Abstract
A primary goal of studying climate change adaptation is to identify the adaptation options that are used to improve crop productivity or reduce the negative impacts of climate change. Many of the adjustments in farm management that farmers adopt do not necessarily represent true adaptations to climate change, an issue often ignored in existing literature and resulting in a risk that policy makers are misled to think that adaptation is easier than it actually is, and thereby underestimate the challenge that climate change presents. The overall goal of this study is to identify whether farmers’ adoptions are enhancing food production and adapting to climate change. The identification uses a plot-level panel from a survey of 619 rural households in three provinces in China and county-level weather data. With the use of plot and county-by-year fixed effects as well as instrumental variable approaches, our estimates show that the autonomous adoptions are not effective in improving crop yields. This implies that farmers’ adoptions cannot be always considered adaptations to climate change. The paper provides a possible explanation for the results and concludes with policy implications.
Similar content being viewed by others
Notes
We sampled the county based on drought or flood mainly for examining the impact of extreme events on agricultural production, which are not included in this paper. We believe that such sampling methods will not affect the results of this study.
In one of the selected counties in Qinghai Province, we added one more township as the county has more diversified agriculture.
This paper follows the approach of adaptation variable designing used in the Ethiopian paper of Di Falco et al. (2011). However, Di Falco et al. (2011) did not distinguish between the long run and the short-term adoptions and inputs. According to Eq. (1) below, we found that the distinction of these is vital for evaluating adaptation.
It is necessary to note that farmers in our samples planted double-season rice (early- and late-season rice) within a year. We treated rice as two crop types in data collection and controlled for the rice type (Dummy=1 if it is early-season rice and 0 otherwise) in the estimations.
1 mu equals 1/15 ha.
Although this approach has been widely used in other fields in the econometric literature, it is rarely applied in estimating the impact of adaptation to climate change.
As in Schlenker et al. (2006), we present the results using the GMM estimation, which is suitable to adjust the standard errors for spatial dependence and the heteroscedasticity of the error terms.
Only the situation of precipitation perception for maize yields is an exception.
References
Alam GM, Alam K, Mushtaq S (2016) Influence of institutional access and social capital on adaptation decision: empirical evidence from hazard-prone rural households in Bangladesh. Ecol Econ 130:243–251. https://doi.org/10.1016/j.ecolecon.2016.07.012
Auffhammer M, Schlenker W (2014) Empirical studies on agricultural impacts and adaptation. Energy Econ 46(6):555–561. https://doi.org/10.1016/j.eneco.2014.09.010
Challinor AJ, Watson J, Lobell DB, Howden SM, Smith DR, Chhetri N (2014) A meta-analysis of crop yield under climate change and adaptation. Nat Clim Chang 4(4):287–291. https://doi.org/10.1038/nclimate2153
Chen H, Wang J, Huang J (2014) Policy support, social capital, and farmers’ adaptation to drought in China. Glob Environ Chang 24:193–202. https://doi.org/10.1016/j.gloenvcha.2013.11.010
Chen S, Chen X, Xu J (2015) Impacts of climate change on agriculture: evidence from China. J Environ Econ Manag 76(8):105–124. https://doi.org/10.1016/j.jeem.2015.01.005
Deressa TT, Hassan RM, Ringler C, Alemu T, Yesuf M (2009) Determinants of farmers’ choice of adaptation methods to climate change in the Nile Basin of Ethiopia. Glob Environ Chang 19:248–255. https://doi.org/10.1016/j.gloenvcha.2009.01.002
Deschenes O, Greenstone M (2007) The economic impacts of climate change: evidence from agricultural output and random fluctuations in weather. Am Econ Rev 97(1):354–385. https://doi.org/10.2139/ssrn.939593
Di Falco S, Veronesi M (2014) Managing environmental risk in presence of climate change: the role of adaptation in the Nile Basin of Ethiopia. Environ Resour Econ 57(4):553–577. https://doi.org/10.1007/s10640-013-9696-1
Di Falco S, Veronesi M, Yesuf M (2011) Does adaptation to climate change provide food security? A micro-perspective from Ethiopia. Am J Agric Econ 93(3):829–846. https://doi.org/10.1093/ajae/aar006
Dittrich R, Wreford A, Moran D (2016) A survey of decision-making approaches for climate change adaptation: are robust methods the way forward? Ecol Econ 122:79–89. https://doi.org/10.1016/j.ecolecon.2015.12.006
Fisher AC, Hanemann WM, Roberts MJ (2012) The economic impacts of climate change: evidence from agricultural output and random fluctuations in weather: comment. Am Econ Rev 102(7):3749–3760. https://doi.org/10.2139/ssrn.939593
Gbetibouo GA (2009) Understanding farmers’ perceptions and adaptations to climate change and variability: the case of the Limpopo Basin, South Africa. IFPRI Discussion Paper 00848, Washington, DC https://www.ifpri.org/publication/understanding-farmers-perceptions-and-adaptations-climate-change-and-variability. Accessed 17 Mar 2017
Hertel TW, Lobell DB (2014) Agricultural adaptation to climate change in rich and poor countries: current modeling practice and potential for empirical contributions. Energy Econ 46:562–575. https://doi.org/10.1016/j.eneco.2014.04.014
Hou L, Huang J, Wang J (2015) Farmers’ perceptions of climate change in China: the influence of social networks and farm assets. Clim Res 63(3):1670–1677. https://doi.org/10.3354/cr01295
Hsiao C (2003) Analysis of panel data, 2nd edn. Cambridge University, Cambridge
Huang J, Wang Y, Wang J (2015) Farmer’s adaptation to extreme weather events through farm management and its impacts on the mean and risk of rice yield in China. Am J Agric Econ 97(2):602–617. https://doi.org/10.1093/ajae/aav005
Intergovernmental Panel on Climate Change (IPCC) (2014) Climate Change 2014: impacts, adaptation, and vulnerability. contribution of Working Group II to the Fifth Assessment Report of the Intergovernmental Panel on Climate Change. Cambridge, UK: Cambridge University Press. http://www.ipcc.ch/report/ar5/wg2. Accessed 17 Mar 2017
Kelly DL, Kolstad CD, Mitchell GT (2005) Adjustment costs from climate change. J Environ Econ Manag 50(3):468–495. https://doi.org/10.1016/j.jeem.2005.02.003
Lobell DB (2014) Climate change adaptation in crop production: beware of illusions. Glob Food Sec 3(2):72–76. https://doi.org/10.1016/j.gfs.2014.05.002
Lobell BD, Burke MB, Tebaldi C, Mastrandream MD, Falcon WP, Naylor RL (2008) Prioritizing climate change adaptation needs for food security in 2030. Science 319(5863):607–610. https://doi.org/10.1126/science.1152339
Lobell DB, Hammer GL, McLean G, Messina C, Roberts M, Schlenker W (2013) The critical role of extreme heat for maize production in the United States. Nat Clim Chang 3(5):497–501. https://doi.org/10.1038/nclimate1832
Ma J, Maystadt JF (2017) The impact of weather variations on maize yields and household income: income diversification as adaptation in rural China. Glob Environ Chang 42:93–106. https://doi.org/10.1016/j.gloenvcha.2016.12.006
Maddison D (2007) The perception of and adaptation to climate change in Africa. World Bank Policy Research Working Paper 4308, The World Bank, Washington, DC. https://doi.org/10.1596/1813-9450-4308. Accessed 17 Mar 2017
McMaster GS, Wilhelm WW (1997) Growing degree-days: one equation, two interpretations. Agric For Meteorol 87(4):291–300. https://doi.org/10.1016/S0168-1923(97)00027-0
Mendelsohn R (2008) The impact of climate change on agriculture in developing countries. J Nat Resour Policy Res 1(1):5–19. https://doi.org/10.1080/19390450802495882
Mendelsohn R, Nordhaus W, Shaw D (1994) The impact of global warming on agriculture: a Ricardian analysis. Am Econ Rev 84(4):753–771
Moniruzzaman S (2015) Crop choice as climate change adaptation: evidence from Bangladesh. Ecol Econ 118:90–98. https://doi.org/10.1016/j.ecolecon.2015.07.012
Müller R, Pistorius T, Rohde S, Gerold G, Pacheco P (2013) Policy options to reduce deforestation based on a systematic analysis of drivers and agents in lowland Bolivia. Land Use Policy 30(1):895–907. https://doi.org/10.1016/j.landusepol.2012.06.019
National Climate Change Assessment Committee (NCCAC) (2015) The third climate change assessment report in China. Science Press, Beijing
Nhemachena C, Hassan R (2007) Micro-level analysis of farmers’ adaptation to climate change in southern Africa, IFPRI Discussion Paper 00714, Washington, DC
Sadoulet E, De Janvry A (1995) Quantitative development policy analysis. Johns Hopkins University Press, Baltimore
Schlenker W, Roberts MJ (2009) Nonlinear temperature effects indicate severe damages to U.S. crop yields under climate change. Proc Natl Acad Sci 106(37):15594–15598. https://doi.org/10.1073/pnas.0906865106
Schlenker W, Hanemann WM, Fisher AC (2006) The impact of global warming on U.S. agriculture: an econometric analysis of optimal growing conditions. Rev Econ Stat 88(1):113–125. https://doi.org/10.1162/003465306775565684
Tao F, Zhang Z (2010) Adaptation of maize production to climate change in North China Plain: quantify the relative contributions of adaptation options. Eur J Agron 33(2):103–116. https://doi.org/10.1016/j.eja.2010.04.002
Tao F, Zhang Z, Zhang S, Zhu Z, Shi W (2012) Response of crop yields to climate trends since 1980 in China. Clim Res 54(1):233–247
Thomas DSG, Twyman C, Osbahr H, Hewitson B (2007) Adaptation to climate change and variability: farmer responses to intra-seasonal precipitation trends in South Africa. Climate Change 83(3):301–322. https://doi.org/10.1007/s10584-006-9205-4
Wang Y, Huang J, Wang J (2014) Household and community assets and farmers’ adaptation to extreme weather event: the case of drought in China. J Integr Agric 13(4):687–697. https://doi.org/10.1016/S2095-3119(13)60697-8
Wang J, Yang Y, Huang J, Chen K (2015) Information provision, policy support, and farmers’ adaptive responses against drought: an empirical study in the North China Plain. Ecol Model 318:275–282. https://doi.org/10.1016/j.ecolmodel.2014.12.013
Wise RM, Fazey I, Stafford SM, Park SE, Eakin HC, Archer van Garderen ERM, Campbell B (2014) Reconceptualising adaptation to climate change as part of pathways of change and response. Glob Environ Chang 28:325–336. https://doi.org/10.1016/j.gloenvcha.2013.12.002
World Bank (2013) Turn down the heat: climate extreme regional impact and case for resilience. A Report for the World Bank by the Potsdam Institute for Climate Impact Research and Climate Analytics, Washington DC. http://www.worldbank.org/en/topic/climatechange/publication/turn-down-the-heat-climate-extremes-regional-impacts-resilience. Accessed 17 Mar 2017
Funding
This research received financial support from the National Natural Sciences Foundation of China (71873148, 71503276, 71431006), Ministry of Education (16JZD013), and Sciences Foundation of Hunan in China (2016JJ3156, 16YBA362).
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Conflict of interest
The authors declare that they have no conflict of interest.
Additional information
Editor:Xiangzheng Deng.
Appendix
Appendix
Rights and permissions
About this article
Cite this article
Wang, Y., Chen, X. Are farmers’ adaptations enhancing food production? Evidence from China. Reg Environ Change 18, 2183–2196 (2018). https://doi.org/10.1007/s10113-018-1410-y
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10113-018-1410-y