## Abstract

With the advent of web-based technology, online testing is becoming a mainstream mode in large-scale educational assessments. Most online tests are administered continuously in a testing window, which may post test security problems because examinees who take the test earlier may share information with those who take the test later. Researchers have proposed various statistical indices to assess the test security, and one most often used index is the average *test-overlap rate*, which was further generalized to the *item pooling* index (Chang & Zhang, 2002, 2003). These indices, however, are all defined as the means (that is, the expected proportion of common items among examinees) and they were originally proposed for computerized adaptive testing (CAT). Recently, multistage testing (MST) has become a popular alternative to CAT. The unique features of MST make it important to report not only the mean, but also the standard deviation (SD) of test overlap rate, as we advocate in this paper. The standard deviation of test overlap rate adds important information to the test security profile, because for the same mean, a large SD reflects that certain groups of examinees share more common items than other groups. In this study, we analytically derived the lower bounds of the SD under MST, with the results under CAT as a benchmark. It is shown that when the mean overlap rate is the same between MST and CAT, the SD of test overlap tends to be larger in MST. A simulation study was conducted to provide empirical evidence. We also compared the security of MST under the single-pool versus the multiple-pool designs; both analytical and simulation studies show that the non-overlapping multiple-pool design will slightly increase the security risk.

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## Notes

- 1.
Suppose we can assemble \(\prod_{t=1}^{T}\prod_{t=1}^{S_{t}}P_{it}\) all possible panels from the item bank by fully mixing-and-matching all possible parallel forms, then in the nonpanel assumption, the probability that one form is assigned to a test taker is \(\frac{1}{N_{t}}\), whereas with a typical panel structure, the probability that the same form is assigned to a test taker is \(\frac{1}{P_{it}}\frac{P_{it}}{N_{t}}=\frac{1}{N_{t}}\), where \(\frac{1}{P_{it}}\) represents the probability that a randomly chosen panel contains that particular form, and \(\frac{P_{it}}{N_{t}}\) denotes the probability that the form will be chosen at stage

*t*. Apparently, the two probabilities are the same.

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## Appendix

### Appendix

### A.1 Proof of Theorem 1

(1) *MST* The average overlap rate for MST when the random route rule is used is as follows:

where *m*
_{
f
} is the number of times a form is administered, *l* is the number of items within each form, *p* is the number of examinees in total, and \(r_{f} = \frac{m_{f}}{p}\) is the form exposure rate.

According to this derivation, first, the number of items within each form (i.e., the test length) will not affect the test security.

To decrease the average test overlap rate, the objective is to minimize \(\frac{1}{T}\sum_{t = 1}^{T} \sum_{f = 1}^{N_{t}} r_{f}^{2}\) while subject to the constraint that \(\bar{r}_{f} = \frac{1}{N_{t}}\).

Notice that

The conclusion is: when random selection is considered, only *N*
_{
t
} affects the results, that is, the number of alternative forms in each stage. When more informative routing rule is considered, for fixed *N*
_{
t
}, the value of *P*
_{
it
} and *S*
_{
t
} will influence the estimation precision.

(2) *CAT* When the CAT item pool is composed of all the items in the MST panels, and assume the item selection is purely random, the average overlap rate would be (Chen et al. 2003):

### A.2 Proof for Theorem 2

(1) *CAT* The probability that two randomly selected examinees have *x* same items in common is

where *S* is the total number of items in the bank, *L* is the test length.

The variance of the overlap rate is simply the variance of the hypergeometric distribution, expressed as

(2) *MST* First, \(S = \sum_{t = 1}^{T} N_{t}l\), and \(\sum_{t = 1}^{T} l = Tl = L\). The probably that two randomly selected examinees have one form in common at stage *t* is

The probability that two randomly selected examinees have *x* forms in common during the entire test is

where *P* represents permutation, *Ω*
_{
x
}is the set of forms (stages) that are in common. The variance of the pair-wise overlap rate is \({\mathop{\operatorname{var}}} ( \frac{xl}{L} ) = \frac{1}{T^{2}}{\mathop{\operatorname{var}}} (x)\), where as \({\mathop{\operatorname{var}}} (x)\) can be derived easily for the given probability mass function in (A.3). The final closed form of the variance is \(\sum_{t = 1}^{T} \frac{N_{t} - 1}{N_{t}^{2}}\).

(3) *Proof of the inequality*

To prove \(\sigma_{\mathrm{CAT}}^{2} \le \sigma_{\mathrm{MST}}^{2}\), we need to show

because

According to Cauchy inequality, \(\sum_{t = 1}^{T} N_{t} \sum_{t = 1}^{T} \frac{1}{N_{t}} \ge T^{2}\), therefore,

Because

Combining (A.4) and (A.5), the inequality holds.

### A.3 Proof of Theorem 3

(1) *CAT* For CAT, the mean and variance of the overlap will change accordingly by plugging in the new item bank size \(\sum_{t = 1}^{T} (N_{t}l - n_{t})\).

(2) *MST* Let *x*
_{
t
} denotes the number of common items between two randomly picked examinees at stage *t*.

Let *X* denote the number of common items between two randomly selected examinees, then

It is straightforward to compute that

Because *x*
_{
t
}’s are independent across different stages,

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### Cite this article

Wang, C., Zheng, Y. & Chang, H. Does Standard Deviation Matter? Using “Standard Deviation” to Quantify Security of Multistage Testing.
*Psychometrika* **79, **154–174 (2014). https://doi.org/10.1007/s11336-013-9356-y

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### Key words

- computerized adaptive testing
- multistage testing
- item exposure
- test overlap rate
- standard deviation