues of the computer modeling of landslides are given by Griffiths and Lane (1999), Truty et al. (2009), Wysokiński (2011) and Zheng et al. (2009).

*k*—Darcy coefficient for saturated soil,

*S*—saturation ratio (0

*≤ S ≤*1),

*Z ≡ y*—gravity potential, γ—water specific weight,

*k*

_{r}—function relating conductivity to saturation ratio:

*S*

_{r}—residual saturation. Relationship between saturation and pressure is presented (6):

*α*is the parameter controlling width of transition layer above the free surface. In the fully saturated zone, linear Darcy’s law holds. Continuity equation (Richards’s equation) completes the model:

*β*—fluid bulk modulus,

*n*(0 <

*n*< 1)—porosity (being additional characteristic of the soil), \( \dot{\varepsilon }_{v} \)—volumetric strain ratio. The presence of strain term causes coupling of flow with soil deformation.

## Results and discussion

Main inversion parameters used for the calculation for all presented inverse models

Inversion parameters | Values |
---|---|

Initial damping factor | 0.1 |

Increase in damping factor with depth | 1.1 |

Vertical-to-horizontal flatness filter ratio | 1 |

Thickness of first layer | 0.5 |

Factor to increase the thickness layer with depth | 1.01 |

Type of reference model | Average resistivity |

Damping factor for the reference model | 0.01 |

Forward modeling numerical approach | Finite element method |

Robust constraint cutoff factor | 0.05 |

Robust model constraint cutoff factor | 0.005 |

Based on the calculations and the analysis of the obtained cross-sectional distribution of electrical resistivity, the *L*_{1} norm inversion method (robust inversion) has given optimal results for the analyzed subsoil compared to the two other methods of inversion. Thus, in the implemented 2D inversion process, the robust model inversion constraint was used in a further processing. Also, in processing of the data obtained from measurements for Brzozówka II profile–where the “roll along” method was applied–robust inversion was used and absolute error was 0.67.

In the near-surface layer, silty clays (loess) with resistivity range of 20–50 Ωm and thickness varying between 2 and 6 m were found. The silty soils are very sensitive to changes in water saturation, and they are characterized by the possibility of subsidence due to the increase in humidity. The lower layer are clays with variable resistivity values of 3 to 20 Ωm. Areas with low resistivity value of clay about 3 Ωm are related to their higher humidity. In the northern part of the profile, the clay layer is thicker (ca. 30 m) than in the southern part. The boundary between the silt and clay layers can be defined as the slip surface of the landslides. The slip surface is almost flat and occurs at a depth of 2 to 5 meters below the surface. There is a layer of sand under the clay with a thickness of about 5–7 m and differentiated resistivity from 50 to 180 Ωm (Gradziński 1972; Reynolds 1997). The bottom of this layer indicates the roof of the substrate. The substrate is built of carbonate rocks with irregular top surface, which is visible in the cross section. The resistivity values of the limestone formation change from 180 to 700 Ωm.

*u*

_{2}< 0) may occur in silty soils to a depth of approximately 2.5 m. It can fluctuate depending on the time of the study and can be even equal to − 50 kPa (Fig. 7). This shows that there is a strong suction pressure in the subsurface, most likely caused by incomplete saturation of soil pores in the aeration zone.

Values of the basic parameters of soil

Layer number—type of soils | Bulk density | Natural moisture | Plastic limit | Liquid limit | Effective angle of internal friction | Effective cohesion |
---|---|---|---|---|---|---|

I—silt | 1.95–2.10 | 20.0–25.2 | 20.5–22.0 | 25.5–29.3 | 31–33 | 2–6 |

II—clay | 2.10–2.20 | 18.7–26.2 | 20.7–22.5 | 34.5–42.5 | 27–29 | 5–10 |

The main assumptions of stability analysis used in numerical simulations of the landslide in Brzozówka are discussed below. Plane strain conditions were assumed, which leaded to use 2D model. This is common assumption in the landslide stability analysis, especially when no rapid changes in the geotechnical conditions in the direction perpendicular to landslide movement direction are observed. The Coulomb–Mohr elasto-plastic model was used which is a standard choice of the material model for soil in the stability calculations. This choice allows reproducing properly failure of the slope.

For the initial saturation of the silt layer, a SF stability factor of 3.70 was obtained, indicating that stability loss is practically impossible. However, when saturation increases up to 0.65 due to the rainfall over in the vicinity of the upper part of the sliding surface, SF drops down rapidly. For a saturation of about 0.8 due to drop down of the suction pressure in the partially saturated zone during rainfall, the SF coefficient reaches a value of 1.0, which means the ultimate state, and landslide activation is almost certain.

## Conclusions

The article was presented the results of geophysical and geotechnical investigations and numerical simulations of the landslide in Brzozówka near Cracow. The creation of landslides (from the mechanical point of view) is associated with imbalances between forces which have a destructive impact on the soil and those forces which hold the soil in place. Usually this is due to the presence of sloping and saturated ground. Changes in soil consistency causing weakening of soil strength properties and the impact of the flow of surface water and groundwater (pressure spillways), which changes the soil structure, result in the mass movement on the sliding surface. The effect of this phenomenon was noticed in the analyzed case. Mass movements, which take effect in the form of landslide, can be observed on the analyzed slope, formed within the layers of silt (loess) soil as a result of periodic worsening of the mechanical parameters of soil material. On the basis of geophysical and geotechnical tests using the ERT and CPTU methods, it was recognized that the slip plane occurred between the silt and clay at a depth of 2 to 6 m below the surface. It was also found that the slip plane was almost flat. Therefore, the saturation factor had a significant meaning from the point of view of the movement of the surface layers. Obtained results of field observations, laboratory tests and numerical simulations showed that the stability loss of the landslide in Brzozówka due to rainfall was very likely. With the change of saturation, the field of effective stresses changed, which led to loss of slope stability during heavy rainfall or snowmelt. The numerical simulations showed that the stability factor decreases rapidly when saturation exceeds 0.7, and the loss of stability occurred for saturation about 0.8.

The presented effective methodology—FEM analysis using a two-phase model with effective soil strength parameters, c-fi reduction method for SF estimation and transient flow model with partial saturation zone description by van Genuchten (1980)—proved to be effective in the analysis of landslide stability in Brzozówka and can be successfully used to study landslides located in similar geotechnical conditions. The results obtained are useful in engineering practice in analysis of the landslides in similar conditions.

## Notes

### Acknowledgements

The authors would like to thank the laboratory staff from the Cracow University of Technology, Faculty of Environmental Engineering.

### Funding

The works were conducted as part of statutory research of the Cracow University of Technology no: S-2/234/2015/DS, S-2/235/2015/DS and S-2/335/2017/DS.

### Compliance with ethical standards

### Conflict of interests

The authors declare that they have no conflict of interest.

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