Skip to main content

Advertisement

Log in

Association Between Dysphagia and Inpatient Outcomes Across Frailty Level Among Patients ≥ 50 Years of Age

  • Original Article
  • Published:
Dysphagia Aims and scope Submit manuscript

Abstract

Frail patients may have heightened risk of dysphagia, a potentially modifiable health factor. Our aim is to examine whether the relationship between dysphagia and adverse health outcomes differs by frailty conditions among inpatients ≥ 50 years of age. Medical or surgical hospitalizations among patients ≥ 50 years of age in the Healthcare Cost and Utilization Project’s National Inpatient Sample from 2014 through the first three quarters of 2015 were included. Adverse outcomes included length of stay (LOS), hospital costs, in-hospital mortality, discharge status, and medical complications. Dysphagia was determined by ICD-9-CM codes. Frailty was defined as (a) ≥ 1 condition in the10-item Johns Hopkins Adjusted Clinical Groups (ACG) frailty measure and a frailty index for the (b) ACG and (c) a 19-item Frailty Risk Score (FRS) categorized as non-frail, pre-frail, and frail. Weighted generalized linear models for complex survey designs using generalized estimating equations were performed. Of 6,230,114 unweighted hospitalizations, 4.0% had a dysphagia diagnosis. Dysphagia presented in 3.1% and 11.0% of non-frail and frail hospitalizations using the binary ACG (p < 0.001) and in 2.9%, 7.9%, and 16.0% of non-frail, pre-frail, and frail hospitalizations using the indexed FRS (p < 0.001). Dysphagia was associated with greater LOS, higher total costs, increased non-routine discharges, and more medical complications among both frail and non-frail patients using the three frailty definitions. Dysphagia was associated with adverse outcomes in both frail and non-frail medical or surgical hospitalizations. Dysphagia management is an important consideration for providers seeking to reduce risk in vulnerable populations.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2

Similar content being viewed by others

References

  1. Regan J, Lawson S, De Aguiar V. The eating assessment tool-10 predicts aspiration in adults with stable chronic obstructive pulmonary disease. Dysphagia. 2017;32:714–20.

    PubMed  Google Scholar 

  2. Roden DF, Altman KW. Causes of dysphagia among different age groups A systematic review of the literature. Otolaryngol Clin North Am. 2013;46(6):965–87.

    PubMed  Google Scholar 

  3. Bhattacharyya N. The prevalence of dysphagia among adults in the United States. Otolaryngol Head Neck Surg. 2014;151:765–9.

    PubMed  Google Scholar 

  4. Baijens LW, Clave P, Cras P, et al. European Society for Swallowing Disorders - European Union Geriatric Medicine Society white paper: oropharyngeal dysphagia as a geriatric syndrome. Clin Interv Aging. 2016;11:1403–28.

    PubMed  PubMed Central  Google Scholar 

  5. Guyomard V, Fulcher RA, Redmayne O, Metcalf AK, Potter JF, Myint PK. Effect of dysphasia and dysphagia on inpatient mortality and hospital length of stay: a database study. J Am Geriatr Soc. 2009;57(11):2101–6.

    PubMed  Google Scholar 

  6. Altman KW, Yu GP, Schaefer SD. Consequence of dysphagia in the hospitalized patient: impact on prognosis and hospital resources. Arch Otolaryngol Head Neck Surg. 2010;136(8):784–9.

    PubMed  Google Scholar 

  7. van der Maarel-Wierink CD, Vanobbergen JN, Bronkhorst EM, Schols JM, de Baat C. Meta-analysis of dysphagia and aspiration pneumonia in frail elders. J Dent Res. 2011;90(12):1398–404.

    PubMed  Google Scholar 

  8. Patel DA, Krishnaswami S, Steger E, Conover E, Vaezi MF, Cuicci MR, Francis DO. Economic and survival burden of dysphagia among inpatients in the United States. Dis Esophagus. 2018;31(1):1–7.

    CAS  PubMed  Google Scholar 

  9. Ortega O, Martin A, Clave P. Diagnosis and management of oropharyngeal dysphagia among older persons, state of the art. J Am Med Dir Assoc. 2017;18(7):576–82.

    PubMed  Google Scholar 

  10. Clave P, Shaker R. Dysphagia: current reality and scope of the problem. Nat Rev Gastroenterol Hepatol. 2015;12:259–70.

    PubMed  Google Scholar 

  11. Madhavan A, LaGorio LA, Crary MA, Dahl WJ, Carnaby GD. Prevalence of and risk factors for dysphagia in the community dwelling elderly: a systematic review. J Nutr Health Aging. 2016;20(8):806–15.

    CAS  PubMed  Google Scholar 

  12. Maeda K, Akagi J. Sarcopenia is an independent risk factor of dysphagia in hospitalized older people. Geriatr Gerontol Int. 2016;16(4):515–21.

    PubMed  Google Scholar 

  13. Maeda K, Takaki M, Akagi J. Decreased skeletal muscle mass and risk factors of sarcopenic dysphagia: a prospective observational cohort study. J Gerontol A Biol Sci Med Sci. 2017;72(9):1290–4.

    PubMed  Google Scholar 

  14. Yang EJ, Kim MH, Lim JY, Paik NJ. Oropharyngeal Dysphagia in a community-based elderly cohort: the Korean longitudinal study on health and aging. J Korean Med Sci. 2013;28(10):1534–9.

    PubMed  PubMed Central  Google Scholar 

  15. Sternberg SA, Wershof Schwartz A, Karunananthan S, Bergman H, Mark CA. The identification of frailty: a systematic literature review. J Am Geriatr Soc. 2011;59(11):2129–38.

    PubMed  Google Scholar 

  16. Starmer HM, Quon H, Simpson M, Webster K, Tippett D, Herbert RJ, Eisele DW, Gourin CG. Speech-language pathology care and short- and long-term outcomes of laryngeal cancer treatment in the elderly. Laryngoscope. 2015;125(12):2756–63.

    PubMed  Google Scholar 

  17. Alvarez-Hernandez J, PlanasVila M, Leon-Sanz M, de Lorenzo AG, Celaya-Perez S, Garcia-Lorda P, Araujo K, SartoGuerri B, Researchers PR. Prevalence and costs of malnutrition in hospitalized patients: the PREDyCES Study. Nutr Hosp. 2012;27(4):1049–59.

    CAS  PubMed  Google Scholar 

  18. Starmer HM, Riley LH 3rd, Hillel AT, Akst LM, Best SR, Gourin CG. Dysphagia, short-term outcomes, and cost of care after anterior cervical disc surgery. Dysphagia. 2014;29(1):68–77.

    PubMed  Google Scholar 

  19. Carrion S, Cabre M, Monteis R, et al. Oropharyngeal dysphagia is a prevalent risk factor for malnutrition in a cohort of older patients admitted with an acute disease to a general hospital. Clin Nutr. 2015;34(3):436–42.

    PubMed  Google Scholar 

  20. Brodsky R. Nutrition issues in Dysphagia: identification, management, and the role of the dietician. Nutr Clin Pract. 1999;14:S47–S51.

    Google Scholar 

  21. Langmore SE, Terpenning MS, Schork A, et al. Predictors of aspiration pneumonia: how important is dysphagia? Dysphagia. 1998;13(2):69–81.

    CAS  PubMed  Google Scholar 

  22. Payne M, Morley JE. Editorial: dysphagia, dementia, and frailty. J Nutr Health Aging. 2018;22(5):562–5.

    CAS  PubMed  Google Scholar 

  23. Bock JM, Varadarajan V, Brawley MC, Blumin JH. Evaluation of the natural history of patients who aspirate. Laryngoscope. 2017;127(Suppl 8):S1–S10.

    PubMed  PubMed Central  Google Scholar 

  24. Santos-Eggimann B, Cuenoud P, Spagnoli J, Junod J. Prevalence of frailty in middle-aged and older community dwelling Europeans living in 10 countries. J Gerontol A Biol Sci Med Sci. 2009;64(6):675–81.

    PubMed  Google Scholar 

  25. Hanlon P, Nicholl BI, Jani BD, Lee D, McQueenie R, Mair FS. Frailty and pre-frailty in middle-aged and older adults and its association with multimorbidity and mortality: a prospective anlaysis of 493.737 UK Biobank participants. Lancet Public Health. 2018;3(7):e323–e332332.

    PubMed  PubMed Central  Google Scholar 

  26. HCUP National Inpatient Sample (NIS). Healthcare Cost and Utilization Project (HCUP). 2012. Agency for Healthcare Research and Quality, Rockville, MD. www.hcup-us.ahrq.gov/nisoverview.jsp. Accessed August 6, 2019.

  27. Introduction to the HCUP National Inpatient Sample (NIS) 2014. Healthcare Cost and Utilization Project (HCUP). 2016. Agency for Healthcare Research and Quality, Rockville, MD. https://www.hcup-us.ahrq.gov/db/nation/nis/NIS_Introduction_2014.jsp. Accessed August 6, 2019.

  28. Nieman CL, Pitman KT, Tufaro AP, Eisele DW, Frick KD, Gourin CG. The effect of frailty on short-term outcomes after head and neck cancer surgery. Laryngoscope. 2018;128(1):102–10.

    PubMed  Google Scholar 

  29. González-Fernández M, Gardyn M, Wyckoff S, Ky PK, Palmer JB. Validation of ICD-9 Code 787.2 for identification of individuals with dysphagia from administrative databases. Dysphagia 2009;24:398–402.

    PubMed  Google Scholar 

  30. The Johns Hopkins ACG System: Version 11.0 Technical Reference Guide. Chapter 2. Baltimore, MD: The Johns Hopkins University; 2015.

  31. McIsaac DI, Bryson GL, Van Walraven C. Association of 1-year postoperative mortality following major elective noncardiace surgery: a population-based cohort study. JAMA Surg. 2016;151(6):538–45.

    PubMed  Google Scholar 

  32. McIsaac DI, Beaule PE, Bryson GL, Van Walraven C. The impact of frailty on outcomes and healthcare resource usage after total joint arthroplasty: a population-based cohort study. Bone Joint J. 2016;98B(6):799–805.

    Google Scholar 

  33. Sternberg S, Bentur N, Abrams C, et al. Identifying frail old people using predictive modeling. Am J Manag Care 2012;18(10):e392–7.

    PubMed  Google Scholar 

  34. Lekan DA, Wallace DC, McCoy TP, Hu J, Silva SG, Whitson HE. Frailty assessment in hospitalized older adults using electronic health record. Biol Res Nurs. 2017;19(2):213–28.

    PubMed  Google Scholar 

  35. Lekan DA, McCoty TP. Frailty risk in hospitalized older adults with and without diabetes mellitus. J Clin Nurs. 2018;27(19–20):3510–21.

    PubMed  Google Scholar 

  36. Elixhauser A, Steiner C, Harris DR, Coffey RM. Comorbidity measures for use with administrative data. Med Care. 1998;36(1):8–27.

    CAS  PubMed  Google Scholar 

  37. https://www.usinflationcalculator.com/inflation/consumer-price-index-and-annual-percent-changes-from-1913-to-2008/. Accessed March 7, 2019.

  38. Houchens R, Ross D, Elixhauser A. Final report on calculating national inpatient sample (NIS) variances for data years 2012 and later. 2015. HCUP Methods Series Report # 2015–09 ONLINE. December 14, 2015. U.S. Agency for Healthcare Research and Quality.https://www.hcup-us.ahrq.gov/reports/methods/methods.jsp. Accessed August 6, 2019.

  39. Hardin JW, Hilbe JM. Generalized linear models and extensions. 2nd ed. College Station, TX: Stata Press; 2007. p. 89.

    Google Scholar 

  40. https://support.sas.com/documentation/cdl/en/statug/63347/HTML/default/viewer.htm#statug_surveylogistic_a0000000386.htm. Accessed August 6, 2019.

  41. Rao JNK, Scott AJ. On simple adjustments to chi-square tests with survey data. Ann Stat. 1987;15:385–97.

    Google Scholar 

  42. Rockwood K, Andrew M, Mitnitski A. A comparison of two approaches to measuring frailty in elderly people. J Gerontol A Biol Sci Med Sci. 2007;62(7):738–43.

    PubMed  Google Scholar 

  43. Rockwood K, Howlett SE, MacKnight C, et al. Prevalence, attributes, and outcomes of fitness and frailty in community-dwelling older adults: report from the Canadian Study of Health and Aging. J Gerontol A Biol Sci Med Sci. 2004;59(12):1310–7.

    PubMed  Google Scholar 

  44. Song X, Mitnitski A, Rockwood K. Prevalence and 10-year outcomes of frailty in older adults in relation to deficit accumulation. J Am Geritr Soc. 2010;58(4):681–7.

    Google Scholar 

  45. Searle SD, Mitnitski A, Gahbauer EA, Gill TM, Rockwood K. A standard procedure for creating a frailty index. BMC Geriatr 2018;8:24.

    Google Scholar 

  46. Cabre M, Serra-Prat M, Force L, Almirall J, Palomera E, Clave P. Oropharyngeal dysphagia is a risk factor for readmission for pneumonia in the very elderly persons: observational prospective study. J Gerontol a Biol Sci Med Sci. 2014;69(3):330–7.

    PubMed  Google Scholar 

  47. Wilmskoetter J, Simpson AN, Logan SL, Simpson KN, Bonilha HS. Impact of gastrostomy feeding tube placement on the 1-year trajectory of care in patients after stroke. Nutr Clin Pract. 2018;33(4):553–66.

    PubMed  Google Scholar 

  48. Wou F, Gladman JR, Bradshaw L, Franklin M, Edmans J, Conroy SP. The predictive properties of frailty-rating scales in the acute medical unit. Age Ageing. 2013;42(6):776–81.

    PubMed  PubMed Central  Google Scholar 

  49. Segal JB, Huang J, Roth DL, Varadhan R. External validation of the claims-based frailty index in the national health and aging trends study cohort. Am J Epidemiol. 2017;186(6):745–7.

    PubMed  PubMed Central  Google Scholar 

  50. Serra-Prat M, Hinojosa G, Lopez D, Juan M, Fabre E, Voss DS, Calvo M, Marta V, Ribo L, Palomera E, Arreola V, Clave P. Prevalence of oropharyngeal dysphagia and impaired safety and efficacy of swallow in independently living older persons. J Am Geriatr Soc. 2011;59:186–7.

    PubMed  Google Scholar 

  51. Fujishima I, Fuhu-Kurachi M, Arai H, et al. Sarcopenia and dysphagia: position paper by four professional organizations. Geriatr Gerontol Int. 2019;19(2):91–7.

    PubMed  Google Scholar 

  52. Doggett DL, Tappe KA, Mitchell MD, Chapell R, Coates V, Turkelson CM. Prevention of pneumonia in elderly stroke patients by systematic diagnosis and treatment of dysphagia: an evidence-based comprehensive analysis of the literature. Dysphagia. 2001;16(4):279–95.

    CAS  PubMed  Google Scholar 

  53. Hinchey JA, Shephard T, Furie K, et al. Stroke Practice Improvement Network I. Formal dysphagia screening protocols prevent pneumonia. Stroke 2005;36(9):1972–1976.

    Google Scholar 

  54. Izaola I, Gomes Hoyos E, Lopez JJ, et al. The 10-item eating assessment tool is associated with nutritional status, mortality and hospital stay in elderly individuals requiring hospitalization with acute diseases. Nutr Hosp. 2018;35(4):827–32.

    PubMed  Google Scholar 

  55. Troche MS, Okin MS, Rosenbek JC, et al. Aspiration and swallowing in Parkinson disease and rehabilitation with EMST: a randomized trial. Neurology. 2010;75(21):1912–9.

    CAS  PubMed  PubMed Central  Google Scholar 

  56. Momasoaki R, Yasunaga H, Matsui H, Horiguchi H, Fushimi K, Abo M. Effect of dysphagia rehabilitation on oral intake in elderly patients with aspiration pneumonia. Geriatr Gerontol Int. 2015;15(6):694–9.

    Google Scholar 

  57. Carnaby G, Hankey GJ, Pizzi J. Behavioral intervention for dysphagia in acute stroke: a randomized controlled trial. Lancet Neurol. 2006;5(1):31–7.

    PubMed  Google Scholar 

  58. Rogus-Pulia N, Rusche N, Hind JA, Zielinski J, Gangnon R, Safdar N, Robbins J. Effects of device-facilitated isometric progressive resistance oropharyngeal therapy on swallowing and health-related outcomes in nolder adults with dysphagia. J Am Geriatr Soc. 2016;64:417–24.

    PubMed  Google Scholar 

  59. Speyer R, Baijens L, Heijnen M, Zwijnenberg I. Effects of therapy in oropharyngeal dysphagia by speech and language therapist: a systematic review. Dysphagia. 2010;25:40–65.

    PubMed  Google Scholar 

  60. Martin A, Ortega O, Roca M, Arus M, Clave P. Effect of a minimal-massive intervention in hospitalized older patients with oropharyngeal dysphagia: a proof of concept study. J Nutr Health Aging. 2018;22:739–47.

    CAS  PubMed  Google Scholar 

  61. Hines S, Kynoch K, Munday J. Nursing interventions for identifying and managing acute dysphagia are effective for improving patient outcomes: a systematic review update. J Neurosci Nurs. 2016;48(4):215–23.

    PubMed  Google Scholar 

  62. Schneeweiss S, Avorn J. A review of uses of health care utilization databases for epidemiologic research on therapeutics. J Clin Epidemiol. 2005;58:323–37.

    PubMed  Google Scholar 

  63. Romano PS, Mark DH. Bias in the coding of hospital discharge data and its implications for quality assessment. Med Care. 1994;32:81–90.

    CAS  PubMed  Google Scholar 

  64. Boss EF, Shah RK. An overview of administrative and national survey databases for use in otolaryngology research. Otolaryngol Head Neck Surg. 2013;148:711–6.

    PubMed  Google Scholar 

  65. Quint JB. Health research data for the real world: The MarketScan® Databases. White Paper. Ann Arbor, Michigan: Truven Health Analytics; 2015.

  66. Segal JB, Chang H-Y, Walston JD, Carlson MC, Varadhan R. Development of a claims-based frailty indicator anchored to a well-established frailty phenotype. Med Care. 2017;55(7):716–22.

    PubMed  PubMed Central  Google Scholar 

  67. Kim DH, Schneeweiss S, Glynn RJ, Lipsitz LA, Rockwood K, Avorn J. Measuring frailty in Medicare data: development and validation of a claims-based frailty index. J Gerontol A Biol Sci Med Sci. 2018;73(7):980–7.

    PubMed  Google Scholar 

Download references

Funding

There is no study sponsor. Research reported in this publication was supported by the National Center for Advancing Translational Sciences of the National Institutes of Health under Award Number UL1TR002553 and UL1TR001117, a component of the National Institutes of Health (NIH), and NIH Roadmap for Medical Research as well as NIH ULI RR033183 & KL2 RR0333182. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.

Author information

Authors and Affiliations

Authors

Corresponding authors

Correspondence to Seth M. Cohen or Deborah Lekan.

Ethics declarations

Conflict of interest

Seth Cohen is a consultant for Zsquare, Data Safety Monitoring Board Member for Syneos Health, expert witness testimony for defense. Stephanie Misono has NIH K23DC016335 funding from the NIDCD. Heather Whitson is supported by the Duke Claude D. Pepper Older American Independence Center (P30AG028716), the Physical Resilience Indicators and Mechanisms in the Elderly (PRIME) Collaborative (UH2AG056925), and the National Center for Advancing Translational Sciences of the National Institutes of Health (UL1TR002553). Sudha Raman has research support from Glaxo Smith Kline. Deborah Lekan, Thomas Risoli, and Hui-Jie Lee have no disclosures.

Informed Consent

This study used de-identified data and informed consent from study participants was neither possible nor required.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Electronic supplementary material

Below is the link to the electronic supplementary material.

Supplementary file1 (DOCX 28 kb)

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Cohen, S.M., Lekan, D., Risoli, T. et al. Association Between Dysphagia and Inpatient Outcomes Across Frailty Level Among Patients ≥ 50 Years of Age. Dysphagia 35, 787–797 (2020). https://doi.org/10.1007/s00455-019-10084-z

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00455-019-10084-z

Keywords

Navigation