Analytical Solutions for Tunnels of Elliptical Cross-Section in Rheological Rock Accounting for Sequential Excavation
Abstract
Time dependency in tunnel excavation is mainly due to the rheological properties of rock and sequential excavation. In this paper, analytical solutions for deeply buried tunnels with elliptical cross-section excavated in linear viscoelastic media are derived accounting for the process of sequential excavation. For this purpose, an extension of the principle of correspondence to solid media with time varying boundaries is formulated for the first time. An initial anisotropic stress field is assumed. To simulate realistically the process of tunnel excavation, solutions are developed for a time-dependent excavation process with the major and minor axes of the elliptical tunnel changing from zero until a final value according to time-dependent functions specified by the designers. In the paper, analytical expressions in integral form are obtained assuming the incompressible generalized Kelvin viscoelastic model for the rheology of the rock mass, with Maxwell and Kelvin models solved as particular cases. An extensive parametric analysis is then performed to investigate the effects of various excavation methods and excavation rates. Also the distribution of displacements and stresses in space at different times is illustrated. Several dimensionless charts for ease of use of practitioners are provided.
Keywords
Rheological rock Non-circular tunnel Analytical solution Sequential excavationList of symbols
- A, A0 and Ai (\( i = 1,\;2, \ldots ,\;\infty \))
Coefficients in inverse conformal mapping
- \( A_{i}^{{j{\text{B}}}} \) and \( A_{ij}^{{k{\text{B}}}} \)
Coefficients correlated to coordinates and material parameters of generalized Kelvin model in Appendix
- \( A_{i}^{{j{\text{M}}}} \) and \( A_{ij}^{{k{\text{M}}}} \)
Coefficients correlated to coordinates and material parameters of Maxwell model in Appendix
- a(t)
Function of half major axis with respect to time
- a0
Initial value of half major axis (at time t = 0)
- a1
Final value of half major axis
- Bi (\( i = 1,\;2, \ldots ,\;9 \))
Coefficients in displacement solutions
- \( B_{i}^{j} \) (\( i = 1,\;2 \); \( j = 1,\;2 \))
- b(t)
Function of half minor axis with respect to time
- b0
Initial value of half minor axis (at time t = 0)
- b1
Final value of half minor axis
- \( C_{i}^{\text{B}} \) (\( i = 1,\;2 \))
Coefficients correlated to material parameters of generalized Kelvin model in Appendix
- \( C_{1}^{\text{M}} \)
Coefficients correlated to material parameters of Maxwell model in Appendix
- c(t)
Parameter in conformal mapping (defined in Eq. (26))
- d
Ratio of major over minor axis
- Di (\( i = 1,\;2 \))
Coefficients in stress solutions (in Eq. 37)
- \( F_{i}^{j} \) (\( i = 1,\;2 \); \( j = 1,\;2 \))
- f0
Inverse conformal mapping with respect to variable z
- f1
Inverse conformal mapping with respect to variable z 1
- G(t)
Time-dependent relaxation shear modulus for viscoelastic model
- Ge
Shear modulus of elastic problem
- GH
Shear elastic modulus of the Hookean element in the Generalized Kelvin model
- GK
Shear elastic modulus of the Kelvin element in the Generalized Kelvin model
- GS
Permanent shear modulus of the generalized viscoelastic model: \( G_{\text{S}} = {{G_{\text{H}} G_{\text{K}} } \mathord{\left/ {\vphantom {{G_{\text{H}} G_{\text{K}} } {(G_{\text{H}} + G_{\text{K}} )}}} \right. \kern-0pt} {(G_{\text{H}} + G_{\text{K}} )}} \)
- H
Function defined in Eq. (48)
- I1 and I2
Function defined in Eq. (59)
- K(t)
Time-dependent relaxation bulk modulus in the rock viscoelastic model
- Ke
Bulk modulus of elastic problem
- l
Number of items in inverse conformal mapping
- m(t)
Parameter in conformal mapping (defined in Eq. (26))
- nj
Vector indicating the direction normal to the boundary
- \( (n_{\chi } ,\;n_{\tau } ) \)
Local coordinates
- \( n_{\text{r}}^{\text{K}} \)
Normalized excavation rate for the generalized Kelvin model
- \( n_{\text{r}}^{\text{M}} \)
Normalized excavation rate for the Maxwell model
- Pi (\( i = 1,\;2,\;3 \))
Prescribed time-dependent stresses at stress boundary
- Px (Py)
Tractions (surface forces) along the x (y) direction on the stress boundary
- p0
Vertical compressive stress at infinity
- px (py)
Boundary tractions (surface forces) applied on the tunnel wall to calculate the excavation-induced displacements and stresses
- q
Number of points adopted to determine the coefficients of inverse conformal mapping
- R*
Radius of the axisymmetric problem used to normalize displacements
- \( S_{\sigma } \) (\( S_{u} \))
Time-dependent stress (displacement) boundaries
- s
Variable in the Laplace transform
- \( s_{ij}^{\text{e}} \), \( e_{ij}^{\text{e}} \)
Tensors of the stress and strain deviators for the elastic case
- \( s_{ij}^{\text{v}} \), \( e_{ij}^{\text{v}} \)
Tensors of the stress and strain deviators for the viscoelastic case
- \( T_{\text{K}} \)
Retardation time of Kelvin component of the generalized Kelvin viscoelastic model
- \( T_{\text{M}} \)
Relaxation time of the Maxwell viscoelastic model
- t
Time variable (t = 0 is the beginning of excavation)
- \( t_{1} \)
End time of excavation
- \( t{'} \)
Time variable (\( t{'} \) = 0 is the time the initial pressure applied)
- \( t_{0}^{'} \)
Start time of excavation
- \( u_{i}^{{}} \)
Prescribed displacements on the displacement boundary
- \( u_{x}^{{({\text{A}}){\text{v}}}} \)(\( u_{y}^{{({\text{A}}){\text{v}}}} \))
Displacement corresponding to viscoelastic problem of case A (in Cartesian coordinates)
- \( u_{x}^{{({\text{C}}){\text{v}}}} \)(\( u_{y}^{{({\text{C}}){\text{v}}}} \))
Excavation-induced displacement for viscoelastic problem (in Cartesian coordinates)
- \( u_{\chi }^{{({\text{C}}){\text{v}}}} \)(\( u_{\tau }^{{({\text{C}}){\text{v}}}} \))
Excavation-induced displacement for viscoelastic problem (in local coordinates)
- \( u_{x}^{\text{e}} \) (\( u_{y}^{\text{e}} \))
Displacement along x (y) direction for the elastic problem
- \( u_{x}^{\text{s}} \) (\( u_{y}^{\text{s}} \))
Prescribed displacement along x and y direction on displacement boundary
- \( u_{x}^{\text{v}} \) (\( u_{y}^{\text{v}} \))
Displacement along x (y) direction for the viscoelastic problem
- \( u_{i}^{\text{v}} \) (\( \sigma_{ij}^{\text{v}} \))
Displacements (stresses) tensor for the viscoelastic problem
- \( u_{s}^{\text{e}} \)
Radial displacement at the tunnel wall for the axisymmetric elastic problem with radius \( R^{*} \) and shear modulus \( G_{\text{S}} \)
- \( u_{s0}^{\text{e}} \)
Radial displacement at the tunnel wall for the axisymmetric elastic problem with radius \( R^{*} \) and shear modulus \( G_{\text{H}} \) in the Maxwell model
- \( u_{i}^{*} \) (\( \sigma_{ij}^{*} \))
Displacements (stresses) tensor obtained by replacing \( G_{\text{e}} \) with \( s\fancyscript{L}\left[ {G(t)} \right] \) and \( K_{\text{e}} \) with \( s\fancyscript{L}\left[ {K(t)} \right] \) in the general solution for the associated elastic problem
- vr
Cross-section excavation rate
- X
Position vector of a point on the plane
- X0
Position vector of a point on the boundary
- (x, y)
Cartesian coordinates
- z
Complex variable: z = x + iy
- zA
Arbitrary point on the boundary
- z0
Generic point on the time-dependent boundary at time \( t{'} \)
- zσ
Point on time-dependent stress boundary
- z1
Complex variable defined in Eq. (32)
- z1j
Boundary points in z 1 plane determined by Eq. (33) corresponding to point \( \zeta_{j}^{{}} \)
Greek symbols
- α
Angle between \( n_{\chi } \) and x direction
- \( \delta \)
Dirac delta function
- \( \delta_{ij} \)
Unit tensor
- \( \gamma \)
Function with respect to s obtained by replacing \( G_{\text{e}} \) with \( s\fancyscript{L}\left[ {G(t)} \right] \) and \( K_{\text{e}} \) with \( s\fancyscript{L}\left[ {K(t)} \right] \) in \( \kappa \)
- \( \Delta P_{x}^{{}} \)(\( \Delta P_{y}^{{}} \))
Prescribed stresses along the boundaries in calculation of excavation-induced displacements and stresses
- \( \Delta s_{ij}^{\text{v}} \) (\( \Delta e_{ij}^{\text{v}} \))
Incremental stresses (strains) induced by tunnel excavation
- \( \zeta \)
Complex variable: \( \zeta = \xi + \eta i \)
- \( \zeta_{j}^{{}} \)
Points in \( \zeta \) plane determined by Eq. (34) corresponding to point z 1
- \( \eta \)
Imaginary part of \( \zeta \)
- \( \eta_{\text{K}} \)
Viscosity coefficient of the dashpot element in the generalized Kelvin model
- \( \kappa \)
Material coefficient defined by Eq. (14)
- \( \lambda \)
Ratio of horizontal over vertical stress
- \( \xi \)
Real part of \( \zeta \)
- \( (\rho ,\;\theta ) \)
Polar coordinates
- \( \sigma_{ij}^{\text{v}} \) (\( \varepsilon_{ij}^{\text{v}} \))
Stress (strain) tensor for viscoelastic case
- \( \sigma_{kk}^{\text{e}} \) (\( \varepsilon_{kk}^{\text{e}} \))
Mean stress (strain) for elastic case
- \( \sigma_{kk}^{\text{v}} \) (\( \varepsilon_{kk}^{\text{v}} \))
Mean stress (strain) for viscoelastic case
- \( \sigma_{x}^{\text{v}} \), \( \sigma_{y}^{\text{v}} \)
Normal stress along x and y direction for viscoelastic case
- \( \sigma_{x}^{\text{e}} \), \( \sigma_{y}^{\text{e}} \)
Normal stress along x and y direction for elastic case
- \( \sigma_{xy}^{\text{v}} \) (\( \sigma_{xy}^{\text{e}} \))
Shear stress for viscoelastic (elastic) case
- \( \sigma_{x}^{{({\text{A}})}} \), \( \sigma_{y}^{{({\text{A}})}} \), \( \sigma_{xy}^{{({\text{A}})}} \)
Stresses corresponding to viscoelastic problem of case A (in global Cartesian coordinates)
- \( \sigma_{x}^{{({\text{C}})}} \), \( \sigma_{y}^{{({\text{C}})}} \), \( \sigma_{xy}^{{({\text{C}})}} \)
Excavation-induced stresses (in global Cartesian coordinates)
- \( \sigma_{\chi }^{{({\text{A}})}} \), \( \sigma_{\tau }^{{({\text{A}})}} \), \( \sigma_{\chi \tau }^{{({\text{A}})}} \)
Stresses corresponding to viscoelastic problem of case A (in local Cartesian coordinates)
- \( \sigma_{\chi }^{{({\text{C}})}} \), \( \sigma_{\tau }^{{({\text{C}})}} \), \( \sigma_{\chi \tau }^{{({\text{C}})}} \)
Excavation-induced stresses (in local Cartesian coordinates)
- \( \varphi_{1}^{{}} \) and \( \psi_{1}^{{}} \)
Two complex potentials
- \( \varphi_{2}^{{}} \) and \( \psi_{2}^{{}} \)
Two complex potentials obtained by replacing \( G_{\text{e}} \) with \( s\fancyscript{L}\left[ {G(t)} \right] \) and \( K_{\text{e}} \) with \( s\fancyscript{L}\left[ {K(t)} \right] \) in \( \varphi_{1}^{{}} \) and \( \psi_{1}^{{}} \)
- \( \varphi_{1}^{{({\text{A}})}} \) and \( \psi_{1}^{{({\text{A}})}} \)
Two complex potentials for the elastic problem A
- \( \varphi_{1}^{{({\text{B}})}} \) and \( \psi_{1}^{{({\text{B}})}} \)
Two complex potentials for the elastic problem B
- \( \varphi_{1}^{{({\text{C}})}} \) and \( \psi_{1}^{{({\text{C}})}} \)
Two complex potentials for calculating the excavation-induced displacements and stresses for the elastic case
- \( \omega \)
Conformal mapping determined in Eq. (25)
Notes
Acknowledgments
This work is supported by National Basic Research Program of China (973 Program) with Grant No.2014CB046901; State Key Lab. Of Disaster Reduction in Civil Engineering (Grant No. SLDRCE14-B-11); Marie Curie Actions—International Research Staff Exchange Scheme (IRSES): GEO—geohazards and geomechanics with Grant No. 294976; China National Funds for Distinguished Young Scientists with Grant No. 51025932. These supports are greatly appreciated.
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