Radial Evolution of Sunward Strahl Electrons in the Inner Heliosphere
Abstract
The heliospheric magnetic field (HMF) exhibits local inversions, in which the field apparently “bends back” upon itself. Candidate mechanisms to produce these inversions include various configurations of upstream interchange reconnection; either in the heliosphere, or in the corona where the solar wind is formed. Explaining the source of these inversions, and how they evolve in time and space, is thus an important step towards explaining the origins of the solar wind. Inverted heliospheric magnetic field lines can be identified by the anomalous sunward (i.e. inward) streaming of the typically anti-sunward propagating, field-aligned (or anti-aligned), beam of electrons known as the “strahl”. We test if the pitch angle distribution (PAD) properties of sunward-propagating strahl are different from those of outward strahl. We perform a statistical study of strahl observed by the Helios spacecraft, over heliocentric distances spanning \(\approx 0.3\) – 1 AU. We find that sunward strahl PADs are broader and less intense than their outward directed counterparts; particularly at distances 0.3 – 0.75 AU. This is consistent with sunward strahl being subject to additional, path-length dependent, scattering in comparison to outward strahl. We conclude that the longer and more variable path from the Sun to the spacecraft, along inverted magnetic field, leads to this additional scattering. The results also suggest that the relative importance of scattering along this additional path length drops off with heliocentric distance. These results can be explained by a relatively simple, constant-rate, scattering process.
Keywords
Magnetic fields, interplanetary Magnetic reconnection, observational signatures Solar wind1 Introduction
It is instructive to split solar wind electron velocity distribution functions (VDFs) into three distinct components. These are the thermal “core”, and the suprathermal “halo” and “strahl”. The core and halo populations are quasi-isotropic. The strahl, however, takes the form of a field-aligned beam (Pierrard, Maksimovic, and Lemaire, 2001). Most commonly the strahl is aligned with the magnetic field in the anti-sunward (“outward”) direction (Owens et al., 2017).
The strahl and halo inhabit a similar energy range of \(\approx 70\) – 2000 eV. As such, the strahl is typically observed as an enhancement with near parallel or anti-parallel pitch angles (PAs) over a more isotropic halo background. The fast solar wind is typically associated with strahl which is narrower and more pronounced than in the slow wind (Feldman et al., 1978; Pilipp et al., 1987a).
The strahl is most commonly thought to originate in the corona. Its formation can be explained by the evaporation of electrons in the high-energy tails of velocity distributions (e.g. Feldman et al., 1975; Pierrard, Maksimovic, and Lemaire, 1999) which can be formed through resonant wave-particle interactions (Vocks and Mann, 2003), although recently mechanisms such as instabilities have been explored (Che and Goldstein, 2014). The resulting hot solar wind electrons narrow into a beam as a result of adiabatic focussing, as they propagate outwards into a magnetic field which decreases in strength with heliocentric distance, \(r\). Landi, Matteini, and Pantellini (2012) in fact show that strahl may also form locally in the solar wind, in simulations combining collisions and these expansion effects.
Studies which consider the heliocentric distance profiles of strahl properties have given insight into its evolution. Hammond et al. (1996), Graham et al. (2017), and Berčič et al. (2019) studied the pitch angle widths of the strahl beam, over distances of 1.3 – 3.8, 1 – 5.5, and 0.3 – 1 AU, respectively. Under purely adiabatic conditions, the strahl beam should continually narrow while travelling away from the Sun. However, these authors found that the width of the strahl beam at a range of energies predominantly tends to increase with heliocentric distance. Some process thus continually scatters the strahl in pitch angle, broadening the beam where it would otherwise narrow. Maksimovic et al. (2005) and Štverák et al. (2009), considering the solar wind at distances 0.3 – 1.5 and 0.3 – 4 AU respectively, both found that the density of the halo increases with radial distance at the expense of the strahl. These results too suggest that strahl electrons are scattered continually over the course of their propagation, but in this case into the halo. Other studies are indicative that suprathermal electrons are scattered during propagation. For example, Macneil, Owen, and Wicks (2017) observe that the energetic properties of suprathermal electrons observed at 1 AU are far-removed from those predicted near the Sun, which is consistent with, e.g., scattering during propagation.
Owens, Crooker, and Schwadron (2008) created a simple model which encapsulates the competition between focussing and some scattering at a constant rate. They found that beyond \(\approx 0.1~\mbox{AU}\), strahl populations become broader the further they travel through the heliosphere because of the drop-off in degree of adiabatic focussing with distance and the cumulative effects of the constant scattering. Through considering these combined processes, the authors are able to produce a profile of strahl width against radial distance which agrees with that observed by, e.g., Hammond et al. (1996).
Much research on scattering mechanisms for the strahl has centred on wave-particle interactions. The most prominent example of this is resonant interaction with whistler-mode fluctuations (Vocks et al., 2005; Saito and Gary, 2007; Pagel et al., 2005; Viñas et al., 2010; Kajdič et al., 2016). Scattering through interactions with a range of other wave modes has also been investigated as additional potential scattering mechanisms (e.g. Pavan et al., 2013; Hellinger et al., 2014). More recently, the case for Coulomb collisions as a viable mechanism for strahl scattering has been made for lower energy (\(\lesssim 200~\mbox{eV}\)) strahl electrons (Horaites, Boldyrev, and Medvedev, 2018).
The strahl is not universally observed to propagate in the anti-sunward direction. So-called strahl “drop outs” have been observed by e.g., Pagel, Crooker, and Larson (2005), and theorised to occur as a result of the disconnection of the heliospheric magnetic field (HMF) from the Sun at both ends (McComas et al., 1989). Conversely, strahl may also propagate bidirectionally, in both the sunward (inward) and outward directions at once (Pilipp et al., 1987b). This “counterstreaming” can occur along closed loops in the HMF; where both ends may supply strahl electrons (Gosling et al., 1987). Finally, strahl may be observed to propagate in only the sunward direction. This can occur in instances where the HMF has become locally inverted or “kinked” relative to its dominant polarity (Kahler and Lin, 1994). Using these observational features, the direction of the strahl beam has been used to identify locally inverted, closed, and disconnected heliospheric flux through effectively remote-sensing the connectivity of the HMF (e.g. Gosling et al., 1987; Phillips et al., 1992; Crooker, Gosling, and Kahler, 2002; Pagel, Crooker, and Larson, 2005; Owens and Crooker, 2007; Crooker and Pagel, 2008).
1.1 Inverted Heliospheric Flux and Solar Wind Origins
In this study we are concerned primarily with instances of sunward directed strahl, due to its utility as an indicator of inverted HMF, a phenomenon which is important to understanding the origins of the solar wind. Interchange reconnection, reconnection between open flux and a closed loop, which results in the “opening” of the loop to the heliosphere, is often cited as an important mechanism in the production of the solar wind, particularly of the slow wind (Fisk, Schwadron, and Zurbuchen, 1998; Schwadron, Fisk, and Zurbuchen, 1999; Fisk, 2003; Antiochos et al., 2007; Crooker and Owens, 2012). It has been proposed that these newly-opened loops may be responsible for inverted HMF observed in the heliosphere. In particular, Owens, Crooker, and Lockwood (2013) suggest that reconnection with loops of height which exceeds the nominal height of solar wind release would produce a newly-opened magnetic field with a kink, which proceeds to propagate out into the solar wind (see their Figure 7). The kink gradually straightens at a rate controlled by the local Alfvén speed (Gosling et al., 2005). Alternatively, Owens et al. (2018) suggest that velocity shear along a magnetic field line resulting from the transfer of flux through interchange reconnection could drive a kink into the field. This kink would steepen as long as the velocity shear persists (see their Figure 4). In either case, the process of HMF inversion appears intrinsically tied to the production of the (slow) solar wind. Based on these suggestions, inverted HMF, as inferred by the presence of sunward strahl, has been used to infer the occurrence of interchange reconnection at the solar wind source in several studies (Crooker et al., 2004; Baker et al., 2009; Owens, Crooker, and Lockwood, 2013; Owens et al., 2018). In the future, as inner-heliosphere observations using Parker Solar Probe (Fox et al., 2016) and Solar Orbiter (Müller et al., 2013) are leveraged to discover the source of the slow solar wind, the utility of sunward strahl as an indicator for upstream reconnection will only grow. It is therefore timely to study in more depth the characteristics of inverted flux and sunward strahl, particularly in the inner heliosphere, to better understand their evolution and origins.
Sunward strahl would not be observed if Parker spiral theory applied at all times, giving HMF that is only in a “gardenhose orientation”. Therefore, observations of sunward strahl can help identify which of many potential mechanisms are generating the “ortho-gardenhose” (i.e.\(>45^{\circ}\) away from the Parker angle) field that is seen a sizeable fraction of the time (see review by Lockwood, Owens, and Macneil, 2019). In addition, inverted HMF generates “excess magnetic flux”, whereby the unsigned heliospheric flux (the total of sunward and anti-sunward flux) does not fall off with an \(r^{2}\) dependence (Owens et al., 2008; Lockwood, Owens, and Rouillard, 2009). Hence, observations of sunward strahl can be used to correct for this effect; allowing quantification of the true open solar flux entering the heliosphere (Owens et al., 2017). However, some inverted flux may remain undetected if the sunward strahl flowing along it is too strongly scattered; leading to an underestimation of the excess magnetic flux.
While above we discussed several studies into the radial trends of anti-sunward strahl, as yet no equivalent studies have been carried out for instances of sunward strahl. In this article, we employ suprathermal electron observations from the Helios spacecraft to identify, characterise, and compare statistically, anti-sunward and sunward strahl distributions measured at a range of heliocentric distances of 0.3 – 1 AU. To our knowledge, this is the first such study to be carried out. In Section 2 we describe our analysis of the data and methods for identifying and characterising electron VDFs. In Section 3 we present our results comparing strahl widths and amplitudes, and halo backgrounds, between both sunward and outward strahl in fast and slow solar wind at three heliocentric distances. In Section 4 we discuss the implications of these results for the evolution of sunward strahl and inverted HMF, before drawing final conclusions in Section 5. We include two appendices, which supplement our interpretation of these results given some important limitations of the Helios data set.
2 Data and Methodology
Schematics of Helios 1 electron detector bins in the ecliptic plane by look direction (a), pitch angle (b), and folded pitch angle (c). a.: Look-direction angular bins, with the central angle and bin number labelled. An in-ecliptic magnetic field vector is overlaid at an angle \(\phi _{\text{B}}\) in purple. The bin half width \(d\theta \) is labelled. b.: Pitch angle bins defined and numbered as described in the text, given the magnetic field angle \(\phi _{\text{B}}\). c.: Folded pitch angle bins defined and numbered as described in the text.
The Helios data are provided in the reference frame of the spacecraft, pre-corrected for spacecraft potential effects, which are in any case negligible for strahl electrons, which have energies far exceeding spacecraft potential values. Following Hammond et al. (1996) and Anderson et al. (2012), we analyse the strahl in the frame of the bulk solar wind. We shift the data into the bulk frame using radial and azimuthal velocities as obtained from the fitted Helios proton data set (Stansby et al., 2018). We then interpolate the data onto a grid in look direction and energy which is identical to the grid on which measurements were made in the spacecraft frame. Pitch angle distributions over single-energy slices can then be computed. Such an interpolation technique was applied in the production of pitch angle distributions in the bulk solar wind frame for the Wind-3DP instrument. This method implicitly assumes that the electron VDFs are smoothly varying between energy and angle bins. In Appendix A, we demonstrate the importance of this correction for both the classification and characterisation of strahl.
The limited angular coverage of I2 is problematic when identifying and characterising the strahl. For a HMF vector which does not fall sufficiently close to the centre of an angular bin, a very narrow strahl population will not produce any signal. To account for this, we follow Maksimovic et al. (2005) and Štverák et al. (2009) in removing data points from the study based on the direction of the magnetic field (i.e., we treat such data as a data gap). We remove all data where \(|B_{\mathrm{z}}/{B}|>0.156\) (approximately corresponding to an elevation angle \(|\theta _{ \mathrm{B}}| > 9.5^{\circ}\) out of the ecliptic). We also remove distributions where \(\Delta \phi _{\mathrm{B}}\), the angle between the azimuthal component of the field, \(\phi _{\mathrm{B}}\), and the central angle of the nearest angular bin, is \(>d\theta = 15^{\circ}\). Following this restriction of the data, a total of \(178\,739\) distributions remain. Although we restrict the data in this way, the narrowest strahl width which can be resolved with HeliosI2 is \(\approx 15^{\circ}\) (see Appendix B) and so any inferences about strahl populations which are narrower than this are speculative.
Heliocentric distance histogram of electron distributions measured which meet the \(\Delta\phi \) and \(B_{\mathrm{z}}/|B|\) criteria described in the text. The edges of the three distance bins used in this study are shown as vertical dashed lines.
In previous strahl studies, improved angular coverage has been obtained by combining consecutive observations (e.g. Graham et al., 2017; Berčič et al., 2019). We do not take this approach, primarily because we find that many instances of sunward strahl are highly isolated in time, likely due to the strict criteria for inclusion above, data gaps, and occurrence rate of sunward strahl itself. It is thus not feasible to compute consecutive averaged distributions for the majority of the sunward strahl samples.
Throughout this study, unless otherwise stated, we specifically analyse and present results for suprathermal electrons measured in a representative strahl bin at energy \(\approx 220~\mbox{eV}\). We find that strahl electrons measured in bins of energy \(\approx 150\) – 600 eV produce largely comparable results to this bin. This is supported by analysis of this same data set by (Berčič et al., 2019), who found that the width of strahl in this range did not show a strong energy dependence. We consider this limitation acceptable in order to streamline the analysis and presentation of the results of this study.
2.1 Strahl Classification
To classify the strahl, we first convert the 2-dimensional velocity distributions as a function of eight look directions (Figure 1a) to a function of eight pitch angles, as illustrated in Figure 1b. We then reduce the distributions from eight to five PA bins, by taking the mean of the pairs of PA bins which are closest to \(45^{\circ}\) (1 and 7), \(90^{\circ}\) (2 and 6), and \(135^{\circ}\) (3 and 5). This procedure was originally applied for the purposes of averaging Helios electron pitch angle distributions (PADs) by Maksimovic et al. (2005). We shall refer to this new PA distribution as the “folded” pitch angle distribution, or fPAD. A schematic of fPAD bins are shown in Figure 1c. fPAD bin PAs are 0 – \(15^{\circ}\) for bin 0 and 165 – \(180^{\circ}\) for bin 4, depending on \(\phi _{\mathrm{B}}\). The bin PAs are \(45^{\circ}\), \(90^{\circ}\), and \(135^{\circ}\) for bins 1, 2, and 3, respectively. Each fPAD now has three PAs in common, and so any algorithmic approach to classify the strahl is more consistent between different distributions than would be the case using full PADs.
The polarity of the HMF, in combination with the alignment of the strahl beam, is necessary to identify sunward strahl. In this study we define the polarity of the HMF, \(B_{p}\), relative to the nominal Parker spiral angle, \(\phi _{P}^{\mathrm{nom}}\), calculated using the solar wind bulk velocity as in Heidrich-Meisner et al. (2016). We define anti-sunward HMF (\(B _{p} = 1\)) as that for which \(\phi _{\mathrm{B}}\) is within \(\pm 90^{\circ}\) of \(\phi_{P}^{\mathrm{nom}}\), while all other angles correspond to sunward HMF (\(B_{p} = -1\)). In previous studies which have identified inverted HMF, the polarity of the field has been defined as the sign of its radial component, \(B_{r}\). However, in such an approach the size of a magnetic field deflection from \(\phi _{P}^{\mathrm{nom}}\) which constitutes an inversion is not constant with heliocentric distance, and so is not ideal for studies which examine radial trends.
Four example distributions, \(f\), at bin energy \(\approx 220~\mbox{eV}\), as a function of pitch angle, plotted in both PAD (error bars) and fPAD (dots) forms defined in the text. The distributions are normalised by \(r^{2}\). Error bars are derived from the counting error associated with each measurement. Orange: outward strahl, green: sunward strahl, red: bidirectional strahl, purple: flat (isotropic) distribution.
Flowchart showing the process for classification of strahl as outward, sunward, double, or flat, using the metrics described in the text and the polarity of the HMF, \(B_{\text{p}}\).
Initial results of the above classification reveal a sub-population of PADs which are both flat, and feature significant enhancement in flux at bin energies \(\gtrsim 150~\mbox{eV}\). These distributions are removed from the study as they are clearly separated from each of the four valid strahl classes defined above. Determining the nature of this population is left to future work. We do note that enhanced suprathermal flux has been previously reported as an instrumental effect associated with use of the Helios 1 high gain antenna by Gurnett and Anderson (1977).
2.2 Characterising Individual Strahl Distributions by Fitting
We carry out fittings using the non-linear least squares function curve_fit supplied with the SciPy library (Virtanen et al., 2019). Error estimates for the fitted parameters are derived from the square root of the diagonals of the covariance matrix, and we discard any fits where the error in \(\sigma \), \(A\), or \(C\) exceeds 34% of the value itself. We use this high error tolerance to avoid discarding a large portion of data. We are thus able to compare probability distributions of the fitted parameters.
3 Results
3.1 Strahl Classification
2-dimensional histograms of fPADs at 220 eV by bin and distribution number during the year 1977, for strahl classified as outward, sunward (inward), dropout (flat), and double (bidirectional). \(f\) is normalised such that all bins sum to 1. Distributions are flipped on the basis of the HMF polarity such that all outward strahl peak at bin 0, and all sunward strahl peak at bin 4.
3.2 Fits of Individual Distributions
Table showing the number of distributions which are successfully fitted, separated by outward and sunward strahl, radial distance bin, and solar wind velocity bin.
Outward strahl | Sunward strahl | |||||
|---|---|---|---|---|---|---|
Fast | Slow | All | Fast | Slow | All | |
0.3 – 0.52 AU | 12121 | 34745 | 46866 | 290 | 690 | 980 |
0.52 – 0.76 AU | 7176 | 15658 | 22834 | 393 | 447 | 840 |
0.76 – 1 AU | 11793 | 19380 | 31173 | 797 | 1100 | 1897 |
0.3 – 1 AU | 31090 | 69783 | 100873 | 1480 | 2237 | 3717 |
With increasing heliocentric distance, a greater fraction of distributions are classified as sunward. This result may be important for the evolution of inverted flux in the heliosphere. However, we do not comment on this further here, as our strict selection process may preferentially remove certain types of strahl. Further, as we do not know the origins of the anomalous flat distributions which we exclude from the study in Section 2.1, we are not as confident to comment on occurrence of distributions as we are to characterise properties. We intend to pursue this line of investigation as future work.
Normalised histograms of \(w\), \(\log (A)\), and \(\log (C)\) for outward (blue) and sunward (orange) strahl data at three distance bins, for all wind speeds combined. The mean sampled distance of each bin is listed at the left of each row of panels.
Examining the distributions of outward strahl widths, \(w\), we immediately note a rapid drop-off towards lower values, at around \(15^{\circ}\) in the inner two distance bins. This contrasts with the upper limits of \(w\), which tail off gradually. Further, the distributions peak just above the \(\approx 15^{\circ}\) cut-off. These features can be understood under our evaluation of the Helios 1 electron data set and fitting procedure in Appendix B, in which we consider the effects of the instrument angular bin width. We find there that distributions of underlying width \(w \lesssim 15^{\circ}\) are probably rejected by the fitting procedure or, as indeed appears to be the case from Figure 6, fitted with overly-wide values of \(w\). This leads to a depletion of widths \(w < 15^{\circ}\) and a “piling-up” at \(w \approx 15^{\circ}\), as shown in the figure.
Aside from issues at \(w \lesssim 15^{\circ}\), we note the large spread in all parameters which is present for both outward and sunward strahl. For the inner distance bins, sunward strahl is notably wider than outward. Sunward strahl also features consistently a lower amplitude, \(A\), than outward strahl, and is associated with greater \(C\) in the inner distance bin, which features a very strong and narrow peak.
To investigate sample size effects, we have also produced distributions of outward strahl parameters using randomly selected sub-samples of the outward PADs. For each bin, we take the same number of samples of outward strahl PADs as there are sunward strahl PADs, as indicated by Table 1. We then compare the sub-sampled distributions to the full distributions shown in Figure 6, and find that each match closely.
Plots of median \(w\), \(\log (A)\), and \(\log (C)\), against heliocentric distance bin for slow and fast wind, for outward and sunward strahl. In the top row, error bars correspond to the standard error, and thus correspond to the sampling uncertainty. The lower two rows show only slow and fast wind, with percentiles of 15.9% and 84.1% derived from the underlying distributions shown as shaded regions, and thus correspond to the natural variability. Bin distances are the mean distance of all the measurements which are included in the respective distance and velocity bin.
Figure 7 shows that, on average, outward strahl increases in width with heliocentric distance. This trend is present for fast and slow wind. The total increase in width is slightly greater for slow wind (median slow width increases by \(\approx 18^{\circ}\), while fast width increases by \(\approx 15^{\circ}\)). For both sunward and outward strahl, the median width during fast solar wind is narrower than that during slow wind. Sunward strahl widths do not show such strong variation with solar wind speed or radial distance. Although an overall increase is still found for both wind types, the slow wind samples in particular vary very little with radial distance. For both fast and slow wind, sunward strahl is wider than outward strahl in the innermost distance bin, but tends to converge to outward values by the outermost distance bin.
Across all distances, outward strahl has greater median \(A\) than sunward strahl. Both exhibit decreasing \(A\) with heliocentric distance. The total decrease approaches an order of magnitude for slow wind outward strahl, and a factor of \(\approx 5\) for all other types. Fast wind is associated with strahl of greater \(A\) than slow, apart from in the innermost outward distance bin. \(A\) for sunward and outward strahl also appears to weakly converge with radial distance, particularly comparing slow wind.
While \(C\) associated with outward strahl increases with radial distance in the fast wind, it instead weakly decreases in slow. Meanwhile, \(C\) associated with sunward strahl remains nearly constant in the fast wind, and again decreases in the slow. We also note that for both sunward and outward strahl, the associated values of \(C\) tend to converge at \(r \approx 1~\mbox{AU}\).
Plots of median \(\sigma A\), and \(\log(A +C)\) against heliocentric distance bin for slow and fast wind (solid and dashed lines, respectively), and for outward and sunward strahl (blue and orange lines, respectively). The error bars correspond to the standard error in the median.
4 Discussion
4.1 Caveats
Some caveats are necessary to inform our interpretation of the results of this study, and when discussing them in the context of other work. First, all results apply for strahl samples measured when the magnetic field is approximately in the ecliptic plane. This preferentially excludes populations which are present during periods of enhanced southern magnetic field, \(B_{\mathrm{z}}\), e.g. sections of interplanetary coronal mass (ICME) flux ropes, stream interaction regions (SIRs; see, e.g., Lei et al., 2011), and periods of strong magnetic fluctuation. ICME flux ropes are ejecta and not part of the background solar wind, while SIRs and strong magnetic fluctuations that may be associated with a more scattered or otherwise distorted strahl. The effective removal of these periods for this study leaves a subset of data which better represents the ambient, quiet, solar wind.
Second, as we show in Appendix B, the limited angular coverage of I2 leads to the pile-up, followed by rapid drop-off, of points in the distributions of \(w\) at \(\approx 15^{\circ}\). The “true” distribution of widths likely extend to narrower values below the drop-off. We stress again that our results only strictly apply to strahl of width \(>15^{\circ}\). The presentation of median, as opposed to mean, parameters in Figure 7 mitigates the impact of this pile-up on our results, however.
Third, only a small number of total sunward strahl samples are available in this study (compared to outward strahl). However, random sub-sampling of outward strahl PADs in Section 3.2 demonstrates that this number of samples is sufficient to produce robust width results, and so the sunward strahl results are not an artefact of poor statistics.
Finally, we note that our analysis neglects cooling undergone by solar wind electrons during their outward propagation. Core electron temperature, \(T_{c}\), decreases with heliocentric distance (e.g. Štverák, Trávníček, and Hellinger, 2015). The breakpoint energy, \(E_{b}\), between the core and halo strahl has been predicted to be \(\approx 7k_{B}T_{c}\) by Scudder and Olbert (1979), and for the strahl in particular it is found observationally to be \(\approx 2\) – \(4k_{B}T _{c}\) between 0.3 – 1 AU (Štverák et al., 2009). The approach in this study (and those of Hammond et al., 1996; Graham et al., 2017; Berčič et al., 2019) which compares cuts through electron VDFs in the same energy bin at each distance, neglects this cooling. As such, we do not necessarily observe equivalent cross-sections of the strahl in each distance bin. However, Berčič et al. (2019) observe that strahl widths, as measured between \(\approx 100\) – 500 eV, do not depend strongly on energy. Thus, we do not expect a large width variation in our results to stem from the cooling of the strahl with radial distance. More importantly, the main results of this study are derived through comparison between sunward and outward distributions in equivalent distance bins. As such, the two will have experienced equivalent cooling when observed in each bin, and so any differences found should be a result of other effects.
4.2 Outward Strahl
Comparison of strahl widths derived from the present study and Berčič et al. (2019) at 220 eV, and Hammond et al. (1996) at 225 eV, split into fast and slow solar wind, and by the innermost and outermost distance bins of this study. Berčič et al. (2019) results are split by core parallel electron plasma beta, \(\beta _{ec\parallel }\), instead of speed, and the quoted inner and outer results are for the range of widths spanned by the inner and outer two distance bins of their study. The Hammond et al. (1996) results are extrapolated to 0.91 AU from Ulysses observations as described in the text.
This study | Berčič et al. | Hammond et al. | ||
|---|---|---|---|---|
Fast/Low \(\beta _{ec\parallel }\) | ≈0.3 – 0.52 AU | 15∘ | 20 – 22.5∘ | – |
≈0.76 – 1.0 AU | 30∘ | 30 – 37.5∘ | 27∘ | |
Slow/High \(\beta _{ec\parallel }\) | ≈0.3 – 0.52 AU | 22∘ | 30 – 42∘ | – |
≈0.76 – 1.0 AU | 39∘ | 45 – 52.5∘ | – |
As introduced in Section 1, we frame results of strahl evolution as a competition between adiabatic focussing and pitch angle scattering, which may lead to increasing strahl width if scattering dominates. Pitch angle scattering may also scatter electrons to pitch angles \(>90^{\circ}\), removing electrons from the strahl portion of the distribution entirely. We shall refer to the former type of scattering as “broadening”, and the latter as “attenuation”. This nomenclature is designed not to comment or speculate upon the physical processes responsible for the scattering. We expect broadening to increase \(w\), and attenuation to manifest as a decrease in \(A\) (or, more accurately, \(\sigma A\), Section 2.2) and increase in \(C\).
For outward strahl, we observe both an increase in \(w\), and decrease in \(\sigma A\) with heliocentric distance, for both fast and slow solar wind. We also observe an increase in \(C\) for the fast wind only. We note that \(\log {(A+C)}\) also decreases very similarly to \(\log {(A)}\) for the fast wind, and so we are confident that this increasing \(C\) is not the driver of the decrease in amplitude (i.e. it is not the case that the halo component becomes stronger and makes the apparent strahl amplitude weaker). These results suggest that both broadening and attenuation may take place at a sufficient rate to overcome adiabatic focussing effects, over the distance range of 0.3 – 1 AU. These results are also consistent with our expectations based on broadening taking place at greater distances (Hammond et al., 1996; Graham et al., 2017), and also with the observations of broadening (Berčič et al., 2019) and attenuation (Maksimovic et al., 2005; Štverák et al., 2009) observed with the same Helios data set.
The fact that we do not observe an increase in the halo density for the slow wind is the only observation which is not fully consistent with the above studies. \(\sigma A\) decreases in the slow wind, suggesting that electrons are scattered, but perhaps in energy as well as pitch angle. This could be explained by the scattering in the slow wind not conserving the energy of the scattered electrons. This explanation is then consistent with the result found by Štverák et al. (2009) that attenuation occurs both in fast and slow wind, as these authors considered the entire halo and strahl components across a range of energies.
4.3 Sunward Strahl
Schematic of heliospheric magnetic field for one field line which is directed outward along its length (O) and one which inverts (I). A pair of heliospheric distances are labelled \(R_{a}\) and \(R_{b}\). The directions of strahl electron propagation along the field lines are indicated by red arrows, at numbered locations.
From points \(O_{2}\) and \(I_{4}\) at \(\mathrm{R_{b}}\), Figure 9 also demonstrates that we may measure strahl along an inverted flux tube, but downstream of the inversion. Strahl at \(I_{4}\) will have undergone any processing which applies due to the inversion, while strahl at \(O_{2}\) will not. However, the strahl local to both \(O_{2}\) and \(I_{4}\) will be outward directed, and so the two cases are not separable from observations. We do not expect configurations such as \(I_{4}\) to have a strong impact on the distribution of parameters for outward strahl in this study, however, because of the relatively low occurrence rate of inverted flux.
Sunward strahl drops off in \(\sigma A\), although somewhat less sharply than outward strahl, suggesting that both are subject to degrees of attenuation through scattering. Further, in all distance bins, sunward strahl intensity and \(\sigma A\) are lower than the equivalent for outward strahl. We suggest that at each distance bin, sunward strahl is subject to additional scattering in comparison to outward strahl. A simple constant-rate scattering model (e.g. Owens, Crooker, and Schwadron, 2008) can explain this in conjunction with additional path length for sunward strahl (Figure 9). The strahl electrons travel further along the field and are subject to additional scattering. While in the case modelled by Owens, Crooker, and Schwadron (2008) this scattering resulted in broadening of the strahl, this result demonstrates the scattering of electrons out of the strahl population entirely. It cannot be determined from these results alone whether the further scattering of these electrons occurs during only the initial outward portion of their journey (\(I_{1}\) to \(I_{2}\)), during the additional sunward portion (\(I _{2}\) to \(I_{3}\)), or both.
The sunward and outward trend lines for \(\log {A}\) and \(\sigma A\) tend to converge in Figures 7 and 8, particularly for the slow wind. This suggests that the relative importance of the additional scattering on sunward strahl decreases with distance. In terms of a constant-rate scattering model, this may be because, for kinks which exist at these greater distances, the average additional path length caused by the kink in the field is not as large in comparison to the total path length. This is related to the evolution of inverted flux topologies with distance, which is yet unknown. There may also be some contribution from a decreasing scattering rate with distance.
We now consider the evolution of sunward strahl pitch angle width. The overall radial trend of pitch angle width is far less pronounced for sunward strahl than outward strahl; the increase in median measurable width between 0.3 and 1 AU for sunward (outward) strahl is around \(12^{\circ}\) (\(15^{\circ}\)) for fast wind and \(6^{\circ}\) (\(18^{\circ}\)) for slow wind. The median sunward strahl is notably wider than outward strahl in the two innermost distance bins. We note that the fPADs in Figure 5 suggest that this is true at all distances, however, the appearance of those plots is primarily a result of the bias of sunward strahl occurrence towards the outer distance bins found in Table 1, where the strahl is widest. As sunward strahl is wider than outward strahl nearer the Sun, it appears that the additional path length results also in increased broadening, as we found for attenuation in the above case. As the sunward and outward lines for \(A\) and \(\sigma A\) were found to tend towards convergence in this distance range, the sunward strahl PA widths too have comparable widths to outward strahl by \(\approx 0.9~\mbox{AU}\). If we interpret this convergence as we did for attenuation, then this result suggests that the additional broadening of the sunward strahl electrons is negligible for these outer distance bins. Again, we can explain this as the additional path length for sunward strahl in these bins being insignificant in comparison to the total path length, leading to less scattering. Alternatively, the rate of broadening may drop off at \(\approx 1~\mbox{AU}\). Convergence occurs closer to the Sun for \(w\) than for \(A\), which suggests that there may be a different path-length dependence for that scattering which broadens and that which attenuates the strahl.
We find that in the inner two distance bins, the background halo, represented by \(C\), is stronger for sunward strahl than for outward strahl PADs in comparable bins. This is complementary to the idea that sunward strahl undergoes more attenuation than outward strahl, as electrons could reasonably be scattered from the strahl into the halo at comparable energies. Sunward and outward strahl also tend to be associated with converging values of \(C\) at increasing distances. Again, we interpret this as the relative importance of scattering along the kinked portion of the field line dropping off with increasing heliospheric distance. In Figure 7, we find that the evolution of \(C\) for the sunward strahl is similar to the evolution of \(C\) for the outward strahl in equivalent streams, decreasing in slow wind and increasing for fast. This is again broadly consistent with the same scattering mechanisms applying for sunward and outward strahl.
In order to quantitatively estimate the additional path lengths necessary to produce the observations for sunward strahl here, modelling is required. This could be relatively simple, perhaps as some extension to the constant-rate scattering model used by Owens, Crooker, and Schwadron (2008). However, to fully reproduce our observations, it may prove necessary to relax this constant scattering rate condition, in favour of a scattering rate with a dependence on heliocentric distance or other parameters. For now, we leave this modelling to future work, as the qualitative approach here appears to be a sufficient first explanation.
Distance-dependent scattering may provide an alternative or complementary explanation for these results. DeForest et al. (2016) find evidence in imaging data for the onset of solar wind turbulence at distances of 44 – 88 Rs (\(\approx 0.2\) – 0.4 AU). Here, waves and fluctuations produced by the turbulent cascade (e.g. whistler-mode waves by Saito and Gary, 2007) would first become available to interact with strahl electrons. This may lead to the onset of the strahl scattering inferred from heliospheric observations available thus far. The portion of strahl propagation below heliocentric distances \(\approx 0.2\) – 0.4 AU would then presumably lead to weaker scattering than the portion at distances \(>0.4~\mbox{AU}\), when the turbulent cascade is more developed. In the inner distance bins, we would expect a large fraction of the path length for the outward strahl to involve scattering at this lesser rate. However, travel over the additional path length applied to the sunward strahl may subject the electrons to scattering at the higher (\(>0.4~\mbox{AU}\)) rate, and thus sunward strahl should be more scattered than in a constant-rate case (this depends on the scale of the inversion). Conversely, at greater heliospheric distances (e.g.\(\approx 1~\mbox{AU}\)) both the outward and sunward strahl should be subject to a more comparable degree of scattering, as the weak-scattering portion of propagation within \(\approx 0.2\) – 0.4 AU is less important. This is generally consistent with what we have reported in this study, and so this approximate location of onset for plasma turbulence appears compatible with our results and previous explanation. Confirmation of this argument depends on more detailed modelling of scattering rates, and more accurate knowledge of the size and scales of HMF inversions, and how these evolve with radial distance.
4.4 Prospects for Future Observations
We found in the previous section that at distances \(\approx 1~\mbox{AU}\) the properties of sunward and outward strahl are most similar. Thus, at time of writing, these statistical results could only have been obtained through analysis of the Helios data set. Further study of this evolution of sunward strahl electrons will therefore only be possible in the future with the recently-launched Parker Solar Probe (PSP: Fox et al., 2016) and upcoming Solar Orbiter (SO: Müller et al., 2013) missions. The electron instruments on both spacecraft (the PSP/Solar Wind Electrons Alphas and Protons experiment, and the SO/Electron Analyzer System; Kasper et al., 2016; Müller et al., 2013) will perform at a level far superior to HeliosI2, and so many of the caveats and limitations which were necessary for the data in this article will not be necessary. For example, the greater angular resolution of both instruments will allow for characterisation of strahl with PA width \(<15^{\circ}\). This will remove a major speculative aspect from this study regarding the piled-up samples at around \(15^{\circ}\). Further, observations of the strahl when the HMF lies out of the ecliptic plane will allow study of inner-heliosphere strahl during cases (flux ropes, SIRs, periods of strong fluctuation) neglected here. PSP in particular will observe the strahl at distances very close to its formation, such that its evolution can be measured across a broad range of the inner heliosphere.
5 Conclusions
Subject to the caveats laid out in the previous section, in this study we have quantified the properties of sunward and outward strahl electrons using the Helios 1 data set. For the first time, we have statistically compared the properties and evolution of sunward strahl to outward strahl. These results give us new insight into the scattering of strahl electrons and the evolution of inverted flux in the heliosphere.
We find that sunward strahl is typically broader, has lower amplitude, and is associated with a stronger halo component than normal outward strahl. These findings suggest that sunward strahl is subject to increased scattering which outward strahl is not. We attribute this increased scattering to additional propagation along the magnetic field. This is consistent with the prevailing view of sunward strahl, i.e. that it arises due to strahl flowing along locally inverted field lines. Increased scattering is broadly compatible with both a constant-rate scattering model for the strahl (Owens, Crooker, and Schwadron, 2008), as well as scattering which primarily initiates with the onset of solar wind turbulence in the inner heliosphere (e.g. DeForest et al., 2016).
A more quantitative explanation of the above results will require modelling of the candidate scattering processes for strahl propagating along different magnetic topologies, which we intend to pursue as future work. Additional follow-on work will also be centred around the expected improvements to observations and coverage (in heliocentric distance as well as azimuthal angle) of PSP and SO. This study thus opens avenues for future research which will build knowledge of the evolution, and ultimately the origins, of solar wind strahl electrons and inverted heliospheric flux.
Footnotes
Notes
Acknowledgements
This work was part-funded by the Science and Technology Facilities Council (STFC) grant No. ST/M000885/1 and ST/R000921/1, and the Natural Environment Research Council (NERC) grant No. NE/P016928/1. CJO is supported by STFC grant No. ST/S000240/1. We acknowledge all members of the Helios data archive team1 who made the Helios data publicly available to the space physics community. We thank David Stansby for making available the new Helios proton core data set.2 This research made use of Astropy,3 a community-developed core Python package for Astronomy (Robitaille and Astropy Collaboration, 2013; Astropy Collaboration, 2018). This research made use of HelioPy, a community-developed Python package for space physics (Stansby et al., 2019). Figures were produced using the Matplotlib plotting library for Python (Hunter, 2007). This work was discussed at the ESA Solar Wind Electron Workshop which was supported by the Faculty of the European Space Astronomy Centre (ESAC). The authors thank Laura Berčič, Georgina Graham, Davin Larson, and Georgios Nicolau for useful discussions.
Disclosure of Potential Conflicts of Interest
The authors declare that there are no conflicts of interest.
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