Functional Analysis and Its Applications

, Volume 51, Issue 3, pp 185–203 | Cite as

Analytic operator Lipschitz functions in the disk and a trace formula for functions of contractions

Article

Abstract

In this paper we prove that for an arbitrary pair {T 1, T 0} of contractions on Hilbert space with trace class difference, there exists a function ξ in L 1(T) (called a spectral shift function for the pair {T 1, T 0}) such that the trace formula trace(f(T 1) − f(T 0)) = ∫T f′(ζ)ξ(ζ) holds for an arbitrary operator Lipschitz function f analytic in the unit disk.

Key words

contraction dissipative operator trace formulae spectral shift function operator Lipschitz functions perturbation determinant 

Preview

Unable to display preview. Download preview PDF.

Unable to display preview. Download preview PDF.

References

  1. [1]
    V. M. Adamjan and H. Neidhardt, “On the summability of the spectral shift function for pair of contractions and dissipative operators,” J. Operator Theory, 24:1 (1990), 187–205.MathSciNetMATHGoogle Scholar
  2. [2]
    A. B. Aleksandrov and V. V. Peller, “Operator Lipschitz functions,” Uspekhi Mat. Nauk, 71:4 (2016), 3–106; English transl.: English transl.: Russian Math. Surveys, 71:4 (2016), 605–702.MathSciNetCrossRefMATHGoogle Scholar
  3. [3]
    A. B. Aleksandrov and V. V. Peller, “Krein’s trace formula for unitary operators and operator Lipschitz functions,” Funkts. Anal. Prilozhen., 50:3 (2016), 1–11; English transl.: Functional Anal. Appl., 50:3 (2016), 167–175.MathSciNetCrossRefMATHGoogle Scholar
  4. [4]
    M. S. Birman and M. Z. Solomyak, “Double Stieltjes Operator Integrals,” in: Topics Math. Physics, vol. 1, Consultants Bureau Plenum Publishing Corporation, New York, 1966, 25–54.Google Scholar
  5. [5]
    M. S. Birman and M. Z. Solomyak, “Remarks on the spectral shift function,” Zap. Nauchn. Sem. LOMI, 27 (1972), 33–46; English transl.: J. Soviet Math., 3 (1975), 408–419.Google Scholar
  6. [6]
    Yu. L. Daletskii and S. G. Krein, “Integration and differentiation of functions of Hermitian operators and application to the theory of perturbations,” Trudy Sem. Functs. Anal., Voronezh. Gos. Univ., 1956:1 (1956), 81–105.MathSciNetGoogle Scholar
  7. [7]
    V. A. Derkach and M. M. Malamud, “Generalized resolvents and the boundary value problems for Hermitian operators with gaps,” J. Funct. Anal., 95 (1991), 1–95.Google Scholar
  8. [8]
    Yu. B. Farforovskaya, “An example of a Lipschitzian function of selfadjoint operators that yields a nonnuclear increase under a nuclear perturbation,” Zap. Nauchn. Sem. LOMI, 30 (1972), 146–153.Google Scholar
  9. [9]
    F. Gesztezy, K. A. Makarov, and S. N. Naboko, “The spectral shift operator,” in: Math. Results in Quantum Mechanic (Prague, 1998), Oper. Theory Adv. Appl., vol. 108, Birkhäuser, Basel, 1999, 59–90.Google Scholar
  10. [10]
    B. E. Johnson and J. P. Williams, “The range of a normal derivation,” Pacific J. Math., 58:1 (1975), 105–122.MathSciNetCrossRefMATHGoogle Scholar
  11. [11]
    E. Kissin and V. S. Shulman, “Classes of operator-smooth functions. I. Operator-Lipschitz functions,” Proc. Edinb. Math. Soc., 48:1 (2005), 151–173.MathSciNetCrossRefMATHGoogle Scholar
  12. [12]
    P. Koosis, Introduction to Hp spaces, London Mathematical Society Lecture Note Series, vol. 40, Cambridge University Press, Cambridge, 1980.Google Scholar
  13. [13]
    E. Korotyaev and A. Laptev, Trace formulae for Schrödinger operators with complex-valued potentials on cubic lattices, http://arxiv.org/abs/1609.09703.Google Scholar
  14. [14]
    M. G. Krein, “On a trace formula in perturbation theory,” Mat. Sb., 33:3 (1953), 597–626.MathSciNetMATHGoogle Scholar
  15. [15]
    M. G. Krein, “On perturbation determinants and a trace formula for unitary and self-adjoint operators,” Dokl. Akad. Nauk SSSR, 144:2 (1962), 268–271.MathSciNetGoogle Scholar
  16. [16]
    M. G. Krein, “Some new studies in the theory of perturbations of self-adjoint operators [in Russian],” in: First Math. Summer School, Part I, Naukova Dumka, Kiev, 1964, 103–187.Google Scholar
  17. [17]
    M. G. Krein, “Perturbation determinants and a trace formula for some classes of pairs of operators,” J. Operator Theory, 17:1 (1987), 129–187.MathSciNetMATHGoogle Scholar
  18. [18]
    I. M. Lifshitz, “On a problem in perturbation theory connected with quantum statistics,” Uspekhi Mat. Nauk, 7:1(47) (1952), 171–180.Google Scholar
  19. [19]
    M. Malamud and H. Neidhardt, “Perturbation determinants for singular perturbations,” Russian J. Math. Phys., 21:1 (2014), 55–98.MathSciNetCrossRefMATHGoogle Scholar
  20. [20]
    M. Malamud and H. Neidhardt, “Trace formulas for additive and non-additive perturbations,” Adv. Math., 274 (2015), 736–832.Google Scholar
  21. [21]
    K. Makarov, A. Skripka, and M. Zinchenko, “On a perturbation determinant for accumulative operators,” Integral Equations Operator Theory, 81:1 (2015), 301–317.MathSciNetCrossRefMATHGoogle Scholar
  22. [22]
    V. V. Peller, “Hankel operators in the perturbation theory of unitary and self-adjoint operators,” Funkts. Anal. Prilozhen., 19:2 (1985), 37–51; English transl.: Functional Anal. Appl., 19:2 (1985), 111–123.MATHGoogle Scholar
  23. [23]
    V. V. Peller, “For which f does AB ∈ Sp imply that f(A) − f(B) ∈ Sp?,” in: Operators in indefinite metric spaces, scattering theory and other topics (10th Int. Conf., Bucharest/Rom., 1985), Operator Theory Adv. Appl., vol. 24, 1987, 289–294.Google Scholar
  24. [24]
    V. V. Peller, “Hankel operators in the perturbation theory of unbounded self-adjoint operators,” in: Analysis and Partial Differential Equations, Lecture Notes in Pure and Appl. Math., vol. 122, Dekker, New York, 1990, 529–544.Google Scholar
  25. [25]
    V. V. Peller, “Differentiability of functions of contractions,” in: Linear and complex analysis, Amer. Math. Soc. Translations, Ser. 2, vol. 226, Amer. Math. Soc., Providence, RI, 2009, 109–131.Google Scholar
  26. [26]
    V. V. Peller, “The Lifshits–Krein trace formula and operator Lipschitz functions,” Proc. Amer. Math. Soc., 144:12 (2016), 5207–5215.MathSciNetCrossRefMATHGoogle Scholar
  27. [27]
    A. V. Rybkin, “The spectral shift function for a dissipative and a selfadjoint operator, and trace formulas for resonances,” Mat. Sb. (N.S.), 125(167):3 (1984), 420–430; English transl.: USSR Sb. Mat., 53:2 (1986), 421–431.MathSciNetMATHGoogle Scholar
  28. [28]
    A. V. Rybkin, “Trace for the pair of a contractions and a unitary operator,” Funkts. Anal. Prilozhen., 21:4 (1987), 85–87; English transl.: Functional. Anal. Appl., 21:4 (1987), 334–336.MATHGoogle Scholar
  29. [29]
    A. V. Rybkin, “The discrete and the singular spectrum in the trace formula for contracting and unitary operators,” Funkts. Anal. Prilozhen., 23:3 (1989), 84–85; English transl.: Functional. Anal. Appl., 23:3 (1989), 244–246.MATHGoogle Scholar
  30. [30]
    A. V. Rybkin, “The spectral shift function, the characteristic function of a contraction and a generalized integral,” Mat. Sb., 185:10 (1994), 91–144; English transl.: Russian Acad. Sci. Sb. Math., 83:1 (1995), 237–281.MathSciNetMATHGoogle Scholar
  31. [31]
    B. Szőkefalvi-Nagy and C. Foias, Harmonic Analysis of Operators on Hilbert Space, Akadémiai Kiadó, Budapest, 1970.MATHGoogle Scholar
  32. [32]
    D. R. Yafaev, Mathematical Scattering Theory, Transl. Math. Monographs, vol. 105, Amer. Math. Soc., Providence, RI, 1992.Google Scholar
  33. [33]
    K. Yosida, Functional Analysis, Springer-Verlag, Berlin, 1980.MATHGoogle Scholar

Copyright information

© Springer Science+Business Media, LLC 2017

Authors and Affiliations

  1. 1.Institute of Applied Mathematics and Mechanics NAS of UkraineDonetskUkraine
  2. 2.People’s Friendship University of Russia (RUDN University)MoscowRussia
  3. 3.Institut für Angewandte Analysis und StochastikBerlinGermany
  4. 4.Department of MathematicsMichigan State UniversityMichiganUSA

Personalised recommendations