# Scale Dependence of Atmosphere–Surface Coupling Through Similarity Theory

## Abstract

Monin–Obukhov similarity theory (MOST) applies for homogeneous and stationary conditions but is used in ever more complex and heterogeneous configurations. Here, it is used to estimate the surface friction velocity \(u_\star \) from the wind speed and temperature in the atmospheric surface layer (ASL). Filters of varying scale and direction are applied to wind speed and temperature in the ASL before MOST is used to estimate \(u_\star \). This procedure unveils the scale dependence of coupling between the ASL and the surface. Direct numerical simulation of turbulent Ekman flow above a smooth surface is used to explicitly resolve the near-wall dynamics. It is found that the viscous sub-layer may cease to exist, even in continuously turbulent neutral conditions, while the ASL covers more than one decade of variation in height. An underestimation in the variance of \(u_\star \) estimated through MOST versus its actual variance is quantified as a function of height, averaging time, and length scale. For large filter scales, the variance exhibits a purely statistical convergence—there is no signature of long-term memory beyond the scale of coherent turbulent motion. Joint convergence of \(u_\star \) estimated by MOST and the actual \(u_\star \) is obtained for filter scales beyond several thousand wall units, and only for data filtered along both horizontal dimensions; the three-dimensional structure of the turbulence elements limits the convergence of data filtered along any of the single dimensions: time, the streamwise or spanwise direction. In stably stratified conditions, MOST is found to have no or negative skill in locally estimating ASL properties from \(u_\star \) and should therefore only be applied to filtered quantities.

## Keywords

Boundary-layer turbulence Flux–gradient relationship Monin–Obukhov similarity theory Taylor hypothesis## 1 Introduction

The estimation of fluxes near the surface is a crucial task in numerical modelling of atmospheric flow and eminently linked to the yet unsolved problem of turbulence closure in classical physics. To close the flux–gradient problem at the surface, Monin–Obukhov similarity theory (MOST; Monin and Obukhov 1954) is commonly employed in numerical formulations of the coupled land–atmosphere system. Scale similarity arguments and the analogy of the planetary boundary layer (PBL) with channel flow are exploited (i.e. outer-layer effects and the rotation of the reference frame are neglected; Sect. 2.1) to estimate the fluxes of heat and momentum at the surface. Motivated by tower measurements, MOST is conceptually designed in an ensemble-averaged context. Non-local effects due to advection corresponding to the formation of a (sequence of) internal boundary layers and corresponding jumps in the vertical profile (Garratt 1990) are neglected as well as the aggregation of fluxes, which further implies the limit of an infinite homogeneous surface. This limit is, however, rarely encountered in the coupled land–atmosphere system that is characterized by broad-scale heterogeneities in virtually all quantities (Adrian 2007; Jiménez 2012; Simmer et al. 2015; Vereecken et al. 2016). Accounting for these heterogeneities and associated processes and interactions, both the atmospheric and surface components of coupled land–atmosphere systems have evolved at an increasing pace over the past few decades in terms of complexity and increasing resolution. However, MOST is still the essential methodology communicating perturbations, and not only the mean state, in between the land and atmospheric components. Despite these known conceptual and practical deficiencies, both in general (Kawai and Larsson 2012; Park and Moin 2014) and over heterogeneous surfaces in particular (Shao et al. 2013), MOST is commonly used to estimate surface fluxes under real-world conditions in virtually all global circulation models and also large-eddy simulation (LES) of atmospheric boundary-layer flow where wall models are commonly used.

Since its introduction, the validity of MOST under strong stable stratification, and in particular its limit of validity, has been a matter of debate. Modifications of similarity theory have been suggested and proven successful under certain conditions which take into account non-locality or local absence of turbulence (Nieuwstadt 1984; Gryning et al. 2007; Zilitinkevich and Esau 2007; Grachev et al. 2012; Optis et al. 2014). Further modifications include the effect of a partial-slip surface such as (wavy) water (Charnock 1955; Fairall et al. 2003; Li et al. 2018). For heterogeneous surfaces, the mosaic/tile approach is commonly employed (Avissar and Pielke 1989; Claussen 1991; Giorgi and Avissar 1997; Ament and Simmer 2006) which assumes validity of similarity theory over individual patches at the subgrid scale but takes into account the aggregation of fluxes at the scale of the grid. Far less attention has been devoted to another violation of the theoretical assumptions, namely the local variation of wall-shear stress \(u_\star \); even though \(u_\star \) is known to vary by about 40% around its mean (Alfredsson et al. 1988), a systematic assessment of the scale margins has, to the author’s knowledge, remained elusive.

Assessment of the validity of MOST eliminates the possibility to use models where it is employed implicitly or explicitly, including standard LES approaches for atmospheric flows which use MOST as a wall model to link the surface to the first atmospheric level. We resort here to the direct numerical simulation (DNS) of a turbulent Ekman flow above a smooth surface as a physical model of the PBL. Still, the numerical simulation cannot achieve the Reynolds numbers commonly encountered in geophysical boundary layers (Moin and Mahesh 1998); recently, however, data at a sufficiently high Reynolds number and domain size to allow for a well-resolved logarithmic part of the wind speed profile have become available (Ansorge and Mellado 2016), and herein, an additional simulation with a further decrease of viscosity by about 70% is added. One reason why MOST is used so widely is its applicability in different stratification regimes; here, we limit the scope to stable and neutral stratification.

This work inquires as to what period of time and/or what area of space is appropriate to apply MOST locally to within a sufficient accuracy? And, what does this imply for the validity margins of similarity theory in terms of temporal and spatial scales? This is done with due regard of the high variability within the viscous sub-layer that acts as a lower boundary condition for the ASL (Sect. 3). The investigation of scale limits in both neutral (Sect. 4) and stable conditions (Sect. 5) provides, based on first principles, a spatial and temporal scale above which the interaction between the land surface and the boundary layer can be modelled by MOST given a desired representation of the local variability.

Such a systematic convergence quantification for one-point statistics of first and second order has implications for both numerical and observational studies of the PBL. It provides limits and biases for the estimation of mean profiles and fluxes from purely local samples, such as towers, or from limited-space observations such as lidar scans which are increasingly being used to investigate the PBL. These errors also propagate into the turbulence models calibrated based on such biased measurements. The impact of unveiling and quantifying these convergence issues, however, goes far beyond the implications for boundary-layer meteorology. It is closely related to the validity of Taylor’s hypothesis (cf. Sect 4.2), an intensely debated issue in fluid dynamics over the past decades (Lin 1953; Wills 1964; Krogstad et al. 1998; Moin 2009).

## 2 Simulation and Analysis Methods

### 2.1 Formulation of Monin–Obukhov Similarity Theory

*Pr*is the Prandtl number and we let \(Pr=1\), very close to the actual value of \(Pr\approx 0.7\) for air in typical atmospheric conditions. Buoyancy is denoted by

*b*and can be interpreted commensurate with potential temperature as the Boussinesq approximation is used. The friction velocity and buoyancy are denoted by \(u_\star \) and \(b_\star \). The no penetration boundary condition \(w|_{z=0}=0\) is employed in Eq. 1b to simplify the wall-stress tensors \(\tau _{xz}\) and \(\tau _{yz}\). Note that viscous fluxes at the wall are used here in defining the Obukhov length, a consequence of eliminating the subgrid-scale closure together with an aerodynamically smooth wall. Sometimes, the non-dimensional von Kármán constant \(\kappa \) is included in the definition of \(L\). We refrain here from this practice as it introduces an additional parameter to the problem of stability dependence.

^{1}

*u*,

*v*and

*w*in the streamwise, spanwise and vertical direction, and uppercase letters

*U*,

*V*and

*W*refer to the corresponding domain averages. The geometric height above the aerodynamically smooth surface is denoted by

*z*. An uppercase ‘\(+\)’ denotes normalization by viscous wall units (\(u_\star ,\nu \)) and an uppercase ‘−’ normalization by outer scales (

*G*,

*f*),

*z*by

*z*within the ASL.

### 2.2 Set-Up and Numerical Method

*f*and the buoyancy difference \(B_0\) between the wall and free stream. Let \(G\equiv |{\mathbf {G}}|\) the geostrophic wind speed, and align the coordinate direction

*Ox*with the surface friction (Sect. 2.3). The two dimensionless groups

*f*independent of \(Re\) to leading order (the geostrophic drag coefficient \(u_\star /G\) is only weakly dependent on \(Re\), Spalart 1989) and as a fixed fraction of the inertial period—an inherent property of turbulent Ekman flow. In terms of \(\delta _{95}\), the height at which the total stress is reduced to 5% of the wall shear stress, it is \(\delta _N/\delta _{95}\approx 1.6\) under neutral stratification; under stable stratification, the PBL, however defined, is shallower. \(Ri_B\) is defined here in terms of \(\delta _\mathrm {N}\) and thus characterizes the initial condition, which may be out of equilibrium, only. Thus, \(Ri_B\) has no immediate role in characterizing the bulk stratification of the PBL throughout the simulation (Ansorge and Mellado 2014).

Simulations used herein. The row ‘IC case’ lists the case from which the flow fields of a simulation are initialized (cf. Fig. 1). \(t_\mathrm {start}\) is the time in inertial periods over which the initial condition of the flow was exposed to stable stratification. \(t_\mathrm {end}-t_\mathrm {start}\) is the duration of the simulation. The row \(t_\mathrm {analysis}\) lists the time at which snapshots in time for later analysis are taken (no snapshot analysis is carried out for cases with \(Ri_B>0.58\)). Grids are given in Table 2

Name | re_low | re_high | ri000 | ri015 | ri029 | ri058 | ri076 | ri115 | ri233 |
---|---|---|---|---|---|---|---|---|---|

\(Re/10^4\) | 0.77 | 4.2 | 2.6 | 2.6 | 2.6 | 2.6 | 2.6 | 2.6 | 2.6 |

\(\delta ^+(t_\mathrm {analysis})\) | 479 | 2116 | 1402 | 1370 | 1210 | 1130 | n/a | n/a | n/a |

\(Ri_B\) | 0 | 0 | 0 | 0.15 | 0.29 | 0.58 | 0.76 | 1.15 | 2.33 |

IC case | n/a | n/a | n/a | ri000 | ri000 | ri015 | ri058 | ri076 | ri115 |

\(t_\mathrm {start}^-\) | n/a | n/a | n/a | 0.0 | 0.0 | 0.57 | 1.18 | 1.64 | 2.28 |

\(t_\mathrm {end}^-\) | n/a | n/a | n/a | 1.65 | 0.62 | 1.18 | 1.64 | 2.28 | 2.81 |

\(t_\mathrm {analysis}^-\) | n/a | n/a | n/a | 1.40 | 0.37 | 0.93 | n/a | n/a | n/a |

Grid | A | C | B | B | B | B | B | B | B |

Grid specifications. \(N_{x,y,z}\) is the number of collocation points in the respective directions; \(S_{x,y,z}\) denotes the box size as normalized by the Rossby radius \(\Lambda \equiv G/f\); \(\varDelta _{x,y,z}\) is the grid spacing. Extension of the domain in inner and outer units (\(S_{xy}^+\) and \(S_{xy}^-\)) is given here though not part of the domain specification

Label | \(N_x\) | \(S_{xy}/\Lambda \) | \(N_y\) | \(N_z\) | \(S_z/\Lambda \) | \(\varDelta {x}/\Lambda \) | \(S_{xy}^+\) | \(S_{xy}^-\) |
---|---|---|---|---|---|---|---|---|

A | 2048 | 1.08 | 2048 | 192 | 0.17 | 5.27\(\times 10^{-4}\) | 8.36\(\times 10^3\) | 17.5 |

B | 3072 | 1.08 | 6144 | 512 | 0.18 | 3.52\(\times 10^{-4}\) | 2.86\(\times 10^4\) | 20.4 |

C | 2560 | 0.54 | 5120 | 640 | 0.18 | 2.11\(\times 10^{-4}\) | 2.58\(\times 10^4\) | 10.9 |

### 2.3 Frame of Reference

Turbulent shear flow is commonly analyzed in a reference frame where one axis coincides with the direction of the shear. The rotation of wind direction with height in Ekman flow leaves several choices for the horizontal orientation of the reference frame. In particular, one may consider data aligned with the surface shear, with the direction of the height-local mean velocity and with the geostrophic velocity. Due to the pronounced anisotropy of surface streaks in the ASL, alignment of one grid component with the surface shear is a desired property, but can only be achieved a posteriori as the exact value of the surface veering is part of the (numerical) solution. For the numerical solution, the grid is rotated by about \(20.5^\circ \) to approximately align the *Ox* component with the surface shear. In the framework of MOST, it is, however, crucial to analyze data consistently with the so-called channel-flow analogy, i.e. aligned with surface shear. To acquire exact alignment, all data are interpolated onto a grid that is rotated around the vertical axis to coincide with the direction of surface shear to within \(\pm \,0.1^\circ \).

### 2.4 Analysis Method

In order to assess the convergence of individual samples to their ensemble averages, both temporally-and spatially-resolved data are used. With regards to time-resolved data, the flow is sub-sampled at virtual towers, that is, in full temporal (every full Runge–Kutta iteration step) and vertical resolution (every vertical collocation point) but on a coarsened horizontal grid. This sampling approach is also advantageous with respect to observational atmospheric data. Such data are most often obtained from fixed-in-space towers at a high temporal and generally very coarse spatial resolution—if data are available within a spatial separation relevant to turbulent processes at all. In the set-up largest in terms of \(\delta _N\) (\(Re=1000\), \(S_{xy}^- \approx 20\)), the towers are placed on a regular grid at \(32\times 32\) locations in each horizontal plane. This reduces the amount of information by about \(2^{-10}\) with respect to the full grid and thus makes the amount of information tractable, also from a computational perspective. Separation of towers in physical space corresponds to a spacing of approximately \((0.64\delta _N\times 0.64\delta _N)\) or \((1.01\delta _{95}\times 1.01\delta _{95})\). Taking \(\delta _{95}\) as an estimator of the large-eddy size in this PBL, such a spatial separation allows one to consider each tower as exposed to an approximately independent realization of turbulence.

*t*, height

*z*and location \(\mathbf {r}_i\). Let further \((t_n)_{n\in {\mathbb {N}}}\) the discrete series of times through which the flow is integrated, and \((\mathbf {r}_i)_{i\in \{1\ldots 1024\}\subset {\mathbb {N}}}\) the list of tower locations in the two-dimensional plane

*Oxy*. Further, define time-filtered instances of the local data as

*n*(

*T*) such that \(t_{n(T)-1} < T \le t_{n(T)}\), that is, \({\mathcal {T}}_T\left[ x_i(z)\right] \) is the average of the tower at \(\mathbf {r}_i\) over the time period of length

*T*. Ergodicity of the stationary, four-dimensional turbulent field implies

*x*any quantity and \(x^{j}\) a specific realization of

*x*, and herein commonly a flow sample.

For spatially-resolved data (available as sub-sampled in the time dimension), a corresponding approach is employed with the averaging over time in Eq. 5 replaced by an averaging over a successively increasing partition of space (as indicated in Fig. 2b). \({\mathcal {X}}_S\), \({\mathcal {Y}}_S\), and \({{\mathcal {X}}}{{\mathcal {Y}}}_S\) denote the horizontal spatial filter over the length scale *S* operating on the spatially-resolved data along the streamwise (*Ox*), and spanwise (*Oy*) direction, and over a horizontal square (*Oxy*), respectively. This approach is sometimes referred to as coarse graining (Katsoulakis et al. 2008a, b; Aluie and Kurien 2011). Spatial coarse-graining of DNS data with the filter \({{\mathcal {X}}}{{\mathcal {Y}}}_S\) is equivalent to the filtering employed in the formulation of LES, suggesting a possible direct comparison of the data available here for a priori and a posteriori validation of LES subgrid closures and wall models also with respect to applications other than the scale dependence of surface–atmosphere exchange.

*F*is one of the filters \({\mathcal {T}}_T\) in time or \({\mathcal {X}}_S\), \({\mathcal {Y}}_S\), \({{\mathcal {X}}}{{\mathcal {Y}}}_S\) in horizontal space (Eq. 5). Due to the assumption of horizontal homogeneity in MOST, the estimates of \(u_{\star \mathrm {mod}}\) and \(b_{\star \mathrm {mod}}\) depend only on the filtered streamwise velocity component

*F*[

*U*(

*z*)], buoyancy

*F*[

*B*(

*z*)], and height

*z*. Therefore, these estimates are free of self-correlation—a desirable property in the convergence analysis carried out henceforth.

The amount of data available allows consideration of the joint probability density functions (PDF) of \(u_{\star }^\mathrm{F}\) and \(u_{\star ,\mathrm{mod}}^\mathrm{F}\), which yields four parametric families of joint PDFs depending on the filtering applied to the data: \({pdf}^{{\mathcal {T}}_T}(z,t)\), \({pdf}^{{\mathcal {X}}_S}(z,t)\), \({pdf}^{{\mathcal {Y}}_S}(z,t)\), and \({pdf}^{{{\mathcal {X}}}{{\mathcal {Y}}}_S}(z,t)\). Each of these families depends on the height within the logarithmic layer where the wind speed and buoyancy fields are evaluated. The time dependence drops strictly in neutral conditions; in stable conditions, we only analyze data within the regime that the flow enters once the ASL is in quasi-equilibrium with the modified surface boundary condition. (Note that this may be the case despite the presence of an inertial oscillation which is very slow in comparison with ASL dynamics, even at the intermediate *Re* considered here.)

## 3 Friction Variability at the Surface and Thickness of the Viscous Sub-layer

The logarithmic layer is often called the *surface* layer in geophysical applications, even if the associated scalings are only valid away from the surface. In fact, the \(Re\)-dependent threshold \(z^+>3\sqrt{\delta ^+}\) has been suggested as a lower bound for the surface-layer scaling of variances (Marusic et al. 2013) while \(z^+>30\) appears to suffice in terms of the mean wind speed profiles (Sect. 4). Considering the coupling between the surface and the ASL, the part of the flow in between the two is of crucial importance when the actual dynamics of the surface–atmosphere exchange are examined. Hence, wall-modelled LES (or other methods using a wall model) cannot be used for our research goal as explicit resolution of the viscous sub-layer and the buffer layer of the flow is essential. In DNS, the explicit resolution of near-wall dynamics eventually allows for the elimination of MOST from the set-up.

## 4 Convergence to MOST in Neutral Conditions

Much of the debate on the validity of, and problems associated with, MOST focuses on the impact of stratification and modifications of the stability correction functions or restrictions of the stability range over which the theory may be applied (Sect. 1). On the other hand, an important and theoretically relevant limit is neutral stratification: even though this limit is rarely encountered in atmospheric conditions, it is comparatively easily accessible through analytical and numerical investigation. Most importantly, neutral stratification corresponds to \(\zeta = z/L=0\) and assumptions about the flow-dependence on \(L\) are not required; the flux-profile relationship is then a fit to the well-known logarithmic wind-speed profile in the context of ensemble averages. In neutrally stratified Ekman flow, an equilibrium is acquired between the suppression of turbulence due to rotation and the boundary-layer growth over a non-rotating flat plate manifest in a statistically steady state. While there is debate on the universality of the von Kármán constant (Spalart et al. 2008), the extent of the logarithmic layer, and effects of entrainment (Ansorge and Mellado 2016), the existence of a layer over which the wind-speed profile adheres to an approximately logarithmic profile is a well-established consensus. Indeed, when considering the temporal and spatial average of the wind speed-profiles—the best estimate of the ensemble average available—our simulations exhibit a well-established logarithmic region that deepens as the Reynolds number increases (Fig. 5a).

With turbulence being the defining flow property inside the logarithmic layer of a wall-bounded flow, instantaneous profiles of *u* are characterized by enormous variability (Fig. 5b). When applying MOST to estimate fluxes at the surface based on gradients, one postulates the covariation of wind speed in the immediate vicinity to the surface and higher up in the ASL. The general applicability of a logarithmic velocity profile is indeed a manifestation of this covariation in the mean profiles. It is, however, unclear to what extent the covariation of \(u_\star \) and the local wind speed at a particular height within the ASL applies to instantaneous and filtered variations of the surface stress.

### 4.1 Convergence and Scale Dependence in the Streamwise Direction and Time

Consider now the validity of MOST for a neutrally-stratified Ekman flow when moving from the bulk limit of the ensemble average (represented here by time- and slab-averaged data) to the instantaneous limit of local-in-time or local-in-space data. Motivated by the common sampling of atmospheric towers in time and more recent methods which allow sampling along one-dimensional flow transects (Sayde et al. 2015), this section only investigates the one-dimensional convergence in space and time; we turn to the convergence in horizontal planes that is more relevant to numerical simulations of filtered equations of motions such as LES or RANS, in Sect. 4.3. For illustrative purposes, consider the two-dimensional fields of total horizontal wind speed \(u_H\equiv \sqrt{u^2+v^2}\) and the local surface friction \(u_{\star \mathrm {loc}}\) (Fig. 3). Large-scale features appear strongly related (lower row) while there exist different small-scale structures in these fields (upper row), that suggests a scale dependence of the relation between ASL wind speed and surface friction.

To actually quantify the scale dependence, the joint PDFs of the filtered wall friction \(u_{\star \mathrm {loc}}^\mathrm{F}\) and estimated wall friction \(u_{\star \mathrm {mod}}^\mathrm{F}\) (Sect. 2.4) are presented in Fig. 6, where *F* is the filter \({\mathcal {T}}_{t^+_\mathrm {filt}}\) or \({\mathcal {X}}_{x^+_\mathrm {filt}}\) respectively. We resort here to the level \(z^+\approx 32\) (\(z^-\approx 0.013\); case re_high), i.e. the lower end of the logarithmic region. If MOST was to hold exactly at all scales of motion, the joint PDF would collapse onto the line \(u^\mathrm{F}_{\star \mathrm {mod}}=u^\mathrm{F}_{\star \mathrm {loc}}\) regardless of the filter \({\mathcal {T}}\) or \({\mathcal {X}}\) and scales \(x^+_\mathrm {filt}\) or \(t^+_\mathrm {filt}\) used. When considering instantaneous data samples, data do not only scatter substantially (both \(u_\star \) and \(u_{\star \mathrm {mod}}\) vary by about 100%), but also the most common value of \(u_\star \) and \(u_{\star \mathrm {mod}}\) does not coincide (maximum of the PDF is not on the 1:1 line). The variance (indicated for both \(u_\star ^\mathrm{F}\) and \(u^{F}_{\star \mathrm {mod}}\) by the cross centred around the joint mean \((\langle u_\star ^\mathrm{F}\rangle , \langle u_{\star ,\mathrm {mod}}^\mathrm{F}\rangle )\)) in \(u_\star ^\mathrm{F}\) is larger than that in the gradient \(u_{\star ,\mathrm {mod}}^\mathrm{F}\). A linear regression of all pairs \((u_\star ^\mathrm{F},u_{\star ,\mathrm{mod}}^\mathrm{F})\) shows that the main variation in the data does not adhere to MOST (solid black line) and quantifies the low covariation in terms of \(r^2=0.11\) for instantaneous data.

Despite the large aspect ratio (\(S_{xy}^+={\mathcal {O}}\left( 10^4\right) \), cf. Table 2) employed here, there is no convergence towards MOST in a strict sense, even at the largest scale separations available within this study: only about 50% of the variance is explained by the similarity theory and the slope of the regression fit is far less than unity. This suggests additional mechanisms at work here; indeed, the periodic variation of the wind speed as a consequence of the inertial oscillation is not found in the wall shear stress that is consistent with recent numerical and analytical investigations in similar flow configurations (Shapiro et al. 2016; Fedorovich et al. 2017). Absence of convergence in space-filtered data (not affected by the inertial oscillation) further suggests that the variations in surface–atmosphere coupling due to coherent large-scale motions are also not fully captured by MOST. Furthermore, a distinct three-dimensional structure of individual turbulence elements (for instance, a spanwise tilt of those elements) prohibits the full convergence of data that is only filtered along the streamwise direction as shown in Sect. 4.3.

### 4.2 Scale Dependence of Variance and the Taylor Hypothesis on Frozen Turbulence

The most striking property of the friction estimated through MOST is that the variance in \(u_{\star \mathrm {mod}}^\mathrm{F}\) is too small when compared with the actual variance of the surface friction velocity \(u_\star ^\mathrm{F}\). This becomes evident in terms of the slope of \(u_{\star \mathrm {mod}}(u_\star ^\mathrm{F})\) which is smaller than unity in all cases (cf. Fig. 6). The underestimation of variance is—almost irrespective of the filter type and scale—a function of the height from which the friction is estimated. As a consequence of the strict monotony of \({\tilde{u}}_\star (F[u],F[b])\) as a function of *F*[*u*] for \(F[b]=0\) (cf. Eq. 7b for neutral conditions), this relates directly to the decrease of the variance of *u* (and hence *F*[*u*]) across the logarithmic layer, a well-known property of the ASL (Jiménez 2012; Marusic et al. 2013).

To quantify by how much the variance is underestimated and how this depends on the range of scales considered, we discuss now how the variance of \(u_{\star ,\mathrm {mod}}^\mathrm{F}\) behaves as a function of filter scale for \(F={\mathcal {X}}_{x^+}\) and \(F={\mathcal {T}}_{t^+}\) (Fig. 7) for the largest, smallest and intermediate scales.

At the instantaneous end of the spectrum of motions (\(x^+,t^+\rightarrow 0\)), the variance is independent of whether it is estimated from temporally or spatially-resolved data—it is commensurate with the total variance. The convergence occurs at a much faster pace in absolute viscous time units (\(t^+\)) than it does in viscous space units (\(x^+\)) as is evident from Fig. 7a; this is already seen from the discrepancy between \(t^+\) and \(x^+\) in Fig. 6. This preferred convergence of fixed-in-time measurements is due to the low turbulence intensity and can be corrected for by a convection-like velocity scale. To match the variance between the time and space dimensions for small turbulent scales, the Taylor hypothesis of frozen turbulence requires that this convection velocity be the local mean velocity, which is indeed the case for the data presented in Fig. 7 (corresponding normalization is not shown).

*Re*and the geometry of the flow. But, the fact that the appropriate advection velocity at a level \(z^+\) is not \(U^+(z^+)\) reflects the non-locality of turbulence in the inertial layer. This means that the convection velocity for large-scale patterns (as estimated from Taylor’s frozen-turbulence hypothesis from matching scale-dependent variances in time and space as in Fig. 7a, b) is different from the mean velocity; in fact it will always be lower than the mean wind speed in the logarithmic layer, provided the bounds for \(z^+\) and \(U^+\) given above are valid. Convection of patterns at a wind speed smaller than \(U^+(z)\) is consistent with the origin of turbulent structures in the buffer layer and their upward propagation (ejection) into the overlap region of the inner and outer layers. At the surface, where \(U^+=0\), \(C^+(z^+)\) does not approach zero, but it is \(C_{\star }^+|_{z=0}\approx 6.5\) (as estimated from the matching between \(u_{\star }^{{\mathcal {X}}}\) and \(u_\star ^{{\mathcal {T}}}\) at \(z=0\)), consistent with the offset of 6.2 in Eq. 11. This means the appropriate convection velocity for patterns of the surface variance is determined by the advection in the buffer layer; there, \(U^+\) acquires values in the range of 5–10.

### 4.3 Convergence in Horizontal Planes

*Ox*. The large aspect ratio of surface streaks together with their persistence suggests a considerably increased variability along the flow-lateral direction

*Oy*when compared to

*Ox*. This implies a larger number of streaks per unit length along

*Oy*and thus faster convergence when filtering along either the

*Oy*alone or over horizontal boxes

*Oxy*. Indeed, the variance in estimated friction decreases much faster as a function of the averaging scale when filtering the data along

*Oy*(dashed vs. dotted lines in Fig. 9a). The difference is so large that averaging along

*Oxy*instead of lines does not substantially improve the convergence. That means, in terms of the variance (which is commensurate with the sampling uncertainty of the measurement), the filter over a horizontal box of size \(l_0\times l_0\) is well approximated by that along flow-lateral lines of length \(l_0\).

The convergence properties in pdf space differ between \({pdf}^{{\mathcal {X}}}(z)\) and \({pdf}^{{\mathcal {Y}}}(z)\) vs. \({pdf}^{{{\mathcal {X}}}{{\mathcal {Y}}}}(z)\). The correlation between \(u_{\star \mathrm {mod}}^{{{\mathcal {X}}}{{\mathcal {Y}}}}\) and \(u_{\star \mathrm {loc}}^{{{\mathcal {X}}}{{\mathcal {Y}}}}\) indicated by \(r^2\) (Fig. 9b) not only grows faster as a function of the averaging scale, but it also saturates at larger values; indeed, the possibility of convergence towards \(r^2_{{{\mathcal {X}}}{{\mathcal {Y}}}}=1\) in the limit of large averaging scales cannot be excluded for filtering along horizontal planes *Oxy*. On the contrary, the correlation of spanwise averaged data suggests that \(r^2_{{\mathcal {Y}}}<1\) as \(x_{\mathrm {filt}}\) becomes large. This behaviour underlines the three-dimensional character of the turbulence in Ekman flow, even in the lowest part of the ASL. There is a systematic displacement of structures in the lowest part of the ASL along both horizontal directions which may only be covered by a two-dimensional filter.

## 5 Convergence to MOST in Stable Conditions

An important merit of MOST is the estimation of the stability effect on profiles of velocity and buoyancy (or the temperature in an observational context). Beyond investigation of the mere adherence to logarithmic scaling in the bulk and associated convergence behaviour discussed above, we turn now to this stratified case where the stability correction \(\zeta \) enters similarity theory as a parameter. The desirable property of statistical steadiness, conveniently exploited in Sect. 4, is lost once Ekman flow is exposed to stratification: the statistical description of the flow becomes a function of the time besides its dependence on the bulk stratification characterized by \(Ri\) (Sect. 2.2). Hence, the convergence analysis is constrained to spatially-resolved data. With respect to the convergence in the time domain, a rigorous analysis of convergence is not possible absent modifications of the set-up compensating for time dependence of the surface buoyancy flux.

While there does not exist a truly steady state of the present set-up once the stratification becomes finite, the stratified cases vary on different time scales and acquire a quasi-steady state after an initial transition (Ansorge and Mellado 2014). In Fig. 11, the turbulence state is illustrated by the vertically integrated vorticity fluctuations. This shows an initial adaptation to the reduced surface buoyancy, in which the production in the buffer layer is cut. The subsequent increase enters into a strongly damped oscillation and finally exhibits a quasi-steady behaviour. We investigate here only this quasi-steady period (marked by opaque shading in Fig. 11), in which the turbulence has acquired a quasi-equilibrium with respect to the surface boundary condition.

### 5.1 Bulk Similarity

*z*(left end of the curves in Fig. 12), the stability correction estimated from the DNS data already deviates from a linear fit by a distinct right curvature at \(\zeta \approx 0.1\); this is relatively early in comparison with observational data, where the stability correction saturates around \(\zeta _\kappa =1\) (\(\zeta =0.4\)) at \(\varPhi _M-1=6\kappa \approx 2.5\) [Brutsaert (2005) after Businger et al. (1971) with correction by Högström (1988)], and it may be associated with the limited extent of the logarithmic region at the intermediate

*Re*employed in the present simulations. The estimated stability correction for momentum is further affected by increased turning of the wind in stable conditions which is not taken into account by MOST as it only considers the surface-shear-aligned velocity component. The actual importance of this wind turning for the stability correction of momentum is underlined by the much better adherence of the stability correction for buoyancy to the estimation based on MOST.

In the present bulk analysis (cf. Fig. 12) three parameters, namely stratification, height, and time are varied. This is in contrast to most observational studies, but also many assessments based on numerically generated data, where—due to the practicability constraints imposed in field work—data are commonly considered at a fixed height. This triple variation constitutes a more rigorous test of the generality of the non-dimensional formulation than variation of only one parameter, and also illustrates the limits of applicability. The data in Fig. 12 are stratified in colour by \(Ri_B\) and the scatter plots show profiles at each time instant within the time span marked in Fig. 11b. For each curve, the main variation from left to right is the variation of height *z*. Another dimension along which the data vary here is time as the surface flux is free to evolve (as a consequence of the Dirichlet boundary condition, cf. Sect. 2.2) and decreases in magnitude over time as the flow adapts more and more to the imposed surface boundary condition. In particular those cases with very strong stable stratification (beyond \(Ri_B\approx 0.76\)) exhibit a substantial variation of the stability correction over time at fixed \(\zeta \) which illustrates that processes like inertial oscillations and other out-of-equilibrium dynamics are at work here that are not covered by MOST.

In the stratified cases with \(Ri>0.29\), the stability parameter \(\zeta \) no longer collapses the data. These cases are fraught with complex dynamics that arise with the partial collapse of turbulence in response to increasing density stratification, i.e. global intermittency (cf. Ansorge and Mellado 2014; Shah and Bou-Zeid 2014; Deusebio et al. 2015). Intermittent turbulence is not appropriately characterized by bulk and conventional statistics; instead, conditional sampling can be employed to gain insight into the complex dynamics of such intermittent flows (Ansorge and Mellado 2016; Ansorge 2016). Even in critical conditions (at intermediate stratification with very little or no global intermittency), *L* alone does not characterize the flow state appropriately (Hooijdonk et al. 2018). In these cases, the buoyancy flux (and thus \(L\)) is limited while the bulk stratification and also the wind speed correction increase further, which is consistently observed for both the stability correction of buoyancy and momentum and thus does not appear to impact on the turbulent Prandtl number. Nonetheless, an investigation of the convergence behaviour towards the mean is enlightening as systematic scatter can illustrate whether there is a scale of motion beyond or below which the similarity theory is applicable in principle or not, irrespective of an exact collapse of the mean properties.

### 5.2 Convergence and Scale Dependence

We now investigate as an example the convergence properties for two stratified cases with \(Ri_B=0.29\) and \(Ri_B=0.76\). Being super-critical in terms of the bulk stratification (Fig. 12 and Sect. 5.1), these cases are in a spatio-temporally intermittent state, i.e. the flow is not turbulent throughout but there are non-turbulent patches stretching vertically across the ASL (Ansorge and Mellado 2016). The fraction of the non-turbulent patches increases with stratification but is still on the order of 10% for both cases. These non-turbulent fractions are associated with very small values of the surface friction and explain the increasing fraction of the joint PDF at small friction values compared to the neutral reference—both modelled and estimated. Apart from this extension towards low values of friction, the joint PDF \({pdf}^{{{\mathcal {X}}}{{\mathcal {Y}}}}\) of the instantaneous data is comparable in terms of both its shape and its first and second moments with that in neutral conditions at a similar height (Fig. 13). While the overall shape of the distribution does not change, the variance increases slightly, and the correlation coefficient between the friction estimated by similarity theory and the actual friction becomes exactly zero. In contrast to neutral stratification, where the similarity theory explains a sufficient share of the variance as the filter scale increases, the opposite is the case in stable conditions: while the averages of the estimated friction are still within 5–10% of the actual friction, the scatter of locally-averaged data is not governed by MOST. In fact, the discrepancy increases as the filter scale is increased illustrating a decoupling of variability in the ASL from the actual surface friction while the means are still approximately constrained by MOST. For the more stable case with \(Ri_B=0.76\), the \(r^2\) value increases as a consequence of negative correlation, which means the MOST-estimated friction velocity is actually decreasing with increasing surface friction as seen by the negative slope of the least-squares fit in Fig. 13.

## 6 Discussion and Conclusions

The scale dependence of surface–atmosphere coupling is investigated using DNS of a prototypical PBL, namely Ekman flow over a smooth surface under both neutral and stable stratification. The coupling is quantified in terms of the propagation of variances through the lowest part of the atmosphere and compared to predictions by Monin–Obukhov similarity theory (MOST), a closure employed in virtually all numerical models of atmospheric flows. Surface friction is expressed as a function of wind speed, buoyancy, and the height in the atmospheric surface layer (ASL) alone by rigorous inversion of the similarity function. Hence, comparison of estimated and actual surface friction is free of self-correlation. In all cases considered here, box-averaged simulation data agree with the similarity theory within its well-known limits in terms of height and stratification strength. As a consequence of the imposed spatial homogeneity, the variance in between samples must approach zero if the averaging scale of the individual samples increases; this is indeed the case: variance converges exactly inversely with filter length scale in the limit of the largest filter scales—indicative of the absence of long-term memory at these scales in the turbulent flow under consideration. A note of caution is raised with regards to the local application of similarity theory: the modelled and actual friction differ both regarding the convergence towards the large-scale limit and the variance of instantaneous data.

The variance of surface friction velocity is underestimated by MOST—with immediate implication for the surface momentum flux, a key parameter in defining the turbulent state of the PBL. This occurs in all configurations investigated, but the effect is smaller for smaller heights and larger filter scale. Depending on the way in which MOST is applied, the error has opposing effects: applying MOST to estimate wind speed in the ASL as a function of the surface friction velocity overestimates the variance thus adding an artificial source of turbulence and hence diffusion; the propagation of surface patterns into the atmosphere is thereby erroneously enhanced. Applying MOST to estimate the friction velocity at the surface will underestimate the variance thus damping the impact of atmospheric variability on the surface parameters; the propagation of atmospheric variance patterns to the surface is thereby erroneously damped. This asymmetry of the error introduced by local application of MOST is particularly important for studies employing different kinds of boundary conditions to study a problem as it will add up for such investigations.

Beyond the peculiar convergence behaviour of data towards the mean, a strong dependence on the sampling direction is found. The large anisotropy of near-surface streaks leads to a slower convergence of data that are filtered along the direction of the wall shear stress in comparison to data filtered along the flow-lateral direction. For both filtering approaches, the variation of filtered data, even at the largest scales, is not governed by similarity theory, but there is a bias towards lower modelled friction velocity for high wind speed and higher modelled friction velocity for low wind speed. Also the scatter is not governed by similarity theory to a large extent, which is best quantified in terms of the correlation between the modelled and actual stress for increasing filter sizes that saturates around \(r^2=0.5\), a rather small value given that MOST is the only model used to link the two. If, however, box averages along both horizontal dimensions are used, correlations close to unity are obtained and the friction velocity modelled based on ASL wind speed agrees almost perfectly with the actual surface friction velocity for filter sizes beyond several thousand wall units. The better convergence of samples when two-dimensional horizontal averages are used instead of one-dimensional ones hints at the three-dimensional structure of the actual turbulence elements that are crucial in coupling the surface and the atmosphere. These elements must in fact have a preferred vertical misalignment for such convergence and correlation properties to be obtained. It remains to be found whether this three-dimensional behaviour is a distinct property of Ekman flow where the stress and shear tensor are misaligned as a consequence of rotation, or if it can also be found in simpler flow configurations.

In stable conditions, the bulk profiles agree with similarity theory until the maximum buoyancy flux is reached and the turbulence becomes intermittent. Accounting for non-stationarity, convergence is only considered in the spatial domain and only for two-dimensional horizontal box averages when these stratified cases are considered. Due to the turbulence intermittency and a frictional decoupling associated with the inertial oscillation, similarity theory does not govern at any scale the joint fluctuation of wind speed in the lower part of the ASL and friction at the surface. In fact, the skill of similarity theory in predicting local variations decreases (and eventually becomes negative) with increasing averaging scale while the mean values are still constrained to within 10%. Hence, in strongly stratified conditions, similarity theory should be applied to filtered quantities rather than locally.

Data are given here in both inner (wall) and outer (geostrophic) scalings. Application or transfer of the present results to flows at geophysical scale separation requires answering both the question as to in which of the aforementioned scalings do the results presented here become independent of the Reynolds number, and to address the role of roughness. Regarding \(Re\), no definite answer on the dependence of the scalings is possible. The dominant role of the wall in these processes, however, suggests that wall-scaling is appropriate. Assuming so yields transition scales on the order of 100 to 1000 wall units—still relatively small compared to the ones used in modern general circulation models, while recent LES approaches actually reach grid resolution below these scales. Regarding roughness, the analogy of the roughness scale to the viscous units may be applied over relatively small roughness elements [smaller than 3–5 wall units (Monin 1970)]. The logarithmic scaling over a smooth wall suggests that the corresponding reference scale for a rough flow is \(z_\mathrm {rough}^+\approx 0.1\). In terms of the roughness length scale, the required averaging scale is hence one order of magnitude larger than in terms of the wall unit. Even when assuming a roughness scale \(z_\mathrm {rough}=0.01\,\mathrm {m}\), this implies an averaging scale of several tens of metres.

## Footnotes

- 1.
Due to omission of \(\kappa \) in the definition of

*L*, the non-dimensional height \(\zeta \) differs from that introduced by Obukhov (1946) by a factor \(\kappa \). For comparison, let \(L_\kappa = u_\star ^2/(\kappa b_\star )\) the classic Obukhov length including the von Kármán constant, and correspondingly \(\zeta _\kappa = z/L_\kappa =z\kappa /L=\zeta \kappa \), which is important when comparing stability regimes.

## Notes

### Acknowledgements

We wish to acknowledge insightful discussion on the topic with Yaping Shao, Evgeni Fedorovich, Elie Bou-Zeid and Juan Pedro Mellado. We further thank Bas van de Wiel and two other anonymous reviewers for their helpful and constructive comments on the manuscript. This work was funded by the German Research Council (DFG) through the Transregional Research Collaborative #32 Patterns in Land–Surface–Atmosphere Systems (TR32). Computing time was provided through the Projects HHH07 and HKU24 by the Jülich Supercomputing Centre. Financial support through a UoC PostDoc Grant by the University of Cologne as part of its institutional strategy for the support of early-stage researchers within the excellence initiative is gratefully acknowledged.

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