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Theory of Computing Systems

, Volume 58, Issue 4, pp 528–578 | Cite as

Towards a Realistic Analysis of the QuickSelect Algorithm

  • Julien Clément
  • James Allen Fill
  • Thu Hien Nguyen Thi
  • Brigitte ValléeEmail author
Article

Abstract

We revisit the analysis of the classical QuickSelect algorithm. Usually, the analysis deals with the mean number of key comparisons, but here we view keys as words produced by a source, and words are compared via their symbols in lexicographic order. Our probabilistic models belong to a broad category of information sources that encompasses memoryless (i.e., independent-symbols) and Markov sources, as well as many unbounded-correlation sources. The “realistic” cost of the algorithm is here the total number of symbol comparisons performed by the algorithm, and, in this context, the average-case analysis aims to provide estimates for the mean number of symbol comparisons. For the QuickSort algorithm, known average-case complexity results are of \({\Theta } (n \log n)\) in the case of key comparisons, and \({\Theta }(n\log ^{2} n)\) for symbol comparisons. For QuickSelect algorithms, and with respect to key comparisons, the average-case complexity is Θ(n). In this present article, we prove that, with respect to symbol comparisons, QuickSelect’s average-case complexity remains Θ(n). In each case, we provide explicit expressions for the dominant constants, closely related to the probabilistic behaviour of the source.

We began investigating this research topic with Philippe Flajolet, and the short version of the present paper (the ICALP’2009 paper) was written with him. As usual, Philippe played a central role, notably on the following points: introduction of the QuickVal algorithm, tameness of sources, and use of Rice’s method. He also made many experiments exhibiting the asymptotic slope ρ(α) and plotted nice graphs, which are reproduced in this paper. Even though the extended abstract does not provide any proof of the analysis of the algorithm QuickQuant, Philippe also devised with us a precise plan for this proof which has now completely been written. For all these reasons, we could have added (and certainly would have liked to add) Philippe as a co-author of this paper. On the other hand, Philippe was extremely exacting of how his papers were to be written and organised, and we cannot be sure that he would have liked or validated our editing choices. In the end, this is why we have decided not to include him as a co-author, but instead, to dedicate, with deference and affection, this paper to his memory. Thank you, Philippe!

Keywords

Probabilistic analysis of algorithms Sorting and searching algorithms Selection problem Pattern matching Permutations Information theory Rice’s method Asymptotic estimates Quickselect 

Notes

Acknowledgments

The authors wish to thank an anonymous reviewer for constructive comments, and also Jérémie Lumbroso and Bruno Salvy for their wise advice concerning the last part of the abstract.

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Copyright information

© Springer Science+Business Media New York 2015

Authors and Affiliations

  • Julien Clément
    • 1
  • James Allen Fill
    • 2
  • Thu Hien Nguyen Thi
    • 1
  • Brigitte Vallée
    • 1
    Email author
  1. 1.GREYC, CNRS-UMR 6072Université de Caen, ENSICAENCaenFrance
  2. 2.Department of Applied Mathematics and StatisticsThe Johns Hopkins UniversityBaltimoreUSA

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