Do changes in cigarette design influence the rise in adenocarcinoma of the lung?
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Incidence rates for adenocarcinoma of the lung are increasing and are higher in the United States than in many other developed countries. We examine whether these trends may be associated with changes in cigarette design.
Lung cancer risk equations based on observations during 1960–1972 from the American Cancer Society Cancer Prevention Study I are applied to 5-year birth cohort–specific estimates of changes in smoking behaviors to predict birth cohort–specific rates of squamous cell carcinoma and adenocarcinoma of the lung among US White men for the period 1973–2000. These expected rates are compared to observed rates for the same birth cohorts of White men in the US Surveillance, Epidemiology and End Results (SEER) data.
Changes in smoking behaviors over the past several decades adequately explain the changes in squamous cell carcinoma rates observed in the SEER data. However, predicted rates for adenocarcinoma do not match the observed SEER data without inclusion of a term increasing the risk for adenocarcinoma with the duration of smoking after 1965.
The risk of developing squamous cell carcinoma from smoking appears to have remained stable in the United States over the past several decades; however, the risk of adenocarcinoma has increased substantially in a pattern temporally associated with changes in cigarette design.
KeywordsCigarettes Lung cancer Changing risk Changing cigarettes Adenocarcinoma
Adenocarcinoma of the lung has increased in the United States (US) over the past several decades both in terms of absolute incidence rates and as a fraction of all lung cancers [1, 2, 3, 4]. In addition, incidence rates of adenocarcinoma of the lung in the United States are higher than those for many other developed countries  even though smoking prevalence rates are generally slightly lower in the United States. Several potential explanations for this increase have been examined and found not to explain the increase in adenocarcinoma including changes in the availability of diagnostic techniques such as bronchoscopy [5, 6, 7] and changes in criteria for histological classification .
The temporal association of this rise in adenocarcinoma with changes in cigarette design, and differences in cigarette design between the United States and some other countries raise questions about the contribution of changes in cigarette design and resultant composition of the smoke to the shift in the type of lung cancer from predominantly squamous cell to predominantly adenocarcinoma [4, 5, 8, 9, 10].
Two large prospective mortality studies of lung cancer risk conducted by the American Cancer Society in the United States two decades apart reveal an increase in overall lung cancer risk among cigarette smokers from the 1960s to the 1980s even when adjusted for duration and intensity of cigarette smoking [5, 10]. The risk of adenocarcinoma of the lung, but not other types of lung cancer, also increased in smokers during the interval between these two studies . In contrast, overall lung cancer risks for never smokers remain unchanged over time [11, 12], and rates of adenocarcinoma among never smokers were similar in the two studies .
Risk models derived from smoking behaviors and overall lung cancer mortality rates during the 1960s substantially underestimate current US lung cancer mortality rates ([13, 14] Burns et al., submitted). This underestimate can be corrected by adjusting for the duration of smoking after 1972 (Burns et al., submitted) suggesting that the increase in risk may be related to changes in the characteristics of the cigarettes smoked over time.
Rates of squamous cell carcinoma in Canada and Australia are similar to those of White men in the United States, but rates of adenocarcinoma are lower in Canada and Australia . US style blended cigarettes have higher levels of tobacco-specific nitrosamines, organ-specific carcinogens for adenocarcinoma of the lung in animals , and US smokers have higher levels of biomarkers of exposure for tobacco-specific nitrosamines than smokers in Australia or Canada . In addition, most lower yield cigarettes have ventilated filters that may lead to deeper inhalation and increased deposition of smoke in the alveolar regions of the lungs. These concerns are of particular importance as US style blended cigarettes gain market share in many countries where the WHO Framework Convention on Tobacco Control may create an opportunity to regulate these changes in cigarette design and composition.
We hypothesize that the increase in adenocarcinoma of the lung over time and differences between US adenocarcinoma rates and those of other countries may be due to differences in cigarette design and composition over time and across countries, and that the increase in the risk of adenocarcinoma contributes to an increase in overall lung cancer rates.
We examine whether smoking dose and duration-specific risk equations derived from the lung cancer mortality rates experienced in CPS I during the 1960s predict changes in US birth cohort–specific incidence of squamous cell carcinoma and adenocarcinoma of the lung during subsequent decades. We hypothesize that, if changes in the characteristics of cigarettes smoked result in a new and additional risk of adenocarcinoma, risk equations developed in the 1960s would continue to predict temporal changes in birth cohort–specific incidence of squamous cell lung cancer but would progressively underestimate birth cohort–specific incidence of adenocarcinoma as calendar year advanced. White men were selected for these analyses because CPS I has substantially fewer lung cancer deaths among women, or among African Americans, making the development of risk equations for smoking behaviors in the 1960s for these groups less reliable and more difficult to interpret.
Lung cancer risk model
Published risk equations derived from the lung cancer mortality experience of White men in the 12-year follow-up (1960–1972) of CPS I with terms for age, duration of smoking, and number of cigarettes smoked per day are used to estimate lung cancer risks for active smokers [17, 18]. The form of these equations is as excess risk equations with the risk being the sum of the risk for never smokers and the excess risk produced by smoking (R S = R NS + ERS). Age-specific risks for never smokers are also derived from CPSI data . The parameters used for the never smokers risk are R NS = (9.21 e −13) * (age4.6); and for the excess risk in smokers, the parameters are ERS = (1.51 e −13) * (age2.38) * (cpd0.867) * (dur2.87). Excess risk equations, also based on CPS I data, and including a term for the duration of abstinence from smoking, are used to estimate risks for former smokers .
Birth cohort–specific estimates of smoking behavior
Estimates of smoking behaviors for White men in the US population were developed in conjunction with the National Cancer Institute Cancer Intervention and Surveillance Modeling Network (CISNET) and are available on the CISNET website. Using a dataset combining questions on smoking behavior from all of the National Health Interview Surveys from 1965 to 2005 and methods described elsewhere [19, 20], birth cohort–specific estimates for each calendar year between 1972 and 2000 are provided for rates of smoking initiation, prevalence of current and former smoking, the distribution of the duration of smoking for current and former smokers, the distribution of number of cigarettes smoked per day for current and former smokers, and the distribution of duration of abstinence for former smokers.
Observed and estimated lung cancer incidence rates
Incidence rates for cancer of the lung and bronchus among White men were obtained from SEER data by single year of age and by single calendar year from 1973 to 2003 using SEER*Stat software from three registries—SEER 9, 13, and 17. Lung cancer death rates for White men matching the following criteria were obtained: no prior cancer, confirmation by autopsy or death certificate only, clinical diagnosis only and in situ. They were categorized histologically by ICD-O-3 codes as follows: Small Cell (codes 8041–8045), Squamous (codes 8050–8089), Adenocarcinoma (codes 8140–8149, 8160, 8161, 8162, 8190–8221, 8260–8337, 8350–8551, 8570–8576, 8940–8941), and Large Cell (codes 8012–8014). Rates are generated by five-year birth cohorts for cohorts beginning with 1915–1919 and ending with 1950–1954 and for ages 40–75 years.
Birth cohort–specific estimates of lung cancer rates are generated by applying the risk equations for never, current, and former smokers to population estimates of smoking behavior for each calendar year. Smoking behaviors are arranged in cells specific for smoking status, duration of smoking, duration of abstinence, and cigarettes smoked per day; and lung cancer mortality rates are estimated for each cell using the risk equations developed from CPS I. A summary rate for the entire cohort in a given year is generated as the average (weighted by the fraction of the population in the cell) of the rates in all of the cells for that year.
These estimates of lung cancer rates are converted into estimates for each histological type by multiplying the estimated rates by the fraction of that histological type recorded by the SEER registry during the years 1973–1975. These proportions are 14.21% (n = 1,779) for small cell, 36.71% (n = 4,597) for squamous cell, 17.58% (n = 2201 for adenocarcinoma, 3.13% (n = 392) for large cell, and 28.38% (n = 3,554) for other. The result is type-specific estimates of lung cancer incidence based on smoking risks observed in the 1960s and type distributions from 1973 to 1975.
Adjustments to the estimates
Difference between the mortality in CPS I and US mortality
Differences due to increases in the risk of smoking
Since the adjustment is intended to account for an increase in lung cancer risk over time, the adjustment for duration of smoking after t 0 is only applied in the equation when it is greater than or equal to 1 and therefore increases the predicted rate of lung cancer incidence.
The terms SSC and SFS are the durations of smoking in years after a specified calendar year in current and former smokers, respectively, and b is the same constant for both groups. Non-linear regression is used to attempt estimation of the parameters a, c, and b simultaneously; and when the models do not converge with the effort to simultaneously estimate a, b, and c, the values for a and c derived from the previous estimation of a and c in modeling US mortality data are used to derive b alone, and then that value of b is used to estimate new values for the parameters a and c. Estimation of the parameters for different t 0 is performed manually by iterating t 0 in 5-year increments while estimating one set of a, b, and c for each increment until the variance, estimated by the mean squared error, was minimized.
We have previously demonstrated that lung cancer mortality risks observed during the 1960s progressively underestimate the observed US lung cancer mortality in White men as calendar year is advanced from 1960 to 2000 (Burns et al., submitted). This underestimate can be resolved by the introduction of a term for the duration of smoking after a specified calendar year suggesting that the lung cancer risks resulting from smoking may have increased over time. We now examine whether the same mortality risk equations derived from the lung cancer experience in the 1960s predict the changes in birth cohort–specific White male incidence of squamous cell and adenocarcinoma of the lung over the calendar year interval 1973–2000.
Risk equations from the CPS I data are applied to smoking behaviors of 5-year birth cohorts of White men born from 1915 to 1954 to generate birth cohort–specific risks of lung cancer mortality by single calendar year from 1973 to 2000. These overall lung cancer rates are converted to rates for the histological subtypes of lung cancer by multiplying them by the fraction of that subtype present in the SEER data for the years 1973–1975 (0.367 for squamous cell and 0.176 for adenocarcinoma). The predicted rates are then adjusted to match the observed rates for the same birth cohorts in the SEER population for the years 1973–2000.
Adjustment for differences between the CPS I population and the US population
The parameters a and c are derived by fitting the unadjusted predicted rates to the observed incidence for the histological subtypes in the US population derived from SEER data. Since survival from lung cancer has changed only modestly over time, the adjustment for the difference between mortality and incidence rates is likely to be reasonably well approximated by the constant in the power function adjustment.
Incidence of squamous cell carcinoma and adenocarcinoma assuming no change in risk over time
For squamous cell carcinomas, the resulting parameter value for the constant (a) in the power function is 0.66 and the exponent (c) is 1.23. The fraction of all SEER lung cancers that are squamous cell during the years 1973–1975 is 0.367.
We also examined the residual error with age. While the magnitude of the standardized residuals increased with advancing age, they did not show a directional trend with age for either squamous cell or adenocarcinoma. Residual errors for squamous cell plotted against calendar year showed a very small negative trend (i.e., the opposite direction of that for adenocarcinoma) with advancing calendar year.
Adjustment for changing risk over time
Values of parameter b at different starting years for measuring the duration in the S term and using the values of a and c derived from the fit of the squamous cell data
Adjusted for years smoked after →
Adjusted r 2
A second step then utilized the value for the b parameter for the year 1950 in Table 1 and derived new values for the a and c parameters by fitting the estimated adenocarcinoma rates to the SEER adenocarcinoma rates. The resulting value for a is 1.7593, and the value for c is 0.9243 (MSE = 15.9039, F = 15,435.8). The adjustment for calendar year is only applied when the term multiplying b and the number of years of smoking after 1950 exceeds one and therefore only begins to adjust the rates after 1965 and 15 years of duration of smoking. Since the SEER data are limited to years after 1973 and the risks of adenocarcinoma are only estimated for individuals above age 40, essentially all of the individual calendar year estimates are adjusted to some extent.
We also examined whether adding a term for duration of smoking after specified calendar years improved the fit for squamous cell carcinoma estimates. The introduction of a term for duration of smoking after 1950 for squamous cell lung cancer incidence did not substantively improve the fit of the data.
Our analyses demonstrate that changes in birth cohort–specific rates of squamous cell carcinoma of the lung over the last several decades are adequately explained by changes in smoking behaviors indicating that the risk of smokers developing squamous cell carcinoma of the lung has remained unchanged across a period during which substantial changes in cigarette design were implemented. In contrast, the risk of smoking for adenocarcinoma has increased and the prediction of birth cohort–specific rates is enhanced by adjusting for an increasing toxicity of the cigarettes smoked over time. The constant predictive relationships between smoking behaviors and squamous cell carcinoma rates over time coupled with an increasing risk of smoking behaviors for adenocarcinoma suggest that the increase in adenocarcinoma as a proportion of all lung cancers is likely due to an increase in the capacity of the cigarettes smoked to cause adenocarcinoma rather than a shift in tumor type from squamous cell to adenocarcinoma.
While changes in histological classification and diagnostic techniques may have made modest contribution to the increase in adenocarcinoma of the lung in the United States, it is generally recognized that they do not explain the magnitude of the observed change [5, 6, 7]. Shifts in the age distribution of the population over time can increase age-adjusted adenocarcinoma rates, but they would not have a meaningful impact on the birth cohort–specific rates we present. Shifts in the socioeconomic distribution of smokers over time could contribute to an increase in overall lung cancer death rates, but it is more difficult to understand how they would explain the shift toward adenocarcinoma. The limited analyses that address this issue suggest that shifts in the social class of smokers have less effect on trends in adenocarcinoma than for the other types of lung cancer . Air pollution, specifically oxides of nitrogen, has been suggested as a cause of the rise in adenocarcinoma of the lung in the United States [23, 24, 25], but the absence of a change in adenocarcinoma rates among never smokers in the two American Cancer Society studies  conducted more than 20 years apart makes this hypothesis less likely.
Our results are consistent with other evidence on risk of adenocarcinoma over time. Early in the examination of the lung cancer epidemic, the most common lung cancer in men was squamous cell and the relative risks of smoking for squamous cell were substantially higher than for adenocarcinoma [26, 27]. There was even considerable debate as to whether adenocarcinoma was associated with cigarette smoking . With the rise in the frequency of adenocarcinoma over time, the relative risks for adenocarcinoma associated with smoking also increased [5, 29], suggesting that a new or substantially enhanced risk of developing adenocarcinoma of the lung was manifesting itself in smokers. This contrasts with a constant rate of overall lung cancer, and of adenocarcinoma, among never smokers over time [5, 11, 12]. When the relative risks of smoking for the development of adenocarcinoma of the lung were compared in the two American Cancer Society Cancer Prevention Studies, the relative risk among smokers for adenocarcinoma increased from 4.6 for men and 1.5 for women in CPS I conducted in the 1960s to 19.0 for men and 8.1 for women in CPS II conducted in the 1980s . Among never smokers, the age-adjusted death rates for adenocarcinoma of the lung were essentially unchanged among never smokers when the data for CPS I and II were compared .
Time trends for age-standardized rates of squamous cell and adenocarcinoma of the lung are different in the United States [3, 30]. Age-adjusted rates of squamous cell carcinoma began to decline among White men in the early to mid 1980s, whereas rates of adenocarcinoma continued to increase for another 10–15 years [3, 30]. The differences in time trends for adenocarcinoma and squamous cell carcinoma could be due to a difference in the relationship of age to squamous cell and adenocarcinoma incidence. Our analyses address the possibility that the divergence is due to differences in the relationship with age by demonstrating that the effect with calendar year is present even when age and birth cohort are specified in the analyses and that age-specific risks increase across sequential cohorts. Differences in adenocarcinoma trends could also be due to differences in the time course of declines in risk following cessation for the different tumor types ; but if this effect explained our findings, the effect should be greatest at older ages where the prevalence of former smokers is greater. Our results demonstrate a greater effect at younger ages.
There have been substantial changes in cigarette design and manufacture over to past several decades . Two principal mechanisms by which changes in cigarette design can alter the risks of smoking have been suggested and they may act together [4, 5]. The increase in puff volume and depth of inhalation observed among smokers of lower tar yield cigarettes might increase the exposure of lung alveolar cells to the carcinogens in smoke. Modeling of smoke deposition in the lungs of smokers resulting from compensatory changes in smoking behavior suggests that this effect is likely to occur, but the magnitude of the effect may not be large enough to explain the observed shift to adenocarcinoma . A second mechanism is an increase in the levels of tobacco-specific nitrosamines in US cigarettes over time [8, 32]. Tobacco-specific nitrosamines are organ-specific carcinogens for adenocarcinoma of the lung in animals , and biomarkers of tobacco-specific nitrosamines in the urine predict the risk of lung cancer in smokers even after controlling for the intensity and duration of smoking [34, 35]. Levels of tobacco-specific nitrosamine biomarkers are also associated with an increased risk for adenocarcinoma but not other types of lung cancer . Widespread shift to filtered cigarettes occurred in the 1950s, and changes in the nitrosamine levels date at least from the 1960s [32, 36].
Higher levels of tobacco-specific nitrosamines largely result from the inclusion of burley tobacco in US style blended cigarettes, and lower levels of these nitrosamines are found in the unblended flue-cured tobacco used in cigarettes sold in the United Kingdom, Canada, and Australia, with the lowest levels found in Australia . Biomarkers of exposure in smokers confirm these differences across countries in cigarettes translate into differences in smoker exposures to tobacco-specific nitrosamines .
In England  and in Scotland , incidence rates for adenocarcinoma of the lung in men have been increasing only slightly and squamous cell carcinoma remains the predominant form of lung cancer in men.
Rates for squamous cell carcinoma are similar for men in the United States and Canada . However, Canadian male adenocarcinoma incidence rates remain lower than those for squamous cell and are well below the adenocarcinoma incidence for White men in the United States .
Limitations of the analyses
The most substantive limitation of these analyses is that they lack individual-level data directly linking smoking behaviors and lung cancer occurrence. As such, they can only generate hypotheses rather than establish causality.
While the results presented may appear to be an effort to produce a model of lung cancer risk, our intent was quite different. Our analyses examine smoking behaviors related to lung cancer risk and generate simple predictive equations using those factors with the intent of examining whether the predictive validity of these factors has changed over time. Almost certainly additional adjustments could lead to a better fit of the data, and far more complex risk models have been published, but our intent was to examine the effects of calendar year on lung cancer risk due to smoking rather than to develop the ideal model for predicting risk.
We also examined the SEER incidence rates for small-cell and large-cell carcinoma using the same methods. In general, the analysis of small cell incidence was similar to that for squamous cell and the analysis of large cell resembled that of adenocarcinoma, but the smaller number of observations and variability of the incidence rates by calendar year within the same birth cohort led to uncertainty as to the appropriate interpretation of these results and therefore we have not reported them.
Analyses of US lung cancer mortality trends over time using a similar approach suggest that the risk of smoking has increased over the past several decades, and the analyses presented in this paper suggest that an increasing risk of adenocarcinoma makes a substantive contribution to that increase in risk. If the increases in adenocarcinoma seen in our analyses are the result of changes in cigarette design over the past several decades, they may have been avoidable. Perhaps more important currently, if these changes can be identified, they may also be reversible with the Food and Drug Administration jurisdiction over cigarette-manufacturing processes and they may be avoidable in other countries through regulatory control of tobacco products under the WHO Framework Convention on Tobacco Control.
We would like to acknowledge the advice and support of Michael Thun of the American Cancer Society in providing access to the CPS I data and reviewing the manuscript and of Helen Farrugia, Director Information Systems, Cancer Epidemiology Centre, The Cancer Council Victoria for providing the data for the Australian national cancer registry. This work was supported by contracts from the National Cancer Institute 263-MQ-320522 and 263-MQ-414669 and the Tobacco Control Research and Education Foundation.
Conflict of interest
David Burns has testified extensively in tobacco litigation against the tobacco industry including in litigation on the risks of low-tar cigarettes. Christy Anderson: none. Nigel Gray: none. The Tobacco Control Research and Education Foundation has received an unrestricted gift from attorneys who were involved in tobacco litigation against the tobacco industry that led to the Master Settlement Agreement. The gift was from fees they earned in that litigation and the law firm, which made the gift is not currently involved in tobacco litigation.
This article is distributed under the terms of the Creative Commons Attribution Noncommercial License which permits any noncommercial use, distribution, and reproduction in any medium, provided the original author(s) and source are credited.
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