Defining and measuring health literacy: what can we learn from literacy studies?

  • Don NutbeamEmail author

Previous contributions to this series of editorials and other recent papers have highlighted the growth in interest in health literacy, as well as continuing debate about its definition, measurement and importance (Kickbusch 2009; Wills 2009; Abel 2008; Nutbeam 2008; Coulter and Ellins 2007). In further advancing these debates there is much to be gained from an appraisal of the underlying concept of literacy.

Literacy is an important but complex concept. Generally it is acknowledged as having two distinctive elements: those that are task-based, and those that are skill-based (National Assessment of Adult Literacy 2003). Task-based literacy focuses on the extent to which a person can perform key literacy tasks such as read a basic text and write a simple statement. Skill-based literacy focuses on the knowledge and skills an adult must possess in order to perform these tasks. These skills range from basic, word-level skills (such as recognising words) to higher level skills (such as drawing appropriate inferences from continuous text).

It follows that literacy can be measured in absolute terms by distinguishing between those who can read and write basic text and those who cannot, and in relative terms by assessing the skill differences between adults who are able to perform relatively challenging literacy tasks and those who are not.

The reason why we care so much about literacy is that even the most basic functional literacy skills enable people to better develop their knowledge and improve the potential to achieve personal goals, and through this to participate more fully in society, both economically and socially. Given this background, it is not surprising to find that literacy levels in a population are associated both directly and indirectly with a range of health outcomes. Low literacy is often linked to poor socio-economic circumstances, and in turn with adverse effects on health that are independent of other risk factors (Jahan 2008). This is especially the case in the relationship between female literacy and maternal and child health outcomes (Schell et al. 2007). People with poor literacy tend to be less responsive to health education, less likely to use disease prevention services, and to successfully manage chronic disease (Dewalt et al. 2004).

Responding to low levels of literacy in a population involves improving access to effective school education, and providing adult literacy programs for those in need. Achieving high levels of literacy in a population is not only a vital development goal, but will also produce substantial public health benefits.

To better understand health literacy as a distinct concept, it is helpful to delve into current discourse on different “literacies”, recognising that literacy is both content and context specific. This is especially the case in relation to “new literacies” emerging in response to new information technologies (Coiro 2003), and context-specific literacies such as media literacy and financial literacy (Primack and Hobbs 2009; Kozup and Hogarth 2008). This further refinement in the concept reflects the fact that individuals with higher levels of general literacy (task- and skill-based) may not be able to consistently apply their knowledge and skills in situations requiring specific content knowledge, or in unfamiliar contexts; such as in relation to health knowledge, or a health care environment.

To some extent, the concept of health literacy can be seen as emerging from a growing awareness of content-specific literacy in a health context. This has led to examination of the relationship between low literacy and a range of health conditions, as well as progressive testing of interventions designed to mitigate the effects of low literacy through modified communications, and improved service organization (Pignone et al. 2005). Much of the scientific enquiry into “health literacy” emanating from the US is, in fact, focused on ways in which health care providers and the health system could better identify, manage and respond to the needs of patients with low literacy, and those with poor content and context literacy in a health environment. This continues to be important and valuable work, but would be more appropriately described as responding to what Baker refers to as “health-related literacy” in clinical settings (Baker 2006).

To find a more complete conceptualisation of health literacy requires us to bring together a sophisticated understanding of literacy with distinctive health content and contexts. In this sense, health literacy is the ability to perform knowledge-based literacy tasks and the possession of literacy skills that are required in different health contexts. The commonly used definitions of health literacy as the capacity to acquire, understand and use information in ways which promote and maintain good health remain valid (Nutbeam 1998; Institute of Medicine 2004), but can be more fully understood with an appreciation of key literacy concepts.

It follows that (as with other “literacies”) health literacy can be developed through education. Health literacy can be regarded as a measurable outcome to health education in the same way that measures of literacy are used as one way of assessing the success of school education. Furthermore, it follows that the measurement of health literacy will be best achieved where content and context are well defined; health literacy will be different for a person with diabetes who is receiving patient education, compared with a pregnant woman attending ante-natal classes, or a young person exposed to health education at school.

Similar to literacy, health literacy can be measured at different levels, corresponding to higher level “health literacy” skills that relate to the acquisition, understanding and application of context-specific knowledge. As in general literacy studies, these levels can be described as functional, interactive and critical health literacy (Nutbeam 2000). The different levels are distinguished by the higher levels of knowledge and skills that progressively support greater autonomy and personal empowerment in health-related decision-making, as well as engagement with a wider range of health knowledge that extends from personal health management to the social determinants of health. These skills can be developed both through formal health education and other less formal exposure to health knowledge and practices.

Current widely used measures of health literacy such as TOFLA and REALM (Parker et al. 1995; Davis et al. 1993) are useful screening tools in clinical environments, but not comprehensive measures of health literacy; measuring only selective domains that are thought to be markers of an individual’s overall capacity (Baker 2006). The more recent US Health Activity Literacy Scale (HALS) is a more comprehensive test, as it differentiates between health-related competencies in five domains (health promotion, health protection, disease prevention, health care and maintenance, and systems navigation), and between different health literacy tasks and skills (Educational Testing Service 2006; Rudd 2007).

The work in the US on HALS as well as in other countries including Canada, Australia and Switzerland (Canadian Council on Learning 2008; Australian Bureau of Statistics 2006; Wang and Schmid 2006) represents good progress in measurement. Much work remains to be done to develop indices that are tailored to defined health content and contexts, and that distinguish between the different levels of knowledge and skills that reflect functional, interactive and critical health literacy. It is highly likely that different measurement tools will be required for different ages and stages in life (Renkert and Nutbeam 2001), even if the structure of the concept remains constant.


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Copyright information

© Birkhäuser Verlag, Basel/Switzerland 2009

Authors and Affiliations

  1. 1.Office of the Vice-ChancellorUniversity of SouthamptonSouthamptonUK

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