Abstract
Objective
To determine the prevalence of dysphagia among an older population and patients with stroke, head and neck cancers (HNCs) or neurodegenerative diseases (NDDs) in China, to identify the factors associated with this condition, and to explore the relationship between dysphagia and nutritional status.
Methods
This study included participants 65 years and older living in the community or in nursing homes and patients who had sustained a stroke, HNC, or NDD also recruited in hospitals from 14 provinces of China. The presence of dysphagia was determined by use of a questionnaire, water swallowing test, and/or a videofluoroscopic swallowing study. Logistic regression analysis was used to assess the possible associated risk factors. Body mass index was assessed as an indicator of malnutrition.
Results
A total of 5943 persons met the inclusion criteria and 2341 (39.4%) were identified with dysphagia, including the following: 51.14% of patients with stroke, 34.4% in HNCs, 48.3% in NDDs, and 19.2% of otherwise healthy older adults. The elderly with comorbidity (OR = 2.90, p < 0.01) and stroke patients (OR = 2.27, p < 0.01) were significantly more likely to exhibit signs of dysphagia. Dysphagic participants were at significantly greater risk of malnutrition (OR = 1.91, p < 0.01) compared to those without dysphagia.
Conclusion
Dysphagia is prevalent in China among older individuals and people who have suffered a stroke, HNCs, or NDDs. The prevalence of dysphagia increases steadily with increasing age and presence of comorbid disease. People with dysphagia are more likely to suffer from malnutrition.
Similar content being viewed by others
References
Clavé P, Shaker R. Dysphagia: current reality and scope of the problem. Nat Rev Gastroenterol Hepatol. 2015;12(5):259–70.
Baijens LW, Clavé P, et al. Eeuropean Society for Swallowing Disorders–European Union Geriatric Medicine Society white paper: oropharyngeal dysphagia as a geriatric syndrome. Clin Interv Aging. 2016;7(11):1403–28.
Lin LC, Wu SC, Chen HS, Wang TG, Chen MY. Prevalence of impaired swallowing in institutionalized older people in Taiwan. J Am Geriatr Soc. 2002;50(6):1118–23.
Martino R, Foley N, Bhogal S, Diamant N, Speechley M, Teasell R. Dysphagia after stroke—incidence, diagnosis, and pulmonary complications. Stroke. 2005;36(12):2756–63.
Crary MA, Carnaby GD, Sia I, Khanna A, Waters MF. Spontaneous swallowing frequency has potential to identify dysphagia in acute stroke. Stroke. 2013;44(12):3452–7.
Yang EJ, Kim MH, Lim J, Paik NJ. Oropharyngeal dysphagia in a community-based elderly cohort: the Korean longitudinal study on health and aging. J Korean Med Sci. 2013;28:1534–9.
Gonzalez-Fernandez M, Kuhlemeier KV, Palmer JB. Racial disparities in the development of dysphagia after stroke: analysis of the California (MIRCal) and New York (SPARCS) inpatient databases. Arch Phys Med Rehabil. 2008;89:1358–65.
Jean A. Brain stem control of swallowing: neuronal network and cellular mechanisms. Physiol Rev. 2001;81:929–69.
Cao SM, Malcolm JS, Qian CN. The prevalence and prevention of nasopharyngeal carcinoma in China. Chin J Cancer. 2011;30(2):114–9.
Van der Maarel-Wierink CD, Meijers JM, De Visschere LM, de Baat C, Halfens RJ, Schols JM. Subjective dysphagia in older care home residents: a cross-sectional, multi-centre point prevalence measurement. Int J Nurs Stud. 2014;51(6):875–81.
Holland G, Jayasekeran V, Pendleton N, Horan M, Jones M, Hamdy S. Prevalence and symptom profiling of oropharyngeal dysphagia in a community dwelling of an elderly population: a self-reporting questionnaire survey. Dis Esophagus. 2011;24(7):476–80.
Han W-J, et al. Investigation of dysphagia and nutrition risk in the elderly from nursing home in Shanghai. Geriatr Health Care. 2012;18:3.
Ney DM, Weiss JM, Kind AJ, Robbins J. Senescent swallowing: impact, strategies, and interventions. Nutr Clin Pract. 2009;24(3):395–441.
Chatindiara I, Allen J, Popman A, Patel D, Richter M, Kruger M, Wham C. Dysphagia risk, low muscle strength and poor cognition predict malnutrition risk in older adults at hospital admission. BMC Geriatr. 2018;18(1):78.
Gariballa SE, Parker SG, Taub N, Castleden CM. Influence of nutritional status on clinical outcome after acute stroke. Am J Clin Nutr. 1998;68:275–81.
Papadopoulou SL, Exarchakos G, Christodoulou D, Theodorou S, Beris A, Ploumis A. Adaptation and assessment of reliability and validity of the Greek version of the Ohkuma Questionnaire for dysphagia screening. Int Arch Otorhinolaryngol. 2017;21:58–655.
Kawashima K, Motohashi Y, Fujishima I. Prevalence of dysphagia among community-dwelling elderly individuals as estimated using a questionnaire for dysphagia screening. Dysphagia. 2004;19:266–71.
Osawa A, Maeshima S, Tanahashi N. Water-swallowing test: screening for aspiration in stroke patients. Cerebrovasc Dis. 2013;35:276–81.
Kubota T, Mishima H, Hanada M, Minami I, Kojima Y. Paralytic dysphagia in cerebrovascular disorder—screening tests and their clinical application. Sogo Rehabil. 1982;10:271–6.
Ding X, Gao J, Xie C, Xiong B, Wu S, Cen Z, Lou Y, Lou D, Xie F, Luo W. Prevalence and clinical correlation of dysphagia in Parkinson disease: a study on Chinese patients. Eur J Clin Nutr. 2018;72:82–6.
Rosenbek J, Robbins J, Roecker E. A penetration-aspiration scale. Dysphagia. 1996;11:93–8.
Cederholm T, Barazzoni R, Austin P, Ballmer P, Biolo G, Bischoff SC, et al. ESPEN guidelines on definitions and terminology of clinical nutrition. Clin Nutr. 2017;36:4964.
Irles Rocamora JA, Sánchez-Duque MJ, et al. A prevalence study of dysphagia and intervention with dietary counselling in nursing home from Seville. Nutr Hosp. 2009;24(4):498–503.
Carrion S, Cabre M, Monteis R, et al. Oropharyngeal dysphagia is a prevalent risk factor for malnutrition in a cohort of older patients admitted with an acute disease to a general hospital. Clin Nutr. 2015;34(3):436–42.
Bussell SA, González-Fernández M. Racial disparities in the development of dysphagia after stroke: further evidence from the Medicare database. Arch Phys Med Rehabil. 2011;92(5):737–42.
Davis LE, Xie JG, Zou AH, Wang JY, Liu YJ, Go TX, Cai Y. Deep cerebral infarcts in the People's Republic of China. Stroke. 1990;21(3):394–6.
Nogueira D, Reis E. Swallowing disorders in nursing home residents: how can the problem be explained? Clin Interv Aging. 2013;8:221–7.
Takizawa C, et al. A systematic review of the prevalence of oropharyngeal dysphagia in stroke, Parkinson’s disease, Alzheimer’s disease, head injury, and pneumonia. Dysphagia. 2016;31:434–41.
DePippo KL, Holas MA, Reding MJ. Validation of the 3-oz water swallow test for aspiration following stroke. Arch Neurol. 1992;49(12):1259–61.
Miyamoto K, Sugiyama S, Hosoe H, Iinuma N, Suzuki Y, Shimizu K. Postsurgical recurrence of osteophytes causing dysphagia in patients with diffuse idiopathic skeletal hyperostosis. Eur Spine J. 2009;18(11):1652–8.
Daniels SK, Foundas AL. Lesion localization in acute stroke patients with risk of aspiration. J Neuroimag. 1999;9:91–8.
Daniels SK, Brailey K, Priestly DH, Herrington LR, Weisberg LA, Foundas AL. Aspiration in patients with acute stroke. Arch Phys Med Rehabil. 1998;79:14–9.
Garon BR, Engle M, Ormiston C. Silent aspiration: results of 1000 videofluoroscopic swallow evaluations. J Neurol Rehabil. 1996;10:121–6.
Leder SB, Sasaki CT, Burrell MI. Fiberoptic endoscopic evaluation of dysphagia to identify silent aspiration. Dysphagia. 1998;13(1):19–211.
Garcia-Peris P, et al. Long-term prevalence of oropharyngeal dysphagia in head and neck cancer patients: impact on quality of life. Clin Nutr. 2007;26:710–7.
Daniels SK, Brailey K, Foundas AL. Lingual discoordination and dysphagia following acute stroke: analyses of lesion localization. Dysphagia. 1999;14:85–92.
Veis SL, Logemann JA. Swallowing disorders in persons with cerebrovascular accident. Arch Phys Med Rehabil. 1985;66:372–5.
Falsetti P, et al. Oropharyngeal dysphagia after stroke: incidence, diagnosis, and clinical predictors in patients admitted to a neurorehabilitation unit. J Stroke Cerebrovasc Dis. 2009;18(5):329–35.
Lim SH, Lieu PK, Phua SY, Seshadri R, Venketasubramanian N, Lee SH, Choo PW. Accuracy of bedside clinical methods compared with fiberoptic endoscopic examination of swallowing (FEES) in determining the risk of aspiration in acute stroke patients. Dysphagia. 2001;16:1–6.
Chua KSG, Kong KH. Functional outcome in brainstem stroke patients after rehabilitation. Arch Phys Med Rehabil. 1996;77:194–7.
Makkonen TA, Nordman E. Estimation of long-term salivary gland damage induced by radiotherapy. Acta Oncol. 1987;26:307–12.
Murphy BA, Gilbert J. Dysphagia in head and neck cancer patients treated with radiation: assessment, sequelae, and rehabilitation. Semin Radiat Oncol. 2008;19(1):35–42.
Hughes PJ, Scott PMJ, et al. Dysphagia in treated nasopharyngeal cancer. Head Neck. 2000;22:393–7.
Easterling CS, Robbins E. Dementia and dysphagia. Geriatr Nurs. 2008;29:275–85.
Horner J, Albert MJ, Dawson DV, Cook GM. Swallowing in Alzheimer's disease. Alzheimer Dis Assoc Disord. 1994;8:177–95.
Sato E, Hirano H, et al. Detecting signs of dysphagia in patients with Alzheimer’s disease with oral feeding in daily life. Geriatr Gerontol Int. 2014;14(3):549–55.
Calcagno P, et al. Dysphagia in multiple sclerosis—prevalence and prognostic factors. Acta Neurol Scand. 2002;105:40–3.
Logermann JA. Effects of aging on the swallowing mechanism. Otolaryngol Clin North Am. 1990;23:1045–56.
Robbins J, Hamilton JW, Lof GL. Oropharyngeal swallowing in normal adults of different ages. Gastroenterology. 1992;103:823–9.
Shaker R, Ren J, Podorsan B, Dodds WJ, Hogan WJ, Kern M. Effect of aging and bolus variables on pharyngeal and upper esophageal sphincter motor function. Am J Physiol. 1993;264:G427–G432432.
Park YH, Han HR, Oh BM, Lee J, Park JA, Yu SJ, Chang H. Prevalence and associated factors of dysphagia in nursing home residents. Geriatr Nurs. 2013;34(3):212–7.
Zhan HJ, Feng X, Luo B. Placing elderly parents in institutions in urban China a reinterpretation of filial piety. Res Aging. 2008;30(5):543–71.
Cabre M, Serra-Prat M, Palomera E, Almirall J, Pallares R, Clavé P. Prevalence and prognostic implications of dysphagia in elderly patients with pneumonia. Age Ageing. 2010;39(1):39–45.
Suominen M, Muurinen S, Routasalo P, Soini H, Suur-Uski I, Peiponen A, et al. Malnutrition and associated factors among aged residents in all nursing homes in Helsinki. Eur J Clin Nutr. 2005;59:578e83.
Foley NC, Martin RE, Salter KL, Teasel RW. A review of the relationship between dysphagia and malnutrition following stroke. J Rehabil Med. 2009;41(9):707–13.
Funding
This work was supported by the following grant: National Science Foundation of China (Grant No. 81672256), National Science Foundation of China (Grant No. 81472153).
Author information
Authors and Affiliations
Corresponding author
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Electronic supplementary material
Below is the link to the electronic supplementary material.
Rights and permissions
About this article
Cite this article
Zhang, M., Li, C., Zhang, F. et al. Prevalence of Dysphagia in China: An Epidemiological Survey of 5943 Participants. Dysphagia 36, 339–350 (2021). https://doi.org/10.1007/s00455-020-10138-7
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00455-020-10138-7