Geo-Marine Letters

, Volume 37, Issue 2, pp 151–162 | Cite as

German Bight residual current variability on a daily basis: principal components of multi-decadal barotropic simulations

  • Ulrich CalliesEmail author
  • Lidia Gaslikova
  • Hartmut Kapitza
  • Mirco Scharfe
Open Access


Time variability of Eulerian residual currents in the German Bight (North Sea) is studied drawing on existing multi-decadal 2D barotropic simulations (1.6 km resolution) for the period Jan. 1958–Aug. 2015. Residual currents are calculated as 25 h means of velocity fields stored every hour. Principal component analysis (PCA) reveals that daily variations of these residual currents can be reasonably well represented in terms of only 2–3 degrees of freedom, partly linked to wind directions. The daily data refine monthly data already used in the past. Unlike existing classifications based on subjective assessment, numerical principal components (PCs) provide measures of strength and can directly be incorporated into more comprehensive statistical data analyses. Daily resolution in particular fits the time schedule of data sampled at the German Bight long-term monitoring station at Helgoland Roads. An example demonstrates the use of PCs and corresponding empirical orthogonal functions (EOFs) for the interpretation of short-term variations of these local observations. On the other hand, monthly averaging of the daily PCs enables to link up with previous studies on longer timescales.


Principal Component Analysis North Atlantic Oscillation German Bight Residual Current Helgoland Road 
These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.


The North Sea is a shallow shelf sea in northwest Europe. A summary of its physics can be found in Sündermann and Pohlmann (2011), for instance. To the north the North Sea adjoins the north-eastern Atlantic (cf. connections via the Fair Island Current and Norwegian Trench), and in the south it connects to the Atlantic through the English Channel. Substantial amounts of brackish water are supplied through a connection with the Baltic Sea. Atlantic tidal waves trigger tides in the North Sea as co-oscillations. The German Bight is the shallow south-eastern part of the North Sea, where strong mixing processes caused by tidal currents and wind forcing counteract thermohaline stratification. Variations of the general circulation pattern in the German Bight and the whole North Sea are mainly controlled by variable atmospheric conditions (e.g. Backhaus 1989). Frequent westerly winds induce a mean cyclonic circulation. However, this pattern of transport is often disturbed and even reverses for longer periods particularly in summer.

The Federal Maritime and Hydrographic Agency (BSH) in Germany provides a classification of daily circulation patterns based on the uppermost 8 m of the hydrodynamic model BSHcmod ( since 1997. These data were derived as a by-product of operational simulations so that data homogeneity, an issue of importance in all studies searching for trends or regime shifts, can be impaired by model updates. Homogeneous long-term reconstructions of environmental conditions are nowadays available from climate studies. The present analysis is based on barotropic North Sea simulations covering the period Jan. 1958–Aug. 2015, freely accessible at the coastDat-2 data base (see Gaslikova and Weisse 2013).

Unlike mere (possibly subjective) classifications, principal components (PCs) analyzed statistically provide numerical measures of anomaly strengths and can hence easily be integrated into more comprehensive statistical analyses of monitoring data. In a recent study, Mathis et al. (2015) used principal component analysis (PCA) for a description of the variability of the vertically averaged North Sea general circulation. In their study the North Sea was embedded in the context of the greater northwest European shelf encompassing also the Baltic Sea. Referring to mean summer (June to August) and winter (December to February) conditions, Mathis et al. (2015) focussed on inter-annual variations during the years 1961–2000. A PCA of North Sea volume fluxes of 1962–2004 reported by Emeis et al. (2014) was based on monthly mean fields. Kauker and von Storch (2000) performed PCA for daily surface velocity stream function data from the winters (December to February) of 1979–1993, referring also to the whole North Sea. Stockmann et al. (2010), Scharfe (2013) and Callies and Scharfe (2015) focussed on the German Bight area, but 2D residual currents for 1958–2003 that they subjected to PCA were again defined on a monthly basis.

On an inter-annual timescale, the latter three studies identified substantial correlations between marine residual currents and observations at Helgoland Roads (cf. Fig. 1), where some of the longest time series monitored in the German Bight are available on a workday basis (Wiltshire et al. 2010). Interpretation of these data much benefits from resolving atmospheric variability and its marine responses on adequately short timescales. Lucas et al. (2016) provide an example of how the interpretation of measurements from a field study at Helgoland could be consolidated by analysing changes of water advection during the observational period.

The present study was conducted in close connection with WIMO, a German scientific project carried out by an interdisciplinary research consortium addressing various European and German regulations to assess the state of the marine environment in the German Bight (for overviews, see Winter et al. 2014; Winter et al., Introduction article for this special issue). One key issue of long-term ecosystem monitoring programs is to identify possible trends or regime shifts, either climatic or anthropogenic, against the background of natural variability (e.g. Schlüter et al. 2008). As both trends and variability much depend on a changing environment, identification of main drivers is an important issue (Wiltshire et al. 2015). Explicit discussions of a marine ecosystem’s response to variable physical forcing can be found in Crise et al. (1999); Skogen and Moll (2000); Stenseth et al. (2005) and Parmesan et al. (2011), for instance.

Generally, hydrodynamic modelling can help gain better understanding of the dynamics of marine populations, communities and ecosystems (e.g. Robins et al. 2013; Daewel et al. 2015). The present paper focuses on the specific aspect of marine transport depending on variable atmospheric forcing. Oliver et al. (2015) proposed the use of multi-decadal meteorological reanalyses for a reconstruction of variations of larval connectivity patterns on the US Pacific coast. Wind-driven currents were also found to impact larval settlement rates at Helgoland (Giménez and Dick 2007). Model simulations are also useful for a better interpretation of environmental data collected during large field campaigns (e.g. Pohlmann et al. 1999). However, maintaining and running sophisticated models is a major task in itself, so that the scientific community tends to split into observers and modellers. What is more, from an observer’s perspective often the outputs from even sophisticated models do not appear as direct counterparts of observations. Daewel and Schrum (2013) attributed some deficiencies of a 61 year North and Baltic Sea hindcast, recognized along the North Sea coastal zone, to the model’s lack of a proper representation of tidal flats. This may be seen as an instance of spatial scale mismatch, a common problem in the comparison between field data and gridded model simulations. It raises the question of which specific aspects of model simulations can really support the interpretation of field observations. How much aggregation and possibly also simplification of model output is adequate for this purpose?

The present study provides a long-term representation of German Bight barotropic flow conditions in terms of few PCs on a daily basis without any seasonal gaps (data are freely available from Callies (2016). In comparison to previous studies, the new data refine the timescale (daily instead of monthly) and/or the spatial focus (German Bight instead of the whole North Sea). The correspondence of PCs with different directions of wind forcing is analysed. An example illustrates the characterization of meteo-marine conditions at Helgoland Roads during a selected 2 month period. The relationship between daily PCs and their counterparts obtained from a PCA based on monthly mean fields is investigated.


Hydrodynamic simulations

The present study draws on two-dimensional (the vertical coordinate remains unresolved) marine current simulations with the model TRIM-NP for the North Sea. Snapshots of model output stored once per hour (Gaslikova and Weisse 2013) are available for the period Jan. 1948–Aug. 2015. The hourly resolution being insufficient to fully resolve ebb and flood maxima is not an issue for the present study focussed on residual currents. The analysis is confined to data from the period Jan. 1958–Aug. 2015. The 10 years of data before 1958 are disregarded because hindcasts of atmospheric forcing for this period seem less reliable (Kistler et al. 2001).

TRIM-NP is a hydrodynamic model that solves the 3D Reynolds-averaged Navier-Stokes equations on a Cartesian grid. It allows for wetting and drying. The numerics and some validations can be found in Casulli and Stelling (1998); some extensions concerning parallelization and nesting are described in Kapitza (2008). The data used here were produced running TRIM-NP in a two-dimensional hydrostatic and barotropic mode. The coarsest grid with a resolution of 12.8 km covers the whole North Sea and Baltic Sea, and the north-eastern Atlantic. Three grid refinements are nested one-way into the domain with a finest resolution of 1.6 km over the German Bight (cf. Fig. 1). Tidal signals at the lateral boundaries of the coarsest grid are determined from the FES2004 tidal model (Lyard et al. 2006). Atmospheric forcing by wind and sea level pressure is taken from regional COSMO-CLM hindcasts (Geyer 2014). Note that for display purposes the original model currents on Cartesian grids were transformed into geographical coordinates.
Fig. 1

Nested setup for the hydrodynamic model TRIM-NP (grid resolutions: 12.8 km / 6.4 km / 3.2 km / 1.6 km)

The simulations underlying the present study are just one element of the more comprehensive met-ocean data base coastDat-2 described in Weisse et al. (2015). Weisse et al. (2015) provide results of data validation and summarize a spectrum of applications.

Definition of residual currents

Residual current fields on a daily basis were derived by averaging velocity fields over 25 h starting at midnight. The averaging interval of about one lunar day (24.8 h) was chosen to eliminate tidal currents as effectively as possible. In addition, monthly averages were specified. In this way 21,061 daily and 692 monthly residual current fields were generated within the period Jan. 1958–Aug. 2015.

Figure 2 presents the long-term mean currents to which all time-dependent residual current anomalies refer. The study focuses on the inner German Bight region east of 6.0°E and south of 55.6°N (white box in Fig. 2). Inshore sectors with a bathymetric depth of less than 10 m were excluded to avoid the analysis being influenced by small-scale coastal features. As a result, each residual current field comprises 2D velocity vectors on 12,133 grid points.
Fig. 2

Mean currents (Jan. 1958–Aug. 2015) within the German Bight (North Sea). White box Focus area considered in this study. The density of vectors plotted does not reflect grid resolution (only every eighth vector is plotted). Red circle Location of Helgoland Roads

Principal component analysis (PCA)

Let M elements of state vector \( \overrightarrow{X}(t) \) comprise two velocity components per grid node. Then PCA provides the following decomposition of \( \overrightarrow{X}(t) \):
$$ \overrightarrow{X}(t)={\overrightarrow{X}}_0+{\displaystyle \sum_i{\alpha}_i}(t){\overrightarrow{e}}_i $$
where \( {\overrightarrow{X}}_0 \) represents the mean velocity field (cf. Fig. 2). Variations of \( \overrightarrow{X} \) in time t are represented by a superimposition of spatially coherent deviations from \( {\overrightarrow{X}}_0 \), expressed in terms of a set of fixed anomaly patterns \( {\overrightarrow{e}}_i \) (displayed in Fig. 3). Principal components (PCs) α i (t) provide the time-dependent amplitudes of these anomaly patterns.
Fig. 3

EOF 1, EOF 2 and EOF 3 obtained from PCA of daily residual currents (25 h means). The originally normalized (and therefore dimensionless) vector fields were multiplied with the standard deviation of the corresponding PCs. Accordingly, each panel shows an anomaly component in a state when the respective PC has the value of one standard deviation. Red circles Location of Helgoland Roads

The constant orthogonal vectors \( {\overrightarrow{e}}_i \) of length M are called empirical orthogonal functions (EOFs). If they are normalized to unit length, then the value α i (t) of the corresponding PC can be calculated by a simple projection of vector \( \overrightarrow{X}(t) \) onto \( {\overrightarrow{e}}_i \):
$$ {\alpha}_i(t)={\left(\overrightarrow{X}(t)-{\overrightarrow{X}}_0\right)}^T{\overrightarrow{e}}_i $$
where superscript T denotes a row vector obtained as the transpose of the original column vector. Note that the orientation of EOFs \( {\overrightarrow{e}}_i \) may be selected according to one’s liking. Changing the orientation of \( {\overrightarrow{e}}_i \) implies, however, also a multiplication of the corresponding time series α i (t) with –1.
Technically, the EOFs \( {\overrightarrow{e}}_i \) are eigenvectors of the M×M covariance matrix (e.g. von Storch and Zwiers 1999). For the present study, the large number of grid nodes (M=2×12,133) renders a conventional PCA impossible. To overcome this problem, Scharfe (2013) interpolated model output to a much coarser grid. Alternatively, a formal reversal of the roles of independent variables and time levels and a re-transformation of PCA results can reduce computational demands (e.g. Section 13.2.6 in von Storch and Zwiers 1999). For N=692 fields of monthly mean currents, indeed this makes a PCA feasible. However, for N=21,061 daily fields it is still prohibitive. Therefore, for daily data the approach taken in this study is to partition the 57.7 year period into shorter periods of one decade at most (about 3,650 time levels; cf. listing in Table 1). EOFs analysed for six different sub-periods were then averaged to obtain anomaly patterns representative for the full period Jan. 1958–Aug. 2015. Based on these averaged EOFs, PC time series were calculated using Eq. 2. Both the raw data and results of PCA are available from the Climate and Environmental Retrieval and Archive (CERA) of the Deutsches Klimarechenzentrum (Callies 2016).
Table 1

Explained variances (%) of PCs for different periods


PC 1

PC 2

PC 3

Daily residual currents

Jan. 1958–Dec. 1965




Jan. 1966–Dec. 1975




Jan. 1976–Dec. 1985




Jan. 1986–Dec. 1995




Jan. 1996–Dec. 2005




Jan. 2006–Aug. 2015




Monthly residual currents

Jan. 1958–Aug. 2015





PCA of daily residual currents

Figure 3 presents the three leading modes of variability (in terms of overall variance they represent), resulting as averages of those obtained from six PCAs conducted for each sub-period listed in Table 1 independently. The structure of EOF 1 resembles the counter-clockwise mean circulation (cf. Fig. 2), so that PC 1 >0 describes a strengthening and PC 1 <0 a weakening (including reversal) of the mean circulation. By contrast, EOF 2 represents a southward transport of coastal waters and its subsequent discharge into the open North Sea. EOF 3 represents transport towards the south-eastern coast of the German Bight and an eddy-like structure centred at the island of Helgoland.

Daily PC values were obtained by projecting (see Eq. 2) residual current fields onto the EOFs shown in Fig. 3. Figure 4 compares moving annual averages of these values with simple composites of exact values obtained for each of the six sub-periods independently. All PCs were normalized prior to averaging; for the composites, normalization was performed considering all six time series jointly. The results reveal very close correspondence, in agreement with the fact that percentages of explained variance were found to be similar for different decades (cf. Table 1). Small biases can possibly be attributed to the fact that the mean circulations the anomalies refer to are not exactly the same for different decades.
Fig. 4

Moving annual averages of approximate PCs obtained by projecting daily fields onto average EOFs from the six sub-periods listed in Table 1 (coloured). These values are contrasted with averaged simple composites of exact PCs calculated for each sub-period independently (black). The splitting into sub-periods (cf. Table 1) is indicated by dashed vertical bars. Prior to averaging, each time series was divided by its overall standard deviation

Figure 5 exemplifies values of PC 1, PC 2 and PC 3 on a daily basis for 4 years. PC variability tends to be smallest in summer. Each of the three PCs was scaled with the standard deviation of PC 1 so as to maintain the information about relative contributions from each PC (cf. after normalization, all EOFs have the same length). According to Table 1, the first three PCs already explain more than 90% of overall variability, so that daily residual current fields can efficiently be reconstructed based on these very few degrees of freedom. An example is given below.
Fig. 5

Daily values of PC 1 (red), PC 2 (blue) and PC 3 (green) for 4 selected years. Each of the 3 PCs was scaled with the standard deviation of PC 1 (with regard to the full period Jan. 1958–Aug. 2015)

PCA of monthly residual currents

For both EOF 1 and EOF 2 the patterns obtained based on PCA of monthly residual currents (not shown) closely resemble those in Fig. 3. Accordingly, monthly means of daily PCs compare well with those analysed directly from monthly fields. For PC 1 the correlation is nearly perfect (Fig. 6a) and, for PC 2, very high (Fig. 6b). However, the two analyses differ completely with regard to PC 3 (Fig. 6c) and the structure of EOF 3 (not shown).
Fig. 6

Monthly means of daily PCs versus corresponding values obtained directly from PCA of monthly mean fields. Each PC time series was scaled by its respective standard deviation

Periods during which daily PC 2 and PC 3 have large absolute values tend to cluster. As an example see Nov./Dec. 1973 in Fig. 5b, when the German North Sea coast experienced one of the most severe chains of storm floods in living memory (Lamb 1991). Another storm flood event in Feb. 1962 is addressed in detail below. Small time lags between daily PC 2 and PC 3 values remain unresolved on a monthly timescale. Therefore, clusters of joint large excursions generate a substantial correlation (R2=0.46) between monthly averages of daily PC 2 and PC 3 values, which (by construction) does not exist for the original daily values. By contrast, monthly averaging of daily values does not generate substantial correlations between PC 1 and PC 2 or PC 1 and PC 3.

Low-dimensional representation of daily residual currents

An example demonstrates the efficacy of a low-dimensional approximation of daily residual velocities. The most extreme value of PC 2 occurs on the second day (17 Feb. 1962; see Fig. 5a) of the disastrous storm flood of 1962 in Hamburg (Lamb 1991). The panels of Fig. 7a–c show residual currents simulated for this day, the day before, and for 15 March when the system returned to a more common situation with just an intensified mean residual circulation (compare Fig. 2). Reconstructions keeping only the first three summands in Eq. 1 are shown in the panels of Fig. 7e–g. They all replicate corresponding original fields closely. Some differences occur on 15 March, when the reconstruction produces smaller velocities to the north of Helgoland. According to Fig. 7d (zooming into Fig. 5a), the very intense transport of water from inshore regions towards the open North Sea on 17 Feb. is related to the high value of PC 2, but building up the eddy-like structure the day before is related to the high value of PC 3 (cf. Fig. 3c). For many other periods PC 3 is negligible and indeed, for 17 Feb. and 15 Mar., residual currents could equally well have been estimated based on only PC 1 and PC 2.
Fig. 7

Top Simulated residual currents (25 h mean fields) for the 3 days (16/17 Feb. and 15 Mar. 1962) indicated by dashed vertical bars in the PC time plot. Bottom Residual currents reconstructed based on 3 PCs shown in panel d. Note that velocity vectors were scaled differently for different days. The PC time plot zooms into Fig. 5a, i.e. each of the three time series was scaled with the standard deviation of PC 1, considering the full period for which data exist

The second largest value of PC 2 occurs on 14 Dec. 1973, the endpoint of a 4 week period with severe storms already addressed above (cf. Fig. 5b). Note, however, that the predominance of any event in the present analysis also depends on its timing relative to the period for which daily mean currents were defined (here 25 h starting at midnight).

The reason why an extreme event was selected as an example is that it shows most clearly the possible joint role played by PCs in representing the succession of different phases of atmospherically forced changes in marine circulation. Under more regular conditions the time variability of PCs is less structured, as exemplified below for a 2 month period (cf. Fig. 9).

Relationship with atmospheric forcing

Figure 8 illustrates the relationships between the two leading PCs and atmospheric wind conditions. Wind data (10 m height) at location 7.5°E and 54.5°N were extracted from the atmospheric forcing used for hydrodynamic simulations. For each of the two leading PCs the full set of days was partitioned into those with positive or negative PC values. Then for both of these subsets the relative frequencies of winds blowing from each of eight different sectors were specified. Figure 8 shows these relative frequencies (dependent on the sign of a selected PC) divided by corresponding overall frequencies no matter what the PC values are. Values larger (smaller) than 1 indicate that, given the assumed sign of a PC, winds blowing from this sector are more (less) likely than on average.
Fig. 8

Correspondence between the signs of PC 1 or PC 2 and relative frequencies of wind directions resolved in terms of a wind rose with eight different sectors. Histograms show ratios of relative frequencies conditional on a given PC sign to unconstrained relative frequencies

According to Fig. 8a, the probability of winds blowing from SE–W sectors is higher if PC 1 values are positive, and the probability of winds blowing from any of the opposite sectors (NW–E) is higher if PC 1 values are negative. Considering PC 2, there are more frequent winds from SW–N for positive values and from NE–SW for negative values. Generally, all distributions become slightly more concentrated when the simple differentiation between positive and negative PCs is sharpened by the introduction of threshold values (e.g. ±0.5 or ±1) that discard all cases with small or even intermediate PC values (not shown).

Local monitoring data: an example

Figure 9 illustrates the use of information on residual current variability for characterizing hydrodynamic conditions during a 2 month period (July–August 2012) spanning two events of decreased salinity at Helgoland Roads. The second event coincides with the beginning of a field campaign (6–26 Aug.) that examined the dynamics of bacterial community composition. Lucas et al. (2016) showed that the onset of a shift in the bacterioplankton community at Helgoland Roads was triggered by changes in the hydrodynamic regime.
Fig. 9

PC 1 (red) and PC 2 (blue) are contrasted with salinity values (black dashed) observed at Helgoland Roads during July and August 2012. Both PCs were normalized with the standard deviation of PC 1

Figure 9 combines daily salinity values with corresponding time series of PC 1 and PC 2. Both salinity minima coincide with negative excursions of PC 1 that lead to even a reversal of the usually counter-clockwise circulation (not shown). Superimposed on this is a transition of PC 2 from positive to negative values near the salinity minimum (particularly pronounced during the second event). According to Fig. 3b this implies a decreasing advection of coastal waters followed by increasing advection from the open North Sea. Figure 9 does not show values of PC 3 as these are small throughout the whole period.


A series of previous studies already used PCA for assessing variability of North Sea circulation. However, they all concentrated on long-term behaviour and were based on monthly or even seasonal mean data. By contrast, the daily data provided here have the same time resolution as monitoring information gathered at Helgoland Roads, for instance. To make the high-resolution PCA feasible, the 57.7 year study period was subdivided into several decades. Partial results were then recombined into one joint representation, which was successfully checked against exact results for each sub-period (Fig. 4). An important by-product of this technically required approach is that it confirmed the stability of results obtained.

It was shown that daily barotropic residual current fields in the German Bight can be approximated in terms of only 2–3 PCs plus corresponding spatial patterns of deviations from mean conditions (EOFs). The third EOF (Fig. 3c) represents strong transport towards the coastal regions of the inner German Bight, and seems relevant only in the context of major storm events. Screening many different situations shows that in the majority of cases already the first two modes of variability enable a reasonable description of conditions in the inner German Bight. The high spatial resolution (1.6 km) underlying this study well represents details of currents affecting conditions at Helgoland Roads, for instance. Although the first mode explains well above 70% of overall variability in the German Bight, its contribution in the vicinity of Helgoland is very limited (cf. Fig. 3a). In this respect it agrees with the mean currents, which are also small in this area (Fig. 2). By contrast, EOF 2 (Fig. 3b) concentrates on southward advection of coastal water towards Helgoland where currents make a bend towards the open North Sea. This suggests that a substantial correlation between Helgoland Roads data and PC 2 of residual currents on a seasonal scale (Callies and Scharfe 2015) is mainly caused by variable advection of inshore waters from the northern part of the German coast. The structure of EOF 2 is possibly more dependent on bathymetry than the structure of EOF 1.

Due to the mathematical orthogonality constraints (for PCs in time, for EOFs in space) involved in PCA, choices of scales must be expected to affect the outcomes of these analyses. For checking implications of the chosen timescale, the PCA was repeated for residual currents derived as monthly rather than 25 h mean fields. While the first two modes of variability were found to be similar in both cases, the third modes differed completely in terms of both the structure of EOF 3 (not shown) and the time behaviour of PC 3 (Fig. 6c). More efficient averaging could result in the remainders of tidal currents being represented by lower-ranking PCs in the monthly mean than in the 25 h mean residual currents.

Mathis et al. (2015) mention that results of their PCA of the general circulation on the northwest European shelf were not very sensitive to the exact domain size. To examine how domain specific the results of the present study are, the whole analysis was repeated for the full domain shown in Fig. 2. Within the overlapping sector, EOF 1 obtained for the wider domain (not shown) very much resembles its counterpart in Fig. 3. Accordingly, also PC 1 time series are very similar. By contrast, EOF 2 for the larger domain (not shown) seems dominated by stronger residual currents outside the focus area of the inner German Bight (cf. Fig. 2).

PC time series represent effects of changing wind forcing on residual currents. Direct effects of tides on residual currents are generally small, notwithstanding that notable effects may arise from nonlinear interactions (Backhaus 1989). In some studies PCA has been applied for analyzing variability of currents derived from HF radar data. For example, Zhao et al. (2011) and Lana et al. (2016) report two leading PCs related to specific wind directions. According to Fig. 8, this is also the case for the daily PCs of depth-averaged residual currents in the German Bight. The negative of EOF 2 resembles the corresponding segments of vertically averaged North Sea residual current patterns shown in Pingree and Griffiths (1980, their Fig. 4), assuming uniform wind stresses from the southeast. This agrees with the finding that, according to Fig. 8b, negative values of PC 2 should be related to winds blowing from the southeast.

On inter-annual timescales, the winter North Sea general circulation is often parametrized in terms of variations of the North Atlantic Oscillation (NAO) winter index (Hurrell 1995) as a proxy for atmospheric variability (e.g. Hurrell and Dickson 2005; Beaugrand 2009; Kim et al. 2013). Leterme et al. (2008) attribute winds from the southeast to negative and winds from the southwest to positive NAO phases. According to Fig. 8, winds from the southwest are likely to coincide with positive values of PC 1. Also Mathis et al. (2015) found that PC 1 of their seasonal data related to a strengthening or weakening of the counter-clockwise circulation in the German Bight was positively correlated with the NAO. They attributed the absence of relationships with NAO for higher-order PCs to an interaction between different wind-induced modes of variability in the general marine circulation. Scharfe (2013) found that both PC 1 and PC 2 resulting from a PCA of monthly mean volume fluxes in the German Bight were positively (after adjusting for the different sign of EOF 2 in Scharfe (2013)) correlated with NAO in winter. Two PCs being correlated with NAO indirectly confirms the results of Mathis et al. (2015) as it indicates the existence of an additional degree of freedom uncontrolled by the single variable NAO. The favourable comparison of daily data with the results of a PCA based on monthly data (Fig. 6) implies that time averaging of daily PCs reproduces the seasonal interaction with NAO. However, for resolving daily conditions the use of the NAO as a proxy is not reasonable.

In agreement with low-dimensional representations of atmospheric variability on an inter-annual seasonal scale, Oliver et al. (2015) found also variations of larval transport in response to variable atmospheric forcing to have only a few degrees of freedom. On a much shorter timescale, Fig. 9 suggests that time behaviour of residual current PCs can be interrelated with local salinity observations at Helgoland Roads. It should be kept in mind that different PCs do not represent physically distinct processes, the splitting of overall variability into different modes being simply a statistical decomposition. Instead of correlating with single PCs, locally observed data could coincide with the occurrence of certain patterns of combined time behaviour of PC 1 and PC 2, for instance. Figure 7 provides an example for such succession of PC values in the context of storm floods. In relating winds and surface circulation patterns, Solabarrieta et al. (2015) replaced PCA by more advanced neural network methods and clustering algorithms. If, however, the objective is to provide generic time series that can easily be used within the context of any further analysis, then the simple and transparent interpretation of PCs and corresponding EOFs is an advantage that should not be discarded.

The present study proposes efficient harnessing of basic hydrodynamic information and making this accessible also for a non-modeller community. One major simplification is that effects of stratification and vertical shears of velocity remained unresolved in the underlying 2D simulations. PCA of full 3D model output would be computationally much more demanding and also provide higher dimensional output. In their large-scale studies, Emeis et al. (2014) and Mathis et al. (2015) therefore either integrated or averaged 3D model results in the vertical. Calculating daily PCs of residual currents based on 3D simulations in the German Bight is a challenge for future studies.

Van der Veer et al. (1998) suggest that inter-annual variability of wind-induced marine circulation has large impacts on year-class strengths of various fish species in the southern North Sea, for instance. They also mention, however, that correlations of transport with other environmental parameters like salinity or temperature are important as well. Based on process-oriented model simulations, Daewel et al. (2015) confirm the relevance of both these factors for larval survival. Against this background, referring to simple PCs might appear to lag behind what state-of-the-art ecosystem models are able to simulate in much greater detail. However, the comprehensive discussion of the difficulties to properly calibrate and validate “large” models from existing field data provided by Beck (1983, 1987) is still valid today, and the use of mechanistic ecosystem models is not beyond dispute (e.g. Pätynen et al. 2013; Planque 2016). Depending on the specific application, PCs derived in this study could also be efficient proxies for more complex conditions than simply marine transport.


Knowing patterns of residual currents and corresponding transport is relevant for a proper interpretation of spatially distributed monitoring data. PCA allows for a concise description of residual current variability in terms of changing amplitudes of fixed spatial anomaly patterns. Former studies providing residual current PCs for the German Bight on a monthly timescale already contributed to a better explanation of inter-annual changes of mean nutrient concentrations observed at Helgoland Roads. However, monthly PCs cannot adequately address the full potential of monitoring data sampled with high resolution in time. The present study remedies this situation by characterizing lateral transport in the German Bight on a daily basis.

Averaging the two leading daily PCs more or less reproduces results from a PCA of monthly mean fields. In former studies on an inter-annual timescale, PC 2 was found to be the most relevant PC for Helgoland Roads data. The example shown in Fig. 9 suggests that, for short-term changes of local conditions, both PC 1 and PC 2 are relevant indicators. Each PC is related to a dominant wind direction and represents a characteristic type of advection of water masses towards the monitoring station. To which extent effects analysed on longer timescales can be explained as aggregated short-term events requires forthcoming studies.

Hydrodynamic information in terms of PCs can easily be incorporated into the context of more comprehensive data analyses. However, one must be aware that generally residual current PCs also act as proxies for variable weather conditions in a wider sense. Having found a correlation between a residual current PC (possibly its average over longer periods) and any other variable of interest, it therefore remains for the second step of a two-step procedure to check whether or not the structure of the corresponding EOF justifies a direct mechanistic interpretation of the correlation identified.



The study was conducted in close connection with the WIMO project (Scientific Monitoring Concepts for the German Bight), jointly funded by Niedersächsisches Ministerium für Wissenschaft und Kultur (MWK) and Niedersächsisches Ministerium für Umwelt, Energie und Klimaschutz (MU). The final manuscript much benefited from the helpful comments of two anonymous reviewers.

Compliance with ethical standards

Conflict of interest

The authors declare that there is no conflict of interest with third parties.


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Authors and Affiliations

  1. 1.Helmholtz-Zentrum GeesthachtInstitute of Coastal ResearchGeesthachtGermany
  2. 2.Biologische Anstalt Helgoland, Helmholtz-Centre for Polar and Marine ResearchAlfred-Wegener-InstituteHelgolandGermany

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