Theory and Decision

, Volume 12, Issue 2, pp 115–133 | Cite as

Rule utilitarianism, rights, obligations and the theory of rational behavior

  • John C. Harsanyi

Abstract

The paper first summarizes the author's decision-theoretical model of moral behavior, in order to compare the moral implications of the act-utilitarian and of the rule-utilitarian versions of utilitarian theory. This model is then applied to three voting examples. It is argued that the moral behavior of act-utilitarian individuals will have the nature of a noncooperative game, played in the extensive mode, and involving action-by-action maximization of social utility by each player. In contrast, the moral behavior of rule-utilitarian individuals will have the nature of a cooperative game, played in the normal mode, and involving a firm commitment by each player to a specific moral strategy (viz. to the strategy selected by the rule-utilitarian choice criterion) — even if some individual actions prescribed by this strategy, when considered in isolation, should fail to maximize social utility.

The most important advantage that rule utilitarianism as an ethical theory has over act utilitarianism lies in its ability to give full recognition to the moral and social importance of individual rights and personal obligations. It is easy to verify that action-by-action maximization of social utility, as required by act utilitarianism, would destroy these rights and obligations. In contrast, rule utilitarianism can fully recognize the moral validity of these rights and obligations precisely because of its commitment to an overall moral strategy, independent of action-by-action social-utility maximization.

The paper ends with a discussion of the voter's paradox problem. The conventional theory of rational behavior cannot avoid the paradoxical conclusion that, in any large electorate, voting is always an irrational activity because one's own individual vote is extremely unlikely to make any difference to the outcome of any election. But it can be shown that, by using the principles of rule-utilitarian theory, this paradox can easily be resolved and that, in actual fact, voting, even in large electorates, may be perfectly rational action. More generally, the example of rule utilitarianism shows what an important role the concept of a rational commitment can play in the analysis of rational behavior.

Preview

Unable to display preview. Download preview PDF.

Unable to display preview. Download preview PDF.

References

  1. Brandt, R. B., Ethical Theory, Prentice-Hall, Englewood Cliffs, N.J., 1959.Google Scholar
  2. Harrod, R. F., ‘Utilitarianism Revised’, Mind 45 (1936), 137–156.Google Scholar
  3. Harsanyi, J. C., ‘Cardinal Utility in Welfare Economics and in the Theory of Risk-Taking’, Journal of Political Economy 61 (1953), 434–435. Reprinted in Harsanyi (1976).Google Scholar
  4. Harsanyi, J. C., ‘Cardinal Welfare, Individualistic Ethics, and Interpersonal Comparisons of Utility’ Journal of Political Economy 63 (1955), 309–321, reprinted in Harsanyi (1976).Google Scholar
  5. Harsanyi, J. C., Essays on Ethics, Social Behavior, and Scientific Explanation, Reidel, Dordrecht, Holland, 1976.Google Scholar
  6. Harsanyi, J. C., ‘Rule Utilitarianism and Decision Theory’, Erkenntnis 11 (1977a), 25–53.Google Scholar
  7. Harsanyi, J. C., ‘Morality and the Theory of Rational Behavior’, Social Research 44 (1977b), 623–656.Google Scholar
  8. Harsanyi, J. C., ‘Bayesian Decision Theory and Utilitarian Ethics’, American Economic Review, Papers and Proceedings 68 (1978a), 223–228.Google Scholar
  9. Harsanyi, J. C., ‘Bayesian Decision Theory, Rule Utilitarianism, and Arrow's Impossibility Theorem’, Working Paper CP-405, Center for Research in Management Science, University of California, Berkeley, 1978b.Google Scholar
  10. Harsanyi, J. C., ‘Rationality, Reasons, Hypothetical Imperatives, and Morality’, Working Paper CP-407, Center for Research in Management Science, University of California, Berkeley, 1978c.Google Scholar
  11. Nozick, R., Anarchy, State, and Utopia, Oxford, Blackwell, 1974.Google Scholar
  12. Prichard, H. A., Moral Obligation, Oxford, Clarendon Press, 1965.Google Scholar
  13. Rawls, J., A Theory of Justice, Cambridge, Mass., Harvard University Press, 1971.Google Scholar
  14. Ross, W. D., Foundations of Ethics, Oxford, Clarendon Press, 1963.Google Scholar
  15. Selten, R., ‘Spieltheoretische Behandlung eines Oligopolmodells mit Nachfrageträgheit’, Zeitschrift für die gesamte Staatswissenschaft 121 (1965), 301–324, 667–689.Google Scholar
  16. Selten, R., ‘Reexamination of the Perfectness Concept for Equilibrium Points in Extensive Games’, International Journal of Game Theory 4 (1975), 25–55.Google Scholar

Copyright information

© D. Reidel Publishing Co 1980

Authors and Affiliations

  • John C. Harsanyi
    • 1
    • 2
  1. 1.University of CaliforniaBerkeleyUSA
  2. 2.University of BonnGermany

Personalised recommendations