The mismatch between the in-country determinants of technology transfer, and the scope of technology transfer initiatives under the United Nations Framework Convention on Climate Change

  • Daniel PuigEmail author
  • James Arthur Haselip
  • Fatemeh Bakhtiari
Original Paper


Despite decades of international political emphasis, little is known about the in-country determinants of technology transfer for climate change mitigation. We draw upon the conclusions of a series of standardised, official governmental statements of technology priorities, coupled with questionnaire-based data collection, to shed light on the nature of those determinants. We find that there is a disconnect between what developing country governments perceive as the key enablers of, and barriers to, technology transfer, and what bilateral and multilateral technology transfer programmes can offer, given budgetary constraints and the logic of development aid spending. We show that the well-established notion of making climate change mitigation actions an integral part of sound development plans is especially relevant for technology transfer. We offer pointers as to how this might be done in practice, in the context of the ‘technology action plans’ developed as part of the United Nations-sponsored technology needs assessment process.


United Nations Framework Convention on Climate Change Technology needs assessment Technology mechanism Development aid for climate change 



We thank the government officials in Azerbaijan, the Dominican Republic, Ecuador, Lebanon, and Moldova, who responded to our questionnaire.

Author contributions

DP, JH, and FB designed the research, and prepared the manuscript.

Supplementary material

10784_2018_9405_MOESM1_ESM.docx (124 kb)
Supplementary material 1 (DOCX 123 kb)


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Copyright information

© Springer Nature B.V. 2018

Authors and Affiliations

  • Daniel Puig
    • 1
    Email author
  • James Arthur Haselip
    • 1
  • Fatemeh Bakhtiari
    • 1
  1. 1.Technical University of DenmarkCopenhagenDenmark

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