Adverse effects of stromal vascular fraction during regenerative treatment of the intervertebral disc: observations in a goat model
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Stromal vascular fraction (SVF), an adipose tissue-derived heterogeneous cell mixture containing, among others, multipotent adipose stromal cells (ASCs) and erythrocytes, has proved beneficial for a wide range of applications in regenerative medicine. We sought to establish intervertebral disc (IVD) regeneration by injecting SVF intradiscally during a one-step surgical procedure in an enzymatically (Chondroitinase ABC; cABC) induced goat model of disc degeneration. Unexpectedly, we observed a severe inflammatory response that has not been described before, including massive lymphocyte infiltration, neovascularisation and endplate destruction. A second study investigated two main suspects for these adverse effects: cABC and erythrocytes within SVF. The same destructive response was observed in healthy goat discs injected with SVF, thereby eliminating cABC as a cause. Density gradient removal of erythrocytes and ASCs purified by culturing did not lead to adverse effects. Following these observations, we incorporated an extra washing step in the SVF harvesting protocol. In a third study, we applied this protocol in a one-step procedure to a goat herniation model, in which no adverse responses were observed either. However, upon intradiscal injection of an identically processed SVF mixture into our goat IVD degeneration model during a fourth study, the adverse effects surprisingly occurred again. Despite our quest for the responsible agent, we eventually could not identify the mechanism through which the observed destructive responses occurred. Although we cannot exclude that the adverse effects are species-dependent or model-specific, we advertise caution with the clinical application of autologous SVF injections into the IVD until the responsible agent(s) are identified.
KeywordsStromal vascular fraction Animal model Intervertebral disc Degeneration Adipose stem cells
Composition of adipose-derived stromal vascular fraction (SVF) according to the International Federation for Adipose Therapeutics and Science (IFATS) and International Society for Cellular Therapy (ISCT)
Cell populations resident in SVF (%)
Stem and progenitor cells
Unexpectedly, in three out of four consecutive studies designed to evaluate the regenerative potential of SVF, we observed severe adverse events in a substantial number of discs that had been injected with autologous SVF. Infiltration with inflammatory cells was observed in the nucleus pulposus, as well as local destruction of the gross anatomy. In our search for an explanation for these adverse events, we have ruled out several potential mechanisms through which these adverse events could have occurred. Despite efforts to systematically investigate the responsible etiological factor for these adverse effects, the underlying mechanism has not yet been entirely elucidated. Nevertheless, we want to share our experience with the research community and conclude that intradiscal therapies containing autologous SVF do not appear ready for application in clinical practice. Here, we present our observations after four studies in a goat model on the effects of autologous SVF in the IVD and report our efforts to identify the cause of the observed adverse events.
First study: stromal vascular fraction injection after chemical disc degeneration
A total of twelve female adult Dutch milk goats underwent a surgical procedure to induce disc degeneration by injecting five lumbar discs through a left retroperitoneal approach with 0.25 U/ml Chondroitinase ABC (CABC; Sigma, St. Louis, MO, USA) as described before . Disc degeneration was allowed to develop for 3 months, after which this study was designed as a time-oriented study. During the second surgical procedure, ~100 g of perirenal adipose tissue was harvested and SVF was isolated as described by Zuk et al.  with minor modifications. The obtained adipose tissue was washed with phosphate-buffered saline (PBS) to remove the majority of red blood cells, chopped into small pieces of about 50 mm3, and the extracellular matrix was digested for 60 min at 37 °C with 1 U of collagenase (“Blendzyme”, Roche Diagnostics, Brussels, Belgium) per gram adipose tissue in PBS. A single cell suspension was obtained by filtering the digested material through a 100-μm mesh filter (Stokvis and Smith B.V., IJmuiden, The Netherlands) to remove tissue debris. The adipose stem cell-containing cell suspension was centrifuged at 600g for 10 min, and the pellet was resuspended in culture medium, which was composed of Dulbecco’s modified eagle medium (DMEM, Gibco, Paisley, UK), supplemented with 500 µg/ml streptomycin sulphate (Sigma), 600 µg/ml penicillin (Sigma), 50 µg/ml gentamicin (Gibco), 2.5 µg/ml fungizone (Gibco), and 10 % foetal bovine serum (FBS, Hyclone, Logan, UT). After centrifugation, the SVF pellet was resuspended in DMEM without additives, washed for an additional two times with PBS, and subsequently resuspended to either 106 or 107 cells/ml PBS. In each goat, four degenerated discs were injected with 100 µl containing either 105 or 106 freshly isolated nucleated cells or plain PBS as a control treatment, in a randomised fashion, using a 26-Gauge needle. After wound closure, the animals were allowed to move freely with follow-up periods of 1 (n = 7) and 3 months (n = 5). Prior to killing, goats were sedated with 10 mg/kg ketamine intramuscularly, and lateral radiographs were obtained. Subsequently, they were euthanised with an intravenous overdose of sodium pentobarbital (20 mg/kg), after which the lumbar spines were harvested, dissected and prepared for further analysis.
After this first regeneration study using autologous SVF in a goat model, two hypotheses were formulated as potential causes of the observed inflammatory response. First, residual enzyme activity of Chondroitinase ABC was suggested as a possible culprit for the adverse effects. Second, the reaction might have stemmed from the presence of macrophages in combination with red blood cells (RBCs) in the cell mixture. After all, RBCs had previously been reported to induce cartilage damage in the joints of haemophilia patients, resulting in haemophilic arthropathy by the iron-catalysed production of destructive oxygen metabolites . To determine the trigger for the inflammatory response in our first study, an additional study was designed, in which the goal was threefold: (1) to rule out that adverse effects had been due to residual CABC activity, (2) to exclude the large number of RBCs as causing mechanism and (3) to investigate a more homogeneous stem cell fraction. For the first purpose, SVF was also injected into healthy goat discs; for the second goal, SVF was treated with a density gradient (Optiprep) to get rid of the RBCs; and third, adipose-derived stem cells (ASCs) were cultured before implantation in goat IVDs.
Second study: healthy discs, red blood cell depletion and cultured adipose-derived stem cells
To rule out that adverse effects were due to residual CABC activity (after 3 months incubation time to develop degeneration), one healthy disc in each of six goats was injected with SVF. Furthermore, plain SVF, density gradient-treated SVF and cultured ASCs were randomly evaluated in four chemically degenerated discs, using the same goat intervertebral disc degeneration model as in the first study. For the two SVF groups (plain SVF and density gradient-treated SVF), the same protocol was followed in this second study for the harvesting of SVF. After re-suspension in DMEM without additives, the SVF was divided into two equal parts. One part was further processed as described for the first study (plain autologous SVF), whereas the other part was subjected to Optiprep® density gradient centrifugation. Optiprep® density gradient-mediated SVF purification through reduction of red blood cells (RBCs) was performed according to the manufacturer’s instructions (protocol C2, Axis-shield). The mononuclear stromal vascular fraction band was collected, washed twice with PBS, and finally resuspended to 106 nucleated cells/ml in PBS. Of this cell suspension, 100 µl was injected in the enzymatically degenerated discs. For the cultured ASCs group, adipose tissue had already been harvested during the degeneration induction surgery, and these cells were resuspended in culture medium and seeded in 75 cm2 culture flasks (Greiner Bio-One, Kremsmuenster, Austria). Upon confluency, adipose-derived stem cells (ASCs) were trypsinised from the culture flasks using 0.25 % trypsin/0.1 % EDTA in PBS, harvested, and reseeded once (passage 1). After harvesting, cells were stored in liquid nitrogen until one week before reinsertion. At that time, cells were thawed, allowed to recover for one week, and finally resuspended to 106 nucleated cells/ml PBS just prior to implantation in the goat discs.
Both the healthy and the previously degenerated discs injected with plain SVF exhibited an inflammatory response similar to those described in the first study. We observed scar tissue formation in the central part of the nucleus pulposus and bone formation at the rims of the vertebrae. Discs injected with RBC-depleted SVF (Optiprep) demonstrated mild degeneration, although one disc out of six revealed similar endplate irregularities and an inflammatory response as described in the plain SVF-injected discs. CABC-degenerated discs injected with PBS showed identical results to discs injected with cultured ASCs, i.e. no inflammatory response or endplate irregularities in any disc, thus ASCs themselves showed no adverse effects at all. A regenerative response could not be identified in these discs either, although some discs did show increased numbers of nucleus pulposus-like cells .
This second study attempted to pinpoint the cause of the adverse events by applying (a) density gradient removal of RBCs; (b) ASCs cultured to homogeneity (to remove RBCs as well as other contaminating cell types present in SVF); and (c) injection of SVF in intact discs to rule out CABC-mediated effects. It was concluded that RBCs indeed might have been the cause of the adverse effects and that the adverse effects were not due to the CABC that was used to create the degenerative disc model. Furthermore, we concluded that cultured ASCs did not regenerate the disc after mild degeneration, but neither did this treatment lead to adverse effects. In contrast, a similar experiment had been performed in a canine model, in which none of these adverse events were described . This led us to the formulation of several other potential causes for the adverse events observed in our first two studies, based on the differences between our studies and the dog study, namely (a) residual collagenase activities in the SVF mixture; (b) the enzymatically induced disc degeneration, in contrast with the herniation model used in the referred study; (c) specific interaction based on the goat species used; and (d) potential cell mixture differences due to the harvest location of the adipose tissue. To investigate these newly formulated hypotheses, a third goat study was conducted.
Third study: partial nucleotomy model
During the first surgical procedure, the nucleus pulposus from three (n = 2 goats) or four (n = 2 goats) disc levels (randomly between T13–L1 and L5–L6) were partially excised under open surgical dissection. The annulus fibrosus was allowed to heal for approximately six weeks prior to disc therapy. In the second procedure, adipose tissue was harvested from both the perirenal area and a subcutaneous site, and transferred to a cell processor. Adipose tissue was weighed, transferred to tissue culture grade plastic dishes, and minced finely with scissors and/or scalpels under sterile conditions. The minced tissue was then washed with warmed Lactated Ringers, after which 1 U/ml collagenase (CELASE™, Cytori Therapeutics Inc, San Diego, CA, USA) was added to the tissue. After approximately 50 min of digestion, the digested tissue was further washed and concentrated, by spinning. One additional washing step was added in comparison with the protocol of the first two studies to further minimise residual enzyme activity. Under fluoroscopic visualisation, the appropriate test material was applied through a right-lateral approach by injection with a 25-Gauge needle into the appropriate level as described before. The nucleotomised IVDs received 100–200 µl of hyaluronic acid vehicle mixed with either 2 × 106 nucleated cells/ml isolated from perirenal fat (perirenal SVF), 2 × 106 nucleated cells/ml isolated from subcutaneous fat (subcutaneous SVF) or hyaluronic acid vehicle with PBS (sham control) in a randomised fashion. The intact discs received 0.1 ml of 107 nucleated cells/ml isolated from perirenal fat, 107 nucleated cells/ml isolated from subcutaneous fat or PBS in a randomised fashion. In total, 24 discs were involved in the experiment; the follow-up period was four weeks. In parallel to the animal study, characterisation of SVF from the different sources was performed including red blood cell counts, determination of ASC colony frequency and analysis of residual enzyme activity in the last PBS washing step, using caseinolytic and gelatinolytic assays.
The histological results of this third study were promising as the discs looked largely unaffected by the injection of different treatment groups. Annulus layers were still outwardly folded, no inflammatory responses, no increased cellularity, and no apparent differences between the groups were observed. Red blood cell numbers were 108–109 cells per ml SVF and residual enzyme levels were negligibly low or even below assay baseline threshold.
After the successful elimination of adverse events in the third goat study, we concluded that adding an extra washing step to the SVF harvesting protocol had eliminated the adverse events. Furthermore, subcutaneous adipose tissue appeared to yield a higher number of ASCs per ml SVF obtained and showed similar values as described for human SVF. Therefore, in the next study design for disc regeneration, the subcutaneous harvest location was used.
Fourth study: stromal vascular fraction and bone morphogenetic protein-2
This study was performed in the context of a disc regeneration study using a newly developed hyaluronic acid-fibrinogen hydrogel (ratio 1:18 w/w, MW 235 kDa, ProCore Bio Med Ltd, Ness Ziona, Israel) and BMP-2 (200 ng/ml, UHZ, Zürich, Switzerland). In seven adult Dutch milk goats, five lumbar IVDs were chemically degenerated during 3 months using 0.25 U/ml Chondroitinase ABC. During the second procedure, subcutaneous adipose tissue was harvested and SVF was isolated, following the same protocol as described before in the previous studies. Subsequently IVDs were randomised to five intervention groups: hyaluronic acid-fibrinogen vehicle only, vehicle with SVF (106 nucleated cells), vehicle with BMP-2, vehicle with both SVF and BMP-2 or no intervention. After killing at 3 months follow-up, lumbar spines were harvested for further analysis, using lateral radiographs, T2-weighted MRI, macroscopic and histological scoring.
The goal of our studies was to achieve regeneration of the intervertebral disc in a validated goat model of disc degeneration using a one-step surgical procedure with adipose-derived SVF, a heterogeneous cell mixture that has been recognised for its healing potential in various degenerative conditions. This paper primarily describes our consistent observations of a severe inflammatory response to autologous SVF injections in goat discs after prior enzymatically induced degeneration. Despite our efforts to identify the responsible etiological factor for these adverse effects, a watertight explanation for these effects did not emerge.
Several factors, however, have been ruled out by the combination of these studies. First, we refuted infection as a possible cause because of the absence of microorganisms, neutrophil and eosinophil granulocytes in histological sections. All goats were closely monitored and did not show any sign of infection, nor were there any microorganisms found in SVF cultures. With the second study, we showed that the adverse events were not caused by CABC, because the response also occurred after SVF injection in healthy discs. Also, residual collagenase activity was probably not the cause, as measured enzyme levels were very low in the third study. Furthermore, cell numbers per se seemed unlikely, as the same number of cultured adipose-derived stem cells did not show adverse effects. Overall, we excluded infection and residual enzyme activity (both CABC and collagenase) as potential causing factors as well as showing that BMP-2 did not contribute to the adverse reaction. Finally, our experience with SVF has not been limited only to IVD studies, but encompasses successful application of this heterogeneous cell mixture in knee osteochondral defects, spinal fusion, and a phase I clinical trial on the use of SVF in maxillary sinus reconstruction [5, 6, 21]. These successes reject laboratory- or goat-related problems or fat harvest location as a possible culprit for the observed detrimental effects and render issues with remaining enzyme levels implausible.
Various other factors that may have contributed to the adverse effects were discussed within our group. As highlighted in the previous paragraph, injecting a large number of cells into the intervertebral disc, the largest avascular structure in the body could be considered a factor of influence. This hypothesis was substantiated by the observation in our first study, in which 105 or 106 nucleated cells were injected, the latter performing worse. Cultured adipose-derived stem cells injected in the same numbers, however, did not show adverse effects. On the other hand, the heterogeneous SVF cell population can only to a certain extent be compared with cultured ASCs, because it contains quite different cell types. We could speculate on the difference in cell survival within SVF: we assume that the haematopoietic and endothelial cells have a shorter lifetime in the IVD than the more robust ASCs; this would lead to more cell death in the SVF groups, which could evoke invasion of pro-inflammatory cells. ASCs, being multipotent cells, are more adaptive to the environment and may therefore stand a better chance in the harsh circumstances in the disc. Alternatively, the high shear rates when passing through a thin needle could influence the survival of various cell types differently, possibly favouring the ASCs. To rule out this theory, we checked the survival of ASCs in SVF after passing through a thin needle, after which we saw no differences compared to control (data not shown).
As a second hypothesis, the very high pressures involved in the injection of substantial volumes into the IVDs were considered. Mao et al.  described adverse effects following the injection of large volumes of PBS into rat tail IVDs. However, the volumes they injected (up to 3 µl) equaled the total nucleus volume of rat discs (3.10 µl), whereas we only injected up to one-fifth of total nucleus volume (max. 200 µl into 1,000 µl). Moreover, the lack of degenerative signs in IVD levels injected with similar volumes of both non-cell-containing solutions and cultured ASCs rejects this hypothesis. However, a combined effect of injected cells and high intradiscal pressure, for instance, by the influx of inflammatory cells through generated micro-damage to endplates, could not be exonerated. The combination of different cell types in SVF with IVD components hypothetically might have led to another potential causative mechanism. Studies into the pathogenesis behind haemophilic arthropathy have shown that iron from red blood cells and cytokines from macrophages produce destructive oxygen metabolites that may harm the cartilage . This mechanism could also be responsible for the adverse reactions we observed, as SVF contains both RBCs and macrophages while the IVD resembles a cartilaginous environment. Again, a combination of two or more different described factors cannot be excluded as potential cause.
Finally, we want to note the distinct difference between the studies with chemical degeneration using the enzyme CABC and the partial nucleotomy model. While the CABC model was used to induce a slow, mild degeneration over 3 months, the nucleotomy model originally aimed to mimic herniation, after which the discs were left to recover for 6 weeks. In the discs that had received nucleotomy, no adverse effects were observed after SVF injection, whereas the chemically degenerated discs were severely damaged by SVF. This difference could be explained by a difference in the surrounding tissue reaction between surgical damage and chemically induced disc degeneration. Whereas CABC causes a catabolic degenerative cascade, it could be speculated that mechanically damaged tissue after surgery has a larger tendency to recover. This anabolic state might benefit the reaction to injected agents, such as SVF, while a catabolic state is more likely to respond adversely. This could be an important clue for any future studies using intradiscal cell injections. However, we re-emphasise here that healthy discs also reacted adversely to SVF injection, which points at a mechanism that is independent of the way that discs were degenerated in the model.
Some limitations can be identified with regard to the aforementioned studies. First of all, the collagenase enzyme used in study 3 (Celase™) is slightly different from that of the first two goat studies. This might result in obtaining different SVF preparation with respect to the relative ratios between the ASCs and other cell types. In this regard, it is important to mention that the ASC percentages in the SVF as determined in the CFU-F assays were extremely low for the perirenal SVF preparations, and far lower than those obtained previously with Liberase Blendzyme III enzyme from Roche. Apparently, digestion conditions vary for the two sources, since Celase appeared equally effective for subcutaneous tissue when compared with Liberase (own data). Although these studies were limited by small sample sizes, due to the low number of disc levels per treatment modality, the risks of SVF injection into the IVD have been clearly established after four consecutive large animal studies.
In our studies, we observed a consistent, severe inflammatory response after the injection of SVF into both chemically degenerated and healthy goat IVDs, for which no definite explanation could be identified. Nevertheless, we conclude that injecting a heterogeneous mixture of cells into a healthy or degenerated IVD bears a risk for severe adverse effects. As the intervertebral disc is the largest avascular organ in the body, it can easily turn into a cell-hostile environment, as opposed to other well-vascularised tissues that have proven a safe platform for SVF therapy. Therefore, based on our observations in the goat disc degeneration model, until the cause of these adverse effects is elucidated, SVF injections into the IVD may not be ready for application in clinical practice.
The authors would like to thank Doctor Timothy Ganey and Professor Hans-Jörg Meisel for their critical review of the manuscript and fruitful discussions, Klaas-Walter Meijer and Paul Sinnige for their assistance with the surgeries as well as Robert Jan Kroeze and Roderick Holewijn for help with analysing the results. Funding for this study was provided by the European Commission (FP7 project “NPmimetic”; Grant Number #246351), ZonMw grant 40-42600-98-090 and Cytori Therapeutics, San Diego, USA.
Conflict of interest
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