The CNRM-CM5.1 global climate model: description and basic evaluation
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A new version of the general circulation model CNRM-CM has been developed jointly by CNRM-GAME (Centre National de Recherches Météorologiques—Groupe d’études de l’Atmosphère Météorologique) and Cerfacs (Centre Européen de Recherche et de Formation Avancée) in order to contribute to phase 5 of the Coupled Model Intercomparison Project (CMIP5). The purpose of the study is to describe its main features and to provide a preliminary assessment of its mean climatology. CNRM-CM5.1 includes the atmospheric model ARPEGE-Climat (v5.2), the ocean model NEMO (v3.2), the land surface scheme ISBA and the sea ice model GELATO (v5) coupled through the OASIS (v3) system. The main improvements since CMIP3 are the following. Horizontal resolution has been increased both in the atmosphere (from 2.8° to 1.4°) and in the ocean (from 2° to 1°). The dynamical core of the atmospheric component has been revised. A new radiation scheme has been introduced and the treatments of tropospheric and stratospheric aerosols have been improved. Particular care has been devoted to ensure mass/water conservation in the atmospheric component. The land surface scheme ISBA has been externalised from the atmospheric model through the SURFEX platform and includes new developments such as a parameterization of sub-grid hydrology, a new freezing scheme and a new bulk parameterisation for ocean surface fluxes. The ocean model is based on the state-of-the-art version of NEMO, which has greatly progressed since the OPA8.0 version used in the CMIP3 version of CNRM-CM. Finally, the coupling between the different components through OASIS has also received a particular attention to avoid energy loss and spurious drifts. These developments generally lead to a more realistic representation of the mean recent climate and to a reduction of drifts in a preindustrial integration. The large-scale dynamics is generally improved both in the atmosphere and in the ocean, and the bias in mean surface temperature is clearly reduced. However, some flaws remain such as significant precipitation and radiative biases in many regions, or a pronounced drift in three dimensional salinity.
KeywordsCMIP5 GCM Global climate modelling
Coupled Atmosphere–Ocean General Circulation Models (AOGCMs) are useful tools to improve our understanding of the climate system (mechanisms, spatio-temporal variability, levels of predictability etc.) and to make future climate projections. Their realism has been regularly improved over the last decades but they still suffer from large biases responsible for part of projections uncertainties of the twentyfirst century climate (IPCC report 2007). The so-called Coupled Model Intercomparison Project (CMIP) provides a standard experiment protocol and an infrastructure that enables a diverse community of scientists to analyse coupled GCMs in a systematic fashion, a process which facilitates model development as well as climate change studies and understanding of past climate fluctuations. Since the 1990s, CNRM-GAME (Centre National de Recherches Météorologiques—Groupe d’études de l’Atmosphère Météorologique) and Cerfacs (Centre Européen de Recherche et de Formation Avancée) have joined their efforts to develop the family of CNRM-CM AOGCMs. ARPEGE-Climat is the atmospheric component (Déqué et al. 1994) of the coupled model, including the ISBA land surface scheme (Noilhan and Planton 1989), while NEMO (Madec 2008) and GELATO (Salas y Mélia 2002) are the oceanic and sea ice components respectively. TRIP (Oki and Sud 1998) is used for river routing and finally the OASIS platform (Valcke 2006) ensures coupling between all the modules.
The previous version of the model, CNRM-CM3, has participated to phase 3 of the CMIP exercise and the corresponding simulations are available on the CMIP3 database. Many studies based on the CMIP3 database have included CNRM-CM3 in their analysis. Following them, it appears that CNRM-CM3 reproduces reasonably well the large-scale circulation (Caballero 2008; Tanaka et al. 2005). For instance, the intensity of the simulated Hadley cell is one of the most realistic of the CMIP3 models. Several studies also stress that CNRM-CM3 is particularly successful in reproducing the Arctic surface climate (Chapman and Walsh 2007; Franco et al. 2011; Liu et al. 2008; Walsh et al. 2008) and the Arctic sea ice cover (Arzel et al. 2006). The Asian monsoon is also reasonably reproduced in CNRM-CM3 (Li et al. 2008). On the other hand, the model has a large cold bias in tropical sea surface temperatures (SST). The mean precipitation is shown to be largely overestimated (Waliser et al. 2007) and the model suffers from the double ITCZ syndrome (Bellucci et al. 2010; de Szoeke and Xie 2008; Lin 2007). The southern ocean circulation is shown to be especially weak (Russell et al. 2006), as pictured by the transport through the Drake Passage. On the contrary, the North Atlantic meridional streamfunction is overestimated (de Jong et al. 2009).
In the context of the forthcoming CMIP5 exercise (Taylor et al. 2009), a new version, namely CNRM-CM5.1, has been developed to address the major deficiencies found in CNRM-CM3. In CNRM-CM5.1, all CNRM-CM components, except TRIP, have been updated while the general framework of the model has been revisited, since ISBA formerly included in ARPEGE-Climat, has been externalised through the use of the SURFEX (SURFface EXternalisée) modelling system developed at Météo-France. The coupling between the different components has received a particular attention to avoid energy loss and spurious drifts.
The purpose of this paper is to describe the different components included in CNRM-CM5.1 as well as the coupling strategy (Sect. 2). The model set-up and external forcing are presented in Sect. 3. The performance of the model is then evaluated in terms of mean state (Sect. 4). Section 5 summarizes the main skills and deficiencies of the model and gives the main conclusions and perspectives. This should provide the scientific community with a background picture of the model that is required to interpret results within a multi-model framework as encouraged in CMIP5 in preparation for the 5th IPCC assessment. A comparison with the CNRM-CM3 previous version of the model is provided when applicable to quantify the improvements. Forthcoming papers will address particular aspects of CNRM-CM5.1 into more details such as sea ice modelling (Salas y Mélia and Chevallier 2012), climate sensitivity and feedbacks (Geoffroy et al. 2011), ENSO-monsoon teleconnections (Kamala et al. 2012, this issue), temperature extremes over Europe (Cattiaux et al. 2012, this issue), etc.
2 CNRM-CM5.1: components and coupling method
2.1 Atmospheric model: ARPEGE-Climat v5.2
The global spectral ARPEGE-Climat atmospheric model is derived from the ARPEGE/IFS (Integrated Forecast System) numerical weather prediction model developed jointly by Météo-France and European Center for Medium-range Weather Forecast (ECMWF). This is a spectral model that operates on a T127 triangular truncation within CNRM-CM5.1 (T63 for CNRM-CM3). All the physics and the calculations of the nonlinear terms require spectral transforms onto a reduced Gaussian grid (Hortal and Simmons 1991) equivalent to a spatial resolution of about 1.4° in both longitude and latitude (2.8° for CNRM-CM3). CNRM-CM5.1 is run in a “low-top” configuration with 31 vertical levels, following a progressive hybrid σ-pressure discretization, whereas CNRM-CM3 was run in a 45 levels configuration, better describing the low stratosphere. It has been decided to reduce the number of levels because of constraints on computing resources (a 91-level stratospheric version based on CNRM-CM5.1. with a lower horizontal resolution has also been designed for chemical studies, but is not discussed here). Nine and four layers are above 200 and 100 hPa respectively; the highest level is set at 10 hPa. At low levels, there are 6 layers below 850 hPa except in regions of high orography.
The dynamical core is based on a two time-level semi-Lagrangian numerical integration scheme tagged as cycle 32 of the ARPEGE/IFS system (cycle 18 for CNRM-CM3). A 30 min time-step is used except for the radiative transfer module called every 3 h for full computation. The model includes six prognostic variables: temperature, specific humidity, ozone concentration, logarithm of surface pressure, vorticity and divergence.
In CNRM-CM5.1, a new longwave radiation scheme is used based on the Rapid Radiation Transfer Model (RRTM, Mlawer et al. 1997) included in the IFS ECMWF model. The radiative transfer equation is solved by a two-stream method. The RRTM scheme computes fluxes in the spectral range encompassing the 10–3,000 cm−1 band. The computation is organized in 16 spectral bands and includes line absorption by H2O, CO2, O3, CH4, N2O, CFC-11, CFC-12, and aerosols. The shortwave part of the scheme, originally developed by Fouquart and Bonnel (1980), integrates the fluxes over the whole shortwave spectrum between 0.2 and 4 mm. The scheme includes Rayleigh scattering, absorption by water vapour and ozone, both varying in space and time, and by CO2, N2O, CO, CH4, and O2, which are treated as uniformly mixed gases. The parameterization has been upgraded by increasing its spectral resolution from 4 to 6 bands, leading to three bands in the UV–visible spectral range (185–250, 250–440 and 440–690 nm) and three bands for the near infrared (690–1,190, 1,190–2,380 and 2,380–4,000 nm). Five tropospheric aerosol types are used: sulphate, organic, black carbon, sea salt and sand dust. Volcanic aerosols can also be specified as a stratospheric aerosol type. As the heating rate associated with historical eruptions was largely overestimated in the former version of the model (SPARC CCMVal 2010), the optical properties of stratospheric aerosols associated to volcanoes eruptions have been revised (in particular their diffusion has been increased). A simple parameterization of the indirect forcing of sulphate aerosols has been introduced following Quaas and Boucher (2005), representing that at constant cloud liquid water content, increasing aerosol concentration leads to a larger concentration of cloud droplets of small radius and increases cloud reflectivity. The ozone-mixing ratio is a prognostic variable with photochemical production and loss rates computed by a 2-D zonal chemistry model (MOBIDIC, Cariolle and Teyssèdre 2007).
The deep convection scheme has been described by Bougeault (1985) and has not changed since CNRM-CM3. Deep convection occurs under two conditions, namely convergence of humidity at low layers and unstable vertical temperature profile. The convection adjusts the unstable profile to a cloudy profile, which is assumed to be moist adiabatic. The scheme uses the mass-flux concept where the vertical ascent in the cloud is compensated by a large-scale subsidence. A Kuo-type closure is assumed where the available moisture is either precipitated or recycled into the environment by the detrainment term.
Stratiform cloud fraction, stratiform liquid water content and coefficients of turbulent vertical mixing as well as Brunt-Väisälä frequency are computed from Ricard and Royer (1993). Sub-grid condensation parameterisation is described in Bougeault (1981, 1982), based on Deardoff (1977) and Mellor (1977). In CNRM-CM5.1, ARPEGE-Climat does not have a prognostic equation for condensate that all precipitates. For the turbulence part, the problem of closure is solved by the sub-grid scheme of order 2 described in Mellor and Yamada (1974, 1982), Yamada and Mellor (1975) and Galperin et al. (1988), in which the effects of liquid water and the water vapour are taken into account. For the mixing length formulation within the boundary layer, the cubic profile used in CNRM-CM3 is replaced by a quadratic profile adapted from Lenderink and Holtslag (2004). The sub-grid condensation scheme accounts for sub-grid condensation in the case of non-precipitating clouds; it leads to account for the cloud fraction and the liquid water amount generated by small-scale turbulence. Large-scale precipitation is computed from the statistical precipitation scheme described in Smith (1990). The Kessler formulation (1969) is used for the evaporation of precipitation.
As the semi-lagrangian dynamical core is not fully conservative (Lucarini and Ragone 2011 and references herein), a mass conserving procedure is activated every 5 days in CNRM-CM3. This conservation procedure has been extended in CNRM-CM5.1 to the atmospheric water content and is there applied every time step.
To sum up, compared to CNRM-CM3, CNRM-CM5.1 benefits for the atmosphere from an increased horizontal resolution, a new dynamical core, a new radiative scheme, water conservation and an improved treatment for ozone and aerosols.
2.2 Surface components: SURFEX and TRIP
Over the past few years, a special effort has been devoted at CNRM to externalize the surface scheme in all coupled surface-atmosphere meso-scale/forecast/climate systems. The level of externalization goes from physical parameterizations to the setup of specific surface parameters needed by physical schemes and the initialization of all state variables of the different subcomponents. In CNRM-CM5.1, this new interface, named SURFEX, includes three surface schemes that represent the surfaces of natural land, inland water (lakes) and sea/ocean areas.
The natural land surface scheme is based on the “Interaction between Soil Biosphere and Atmosphere” (ISBA) model (Noilhan and Planton 1989; Noilhan and Mahfouf 1996). It uses the so-called force-restore method to calculate the time variation of the surface energy and water budgets via a composite soil-vegetation-snow approach. The snow pack evolution is based on a simple one-layer scheme following Douville et al. (1995). The evolution of the soil water is due to surface infiltration, soil evaporation, plant transpiration and deep drainage. The infiltration rate is computed as the difference between the through-fall rate and the surface runoff. The through-fall rate is the sum of the residual of rainfall that is not intercepted by the canopy that drips from the interception reservoir plus the snowmelt from the snow pack.
While ISBA was used in CNRM-CM3, many improvements in land surface hydrology have been introduced in the latest version used in SURFEX. The main developments between the two versions are described hereafter. A more accurate explicit freeze–thaw scheme (Boone et al. 2000) has been added and the soil hydrology is now represented by three layers as opposed to two in CNRM-CM3. Originally, the surface scheme only considered a rooting layer that included a thin surface layer (1 cm depth). An additional layer to distinguish between the rooting depth and the total soil depth (Boone et al. 1999) has been introduced. Only the two uppermost layers can freeze/thaw according to atmospheric and soil temperature conditions. Soil vertical heterogeneity is taken into account via the use of an exponential profile of the saturated hydraulic conductivity with soil depth (Decharme et al. 2006). A comprehensive parameterization of sub-grid hydrology is also included to account for the spatial heterogeneity of precipitation, topography, soil properties and vegetation within each grid cell (Decharme and Douville 2006, 2007). The snow reservoir evolves according to the balance between the snowfall rate, the direct sublimation and the snowmelt. Because the presence of snow modifies the surface radiative balance by increasing the albedo, the snow albedo is treated in ISBA as a prognostic variable, which decreases exponentially or linearly with time depending if the snow is melting or not (Douville et al. 1995). To avoid unrealistic snow accumulation over ice-sheets in CNRM-CM5.1, snow reservoir excess over ice sheets (compared to the initialized values of 30 m snow depth) is converted into a pseudo-calving flux with a time relaxation of 1 year. This flux could be crudely considered as the amount of water that would ultimately return to the ocean from icebergs discharge (cf. Sect. 2.5).
All surface parameters are specified according to the 1-km resolution ECOCLIMAP database developed at Météo-France (Masson et al. 2003). In this database, the soil textural properties are taken from the Harmonized World Soil Database of the Food and Agricultural Organization at 1 km resolution (FAO 2009); vegetation parameters are defined using two vegetation datasets: the Corine Land Cover Archive over Europe and the University of Maryland (Hansen et al. 2000) elsewhere at respectively 250 m and 1-km resolution. Albedo, vegetation roughness length, vegetation fraction and leaf area index are prescribed by decades given a fixed annual cycle. Additionally, fixed values are used for rooting depth, stomatal resistance and emissivity. In the default version, land use changes are not taken into account.
Turbulent surface fluxes over inland water bodies (lakes) are simply parameterized by using the Charnock’s approach to compute the roughness length. The exchanges coefficients at the air–water interface are computed from both the neutral transfer coefficients at 10 m and the Louis (1979)’s functions that depend on the stability of the atmosphere evaluated from the Richardson number. As the lake parameterisation was not validated enough in SURFEX when CNRM-CM5.1 has been designed, the lake water surface temperature is daily updated by extrapolation of the nearest ocean grid point value. To avoid using this crude method on a large number of small lakes, only big lakes have been kept (when the water fraction exceed 50% of the grid area), the others being replaced by natural vegetation.
Conversely, over ocean, calculations are based on the Exchange Coefficients from Unified Multi-campaigns Estimates (ECUME, Belamari 2005) scheme. ECUME includes an estimation of neutral transfer coefficients at 10 m calibrated from five flux measurement campaigns included in the ALBATROS database (Weill et al. 2003). A more detailed description of each campaign can be found in Belamari (2005). The inland water or sea/ocean albedo is computed according to the latitude and the solar angle of each grid-cell. Oceanic grid points are treated as sea ice when ice fraction is greater than 0.5 and the sea ice albedo is directly given by GELATO sea ice model. Over sea ice, fluxes calculations are based on Louis (1979) formulation.
In SURFEX, the exchanges between the surface and the atmosphere are realized through a standardized interface (Polcher et al. (1998); Best et al. (2004)) that proposes a generalized implicit coupling. Note that ARPEGE and SURFEX share the same time-step (30 min). As inputs, each surface grid box gets 8 fields : the lower atmospheric level temperature, specific humidity and horizontal wind components, surface pressure, total precipitation, long-wave, shortwave direct and diffuse radiations. In return, SURFEX computes averaged fluxes for momentum, sensible and latent heat that are sent back to the atmosphere together with the radiative terms (surface temperature, surface direct and diffuse albedo, surface emissivity). SURFEX is run on the same grid as ARPEGE so that no interpolation is needed at the interface between land and atmosphere. The relative areas for the three different surface types (land, inland water, ocean) are set from the global ECOCLIMAP database and are used for weighting in the computation of averaged fluxes.
Finally, the total runoff (surface runoff + deep drainage) simulated by SURFEX feeds the Total Runoff Integrating Pathways (TRIP) river routing model used to convert the latter into river discharge on a daily basis. TRIP thus transfers continental fresh waters towards the ocean and ensures the closure of the global hydrological cycle. TRIP is developed at Tokyo University by Oki and Sud (1998). It is based on a single prognostic equation for water mass within each grid cell of the hydrologic network. In the version used, the stream flow velocity is assumed to be constant and uniform at 0.5 m s−1 over the global river channel network defined at 1° by 1° resolution.
The SURFEX-TRIP system has been extensively validated in off-line mode at the global, continental and basin scales and the reader is invited to refer to Decharme and Douville (2007), Alkama et al. (2010) and Decharme et al. (2010) for more information about the model performance.
2.3 Oceanic model: NEMO v3.2
The ocean component of CNRM-CM5.1 is based on the ocean part of the “Nucleus for European Modelling of the Ocean” (NEMO, version v3.2), a numerical framework developed by several European institutions (CNRS, Mercator-Ocean, UK Met Office and NERC-NOCS). An extensive description of the ocean model can be found in Madec (2008). The global ocean configuration used in CNRM-CM5.1 is known as ORCA-1° (Hewitt et al. 2011). Each configuration of the ORCA family (Penduff et al. 2010) has a tripolar, quasi-isotropic grid: a combination of an isotopic Mercator grid south of 20°N, and a non-geographic quasi-isotropic grid north of it, in which the North Pole singularity is replaced by a line between points in Canada and Siberia. In ORCA-1°, a nominal resolution of 1° at the equator is chosen to which a latitudinal grid refinement of 1/3° is added in the tropics. In the vertical, 42 levels are used (from 10 m at the surface, to 25 at 100 m, 130 at 600 m, and 300 at 5,000 m) and a partial step formulation (Barnier et al. 2006; Penduff et al. 2007) is applied to the thickness of the bottom layer. At the surface, the model has a linear free surface (Roullet and Madec 2000). Advection of temperature and salinity is done using a total variance dissipation scheme (Lévy et al. 2001; Cravatte et al. 2007), a second-order, two-step monotonic scheme with moderate numerical diffusion. Finally, an energy and enstrophy conserving scheme is used (Arakawa and Lamb 1981; Le Sommer et al.2009).
The mixed layer dynamics is parameterized using an improved Turbulent Kinetic Energy (TKE) closure scheme (Madec 2008), based on the Blanke and Delecluse (1993) TKE scheme plus parameterizations of double diffusion process (Merryfield et al. 1999), Langmuir cell (Axell 2002), Surface wave breaking (Mellor and Blumberg 2004), and using an energetically consistent time and space discretization (Burchard 2002; Marsaleix et al. 2008). The shortwave radiation from the atmosphere is distributed in the surface layers of the ocean using the simplified red–green–blue chlorophyll-dependent attenuation coefficients of Lengaigne et al. (2007) assuming constant chlorophyll of 0.05 g Chl/L. A parameterization of bottom intensified tidally driven mixing similar to Simmons et al. (2004) is used in combination with a specific tidal mixing parameterization in the Indonesian area (Koch-Larrouy et al. 2007) which has been found to significantly impact the behaviour of coupled GCMs (Koch-Larrouy et al. 2010).
The model uses a 1-h time step. Lateral diffusivity is parameterized by an iso-neutral Laplacian operator with an eddy diffusivity coefficient of 103 m2 s−1 at the Equator decreasing with the reduction of the grid spacing with the latitude (it becomes less than 500 m2 s−1 poleward of 60°N and S). In addition a bolus velocity is applied on temperature and salinity (Gent and McWilliams 1990) with the NEMO default of a spatially and temporally varying coefficient (calculated from the local growth rate of baroclinic instability and, between 20°N and 20°S, forced to decrease to vanish at the Equator). Lateral viscosity is parameterized by a horizontal laplacian operator with free slip boundary condition and a eddy viscosity coefficient of 104 m2 s−1 except in the tropics where it reduces to 103 m2 s−1 (except along western boundaries). At the ocean floor, a non-linear bottom friction is applied with coefficient of 10−3 and a background bottom kinetic energy of 2.5 10−3 m2 s−2. The model has a Beckmann and Döscher (1997) diffusive bottom boundary layer scheme with a value of 104 m2 s−1. A spatially varying geothermal heat flux is applied though the ocean floor (Emile-Geay and Madec 2009), which global mean value is 86.4 mW m−2.
Compared to this, CNRM-CM3 was based an older ocean model version (OPA8.0, Madec et al. 1998), an ocean configuration at lower resolution, and different ocean physics. The mesh was not part of the ORCA family but the one presented in Madec and Imbard (1996). It has only one North Pole moved over Siberia, a nominal resolution of 2° at the equator and a latitudinal grid refinement of 1/2° in the tropics. The model had only 31 vertical levels on a z-grid, but with a resolution in the upper 100 meters similar to ORCA-1°. The major differences in terms of ocean physics and numerics are as follows. The time-step was longer (1 h 36 min); no-slip lateral boundary condition was used. It did not use the partial step formulation; and a rigid-lid boundary condition was applied at the sea surface instead of a free surface. Advection of temperature and salinity was done using a second order centered scheme and a simpler enstrophy conserving scheme was used on vorticity term of the momentum equation. The original Blanke and Delecluse (1993) TKE scheme was used as well as their choice for a two band shortwave radiation penetration in the ocean. It did not include any tidal mixing parameterization and, at the sea floor, there were neither bottom friction, nor diffusive boundary layer, nor geothermal heating. The viscosity and diffusivity were larger (ahm0 = 4.104 m2 s−1, aht0 = 2.103 m2 s−1). More details about the ocean model used in CNRM-CM3 can be found in Guémas and Salas-Mélia (2008).
It is worth mentioning here that the Caspian Sea, a closed sea absent from CNRM-CM3 but present in CM5.1, is constrained to keep its mean sea level to zero. Excess or deficit in fresh water over the sea is redistributed uniformly over the open ocean on a daily basis.
2.4 Sea ice model: GELATO v5
The GELATO5 sea ice model is directly embedded in the ocean component of CNRM-CM5.1 and uses the same grid. Sea ice dynamics is computed from the Elastic-Viscous-Plastic scheme proposed in Hunke and Dukowicz (1997). The advection of sea ice is semi-lagrangian, as described by Hunke and Lipscomb (2002). The time-step of dynamics and advection is 6 h. Due to convergence, simulated sea ice is allowed rafting (ice thinner than 0.25 m) or ridging (ice thicker than 0.25 m). These processes are taken into account by a redistribution scheme derived from Thorndike et al. (1975), as described in Salas y Mélia (2002).
GELATO5 includes a sophisticated thermodynamic scheme based on an updated version of GELATO2 formerly included in CNRM-CM3 (Salas y Mélia 2002). In CNRM-CM5.1, four ice thickness categories are considered: 0–0.3, 0.3–0.8, 0.8–3 and over 3 m. Transitions or mergers between these categories may occur either because ice thickness varies thermodynamically or due to sea ice transport. Every slab of ice is divided into 10 vertical layers with enhanced resolution near the top. This higher resolution allows to better capturing rapid surface temperature changes when high frequency variability of the thermal forcing occurs. All ice categories may be covered with one layer of snow, for which snow ageing and snow-ice formation processes are accounted (Salas y Mélia 2002). The thermodynamic scheme uses a time-step of 1 day.
The main developments between GELATO2 and GELATO5 are described hereafter, without giving details about numerical implementation, for the sake of clarity. Following Ono (1967), sea ice specific heat is now a function of ice temperature and salinity. Sea ice massic enthalpy is defined as the amount of energy needed to raise sea ice to melting point, to melt it completely and to raise the meltwater temperature to 0°C, this total quantity multiplied by −1. In GELATO5, massic enthalpy replaces ice temperature as a state variable, except for the iterative solving of the vertical heat diffusion equation in the ice-snow slab.
The specific heat of snow (equal to the specific heat of pure ice), snow conductivity, and ice density are assumed to be constants. Snow density increases as a function of time, and is updated in case new snowfalls occur (Salas y Mélia 2002). The heat conduction coefficient of sea ice is a function of ice temperature and salinity profile as given in Pringle et al. (2007). The salinity profile is computed from the bulk salinity of sea ice by assuming standard salinity profiles for multi-year or young sea ice.
The atmospheric non-solar heat flux at the top of the slab is computed by SURFEX and serves as a boundary condition for the vertical heat diffusion scheme. The other boundary condition is achieved by constraining ice temperature at the bottom ice-ocean interface to sea water freezing point. Solving the heat diffusion equation allows to update the vertical enthalpy profile through the temperature profile of ice and snow. Hence it allows determining if the surface is melting or not. This information is necessary to compute the surface albedo.
Solving the heat diffusion equation also allows to assess the conductive heat flux at the sea ice—ocean bottom interface, Qb. The ocean-sea ice sensible heat flux Qo is computed following Schmidt et al. (2004). By convention, the heat flux affecting sea ice is counted positive if it warms up or melts ice. If Qb + Qo ≥ 0, melting takes place at the bottom interface of sea ice and the melting rate can be easily computed since sea ice enthalpy is known. Conversely, if Qb + Qo < 0, sea ice grows from the bottom of the slab. Note that the ice growth rate is computed iteratively, since the enthalpy of newly formed sea ice is a function of salt uptake, the latter being itself a function of the ice growth rate (following Cox and Weeks 1988). The scheme converges within less than 10 iterations, yielding the salinity of sea ice that has formed, and its freezing rate. The same scheme is used when sea ice forms from open water: it occurs if the sea surface temperature reaches the freezing point and if the marine surface loses energy. In this case, Qb + Qo is just replaced with the net surface heat flux. Another phenomenon contributing to salt trapping by sea ice is the formation of snow ice due to infiltration of snow by sea water; this process is also modelled in GELATO5. Gravity drainage and flushing of salt are also taken into account in sea ice bulk salinity changes, following Vancoppenolle et al. (2009). Following a similar method, the vertical enthalpy profile is updated and remapped onto the vertical grid.
2.5 Coupling methodology with OASIS3
In CNRM-CM5.1, the atmospheric component model ARPEGE including the surface model SURFEX, the oceanic component model NEMO including the sea ice model GELATO, and the runoff component model TRIP are run as three separate executables (in the UNIX sense). Within one executable, i.e. between ARPEGE and SURFEX or between NEMO to GELATO, the coupling fields are transferred internally by argument passing. Between the three executables, the OASIS3 coupler (Valcke 2006) is used to synchronize, interpolate and exchange the coupling fields. Interpolation is needed to express on the numerical grid of the target component a coupling field provided by the source component on its numerical grid. All interpolations in CNRM-CM5.1 are based on the Spherical Coordinate Remapping and Interpolation Package (SCRIP) library interfaced in OASIS3. For a detailed description of the regridding, the reader is therefore referred to Jones (1999) and to the SCRIP User’s Guide (see Jones 2001).
The coupling period is currently set to 1 day for all coupling fields managed by the OASIS coupler. At the beginning of day n, each component receives its input coupling fields that have been previously computed and sent by the corresponding source component at the end of day n − 1 and interpolated by the OASIS3 coupler. For the particular case of the first day of the run, OASIS3 reads the coupling fields from coupling restart files. It should be noticed here that land and ocean surfaces are not treated homogeneously since the coupling between the atmosphere and the land surface is done at each atmospheric time step (every 30 min) whereas the coupling with the ocean is done on a daily basis.
2.5.1 ARPEGE-NEMO interface
The coupling fields sent by NEMO to ARPEGE are detailed in “Appendix”, paragraph 3. The first 3 fields (fields 3.1–3.3) are interpolated from the ORCA1 grid to the ARPEGE Gaussian reduced grid with a bilinear interpolation. The sea-and-ice-surface-weighted-temperature is used as a uniform boundary condition over each grid cell for the calculation of the total non solar heat flux (field 4.9) in SURFEX. The surface zonal and meridional current fields (fields 3.4 and 3.5) are calculated by NEMO based on its local u and v components provided in the grid local coordinate system; they are interpolated with a bicubic interpolation.
The atmospheric fields sent by ARPEGE to NEMO through the coupler are listed in “Appendix”, paragraph 4. A mask is applied to the atmospheric field to only use values calculated over the ocean fraction of the atmospheric grid. The zonal and meridional wind stress (fields 4.1 and 4.2) are interpolated with a bicubic algorithm to the ORCA1 grid and NEMO uses this information to construct the components of the wind stress in the grid local coordinate system.
All water and heat fluxes, the wind stress module and the 10 meters wind module (i.e. fields 4.3–4.10) are remapped to the ORCA1 grid using a conservative remapping algorithm. In this algorithm, the weight associated with a source cell for the calculation of a target point value is proportional to the target cell area intersected by the source cell in the latitude-longitude space. For ocean grid cells intersecting a mix of land and ocean atmospheric grid cells, land atmospheric cells are considered as masked, and a normalization is applied using the sum of the non-masked source cell intersected areas to normalize each target cell field value. With this option, the flux is not locally conserved, but the flux has a reasonable value on all target cells. Furthermore, the source nearest unmasked neighbour is used for ocean grid target cells that intersect only land (masked) source cells.
Additional global transformations are also performed on the fluxes by OASIS3; these are needed to ensure global conservation because the size of the seas is not exactly the same in ARPEGE and in NEMO. For all water fluxes except sublimation (i.e. fields 4.5–4.7), and for the total solar heat flux (field 4.10) the field is integrated on the non-masked source and target grids and the residual (i.e. the difference target—source) multiplied by the ratio of the non-masked target surface over non-masked source surface, is distributed proportionally to the value of the original field. This global transformation ensures that the amount of water/energy received is equal to the source energy and that the sign of the field is not changed. No additional global transformation is needed for the sublimation (which is in fact included in the evaporation flux) as it is only a diagnostic field used in GELATO.
A global conservation, analogous to the one applied to the water fluxes except that the residual is uniformly distributed on the target grid, is applied to the total non solar heat flux (field 4.10). It is worth mentioning here that in our case NEMO keeps the solar and non solar heat fluxes over the ice unchanged during a coupling time-step. To ensure global conservation of the energy over water and ice with the evolving sea ice fraction, it is the solar and non-solar fluxes over open water which are adjusted in each cell at each GELATO time-step given the new ice fraction calculated by GELATO.
It is important to note here that, thanks to SURFEX, the atmosphere model can consider 3 types of surface per cell (nature, inland water, ocean). The above coupling exchanges between the ocean and the atmosphere (fields 3.1–3.5 and 4.1–4.10) occur only over the ocean and inland water areas of the atmospheric cells. Therefore, we ensured that the area of the cells considered in the integral calculations described above corresponds to the ocean + inland water part of the cells only.
The Antarctic pseudo-calving calculated in SURFEX is distributed over the ocean non-masked grid points south of 60°S. The same type of transformation is applied to the Greenland pseudo-calving field except that the whole ORCA-1° usual non-masked domain is considered as the target domain.
2.5.2 ARPEGE-TRIP and NEMO-TRIP coupling interfaces
ARPEGE sends only its land cell reservoir overflow to TRIP. In order not to smooth the extreme values of this field, a 1-nearest-neighbor interpolation is chosen in OASIS3 to express the field produced by ARPEGE on the TRIP grid. A global conservation into which the raw difference between the integrated fields over the non-masked source and target grids is distributed proportionally to the value of the original field is then applied.
TRIP uses the land cell reservoir overflow provided by SURFEX to calculate the runoff at its discharge coastal points that is sent to NEMO. In order to remap the runoff appropriately, new coupling masks were defined both for the TRIP grid, with only the land discharge coastal point unmasked, and for the NEMO ORCA-1° grid with only the ocean points belonging to a narrow band along the coast left unmasked. The runoff is remapped from the TRIP land coastal band to the ORCA-1° ocean coastal band with a 6 nearest-neighbour distance-Gaussian-weighted interpolation ensuring that the target points closer to the coast receive more runoff. The same type of global conservation than for the ARPEGE-TRIP coupling is then applied. The reader is referred to Maisonnave and Terray (2008) for more details.
3 Model setup
To initialize a control pre-industrial simulation, a 200-year spin-up simulation has been performed starting from Levitus (Locarnini et al. 2006; Antonov et al. 2006) ocean state at rest, and from climatological thickness and extension for sea ice; its initial atmospheric/land-surface state is drawn from a long-term simulation done with a preliminary version of the model which has ensured that the soil water and snow reservoirs have already reached equilibrium before the spin-up simulation. Both simulations were performed using pre-industrial forcings, with greenhouse gases (GHG) concentrations and solar irradiance fixed to their 1850 values. The optical depths of the five types of tropospheric aerosols are taken from an LMDZ-INCA simulation forced with CMIP5 prescribed emissions (Szopa et al. 2012, this issue; Schulz 2007). For the spin-up and the pre-industrial simulations, we use the averaged 1850–1860 concentrations simulated by LMDZ-INCA as a proxy for pre-industrial concentrations. For sea salt aerosols, the optical depths provided by LMDZ-INCA are re-scaled to obtain a global averaged optical depth equal to the value obtained with the Tegen data (Tegen et al. 1997). This scaling is necessary since Tegen data has always been the original data used in ARPEGE-Climat (then tuned according to this data) and the integrated optical depths obtained with LMDZ-INCA are 5 times higher than with Tegen. The sea salt optical thickness used is quite low compared to AEROCOM multi-model estimates. However, this natural forcing is fixed in all simulations, thus it should not have a large impact on the sensitivity of the model at first order. With such a scaling, the geographical distribution of sea salt is governed by LMDZ-INCA but the total optical depth corresponds to Tegen.
a so-called pre-industrial control simulation (hereafter PiCTL) integrated over 800 years. In this simulation, all forcings are fixed to their 1850 values as in the spin-up simulation.
a 10-member ensemble of simulations over 1850–2009 (hereafter referred to HIST following the CMIP5 nomenclature) differing only by their initial states taken at 50-year intervals from PiCTL. HIST simulations are forced with a time-evolving historic reconstruction of observed GHGs concentrations and solar incident radiation as specified by CMIP5. For sea salt and sand dust, the optical depths are fixed to their pre-industrial values. On the contrary, for sulphate, organic and black carbon aerosols optical depths evolve following the LMDZ-INCA HIST simulation. An 11-year smoothing is applied on raw data to retain the low frequency evolution of the aerosols fluctuations. Higher interannual variability is not related to emissions variability but to the internal variability of the LMDZ-INCA model that one does not seek to reproduce within the HIST framework. Figure 1 shows the mean optical depth over the period 1970–1999 of the tropospheric aerosols types considered in the HIST simulations. A detailed assessment of this LMDZ-INCA simulation is provided in Szopa et al. (2012, this issue). Volcanic eruptions are also taken into account by prescribing the zonal mean optical thicknesses of the related stratospheric aerosols as diagnosed from Amman et al. (2007).
4 Model evaluation
CNRM-CM5.1 has been primarily developed to provide an updated and improved model to participate in the CMIP5 inter-comparison exercise at the core of the forthcoming IPCC 5th assessment report. A particular care has been devoted to ensure conservation in the model so as to obtain a stable integration under fixed preindustrial conditions (Lucarini and Ragone 2011). In the following sections, unless otherwise stated, mean climate is assessed using the first member of the HIST ensemble of simulations. However, as long as mean climate is considered, we have checked that results do not depend on the selected member. The mean climate is generally computed as the 1970–1999 average and results obtained from CNRM-CM5.1 are quasi systematically contrasted to CNRM-CM3.
Models are validated, when applicable, against observations or their estimations from reanalyses, for mean quantities. As stated in the introduction, it is beyond the scope of this paper to evaluate the model performance in terms of variability.
4.1 Model equilibrium and drift
Annual global means of energy budget quantities calculated over 400 years of the pre-industrial control simulations done with CNRM-CM3 and CNRM-CM5.1 and for the 1970–1999 period of the historical simulations compared to observed estimates from Trenberth et al. (2009) in W m−2 (except albedo)
Range of estimated values
Top net solar radiation
Outgoing LW radiation
Solar absorbed by the atmosphere
Surface incoming solar
Surface solar reflected
Surface net solar
Surface albedo (%)
Surface incoming LW
Surface upward LW
Surface Net LW
Sensible heat flux
Latent heat flux
Ocean input fluxes calculated over 400 years of the pre-industrial control simulations done with CNRM-CM3 and CNRM-CM5.1
Non solar heat flux
Net solar heat flux
Total heat flux
Mean (W m−2)
Mean (W m−2)
Mean (W m−2)
Trend (W m−2/century)
Ocean drift calculated over 400 years of the pre-industrial control simulations done with CNRM-CM3 and CNRM-CM5.1
SST linear drift (°C/century)
T3D linear drift (°C/century)
S3D linear drift (psu/century)
Sea level drift (m/century)
4.2 Surface climate
At mid-latitudes, austral oceans are dominated by a moderate warm bias that has been greatly reduced in CNRM-CM5.1 especially in austral summer. Biases dropped from 6 to 7 degrees averaged over a latitudinal band to 3–4 degrees at most. Over that region, improvements are attributed on one hand to the increased resolution of the atmospheric component ensuring a better representation of the extra-tropical synoptic storms (see subsequent Sect. 4.3), and on the other hand on the improved vertical mixing in the ocean. Sensitivity experiments have been performed to calibrate the vertical mixing parameters. Tests have shown that the vertical mixing is especially efficient in summertime leading to a reduction of the seasonal over-stratification produced by the ocean model in coupled mode. A new calibration of snow reservoir and albedo within SURFEX over ice sheets also contributes significantly to the warm bias reduction in the Austral region. Snow reservoirs have been increased over Antarctica as well as the albedo minimum value to better represent the ice-sheets surface-atmosphere fluxes. This calibration has resulted in a reduction of the ice-sheet near surface temperature.
In CNRM-CM5.1, a very strong cold bias appears in the Northern Atlantic off Newfoundland. This “blue spot” is a known problem that is amplified in the new NEMO configuration. In Griffies et al. (2009), the intercomparison between seven ocean-ice models forced by observational estimates at the surface clearly reveals this deficiency. All state-of-the-art models at such a resolution have quite large SSTs biases over the North Atlantic that are related to difficulties in correctly positioning frontal zones and simulating complex currents systems and water masses formation.
Over the continents, the overall pattern of errors has not greatly evolved between the two model versions, even if biases have been weakly reduced in the global average. This is particularly striking in DJFM over northern Siberia where the strong cold bias is partially reduced, as well as the intense DJFM warm bias over central Eurasia and western Canada. These improvements may be attributed to the more accurate soil freezing parameterisation implemented in ISBA (Boone et al. 2000). Conversely in boreal summer, a significant warm bias appears in CNRM-CM5.1 over Eastern Europe and most of northern America. This warm bias seems related to a deficit in total cloud cover (not shown) and associated excess of incoming solar radiation at the surface. A positive feedback involving the land surface further enhances this radiatively driven temperature bias: excess of radiation favours spring and early summer soil evaporation leading to soil drying and a subsequent deficit in evapotranspiration as summer goes on. Simulations done with SURFEX in off-line mode support this hypothesis. These two processes lead to a progressive decrease in rainfall rate that ultimately favours the persistence of this warm bias. In addition to atmospheric processes, ISBA is known to slightly overestimate the evapotranspiration over mid-latitudes low vegetation areas (Calvet et al. 1999; Boone et al. 1999; Habets et al. 1999; Decharme et al. 2011a). This fact can be related to uncertainties in LAI measurements and in other vegetation parameters, as well as in the simple Jarvis stomatal resistance approach. The evaporation deficit in late summer may also be due to the lack of seasonal floodplains and aquifers in the current version of the ISBA-TRIP hydrology. Decharme et al. (2011b) have shown that by introducing seasonal floodplains in the model, runoff is reduced and evaporation is enhanced in late summer.
4.3 Atmospheric climate
In line with the thermal wind relationship, zonal wind biases are also clearly reduced in CNRM-CM5.1 especially in the Southern Hemisphere where the jet was too narrow in latitudinal extent and too strong in amplitude (Fig. 5, bottom). In CNRM-CM5.1, its strength is now correct and its northward extension is better captured, still slightly underestimated though compared to ERA40.
Whatever the altitude, scores are considerably improved for the winds (ua, va) and geopotential (zg) in CNRM-CM5.1, and the improvement is even larger for mean sea level pressure (psl) as already shown in Fig. 3. For temperature (ta), those are only weakly improved, except at 200 hPa, consistently with the zonal mean biases reduction shown in Fig. 5. The sole variable that is degraded is specific humidity (hus) at all levels. The drop in RMS is due to a strong under-estimation of the standard deviation associated with a mean specific humidity much lower in CNRM-CM5.1 than in ERA40.
Concerning the atmospheric radiative budget (Fig. 6, lower panel), skills that were already good in CNRM-CM3 for upward solar (rsut) and outgoing long-wave fluxes (rlut) on top of the atmosphere are slightly improved as well as for the surface net solar flux (rss). Conversely, scores for long-wave surface fluxes (rls) are clearly better although the correlation with the ISCCP-d2 data (Rossow et al. 1996) is still quite poor. Similar results in AMIP and coupled mode suggest that the use of the new RRTM long-wave scheme is partly responsible for the improvements. In coupled mode, the latter are even larger probably due to reduction in surface temperature biases in that case.
Overall, the primary change in CRF is explained by a mean change due to the modification of the partitioning between long-wave and short-wave radiation. Beyond CNRM-CM5.1, there is a clear need to adjust the cloud scheme and probably the convection scheme according to these changes. CRF biases should be kept in mind when analysing the model sensitivity to increased GHG concentrations and the differences between CNRM-CM3 and CNRM-CM5.1 in this respect.
4.4 Ocean climate
4.4.1 Ocean surface
4.4.2 The Atlantic Meridional Overturning Circulation (AMOC)
4.4.3 The meridional heat transports
4.4.4 Mean transports trough critical sections
Mean transports of mass (Sv) through some critical sections for CNRM-CM5.1 historical runs, NEMO-FOR and NEMO-VAR (over 1970–1999) and observational estimates
Woodgate et al. (2005)
Macrander et al. (2005)
Cunningham et al. (2003)
Fahrbach et al. (2001)
Baringer and Larsen (2001)
Hansen and Osterhus (2000)
Indonesian through flow (ITF)
The Fram Strait transport is clearly underestimated in CNRM-CM5.1 as well as in NEMO-FOR and NEMO-VAR to a lesser extent though. The transport trough the Florida Strait in CNRM-CM5.1 is also lower than its observational estimate as in NEMO stand-alone experiments. The underestimation of these transports is thus probably a NEMO property due to the poor representation of the ocean dynamics in the western Atlantic basin in such a coarse resolution model.
The Indonesian Through Flow (ITF) is slightly stronger in CNRM-CM5.1 than in the observational estimates but appears to be more realistic than in NEMO-FOR and NEMO-VAR. This overestimation is a common feature of coarse resolution ocean models that cannot take into account the complex topography over the Indonesian archipelago.
Finally, the mass transport trough the Drake Passage gives an indirect evaluation of the Antarctic Circumpolar Current (ACC) strength. CNRM-CM5.1 significantly underestimates this transport by about 40 Sv compared to the observational estimates. On the contrary, it is slightly overestimated in NEMO-FOR and NEMO-VAR but lies within the uncertainty range of observations in this region. Reasons for the underestimation of the Drake Passage transport in CNRM-CM5.1 are multiple and complex. It is linked to slackened surface fluxes. In particular, wind stresses are clearly underestimated all over the austral ocean due to the equatorward latitudinal shift and the slackening of the extratropical storms in the atmosphere (Fig. 3). This inhibits the vertical mixing and favours a warm bias in SSTs leading to a positive coupled feedback (Fig. 2).
4.5 Sea ice
4.5.1 Arctic sea ice
Surfaces of the Arctic Ocean and peripheral seas in CNRM-CM3 and CNRM-CM5.1 and ETOPO 5-5 min gridded data (Data Announcement 88-MGG-02, Digital relief of the Surface of the Earth
Canadian Archipelago (50°N–80°N, 130°W–75°W)
North of 60°N
North of 70°N
North of 80°N
4.5.2 Antarctic sea ice
The simulated mean annual cycle of Antarctic sea ice is not improved in CNRM-CM5.1 compared to CNRM-CM3 (Fig. 17). Sea ice still nearly disappears during the austral summer favouring an unrealistic warming of the upper ocean layers (Fig. 2) due to the absorption of incoming solar shortwave energy. Acting as a positive feedback at fall, this warm bias of the upper ocean hampers the formation of sea ice. The persistence of warm surface temperatures cannot be invoked to explain austral winter biases. Figure 16 shows that the simulated Antarctic sea ice extent is underestimated by 1.6 × 106 km2 in September and Fig. 16 highlights that the simulated ice edge is too close to the Antarctic continent in most of the Indian Ocean sector due to bias in atmospheric circulation. Note though that the modelled September sea ice is generally thicker in CNRM-CM5.1 than in CNRM-CM3 (0.57 m and 0.37 m respectively), which is more realistic. The maximum sea ice thickness in CNRM-CM5.1 is about 2 m and is located along the eastern coast of the Antarctic Peninsula, in agreement with data compiled by the ASPeCt group (Worby et al. 2008). However, ASPeCt also reports relatively thick ice (2 m) in the eastern Ross Sea, close to the coast, which is not reproduced in CNRM-CM5.1.
This paper provides a description of a new global climate model referred to as CNRM-CM5.1 developed jointly by CNRM-GAME and Cerfacs. A basic evaluation based on a long control integration where external forcings are kept constant and on a twentieth century simulation where they evolve following observational estimates is presented. Within the CMIP5 framework, additional historical, scenario and decadal simulations done with this model version will be made available to the scientific community for model intercomparison studies. The present study should be thus considered as a support material to help scientists interpreting their results in CMIP5 multi-model analyses. The main qualities and shortcomings of CNRM-CM5.1 are presented in terms of preindustrial equilibrium and present-day climatology, and results are compared to those of the previous CMIP3 model version referred to as CNRM-CM3.
Equilibria of the model have been considerably improved in order to ensure that the model could be used for millennium time-scale integrations. In terms of global energy, the SST model drift that is equal to +0.01°C per century is very weak. Regionally, ocean water masses still have some significant biases that are due to the model performances but also to intrinsic characteristics of the physics and dynamics imposed by the spatial and vertical resolutions. The main bias is found in global volumetric salinity that drifts linearly by 0.011 psu/century. We assessed though that this drift does not strongly alter ocean dynamics such as the MOC.
As for present-day mean climate, a clear reduction of biases in terms of surface mean temperature, sea level pressure among others is found in CNRM-CM5.1 versus CNRM-CM3. The atmospheric large-scale circulation has been improved in many regions. Major errors in seasonal precipitation and cloud radiative forcings are however still present such as the double-ITCZ, the critical underestimation of low clouds on the eastern side of the tropical ocean basins, or the lack of cloudiness over the Northern Hemisphere continents. Beyond CMIP5, this suggests the need to revise the convective and cloud parameterisations in CNRM-CM. In terms of ocean mean climate, biases are clearly reduced. The large-scale ocean circulation is reasonably simulated. The MOC amplitude is only slightly underestimated compared to observational estimates. The representation of sea ice is also more realistic over the Arctic while over the Antarctic it is still critically underestimated during the austral summer.
Finally, note that this paper is not aimed at providing a comprehensive evaluation of CNRM-CM5.1, but just a broad picture of its global performance over recent decades. Forthcoming studies will illustrate more specific aspects of CNRM-CM5.1. Additional information on the model and on the CMIP5 experiments performed with it can be found at http://www.cnrm.meteo.fr/cmip5/. This model version is also intended to be a solid basis for the inclusion of further developments, that will involve the improvement of the existing components (atmospheric physics, surface cold processes, surface and sub-surface hydrology) as well as the inclusion of new components that are being developed such as land and ocean biochemistry, atmospheric chemistry and interactive aerosols and ice-sheets.
This work was funded by the European Commission’s 7th Framework Programme, under Grant Agreement number 226520, COMBINE project. This work was also supported by Météo-France, CNRS and Cerfacs. Supercomputing time was provided by Meteo-France/DSI supercomputing center. We gratefully acknowledge this long-term support. Figures have been done using the NCL and CDAT graphic packages.
This article is distributed under the terms of the Creative Commons Attribution Noncommercial License which permits any noncommercial use, distribution, and reproduction in any medium, provided the original author(s) and source are credited.