# Assessment of Surface-Layer Coherent Structure Detection in Dual-Doppler Lidar Data Based on Virtual Measurements

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## Abstract

Dual-Doppler lidar has become a useful tool to investigate the wind-field structure in two-dimensional planes. However, lidar pulse width and scan duration entail significant and complex averaging in the resulting retrieved wind-field components. The effects of these processes on the wind-field structure remain difficult to investigate with in situ measurements. Based on high resolution large-eddy simulation (LES) data for the surface layer, we performed virtual dual-Doppler lidar measurements and two-dimensional data retrievals. Applying common techniques (integral length scale computation, wavelet analysis, two-dimensional clustering of low-speed streaks) to detect and quantify the length scales of the occurring coherent structures in both the LES and the virtual lidar wind fields, we found that, (i) dual-Doppler lidar measurements overestimate the correlation length due to inherent averaging processes, (ii) the wavelet analysis of lidar data produces reliable results, provided the length scales exceed a lower threshold as a function of the lidar resolution, and (iii) the low-speed streak clusters are too small to be detected directly by the dual-Doppler lidar. Furthermore, we developed and tested a method to correct the integral scale overestimation that, in addition to the dual-Doppler lidar, only requires high-resolution wind-speed variance measurements, e.g. at a tower or energy balance station.

## Keywords

Coherent structures Dual Doppler Large-eddy simulation Lidar## 1 Introduction

It has long been known that turbulent fluid motion exhibits patterns of self-organization, so-called coherent structures. Robinson (1991) listed various shapes of structures occurring in a flat-plate boundary layer (FPBL) at low Reynolds number: near-wall low-speed and high-speed streaks, i.e. alternating regions in which the streamwise fluid velocity is increased or decreased compared to its mean value and that are elongated in the direction of the mean flow; ejections and sweeps, i.e. intermittent, rapid movements of the fluid outward from the wall in the low-speed regions or towards the wall in high-speed regions, respectively; as well as various vortical structures shaped like quasi-streamwise vortices, arches, hairpins or horseshoes. Adrian et al. (2000) combined earlier findings in a hairpin vortex packet paradigm in which they assume shear-induced spanwise vortex filaments close to the wall being lifted and stretched into hairpin-shaped structures that can self-replicate, form packages and grow throughout the boundary layer. According to this model, low-speed streaks form due to the fluid motion between one or several successive hairpin legs, the vortical motion of which causes the ejection, while sweeps occur due to the inverse process in between, and in front of, the hairpin vortex packets. The model was substantiated with direct numerical simulations (Zhou et al. 1999; Adrian and Liu 2002).

The atmospheric boundary layer, in contrast, is a high Reynolds number flow, in which turbulence is created from both shear and buoyancy. Here, three kinds of structures have been observed (Agee 1984; Young et al. 2002): surface-layer streaks comparable to FPBL streaks in shear-dominated flows (Hommema and Adrian 2003; Newsom et al. 2008), horizontal rolls reaching through the whole boundary layer in moderately convective situations (Etling and Brown 1993; Hartmann et al. 1997), and cell-shaped updrafts in very unstable situations (Feingold et al. 2010). These structures appear as well in turbulence-resolving large-eddy simulations (LES, Moeng and Sullivan 1994; Khanna and Brasseur 1998; Kim and Park 2003; Hellsten and Zilitinkevich 2013).

Here, we focus on surface-layer streaks, which we also call ‘structures’ or ‘coherent structures’ throughout the text since they occur in repetitive patterns, even though it should be kept in mind that they might be just the footprints of larger-scale hairpin vortices.

Streaks are particularly important for subgrid-scale parametrizations in mesoscale models due to their large contribution to the Reynolds stress tensor. Using the notation \(u^\prime \), \(v^\prime \) and \(w^\prime \) for the streamwise, spanwise and vertical (i.e., wall-normal) turbulent velocity components, it is known that usually \(\overline{u^\prime w^\prime }<0\) in the surface layer, thereby generating turbulence kinetic energy due to shear (Stull 1988; Adrian 2007). This is the result of the prevalence of ejections (\(u^\prime <0\), \(w^\prime >0\)) and sweeps (\(u^\prime >0\), \(w^\prime <0\)), the latter of which occur more often but with less intensity than the former (Lin et al. 1996; Kim and Park 2003).

Traditionally, these structures have been investigated with in situ measurements of wind speed, temperature or humidity (Thomas and Foken 2007; Zhang et al. 2011), however, their spanwise and wall-normal extent and statistical distribution cannot be measured in this way. Arrays of in situ sensors were able to capture small-scale processes (Inagaki and Kanda 2010; Thomas et al. 2012), but are difficult to extend over hundreds of metres. Dual-Doppler lidar methods seem to provide a valuable supplement here, since they allow the measurement of the complete two-dimensional wind field with a spatial resolution of a few tens of metres and a time resolution of the order of 10 s on planes of several km\(^2\) in size. It has been shown that surface-layer streaks can be detected with horizontal dual-Doppler lidar scans (Newsom et al. 2008; Iwai et al. 2008) and a recent study by Träumner et al. (2014) derived their length scales depending on stability and background wind speed. However, the limited time and spatial resolutions due to scan duration and the extent of the lidar pulse lead to severe inherent averaging in the resulting wind fields (Stawiarski et al. 2013). The influence of these processes on the detected turbulence structures cannot be determined with independent in situ measurements, and we can expect that small-scale structures in particular, which are on the order of or smaller than the lidar averaging scale, are insufficiently detected.

To assess the quality of surface-layer coherent structure detection in dual-Doppler lidar data, we developed a lidar simulation tool that is able to perform virtual dual-lidar measurements in turbulence-resolving boundary-layer simulation data from LES. We performed virtual synchronized horizontal scans with parameters comparable to real Doppler lidars in LES data with varying shear. On both the resulting dual-lidar and original LES wind fields we applied three common structure detection techniques: a correlation length algorithm, a wavelet analysis and a clustering method. We compared the distributions of the resulting streak length scales and thereby determine which techniques are applicable for reliable results. Further theoretical investigations allowed us to explain the results and, in the case of correlation lengths, to develop a technique for length scale correction.

## 2 The Dataset

Horizontal dual-Doppler lidar measurements are made with two lidars synchronously scanning an overlap area at low elevation. In the region where data from both lidars are present the horizontal wind field can be deduced using a change of basis (Newsom et al. 2008). The resulting fields have a spatial resolution on the order of the lidar pulse width and a time resolution given by the lidar scan duration.

Although coherent structures are usually visible in the resulting streamwise wind-field component, two aspects complicate an interpretation of the results: firstly, the lidar measurements contain considerable smoothing due to the inherent spatial averaging resulting from the lidar pulse width and the duration and uneven sampling of the scanning area, and secondly, validation of measurement results is difficult because no other instrument provides wind measurements with comparable frequency and range.

However, since the averaging processes involved in measurements with solid-state based Doppler lidars are mathematically well described (Frehlich et al. 1998; Frehlich 2001), it is possible to simulate Doppler lidar measurements in high-resolution boundary-layer wind-field data, e.g. from LES. We employ this method for two virtual lidars with synchronized scan patterns and retrieve the horizontal wind field from the resulting virtual dual-Doppler measurement data. The data can be subsequently analyzed for coherent structures. On the other hand, the same methods can be applied to the original LES data. The comparison yields an insight into the applicability of the well-established methods of structure detection to dual-Doppler lidar data and allows us to test methods of correction.

### 2.1 Simulation of Doppler Lidar Measurements

Stawiarski et al. (2013) developed a lidar simulation software tool that works as a Doppler lidar forward operator and enables virtual Doppler-lidar measurements in a simulated boundary layer. We make use of an upgraded version of the software, the computational principle of which is summarized below.

In a given three-dimensional LES wind-vector data grid, the virtual lidar position, its measurement characteristics (pulse width, range gate length etc.) and scan pattern are prescribed as external parameters to the simulator, which in turn computes position, orientation and scanned-through region for every range gate of the lidar beam at every timestep. From the geometric information a weighted average is computed for each wind-field component by interpolating the data grid on the range gate and taking the lidar-dependent weighting functions into account (Frehlich et al. 1998; Frehlich 2001). The radial wind component is subsequently obtained by projecting the averaged wind vector on the lidar beam.

Atmospheric scaling parameters in the LES datasets: the geostrophic wind speed \(u_\mathrm{G}\), the standard deviation of the wind-field components at \(z=15\) m, the friction velocity \(u_*= (\overline{u^\prime w^\prime }^2_0 + \overline{v^\prime w^\prime }^2_0 )^{1/4}\), the convection velocity \(w_*= (z_i (g/\overline{\theta }_v) \overline{w^\prime \theta _v^\prime }_0)^{1/3}\), the boundary-layer height \(z_i\) as derived from the minimum in the vertical heat flux, and the stability parameter \(-z_i/L_*\), where \(L_*\) is the Obukhov length

\(u_\mathrm{G}\) (m s\(^{-1}\)) | (\(\sigma _u\), \(\sigma _v\)) (m s\(^{-1}\)) | \(\overline{w^\prime \theta ^\prime }_0\) (K m s\(^{-1}\)) | \(u_*\) (m s\(^{-1}\)) | \(w_*\) (m s\(^{-1}\)) | \(z_i\) (m) | \(-z_i/L_*\) |
---|---|---|---|---|---|---|

0 | (1.1, 1.1) | 0.23 | 0.04 | 2.09 | 1208 | 57,000 |

5 | (0.6, 0.6) | 0.03 | 0.32 | 0.84 | 602 | 7.2 |

10 | (1.1, 0.7) | 0.03 | 0.51 | 0.85 | 613 | 1.9 |

15 | (1.5, 0.9) | 0.03 | 0.68 | 0.87 | 665 | 0.8 |

### 2.2 The LES Data

PALM is a parallelized LES model developed by Raasch and Etling (1991) and Raasch and Schröter (2001), with governing equations that use the Navier–Stokes equations in a Boussinesq approximation. The subgrid scales are parametrized according to Deardorff et al. (1980) with a gradient transport approach and Monin–Obukhov similarity is prescribed below the lowest computational grid level, including the calculation of the friction velocity \(u_*\). Coriolis effects are included for a prescribed latitude of \(\varphi =55^\circ \) north. For this study, we simulated four 30-min wind-field datasets with PALM version 3.9 with geostrophic background wind \(u_{G} = 0\), 5, 10, and 15 m s\(^{-1}\) (cf. Table 1). Although we cannot expect streaky structures in the calm situation, the dataset was analyzed to depict the development of structure length scales with the background flow, and to assess the detection methods in principle in a situation where time series analysis is unattainable. All datasets were computed on a grid with 5 km by 5 km horizontal area and a spatial grid constant of 10 m in all directions throughout the boundary layer; the time resolution was 1 s. The simulations were performed for a dry atmosphere over a flat terrain with a roughness length of \(z_0 = 0.15\) m. Since LES cannot reliably reproduce turbulence on scales of 2–3 times the grid length, special care must be taken in the interpretation of the smallest length scales, which may not necessarily give a realistic representation of the surface layer.

Top and bottom boundary conditions of atmospheric variables in the simulated boundary-layers

Variable | Bottom boundary | Top boundary |
---|---|---|

Pressure | \(\frac{\partial p}{\partial z} = 0\) | \(p=0\) |

Horizontal wind | \(u = v = 0\) | \(u=u_\mathrm{G}\), \(v=v_\mathrm{G}\) |

Vertical wind | \(w=0\) | \(w=0\) |

Potential temperature | \(\frac{\partial \theta }{\partial z} = 0\) | \(\frac{\partial \theta }{\partial z} = \frac{\partial \theta }{\partial z}_\mathrm{initial} \) |

TKE | \(\frac{\partial e}{\partial z} = 0\) | \(\frac{\partial e}{\partial z} = 0 \) |

*w*-component, which are however not visible in

*u*or \(\upsilon \). In the following analysis, structure detection results from this dataset will be indicated with the shorthand ‘LES’.

Furthermore, to separate the influence of the lidar scan duration from other lidar error sources such as spatial averaging and time undersampling, the LES wind fields at the measurement height were averaged over the time of a scan duration. This dataset is denoted as ‘LESAVG’. In contrast, the dataset obtained from virtual dual-Doppler measurement and retrieval is denoted ‘LIDAR’.

### 2.3 The Dual-Doppler Lidar Data

The virtual lidars, as shown in Fig. 3, were positioned at (\(x=2500\) m, \(y=0\) m) and (\(x=5000\) m, \(y=2500\) m) in the original LES axes to obtain a beam intersection angle close to \(90^\circ \) in the overlap region, thereby reducing the propagated single lidar error (Stawiarski et al. 2013). During the scan, their measurement height was \(z=15\) m and their elevation was kept at zero whereas the azimuth varied, scanning a \(90^\circ \) sector each. The scan time \(T_0\) (which determines the angular velocity \(\omega _0\)) and the range gate length \(\Delta p\) were chosen following the optimization procedure described in Stawiarski et al. (2013), which allows maintaining errors as small as possible, depending on the background wind speed. Here, the lower limit of the range gate length was set to 55 m, corresponding to the higher of both \(\Delta r\) values. The resulting scan parameters are summarized in Table 3.

Optimized lidar simulation parameters for the four LES datasets: wind speed \(\overline{u}\) and advection velocity \(u_\mathrm{a}\) (computed from the maximal wind-field autocorrelation) at 15 m height, range gate length \(\Delta p\), scan duration \(T_0\) and resulting angular scan velocity \(\omega _0\)

\(u_\mathrm{G}\) | (m s\(^{-1}\)) | 0 | 5 | 10 | 15 |
---|---|---|---|---|---|

\(\overline{u}\) | (m s\(^{-1}\)) | 0 | 3.4 | 5.7 | 7.7 |

\(u_\mathrm{a}\) | (m s\(^{-1}\)) | – | 4.05 | 6.56 | 9.25 |

\(\Delta p\) | (m) | 55 | 55.0 | 67.0 | 77.3 |

\(T_0\) | (s) | 16.0 | 16 | 13.1 | 11.4 |

\(\omega _0\) | (\(\mathrm{s}^{-1}\)) | 5.6 | 5.6 | 6.9 | 7.9 |

The horizontal wind fields of the three data types (LES, LESAVG and LIDAR) from all four LES datasets were converted into their streamwise and spanwise components, and rotated in the mean wind direction at measurement height derived from the original LES dataset, therefore ‘*x*’ and ‘*y*’ indicate the streamwise and spanwise axis, and *u* and *v* the streamwise and spanwise component, respectively.

To check consistency, the LIDAR wind fields were compared with the LESAVG wind fields for each retrieval timestep after spatial interpolation of the LESAVG fields to the dual-lidar retrieval grid. The results are shown in Fig. 5: the differences are represented by an approximately Gaussian distribution with a negligibly small bias. The standard deviation increases with turbulence production from both buoyancy (\(u_\mathrm{G}=0\), high surface heat flux) or shear (\(u_\mathrm{G}\gg 0\)), and assumes values between 0.47 and 0.79 times the standard deviation of the respective LES velocity components (cf. Table 1). When comparing the LIDAR dataset directly with the LES data, using a nearest-neighbour approach to interpolate the LIDAR data to the LES time axis, \(\sigma \) assumes values between 95 and 115 % of those from comparison with the LESAVG data. For \(u_\mathrm{G}>0\), \(\sigma _\mathrm{LIDAR,LES} > \sigma _\mathrm{LIDAR,LESAVG}\) and increasing with the wind speed. For \(u_\mathrm{G}=0\), it is smaller, since the large-scale uniform *u* and *v* regions can be well resolved with lidar.

*u*show a slight positive skewness, which is caused by the negative skewness of \(u_\mathrm{LESAVG}\) due to the uneven spatial coverage of narrow low-speed streaks embedded in large high-speed regions, which is averaged out in \(u_\mathrm{LIDAR}\) (cf. Figs. 2, 4). The effect occurs less pronouncedly in the

*v*distributions as well.

## 3 Identification of Coherent Structures

To quantify the accuracy of coherent structure detection in dual-lidar data, we applied three common structure length scale detection techniques to the LIDAR, LES and LESAVG datasets.

Additionally, we recorded virtual time series at 2601 virtual towers of 15 m height in the LES data, which were evenly distributed over the horizontal LES area, by linearly interpolating the *u* and *v* wind-field components to their position. For comparative results from tower data, those time series were evaluated with the same methods as the spatial data, and the time scales converted to length scales by multiplication with \(\overline{u}\) at the measurement height, (cf. Table 3) for all datasets with \(u_\mathrm{G}>0\), since here \(\sigma _u< 0.2~\overline{u}\) and therefore Taylor’s hypothesis can be applied (Willis and Deardorff 1976; Stull 1988).

### 3.1 Correlation Length Approach

*x*-direction over which a field

*f*can be considered correlated with itself. In the

*x*- and

*y*-directions, it is defined as

*f*from its mean and \(\sigma ^2_f\) is the variance of

*f*. Here, \(\langle \cdot \rangle _\mathbf {x}\) indicates the average over the variable \(\mathbf {x}\) in the argument. Integral scales can, under ergodic conditions, be computed from spatial data or time series, where Taylor’s hypothesis must be applied in the latter case (Stull (1988)). The size of the dataset determines the statistical accuracy (Wyngaard 2010, Chap. 2.4).

The integral length scale is a common tool used to characterize the structure of boundary-layer wind fields (Lenschow and Stankov 1986) and has been applied to surface-layer wind fields obtained with dual-Doppler lidar, e.g. by Newsom et al. (2008).

*u*and \(\upsilon \) in both streamwise (

*x*) and spanwise (

*y*) directions. The discretization of the data on the grids required a conversion of the integrals into sums, \(\int \, \mathrm{d}x \rightarrow \sum \, \Delta x\), where \(\Delta x\) is the respective grid spacing given by \(\Delta p\) (cf. Table 3) for the LIDAR data and \(\Delta x=10\) m for the LES and LESAVG data. Furthermore, we used the approximation of Lenschow and Stankov (1986) to accommodate the finite data,

The resulting lengths from the virtual towers, after conversion to spatial scales, are correlation lengths in the streamwise direction, while the spanwise component is inaccessible with this method. The results for all four datasets are shown in Fig. 6.

The different datasets show a similar length scale development with increasing wind speed. The integral scales measured by the lidar are quantitatively similar to those measured under unstable conditions (Träumner et al. 2014). The LES scales seem to be noticeably limited to values about 2–3 times the LES grid resolution, which could be expected (cf. Sect. 2.2), but this effect only influences the spanwise analysis. Whereas the lidars severely overestimate the integral length scales, the tower measurements exhibit the opposite behaviour and underestimate the integral scales. In contrast, the LESAVG dataset length scales do not differ considerably from the LES dataset length scales, which indicates that the time averaging inherent in the lidar data has only a minor contribution to the full lidar error. The dual-lidar deviation is therefore the sole result from spatial averaging and temporal undersampling in the dual-lidar data. This behaviour can be understood with the help of the following considerations.

#### 3.1.1 Time Series Results

Standard deviation \(\sigma \left( \overline{\cdot }^T\right) \) of virtual tower means for the *u* and *v* fields in relation to the full standard deviation of the respective fields

\(u_\mathrm{G}\) (m s\(^{-1}\)) | \(\sigma \left( \overline{u}^T\right) /\sigma _u\) | \(\sigma \left( \overline{v}^T\right) /\sigma _v\) |
---|---|---|

0 | 0.65 | 0.66 |

5 | 0.25 | 0.31 |

10 | 0.21 | 0.21 |

15 | 0.18 | 0.14 |

*T*is the time duration of the measurement, \(\tau \) is the temporal integral length scale and \(\sigma ^2_f\) is the variance of the full signal

*f*.

To correct the results it would be necessary to replace \(f^\prime _\mathrm{tower}\) with \(f^\prime _\mathrm{full}\) and to average over the full dataset in the computation of the integral scale, however, in field campaigns, the full spatial and temporal average is usually inaccessible. Alternatively, using time series of longer duration will decrease \(\Delta f^\prime \) and improve the results when ergodicity can be assumed (Tennekes and Lumley 1972).

#### 3.1.2 Dual-Lidar Results

*s*,

*s*is normalized, so that Eq. 13 also holds for \(f^\prime _\mathrm{lidar}\) and \(f^\prime \). When inserted into the definition for the autocorrelation, Eq. 2, we find that

In contrast to Frehlich (1997), the averaging process is not only defined by the mathematically well-described lidar-beam averaging (Frehlich et al. 1998; Frehlich 2001), but is rather a result of the beam averaging, the data aggregation and weighting in the retrieval process and the time averaging and undersampling. A precise relation is therefore unattainable, however, we can assume that the smoothing function *s* is approximately constant around the grid-cell centre up to a distance of the retrieval data radius and subsequently drops to zero. It should be noted that the assumptions of horizontal homogeneity and isotropy for *s* are only approximations.

*s*,

*f*. The overestimation becomes a function of the parameter \(\xi =2l_{0} L_f^{-1}\), i.e. the ration of effective lidar averaging scale to the actual integral length scale, with \(L_{f,\mathrm{lidar}} L_f^{-1} \rightarrow 1\) for \(\xi \rightarrow 0\) and \(L_{f,\mathrm{lidar}} L_f^{-1} \rightarrow \infty \) for \(\xi \rightarrow \infty \).

*u*and

*v*components.

Despite the strong overestimation, Eq. 18 suggests that the scales can be corrected if the full spatial variance \(\sigma ^2_f\) of the wind-field component is known. Notably, the first equality of Eq. 18 is a result of the convolution model, Eq. 13, and holds for any normalized smoothing function *s*.

### 3.2 Wavelet Analysis

*t*which is scaled with a factor

*a*and shifted to the position

*b*. When certain mathematical criteria are fulfilled, the set of all wavelets created by varying

*a*and

*b*is a basis in the vector space of square integrable functions (Louis et al. 1998), i.e., the original time series

*g*(

*t*) can be written as a linear combination of the wavelets in the set. The associated coefficients

*g*and \(\varphi \) around the point

*b*when \(\varphi \) is scaled with the factor

*a*.

For coherent structure extraction, such wavelets are useful when they resemble the shape of the desired structure, e.g. an ejection-sweep pattern. Alternatively, transitions from ejections to sweeps, which are odd sections of *g*(*t*), are detected at the zero-crossings of the wavelet coefficients of an even wavelet.

*u*and

*v*. Since the LESAVG and LIDAR datasets comprise fewer time step, five spanwise and five streamwise subsets were selected. Additionally, the virtual tower time series of

*u*and

*v*in the original LES dataset for 15-m height, which were already used in the integral scale analysis, were included in the evaluation.

*u*(Zhang et al. 2011; Segalini and Alfredsson 2012).

*b*, the scalogram is a measure for the energy per wavelet. The scale \(a_0\) in which the scalogram becomes maximal determines the wavelet scale for which the series

*f*contains the highest energy (Collineau and Brunet 1993a).

*g*, which is useful to eliminate noise. Some authors have proposed excluding structures in which the wavelet coefficient does not exceed a certain threshold value, but we found that the choice of threshold does not significantly influence the results. Having determined the structure positions, the length of each structure was computed following Barthlott et al. (2007) as the distance from the respective zero-crossing to the following maximum in the MHAT wavelet coefficient. The resulting ramp length will be denoted by \(\Lambda ^r_{f,x_i}\) as in the case of integral scales, where

*f*once again stands for the field component

*u*(streamwise) or

*v*(spanwise) and \(x_i\) is the direction of evaluation, either

*x*(streamwise) or

*y*(spanwise).

It should be noted that the series subjected to the wavelet analysis are either functions of time (in the virtual tower case) or of space (in the case of LIDAR, LESAVG, and LES datasets), and that therefore \(a_0,\, b\) and \(\Lambda ^r\) are given in units of time or space as well, which are obtained by multiplying the results in pixel units with the time resolution \(\Delta t\) or the spatial resolution \(\Delta x\) of the respective series. For the virtual tower time series, the streamwise spatial length scales were derived from the computed temporal length scales by multiplying with the mean wind speed of the respective time series.

*a*, we can assume that the average length scales detected at the dominant scale \(a_0\) will also be proportional to \(a_0\),

The results are shown in Fig. 10. As in the case of correlation lengths, LESAVG and LES results agree well. For the streamwise direction, the time series are in good agreement with the LES results as well, whereas a slight overestimation and broadening of the distributions is detected for the LIDAR datasets, particularly for the length scales shorter than 200 m.

The bias occurring for the short ramp lengths can be explained by the spatial filtering effect of the lidar data: the scalogram part corresponding to scales *a* shorter than the lidar resolution is considerably damped, which leads to a shift of the maximum to higher scales (Fig. 11). However, Fig. 10 does not show a simple monotonous increase in overestimation with decreasing LES scales, which suggests that other factors influence the lidar wavelet analysis.

*a*, the wavelet begins to split in the centre and two localized parts develop that drift apart, their distance \(2\Delta \) increasing proportionally to \(l_0 a^{-1}\). Consequently, the desired localization of the wavelet is lost—the wavelet transform with \(b=0\) no longer contains information about the agreement of

*f*with the wavelet around \(x=0\), but rather about the agreement of

*f*with the split wavelet around the points \(x=\pm \Delta \). Therefore, the dual-lidar wavelet analysis is only meaningful when the phenomenon studied exhibits dominant scales larger than the lidar averaging scales. This has to be ascertained with independent, high-resolution measurements. When the condition is fulfilled, the inherent lidar smoothing is of no significance and the lidar results can be considered correct. Otherwise, the wavelet analysis fails and produces random results that are not related to the phenomenon studied. With the cut-off \(l_{0}a^{-1}\approx 1\) and the linear relation between \(\Lambda ^r\) and \(a_0\) (Eq. 24) we can determine a threshold value for \(\Lambda ^r\) under which the lidar results become unreliable,

which again depends on the factor \(q=2 l_0\Delta p^{-1}\) shown in Fig. 7. Using the values for *q* determined in Sect. 3.1, we find that \(\Lambda ^r_\mathrm{thresh}\Delta p^{-1} \approx 4\) for the spanwise data and \(4 \lesssim \Lambda ^r_\mathrm{thresh}\Delta p^{-1} \lesssim 14\) for the streamwise data, increasing with \(u_\mathrm{G}\). In most cases the results in Fig. 10 do not fulfill these requirements, the wavelet method is therefore useful for either larger-scale structures or higher-resolution lidars.

It should be noted that the condition \(l_{0}a^{-1}\approx 1\) can also be derived from the Nyquist-Shannon sampling theorem (Shannon 1949): Since the MHAT wavelet has its spectral maximum at wavenumber \(k_\mathrm{max} = \sqrt{2}/a\) (Collineau and Brunet 1993a), the required resolution to resolve this wavenumber is \(\Delta x \le 2\pi /(2k_\mathrm{max})\). Using \(\Delta x = 2l_0\), we find that \(l_{0}a^{-1} \le \pi /\sqrt{8} \approx 1.1\).

### 3.3 A Clustering Method

The most immediate approach for the characterization of surface-layer streaks is given by the clustering method. Here, a coherent structure is defined as the two-dimensional connected subset *C* of the plane in which the streamwise or spanwise turbulent wind-field component is smaller than a threshold value. The lengths \(\Lambda ^c_x\) and \(\Lambda ^c_y\) of such a structure are initially defined as the distance between the outermost points in the connected region in streamwise and spanwise direction, respectively. An additional scale correction is explained below.

The algorithm was applied to all timesteps of the LES, LESAVG and LIDAR datasets for both the streamwise and spanwise components. For each timestep and each field component, the spatial standard deviation \(\sigma \) was computed and the threshold was set to \(K=-1.5\sigma \). All clusters with length and width of more than one data pixel were included in the evaluation. The comparative results shown below were nearly insensitive to a variation of *K*.

Additionally, the virtual tower time series of *u* and *v* in the area at lidar measurement height were evaluated. Here, the temporal standard deviation was used for the threshold. Naturally, the time series only yielded the structure length in streamwise direction, which were again determined from the temporal lengths by multiplication with the mean wind speed.

*A*, which is true for elliptical shapes. To remove a possible bias \(\delta \) we performed a fit,

*m*and \(\delta \) on all data in pixel units and removed the resulting \(\delta =-0.34\) pixels before converting the length scales into units of m (Fig. 13).

The results are shown in Fig. 14, where it is clear that the lidar smoothing entails a significant overestimation of scales. The structure lengths in the high-resolution LES data are on average of the order of or smaller than the lidar averaging scales which makes it impossible for the lidar to detect them correctly. However, despite the small scales of the structures, the LESAVG dataset matches the high-resolution LES results well, only a displacement at higher background wind speed is apparent. This underlines the persistence of the structures, particularly in spanwise direction.

### 3.4 Comparative Results

All three methods, the correlation length, wavelet and clustering algorithm, provide information on the scales of streaky coherent structures in the wind field. However, the approaches focus on different aspects, which leads to large differences between the structure length scales, the width of their distribution and their variation with the background wind \(u_\mathrm{G}\), as can be seen in Figs. 8, 10 and 14. This underlines the fact that quantitative findings about coherent structures very much depend on the respective detection technique, rather than an underlying fundamental definition. The correlation lengths decrease for higher \(u_\mathrm{G}\) in the spanwise direction of *u* and *v*, and increase with \(u_\mathrm{G}\) for the streamwise analysis of *u*. The correlation length is a statistical measure for the whole two-dimensional wind field and thereby unable to produce information on single structures.

The wavelet analysis detects each structure, but only after smoothing the wind field to the energetically dominant scale. The qualitative behaviour of the wavelet scales resembles the correlation length results but leads, on average, to higher length scales. Its validity is limited to structures with energetically dominant length scales larger than the lidar averaging scale.

The clustering algorithm uses no averaging or scaling, but rather directly detects ejections using a threshold approach. While giving the most direct information on each coherent structure, the small-scale structures investigated here cannot be reliably detected with this method in dual-Doppler lidar data, because the lidar averages out the small scales. This method is also limited to structures larger than the averaging scale, but here ‘structure’ means the geometrical extent of the clustered region.

The comparative overestimation of length scales in the lidar data is shown in Fig. 15. The corrected retrieval results perform best with the exception of the (uncorrectable) \(u_\mathrm{G} = 0\) datasets. The wavelet analysis shows, as expected, rather noisy results for scales smaller than the threshold length scale values, but a good agreement for larger scales. The clustering algorithm performs insufficiently for the surface-layer data, but can still be a promising approach for structures on much larger scales.

## 4 Summary

Our goal was to determine whether dual-Doppler lidar measurements can be used to detect and quantify coherent structures in the atmospheric surface layer. To this effect we performed virtual dual-Doppler lidar measurements and retrieval in high-resolution LES surface-layer data and applied three different structure detection techniques to both the virtual lidar and original LES horizontal wind-field data and compared the resulting coherent structure length-scale distributions.

We found that the integral length scales of the lidar data agree particularly well with those of the LES data, provided that the original dual-lidar scales are corrected using additional high-frequency variance measurements. To detect single structures, the wavelet analysis is suitable for large-scale structures. The method fails however as soon as the energetically dominant wavelet scale becomes smaller than the lidar averaging scale, leading to random results and a strong overestimation. The clustering algorithm is unsuitable for surface-layer structures, since here the connected regions of low-speed fluid are much smaller than the lidar averaging scale, the inherent lidar smoothing therefore leads to an uncorrectable overestimation of scales. To summarize, wavelet analysis and especially the clustering algorithm should be reserved for the analysis of structures much larger than the lidar averaging scale when investigating dual-lidar data, the integral length scale can however be successfully determined even for structures on the order of the lidar scale.

The effective dual-lidar averaging scale is not only determined by the pulse width and retrieval grid size, but also due to the scan time duration by the wind-field displacement during the scan intervals. It can therefore assume different values for differing background wind speeds and must be assessed on a case-by-case basis.

While the dual-lidar spatial scale analysis generally tends to overestimate structure length scales, tower measurements show a tendency for underestimation of the integral scales, but only a small bias for the wavelet and cluster techniques. The correlation lengths are underestimated mainly due to the time series not fulfilling the ergodic hypothesis, and further conceivable error sources for all three techniques are a breakdown of Taylor’s hypothesis with time and non-optimal positions of the tower with respect to the structures.

## Notes

### Acknowledgments

The authors would like to thank the reviewers for many valuable comments and suggestions. This project was part of a PhD thesis at Karlsruhe Institute of Technology and received financial support by the ‘Concept for the Future’ of KIT within the framework of the German Excellence Initiative. It was also partly supported by the German Research Foundation (DFG) under grant RA 617/19-2.

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