Past millennial solar forcing magnitude
A set of global climate model simulations for the last thousand years developed by the Max Planck Institute is compared with paleoclimate proxy data and instrumental data, focusing on surface temperatures for land areas between 30° and 75°N. The proxy data are obtained from six previously published Northern Hemispheric-scale temperature reconstructions, here re-calibrated for consistency, which are compared with the simulations utilizing a newly developed statistical framework for ranking several competing simulations by means of their statistical distance against past climate variations. The climate model simulations are driven by either “low” or “high” solar forcing amplitudes (0.1 and 0.25 % smaller total solar irradiance in the Maunder Minimum period compared to the present) in addition to several other known climate forcings of importance. Our results indicate that the high solar forcing amplitude results in a poorer match with the hemispheric-scale temperature reconstructions and lends stronger statistical support for the low-amplitude solar forcing. However, results are likely conditional upon the sensitivity of the climate model used and strongly dependent on the choice of temperature reconstruction, hence a greater consensus is needed regarding the reconstruction of past temperatures as this currently provides a great source of uncertainty.
KeywordsClimate model evaluation Climate proxy data Solar forcing Last millennium Northern Hemisphere
Solar irradiance can impact upon the global climate through its variations (Gray et al. 2010). If changes in the shape of the emitted solar spectrum are neglected, these variations can be quantified as the total solar irradiance (TSI). TSI has been directly measured using instruments mounted on satellites as of the mid-1970s, however before this period it must be reconstructed based on proxy indices of solar irradiance found to correlate with TSI variations during the instrumental period. Recent estimates of these solar activity indices have generally been based on sunspot numbers and/or solar magnetic flux changes (derived from geomagnetic information or cosmogenic isotopes). Although it has been established that TSI varies in phase with the 11-year sunspot cycle with an amplitude of about 0.1 %, there exists a great deal of debate surrounding the magnitude of centennial time-scale TSI variations—or indeed if such variations exist at all (Lockwood 2011). In climate science, the magnitude of TSI variations is often portrayed as the hypothesized reduction, compared to present values, during the Maunder Minimum period (AD 1645–1715; characterized by low solar activity Eddy (1976). This reduction is widely regarded, of present, as being in the range 0.04–0.1 %, as adopted by the Paleoclimate Model Intercomparison Project Phase III (PMIP3) (Schmidt et al. 2011). Two very recent publications have reignited debate over the magnitude of background TSI variations however. Schrijver et al. (2011) argue that long-term TSI variations may be even weaker than the smallest used in PMIP3 (potentially negligible even), whilst Shapiro et al. (2011) suggest a decrease during the Maunder Minimum of more than 0.4 %. This, in turn, would correspond in magnitude to about 40 % of the radiative forcing from increased greenhouse-gas concentrations over the twentieth century (Lockwood 2011).
Given this uncertainty in long-term background TSI variations, it seems instructive to compare alternative forcing histories as drivers of climate model simulations. These simulations are hoped to be useful in describing a climate outside of the instrumental period (Schmidt 2010; Schmidt et al. 2011) and the temperature output from these models can then be compared with observed temperatures and past temperatures reconstructed from proxy data (Hegerl et al. 2007; Mann et al. 2009; Jungclaus et al. 2010; Braconnot et al. 2012). It may be argued that the simulation most similar to the instrumental or reconstructed temperatures is more likely to contain the correct forcing history (Feulner 2011). In practice, however, there are several factors that render such an attempted constraint of TSI variations difficult. There is a non-negligible amount of noise present in the proxy series (Jones et al. 2009), unforced variability in the climate system (Yoshimori et al. 2005) as well as uncertainty regarding the sensitivity of the Earth’s climate to radiative forcing (Hegerl et al. 2006; Knutti and Hegerl 2008). In light of this, Sundberg et al. (2012) developed a statistical framework for comparing ensemble simulation surface temperature output from global climate models with instrumental and proxy temperature data, designed to address some of these difficulties while ranking alternative competing simulations by means of their estimated closeness to the unobservable true past temperature variations.
In a pseudoproxy analysis, Hind et al. (2012) used this statistical framework to compare several millennial simulations with alternative solar forcing histories with “low” and “high” amplitudes, corresponding to a 0.1 and 0.25 % reduction in TSI in the Maunder Minimum. There, it was found that for global land-only averages and realistic proxy noise levels, low and high solar forced simulations could be correctly ranked against each other, in the presence of other forcing histories and internal (model) climate variability. It is this framework that we intend to use here for the express purpose of comparing two ensemble simulations of the last millennium [the same as in Hind et al. (2012)] with published hemispheric-scale temperature reconstructions based on proxy data from the Northern Hemisphere. A motivation for the conducting of a hemispheric-scale analysis is that internal variability is likely to dominate (or be comparatively greater than) local/regional temperature anomalies, whilst on the hemispheric and global scale external forcing dominates (Servonnat et al. 2010). Additionally, there is no evidence of any global or hemispheric-scale near-surface temperature changes caused by solar-induced UV variability affecting the stratosphere, though there may be some influence on the near-surface troposphere in certain regions and seasons, such as Eurasia during the winter [see review by Lockwood (2012)]. Note that the use of the integral TSI neglects changes in spectral shape which are largest in the UV portion. For the purposes of undertaking climate model versus proxy data comparisons, there have been many attempts at reconstructing temperature on hemispheric scales with particular emphasis on the Northern Hemisphere and the last millennium (Jansen et al. 2007; Mann et al. 2008; Frank et al. 2010; Ljungqvist 2010; Christiansen and Ljungqvist 2011). These various reconstructions involve the collection, synthesis and combination of many individual proxy series, which can vary greatly in their constituent proxies and the methods used in their combination for purposes of representing large-scale time series. To account for how these choices may affect a comparison between reconstructed temperature and equivalent simulation output, we select several Hemispheric-scale temperature reconstructions published in the last decade. The goal of this study is to investigate whether we can determine, with certainty, which of the two alternative solar forcing histories provides simulated temperatures most similar to the reconstructed temperatures, in the presence of other important climate forcings and internal climate variability.
2 Data and methods
2.1 Hemispheric-scale temperature reconstructions
Most hemispheric or global-scale temperature reconstructions employ some variant of an ‘indexing’ method, where a selection of local climate proxy records are first standardized, then combined into a single time series before being calibrated against instrumental temperatures averaged over a target region (Jones and Mann 2004; Wahl and Smerdon 2012). There are a variety of ways in which the proxy-selection process can be implemented, such as using the correlation between individual proxy records and their local temperatures (Christiansen and Ljungqvist 2011), or selection based on the assumed ability of a given record to retain low-frequency variability (Jones and Mann 2004), or simply on physically grounded expectations that the proxies have a temperature signal (Juckes et al. 2007). One may solely use data from tree-rings for example (D’Arrigo et al. 2006) or proxies from different archives may be combined (Ljungqvist 2010). Once the data have been selected, choices can also be made about the nature of the weighting in the composite averaging of series; for example no weighting (Juckes et al. 2007), weighting based on correlation with local temperatures (Hegerl et al. 2007) or a combination of local correlation and size of the area that the proxy represents (Jones and Mann 2004). Different choices have also been made regarding which large-scale region the temperature reconstruction should represent; the entire Northern Hemisphere (Jones and Mann 2004; Juckes et al. 2007), all areas north of 30°N (Ljungqvist 2010; Christiansen and Ljungqvist 2011), or land-only areas north of 20°N (D’Arrigo et al. 2006)/30°N (Hegerl et al. 2007). There has also been a great deal of debate (Bürger et al. 2006; Christiansen et al. 2009; Ammann et al. 2010) as to how the final calibration against the instrumental target should be done, a discussion that also involves the ‘climate field reconstruction’ methods (Mann et al. 2009), where the full temperature field is first reconstructed and then a large-scale average is computed.
Note that the equally important ‘RegEM’ reconstructions by Mann et al. (2008, 2009) could not be included in the present analysis as they consist of instrumental data during the calibration period, rendering them inappropriate for the Sundberg et al. (2012) statistical framework which requires re-calibration of all reconstructions (see Sect. 2.3 below). This is not possible without access to a proxy-based reconstruction in parallel with an instrumental record.
2.2 Instrumental data
As a common calibration target, chosen to be suitable for all six reconstructions, we employed the land-only temperatures averaged over 30°–75°N derived from the CRUTEM3 dataset (Brohan et al. 2006). This record starts in 1850, but we only use data back to 1880 due to a larger uncertainty in earlier years. For the calibration, we use non-overlapping 10-year mean temperatures within the period 1880–1959, which is the longest feasible period to be consistently used with all six reconstructions (further motivation and discussion can be found in the supplementary text).
We consider both the 6-month warm season April–September (AMJJAS) and annual averages, though focus on the former here for reasons discussed in Sect. 2.3. The error variance of the instrumental temperature record, as allowed in the framework of Sundberg et al. (2012), was estimated by combining the uncertainties caused by the station and measurement errors, sampling within grid-boxes and the limited coverage due to grid-boxes with missing data [derived by Brohan et al. (2006)]. These errors together are found to represent roughly 10 % of the total variance in observed 10-year average surface temperatures within the calibration period (see supplementary material for a detailed explanation of the calculations).
2.3 Proxy (re-)calibration ensemble
The Sundberg et al. (2012) statistical framework explicitly states how the proxy data should be calibrated in order to obtain an unbiased ranking of simulations. If the instrumental error variance is zero or negligible, then the calibration should be done by regressing the proxy on the instrumental data and then inverting the slope—a method known as ‘classical calibration’ in the statistical literature (Osborne 1991). If instrumental errors are known, and non-negligible, then we have an errors-in-variables situation (Fuller 1987; Cheng and van Ness 1999) and a correction of the regression slope has to be made. In both cases, the resulting calibrated series should have the correct variance of the true (but unobservable) temperature signal with the error (noise) variance superimposed. Thus, the resulting calibrated proxy has more variance than the instrumental data. Sundberg et al. (2012) provides a detailed discussion of the theoretical arguments for why the calibration should be undertaken in this way. To our knowledge, this type of calibration has previously been applied only once with hemispheric-scale ‘index-type’ temperature reconstructions, namely by Hegerl et al. (2007), although the problem has been discussed more recently also, e.g. by Ammann et al. (2010), Christiansen (2011), Tingley et al. (2012).
To investigate the degree to which comparisons of the simulations with the Northern Hemispheric-scale reconstructions are affected by uncertainty due to the choice of calibration dataset, we created an ensemble with 100 calibration alternatives for each of the six reconstructions, by randomly sampling with replacement pairs of instrumental and proxy data from the calibration period. This approach accounts for calibration uncertainty in a similar way to the investigation of Frank et al. (2010), where several reconstructions are calibrated in a consistent way but with allowance for randomness in the choice of calibration dataset.
For all six reconstructions, the correlation coefficients between the proxy and the instrumental series were found to be strong (often larger than 0.9, see supplementary material). However, as the calibration data set was very small (with only eight pairs of 10-year mean temperatures and proxy values in the calibration period) it was naturally the case that some of the re-samplings led to very weak (occasionally negative) correlations between the instrumental series and the proxy. As insignificant, or even negative, correlations would contradict the original authors’ conclusions that their reconstructions are valid proxies for large-scale temperatures, we dismissed the few occasions when re-samplings led to correlations below 0.2. In the rare cases where this did occur, we generated a new random re-sampling to ensure that physically meaningless re-calibrations are avoided.
The generally very strong correlations, however, often turned out to be in conflict with the independently estimated instrumental error variance, given the assumptions about uncorrelated errors made in Sundberg et al. (2012). For example, if the instrumental noise variance accounts for 10 % of the total variance of the observed temperatures, then the squared correlation with the proxy cannot in theory be larger than 0.90 (again, see supplementary material for details). Whenever these conflicts occurred, we decided to reduce the estimated instrumental error variance and set it equal to the largest possible value that is not in conflict with the theory and assumptions made about the data. These conflicts were found to be sufficiently less of a problem for AMJJAS average temperatures, compared with annual averages, hence we decided to focus here on the AMJJAS season. Note that annually averaged results were calculated for all cases as well and can be viewed in the supplementary material.
2.4 COSMOS simulations
The Max Planck Institute developed the COSMOS Millennium Activity simulations (Jungclaus et al. 2010) using their Earth System Model (MPI-ESM), which comprise both atmospheric [ECHAM5—T31 (3.75)] and ocean (MPIOM) models, as well as those for land vegetation (JSBACH) and ocean biogeochemistry (HAMOCC). The ocean and atmospheric models are coupled daily without the use of flux correction. The COSMOS simulations comprise a 3,000-year long CTRL simulation (with orbital conditions set to 800 AD and pre-industrial greenhouse gas levels) as well as several simulations for the last millennium with either low or high amplitudes of estimated TSI forcing series driving their climates. Two full-forcing ensembles were generated (using different ocean initial conditions) using either the low (E1) or high (E2) solar forcing histories in combination with other known principal drivers of climate, namely aerosols (volcanic and non-volcanic), greenhouse gases (CO2, N2O, CH4), orbital and land-use changes (Jungclaus et al. 2010). The low and high magnitude solar forcing series are the reconstructions of Krivova et al. (2007) and Bard et al. (2000) respectively, exhibiting decreases by 0.1 and 0.25 % when comparing the Maunder Minimum period to present values. The low solar being in agreement with the largest amplitudes used in PMIP3 and the high solar series representing a more commonly held value from the late 1990s. Note that the Krivova et al. (2007) and Bard et al. (2000) TSI reconstructions do not only differ in terms of their amplitudes; there are also some differences in the shapes of their temporal evolution, which will to some degree influence the results of our comparisons of simulated and reconstructed temperatures. Seeing as only one physical climate model (as opposed to ensemble member with different initial climate state) is used in this analysis, we may be under-representing the uncertainty of internal dynamics in the climate system. Additionally, the sensitivity of simulated temperature response to solar variations can be model-dependent. The COSMOS simulations estimated global temperature change per Wm−2 (TSI) is 0.15 K/(Wm−2) in response to the 11-year solar cycle (Jungclaus et al. 2010), which lies within the range of recent estimates [0.1–0.2 K/(Wm−2); Camp and Tung (2007), Lean and Rind (2008)], if we consider this analysis to be applicable for other GCMs.
2.5 Statistical method
The statistical framework of Sundberg et al. (2012) involves two statistical tests: firstly, an initial correlation test to establish whether a given simulation is able to explain any of the temporal variation in the observed temperature data; secondly, a distance measure test created to quantify whether a given simulation is significantly closer, or not, to the ‘true’ temperatures for a given target region than unforced control simulations. As the true past temperatures are not perfectly known, they have to be estimated by instrumental data or proxy data. The goal of this methodology, given that the correlation test statistics (U R ) are significantly positive (indicating that the simulations and the instrumental/proxy data share a common forced signal), is to rank competing climate model simulations in terms of how close they are to the un-observable true surface temperature variations using the distance-based test statistic U T [see Sundberg et al. (2012); Sect. 2–8 for a complete derivation].
Both test statistics involve the calculation of a weighting at every time point in the comparison, the purpose of which is to give higher weight in periods where the observed/reconstructed temperature data have higher statistical precision (and thereby also smaller variance, as a result of how the calibration is made). As the instrumental data have higher precision than proxy data, the methodology states that instrumental data should be used whenever available and be replaced by the less precise proxy data only in the pre-instrumental period. Hence, in this analysis, the time series being used for comparison with the simulations consist of instrumental data after 1880 and the (re-)calibrated proxy series before 1880. Consequently, more weight is given to data in the post-1880 period (whenever this is used in the analysis), although the difference in weights is mostly small as the calibration generally revealed strong correlations between the proxy and instrumental data.
The null hypothesis of the U T statistical test is that a (forced) simulation is equivalent to CTRL simulations. For this statistic (as well as for U R ) to have a given type I error level (e.g. 0.05), the unforced CTRL simulations should be represented by white noise. It is well known that the climate system has a great deal of autocorrelation, however on longer time scales it may be the case that the autocorrelation of internal variability behave insignificantly enough to be approximated by white noise. Here, the comparison was conducted on 20-year non-overlapping averages, as this time resolution was found to be the highest we could comfortably use before the COSMOS CTRL hemispheric-scale temperatures displayed significant autocorrelation [see our supplementary material and also discussions in Sundberg et al. (2012) and Hind et al. (2012)].
The framework of Sundberg et al. (2012) includes a choice concerning how to average data from ensemble simulations that share the same forcing and only differ by their initial conditions, such as each of the COSMOS E1 and E2 ensembles. Here, we choose the so-called ‘inside’ averaging described in Appendix A of Sundberg et al. (2012), as found by Hind et al. (2012) (their Appendix A) to be more effective than the alternative ‘outside’ averaging. This means that the U T test statistics here involve the averaging of time sequences for the ensemble members so as to get a single representative fully-forced hemispheric ensemble-mean simulation time series, for each of E1 and E2 respectively. The 3,000-year CTRL simulation was converted to a similar ensemble-mean series, by first splitting the whole simulation into three millennial segments, and then averaging over the three members to obtain one 1,000-year long CTRL series. Note that for a given analysis period (say 1000–1850 or 1400–2000), the mean temperature for the whole of this period is always subtracted separately from the instrumental/proxy data and the simulation data. Hence, the distance measures only consider deviations from the mean in the actual analysis period, therefore any systematic model biases will not affect the ranking of simulations. We should also say that the framework can be utilized for jointly comparing multiple individual proxy locations, however this analysis will only deal with hemispheric-scale averages.
3.1 Simulated versus reconstructed average 30°–75°N AMJJAS temperatures
3.2 Distributions of U R and U T test statistics
An inspection of Fig. 3 for these four periods indicates that both E1 and E2 simulations have significant positive correlations with all reconstructions (with the exception of E2 against DAR in 1000–1999). Note that when data after 1850 is included in the comparison there is a spread in U R values but not when this period is excluded. This is because when the reconstructions consist of merged proxy data and instrumental data, the individual members of each (re-)calibration ensemble are truly different time series, whereas when only proxy data are used the ensemble members differ only by a multiplicative factor; i.e. they are simply scaled versions of one and the same time series. Therefore, in the latter situation, their correlations with the simulations are always the same, regardless of how they were calibrated.
The general implication of Fig. 3 is that we observe a significant positive correlation between both the low and high solar full-forcing ensemble simulations and reconstructed surface temperature. These results do not of themselves indicate that both low and high solar forcing series match the target data in the fully-forced simulations, as there is no way of knowing whether the significant correlations are due the the solar forcing alone, or if they are caused by one of the other forcings or by the combination of several forcings. The important result, however, is that we can conclude with statistical certainty that the simulations and the reconstructions share a common forced signal. This in turn means that a ranking of the E1 and E2 simulation ensembles using the U T statistic is meaningful.
What is clear from these results, however, is that the E2 ensemble averages are sometimes significantly further away from the target data than control simulations in all periods with the exception of 1400–1999, where the medieval period is excluded form the analysis. Though it should be noted that this is not consistently the case for all the Northern Hemispheric-scale reconstructions, it is the case for CHR, DAR and HEG. Regarding E1, it is only when these simulations are compared with DAR, and only when the pre-1400 data are included, that the results point to a performance possibly worse than for CTRL simulations—whilst E2 performs considerably worse in this case. Thus, in terms of ranking the two simulation ensembles, it certainly seems as though the E1 simulations are far better than the E2 simulations comparing the CHR, DAR and HEG reconstructions, whilst the differences are not so clear in the other reconstructions. In summary, none of the six reconstructions consistently support E2 being closer than E1 to the real past hemispheric-scale AMJJAS temperatures, whilst three of the reconstructions consistently support E1 over E2.
4 Discussion and conclusions
Using the statistical framework of Sundberg et al. (2012), we have compared Northern Hemispheric-scale temperatures in a set of millennial-length GCM simulations (Jungclaus et al. 2010) driven by two solar forcing histories with different magnitudes, but the same orbital, volcanic and anthropogenic climate forcing, with six well-known temperature reconstructions from proxy data for the last millennium. Three of these reconstructions (Jones and Mann 2004; D’Arrigo et al. 2006; Hegerl et al. 2007) were used in the latest IPCC report (Jansen et al. 2007), while the other three (Juckes et al. 2007; Ljungqvist 2010; Christiansen and Ljungqvist 2011) were published later. Together, the six well represent a variety of choices among authors to select and combine proxy data into temperature reconstructions. To use the reconstructions in a consistent way, we re-calibrated all of them against April-September mean temperatures averaged over land areas between 30°–75°N. Whilst we cannot conclusively say which of the two solar forcing alternatives—the “low”-amplitude series of Krivova et al. (2007) or the “high”-amplitude series by Bard et al. (2000)—provides the best match with the reconstructed temperatures, there is clear evidence suggesting that the latter case does not match the reconstructions well. Thus, we find stronger statistical support for the lower Krivova et al. (2007) solar forcing amplitude; in accordance with the current view taken within the PMIP3 consortium (Schmidt et al. 2011), namely that TSI values during the Maunder Minimum period (AD 1645–1715) were between 0.04 and 0.1 % smaller compared to the present (including the temporally extensive TSI reconstruction of Steinhilber et al. (2009) having a corresponding reduction of 0.07 %). Contrastingly, we find no consistent support for the alternative Bard et al. (2000) solar forcing series, which has a 0.25 % TSI reduction in the Maunder Minimum, although one or two of the six reconstructions favour this alternative in some sub-periods investigated.
Although this research has focused on April–September mean temperatures, we also conducted the analysis on annually averaged temperatures, where it was found that the ranking of the simulations with high and low solar forcing is essentially unchanged. However, a generally much better performance of both simulation types against all six reconstructions is seen if annual-mean temperatures are used when data before AD 1400 is excluded from the analysis (see supplementary Figs. 10 and 11). We have not investigated the reasons for this, but we should point out that all reconstructions were originally calibrated against annual mean temperatures by their authors.
As we have only statistically compared simulations made with a single climate model driven by two alternative solar forcings with a particular selection of temperature reconstructions, we are not in a position to quantify how large the multi-centennial TSI variations have been in the past millennium. Such a judgement can not strictly be made by comparing forced simulations with climate reconstructions, due to the simultaneous uncertainties in the solar forcing (Gray et al. 2010), climate sensitivity (Knutti and Hegerl 2008) and past climate variations (Jansen et al. 2007). Nor have we addressed potential complexities in differentiating between dynamical and thermal atmospheric process responses to solar forcing (Lean and Rind 2008), such as the east North Atlantic winter circulation pattern linked by Woolings et al. (2010) to the the open solar flux measure of solar activity.
We can only judge here that, given our selection of proxy-based temperature reconstructions, it is more likely that the lower-amplitude solar forcing reconstruction of Krivova et al. (2007) is realistic compared with the larger-amplitude solar reconstruction of Bard et al. (2000), although it must be remembered that such a result must be dependent on the sensitivity of climate model used. It is evident that the results of our model versus data comparison are strongly affected by the choice of individual proxy data and how they were combined into hemispheric-scale reconstructions by the original investigators. The range of proxy selections in these reconstructions may affect the aforementioned regional response to solar forcing, which suggests a dedicated region-scale analysis could provide more informative results to those presented here.
Thus, although this problem was pointed out in the latest IPCC report (Jansen et al. 2007), greater consensus is still needed on climate history over the last millennium, particularly if modelling can be utilized to test ideas regarding the forced and unforced variability of the climate system.
This research was funded by the Swedish Research Council (90751501 and B0334901). We thank Philip Brohan for providing data and help with how to estimate the error variance in CRUTEM3 data. We also thank our Stockholm colleagues Rolf Sundberg and Gudrun Brattström for their statistical expert guidance, as well as Johan Jungclaus of the Max Planck Institute for providing the COSMOS data.
This article is distributed under the terms of the Creative Commons Attribution License which permits any use, distribution, and reproduction in any medium, provided the original author(s) and the source are credited.
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