In the Shadow of Schumpeter: W. Rupert Maclaurin and the Study of Technological Innovation
- 738 Downloads
- 17 Citations
Abstract
J. Schumpeter is a key figure, even a seminal one, on technological innovation. Most economists who study technological innovation refer to Schumpeter and his pioneering role in introducing innovation into economic studies. However, despite having brought forth the concept of innovation in economic theory, Schumpeter provided few if any analyses of the process of innovation itself. This paper suggests that the origin of systematic studies on technological innovation owes its existence to the economist W. Rupert Maclaurin from MIT. In the 1940s and 1950s, Maclaurin developed Schumpeter’s ideas, analyzing technological innovation as a process composed of several stages or steps, and proposed a theory of technological innovation, later called the linear model of innovation. The paper also argues that Maclaurin constructed one of the first taxonomies for measuring technological innovation.
Keywords
Innovation Linear model of innovation V. Bush J. Schumpeter W. R. MaclaurinNotes
Acknowledgements
The author thanks two referees for very valuable comments on a first draft of this paper, as well as the Rockefeller Archive Center for access to the material from the preparation of the conference “Quantitative Description of Technological Change”, held at Princeton in April 1951.
References
- Ames, Edward. 1961. Research, invention, development and innovation. American Economic Review 51(3): 370–381.Google Scholar
- Anthony, Richard N., and J.S. Day. 1952. Management controls in industrial research organizations. Boston: Harvard University.Google Scholar
- Bichowsky, Francis Russell. 1942. Industrial research. New York: Chemical Publishing.Google Scholar
- Bright, Arthur A., and W.R. Maclaurin. 1943. Economic factors influencing the development and introduction of the fluorescent lamp. Journal of Political Economy October: 429–450Google Scholar
- Brozen, Yale. 1951a. Invention, innovation, and imitation. American Economic Journal May: 239–257Google Scholar
- Brozen, Yale. 1951b. Research, technology and productivity. In Industrial productivity, ed. L.R. Tripp, 25–49. Champaign: Illinois.Google Scholar
- Bush, Vannevar. 1945. Science: The endless frontier. North Stratford: Ayer Co. (1995).Google Scholar
- Carter, Charles F., and Bruce R. Williams. 1957. Industry and technical progress: Factors governing the speed of application of Science. London: Oxford University Press.Google Scholar
- Carter, Charles F., and Bruce R. Williams. 1958. Investment in innovation. London: Oxford University Press.Google Scholar
- Carter, Charles F., and Bruce R. Williams. 1959a. Science in industry: Policy for progress. London: Oxford University Press.Google Scholar
- Carter, Charles F., and Bruce R. Williams. 1959b. The characteristics of technically progressive firms. Journal of Industrial Economics 7(2): 87–104.CrossRefGoogle Scholar
- Cohn, Steven F. 1980. Characteristics of technically progressive firms. OMEGA 8(4): 441–450.CrossRefGoogle Scholar
- Compton, Karl T. 1949. Foreword. In Invention and innovation in the radio industry, ed. W.R. Maclaurin, ix–xii. New York: Macmillan.Google Scholar
- Edgerton, David. 2004. The linear model did not exist. In The science-industry nexus: History, policy, implications, ed. K. Grandin, N. Worms, and S. Widmalm, 31–57. Beach: Science History Publications.Google Scholar
- Forrest, Janet E. 1991. Models of the process of technological innovation. Technology Analysis and Strategic Management 3(4): 439–452.CrossRefGoogle Scholar
- Freeman, Christopher. 1982. The economics of industrial innovation. Cambridge: MIT Press.Google Scholar
- Freeman, Christopher. 2003. A Schumpeterian renaissance? SPRU Electronic Working Paper Series no. 102. Brighton: University of SussexGoogle Scholar
- Furnas, Clifford Cook. (ed.). 1948. Research in industry: Its organization and management. Princeton: D. Van Nostrand.Google Scholar
- Gilfillan, S.C. 1935. The Sociology of invention. Cambridge (Mass.): MIT Press.Google Scholar
- Godin, Benoît. 2004. The obsession for competitiveness and its impact on statistics: The construction of high-technology indicators. Research Policy 33(8): 1217–1229.CrossRefGoogle Scholar
- Godin, Benoît. 2006. The linear model of innovation: The historical construction of an analytical framework. Science, Technology and Human Values 31(6): 639–667.CrossRefGoogle Scholar
- Hedtke, Ulrich, and Richard Swedberg (eds.). 2000. J. A. Schumpeter: Briefe/Letters. Tubingen: J. C. B. Mohr.Google Scholar
- Holland, Maurice. 1928. Research, science and invention. In A century of industrial progress, ed. F.W. Wile, 312–334. New York: Doubleday Doran and Co.Google Scholar
- Hughes, Thomas P. 1982. Networks of power: Electrification in Western Society, 1880–1930. Baltimore: Johns Hopkins University Press.Google Scholar
- IIT Research Institute. 1968. Technology in Retrospect and Critical Events in Science (TRACES). Washington: National Science Foundation.Google Scholar
- Jewkes, John, David Sawers, and Richard Stillerman. 1969. The sources of invention. London: Macmillan.Google Scholar
- Kuznets, Simon. 1951. Measurement of technological change: Outline and notes. Committee on Economic Growth, Social Science Research Council. The Rockefeller Archive Center: Social Science Research Council Archives. Accession Two. Box 148. Folder 1690Google Scholar
- Machlup, Fritz. 1962. The production and distribution of knowledge in the United States. Princeton: Princeton University Press.Google Scholar
- Maclaurin, W. Rupert. 1937. Economic planning in Australia, 1929–1936. London: P. S. King.Google Scholar
- Maclaurin, W. Rupert. 1946. Investing in Science for the future. Technology Review May: 423–454.Google Scholar
- Maclaurin, W. Rupert. 1947. Federal support for scientific research. Harvard Business Review Spring: 385–396.Google Scholar
- Maclaurin, W. Rupert. 1950a. Patents and technical progress: A study of television. Journal of Political Economy April: 145–153Google Scholar
- Maclaurin, W. Rupert. 1950b. The process of technological innovation: The launching of a new scientific industry. American Economic Review 40: 90–112.Google Scholar
- Maclaurin, W. Rupert. 1953. The sequence from invention to innovation and its relation to economic growth. Quarterly Journal of Economics 67(1): 97–111.CrossRefGoogle Scholar
- Maclaurin, W. Rupert. 1954. Technological progress in some American industries. American Economic Review 44(2): 178–200.Google Scholar
- Maclaurin, W. Rupert. 1955. Innovation and capital formation in some American industries. In Capital formation and economic growth, ed. National Bureau of Economic Research, 551–578. Princeton: Princeton University Press.Google Scholar
- Mansfield, Edwin. 1968. The economics of technological change. New York: W. E. Norton.Google Scholar
- Mees, C.E. Kenneth. 1920. The organization of industrial scientific research. New York: McGraw Hill.Google Scholar
- Myers, Charles A., and W. Rupert Maclaurin. 1943. The movement of factory workers: A study of New England Industrial Community, 1937–39 and 1942. Cambridge (Mass.): MIT Press.Google Scholar
- Myers, Summers, and Donald G. Marquis. 1969. Successful industrial innovations: A study of factors underlying innovation in selected firms. NSF 69-17. Washington: National Science Foundation.Google Scholar
- Nelson, Richard R. 1959. The economics of invention: A survey of the literature. Journal of Business 32(2): 297–306.Google Scholar
- Ogburn, William F., and S. Colum Gilfillan. 1933. The influence of invention and discovery. In Recent social trends in the United States, ed. US President’s Research Committee on Social Trends, Vol. 1, 122–166. New York: McGraw-Hill.Google Scholar
- Redlich, F. 1940. History of American Business Leaders – I: Theory. Michigan (Ann Arbor): Edwards BrothersGoogle Scholar
- Roberts, Robert E., and Charles A. Romine. 1974. Investment in innovation. Washington: National Science Foundation.Google Scholar
- Rogers, Everett M. 1983. Diffusion of innovations. New York: Free Press.Google Scholar
- Rostow, Walt Whitman. 1952. The process of economic growth. New York: Norton.Google Scholar
- Rothwell, Roy. 1977. The characteristics of successful innovators and technically progressive firms (with some comments on innovation research). R&D Management 7(3): 191–206.CrossRefGoogle Scholar
- Rothwell, Roy, and Walter Zegveld. 1985. Reindustrialization and technology. New York: Sharpe.Google Scholar
- Ruttan, Vernon W. 1959. Usher and Schumpeter on invention, innovation, and technological change. Quarterly Journal of Economics 73: 596–606.CrossRefGoogle Scholar
- Saren, M.A. 1984. A classification and review of models of the intra-firm innovation process. R&D Management 14(1): 11–24.CrossRefGoogle Scholar
- Scherer, Frederic M. 1965. Invention and Innovation in the Watt-Boulton steam engine venture. Technology and Culture 6: 165–187.CrossRefGoogle Scholar
- Schmookler, Jacob. 1959. Bigness, fewness, and research. Journal of Political Economy 67(6): 628–632.CrossRefGoogle Scholar
- Schmookler, Jacob. 1962. Changes in industry and in the state of knowledge as determinants of industrial invention. In The rate and direction of inventive activity, ed. US National Bureau of Economic Research, 195–251. Princeton: Princeton University Press.Google Scholar
- Schmookler, Jacob. 1966. Invention and economic growth. Cambridge (Massachusetts): Harvard University Press.Google Scholar
- Schumpeter, Joseph A. 1912. The theory of economic development: An inquiry into profits, capital, credit, interest, and the business cycle. Cambridge: Harvard University Press (1934).Google Scholar
- Schumpeter, Joseph A. 1928. The instability of capitalism. The Economic Journal September: 361–386.Google Scholar
- Schumpeter, Joseph A. 1939. Business cycles: A theoretical, historical, and statistical analysis of the capitalist process. New York: McGraw-Hill.Google Scholar
- Schumpeter, Joseph A. 1942. The process of creative destruction. In Capitalism, socialism and democracy, ed. J. Schumpeter, 81–86. New York: Harper (1962).Google Scholar
- Schumpeter, Joseph A. 1947. The creative response in economic history. Journal of Economic History November: 149–159.Google Scholar
- Solo, Carolyn Shaw. 1951. Innovation in the capitalist process: A critique of the Schumpeterian theory. Quarterly Journal of Economics LXV: 417–428.CrossRefGoogle Scholar
- Stevens, Raymond. 1941. A report on industrial research as a National Resource: Introduction. In Research: A National Resource (II): Industrial Research, ed. US National Research Council, 5–16. Washington: National Resources Planning Board.Google Scholar
- US National Resources Committee. 1937. Technological trends and National Policy. Washington: USGPO.Google Scholar
- US National Science Foundation. 1952. Second annual report of the NSF: Fiscal Year 1952. Washington: USGPO.Google Scholar
- Usher, Abbott P. 1929. A history of mechanical inventions. Cambridge: Harvard University Press (1954).Google Scholar
- Utterback, James M. 1974. Innovation in industry and the diffusion of technology. Science 183(4125): 620–626.CrossRefGoogle Scholar