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Policy Sciences

, Volume 41, Issue 4, pp 335–355 | Cite as

The use and non-use of policy appraisal tools in public policy making: an analysis of three European countries and the European Union

  • Måns Nilsson
  • Andrew Jordan
  • John Turnpenny
  • Julia Hertin
  • Björn Nykvist
  • Duncan Russel
Article

Abstract

The increasing complexity of policy problems, coupled with the political desire to base new policies on the foundation of firm evidence, has accelerated the development of policy assessment tools. These range from complex computer models and cost benefit analysis through simple checklists and decision trees. In the last decade, many governments have established formal policy assessment systems to harness these tools in order to facilitate more evidence-based policy making. These tools are potentially widely available, but to what extent are they used by policy makers and what becomes of the evidence that they generate? This paper addresses these questions by studying the empirical patterns of tool use across 37 cases in three European countries and the European Commission. It uses a simple classification of tools into advanced, formal and simple types. It finds that even when tools are embedded in policy assessment systems, their use is differentiated and on the whole very limited, in particular when it comes to more advanced tools. It then explores these patterns from contrasting theoretical perspectives to shed light on why, when and how different policy assessment tools are used in the policy process.

Keywords

Policy assessment Impact assessment Knowledge Evidence Tool Model 

Notes

Acknowledgments

The research was undertaken as part of the EC’s FP6-funded project MATISSE (Methods and Tools for Integrated Sustainability Assessment). The authors thank Anneke von Raggamby and Ingmar von Homeyer whose work on five of the EU cases was funded by the FP6 project Sustainability A-Test. Duncan Russel’s participation was funded by the UK ESRC. We thank the anonymous reviewers for their comments on an earlier version of this paper.

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Copyright information

© Springer Science+Business Media, LLC. 2008

Authors and Affiliations

  • Måns Nilsson
    • 1
  • Andrew Jordan
    • 2
  • John Turnpenny
    • 2
  • Julia Hertin
    • 3
  • Björn Nykvist
    • 1
  • Duncan Russel
    • 2
  1. 1.Stockholm Environment InstituteStockholmSweden
  2. 2.School of Environmental SciencesUniversity of East AngliaNorwichUK
  3. 3.Department of Political and Social SciencesEnvironmental Policy Research CentreBerlinGermany

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