Abstract
Background
For patients with left upper lobe lesions, the functional benefit of left upper division segmentectomy over left upper lobectomy remains controversial. This study evaluated the clinical and functional outcomes after these two procedures.
Methods
This retrospective study included 135 patients with left upper lobe lesions (left upper lobectomy, 110; left upper division segmentectomy, 25). Propensity score matching was used to compare the two groups. Spirometry and computed tomography volume assessments were performed to evaluate bronchus angle and tortuosity. Short-term clinical respiratory symptoms were assessed via medical record reviews.
Results
Patients in both groups had similar preoperative characteristics, apart from tumor size (left upper division segmentectomy, 1.6 ± 0.9 cm; left upper lobectomy, 2.8 ± 1.7 cm; p = 0.002). After propensity score matching, both groups had similar preoperative spirometry and pathological results. The postoperative spirometry results were similar; however, the left upper division segmentectomy group had a significantly smaller decrease in left-side computed tomography lung volume compared with that in the left upper lobectomy group (left upper division segmentectomy, 323.6 ± 521.4 mL; left upper lobectomy, 690.7 ± 332.8 mL; p = 0.004). The left main bronchus-curvature index was higher in the left upper lobectomy group (left upper division segmentectomy, 1.074 ± 0.035; left upper lobectomy, 1.097 ± 0.036; p = 0.013), and more patients had persistent cough in the left upper lobectomy group (p = 0.001).
Conclusions
Left upper division segmentectomy may be a promising option for preventing marked bronchial angulation and decreasing postoperative persistent cough in patients with left upper lobe lung cancer.
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Due to advancements in surgical and lung cancer screening techniques, an increasing number of patients are diagnosed with early-stage lung cancer. Patients diagnosed with non-small cell lung cancer (NSCLC) at an early stage generally experience favorable postoperative outcomes. The surgical approach is determined based on various factors, including the risk profile, extent of cancer, and postoperative lung function or quality of life for the patient. Two recent randomized controlled trials, CALGB 140503 and JCOG 0802,1,2 compared the efficacy of sublobar resection and lobectomy and demonstrated that sublobar resection is an effective treatment modality for NSCLC. This technique has gained support from the surgical community owing to its ability to preserve lung parenchyma and pulmonary function.
For lesions in the left anterior and apical-posterior pulmonary segments (left upper division, [LUD]), LUD segmentectomy (LUDS) yields oncological outcomes comparable with those of lobectomy regarding recurrence-free and overall survival rates.3,4,5 However, evidence regarding the benefit of preserving the lingular segment in terms of postoperative pulmonary function is lacking.6,7,8 Despite lingular preservation, the lingular segment may have significantly smaller volume relative to that of the LUD and may not function properly after surgery. Furthermore, the benefits of segmentectomy primarily involve one or two segmental resections, which result in improved preservation of parenchymal volume. As the LUD is comparable in size to the right upper lobe, resecting multiple segments, such as the LUD, could significantly decrease pulmonary function beyond expectation. Considering the lack of clarity regarding the benefits of LUD resection and lung function in comparison with those of left upper lobectomy (LUL), performing a lobectomy may be more suited to achieve a larger oncological resection margin.
Currently, most methods used to evaluate postoperative pulmonary function rely heavily on the results of spirometry, which is the most validated and clinically practical technique. However, clinicians may encounter several issues when comprehensively evaluating postoperative pulmonary function using spirometry. Lu et al.9 reported that bronchial kinking after right upper lobectomy, assessed by measuring the angle between the right bronchus intermedius and lower lobe bronchus, may be associated with postoperative respiratory symptoms. Furthermore, morphological changes in the bronchi are also associated with the degree of reduction in the forced expiratory volume in 1 s (FEV1).10 We previously demonstrated that preservation of the inferior pulmonary ligaments affected bronchial tortuosity11; however, reports on comprehensive examinations for the effects of bronchial angle or tortuosity are limited. Thus, in this study, we evaluated the change in the angle of the left main bronchus after LUDS/LUL and investigated its impact on postoperative respiratory symptoms.
Methods
Ethical Statement
This study was approved by the Institutional Review Board of Gangnam Severance Hospital, Yonsei University College of Medicine (No. 3-2023-1247, 03-01-2023). Informed consent was waived due to the retrospective nature of the study.
Participants
In this retrospective study, we reviewed the records of patients diagnosed with stage I–II NSCLC between January 2014 and December 2021. Of these 1055 patients, we only included those with left upper lobe lesions (n = 244). Patients with stage III–IV disease (n = 22), wedge resection (n = 70), non-R0 resection (n = 5), and those without preoperative or 3-month postoperative pulmonary function tests (PFTs; n = 12) were excluded from the study. Finally, 135 patients (LUL, n = 110; LUDS, n = 25) were included in the study. To minimize the effect of confounding factors, demographic variables such as age, sex, and body mass index (BMI) were matched using propensity scores before the groups were compared.
Chest Computed Tomography (CT) Analysis—Lung Volume Measurement
Three-dimensional lung volumes were semi-automatically measured using commercially available reconstruction software (Aquarius iNtuition™ Ver.4.4.6; TeraRecon, Foster City, CA, USA) according to a previously reported, threshold-based, three-dimensional auto-segmentation technique. Anatomical lung volume was measured using a density mask and auto-segmentation techniques. Voxels with Hounsfield Unit (HU) values ranging from −1024 to −200 HU were selected on the axial computed tomography (CT) images and their volume was measured semi-automatically.
Chest CT Analysis—Bronchial Tortuosity Measurement
Tortuosity of the left main bronchus was defined as the curvature index (CI), i.e. the curved length of the left main bronchus divided by the straight length of the left main bronchus (Fig. 1). Using commercially available reconstruction software, the full length of the left main bronchus was semi-automatically traced using the curved multiplanar technique. The CI was calculated as the midline curve length of the left main bronchus divided by the straight length measured using an electronic caliper after precise manual correction. Figure 2 demonstrates the representative images of measuring left main bronchus tortuosity in each group.
Follow-Up Protocols
Patients were regularly followed up within 2 weeks of discharge from surgery. Subsequently, they visited the outpatient clinics at 1, 3, 6, and 12 months. Patients with respiratory symptoms were advised to visit the clinics every 2 weeks, and those with persistent respiratory symptoms were mutually assessed by pulmonologists and thoracic surgeons at the outpatient clinic. For patients with dyspnea, cardiogenic causes were also assessed using cardiac evaluations such as echocardiography. Persistent cough was defined as a cough lasting over 3 weeks after excluding other respiratory causes based on laboratory and radiologic evaluations.
Statistical Analyses
For continuous variables, data are presented as mean and standard deviation. Data with normal distribution were analyzed using the two-sample t-test, and Fisher’s exact test was used to compare categorical variables. Propensity score matching (PSM) was applied to minimize the effect of confounding factors before comparing the clinical variables between the LUL and LUDS groups. The propensity score for each participant was calculated using a logistic model that included age, sex, and BMI. Statistical analyses were performed using R version 4.0.4 (R Core Team, R Foundation for Statistical Computing, Vienna, Austria). Differences with a two-tailed p value <0.05 were considered statistically significant.
Results
Clinical Characteristics After Propensity Score Matching
Patients in the LUL and LUDS groups had similar preoperative characteristics (Table 1); however, the LUL group had significantly larger tumors (LUDS, 1.6 ± 0.9 cm; LUL, 2.8 ± 1.7 cm; p = 0.002) and included more patients with stage II NSCLC (p = 0.002). Although the follow-up duration was not sufficiently long, no significant differences were observed in mortality or recurrence.
Both groups showed similar preoperative PFT results and pathological stages after PSM (Table 2). During the postoperative period, patients who had persistent cough and required cough medication for at least 3 weeks were more commonly observed in the LUL group (p = 0.001).
Lung Volume and Bronchial Tortuosity Measurement
Pre- and postoperative lung volumes are shown in Table 3. The preoperative left-sided lung volume did not differ between the two groups (LUL, 1949.9 mL; LUDS, 1978.4 mL; p = 0.795); however, postoperative left-sided lung volume was significantly preserved in the LUDS group (p = 0.006). After surgery, the LUDS group had a significantly smaller decrease in left-side lung volume compared with that in the LUL group (LUDS, 323.6 ± 521.4 mL; LUL, 690.7 ± 332.8 mL; p = 0.004). The right-sided volume did not differ significantly between the groups.
The left main bronchus-curvature index (LMB-CI) was comparable between the two groups preoperatively, but postoperative LMB-CI was higher in the LUL group (LUDS, 1.074 ± 0.035; LUL, 1.097 ± 0.036; p = 0.013), and the difference between the preoperative and postoperative period was also substantial in the LUL group (LUDS, 0.042 ± 0.036; LUL, 0.065 ± 0.032; p = 0.027).
Discussion
Thoracic surgeons have investigated bronchial deviations following pulmonary resection. Recent advancements in radiological techniques have facilitated the visual measurement of the bronchial angle via a three-dimensional analysis. Several studies have identified changes in the bronchial angle following lobectomy and correlated them with clinical outcomes and pulmonary function results. However, the clinical impact of the lingular segment in left upper lobe lung cancer has not been described previously; therefore, we compared the tortuosity of the bronchus between the propensity score-matched LUDS and LUL groups and assessed its correlation with clinical respiratory symptoms. Our findings suggested that patients who underwent LUL had significantly higher bronchial angulation and a higher incidence of persistent cough, even though both the LUL and LUDS groups had similar lung volumes as measured by PFT and chest CT. Collectively, these findings provide novel insights into the clinical implications of preserving the lingular segment of the lung.
The use of segmentectomy across the two segments in preserving pulmonary function has been strongly debated. Nomori et al.12 evaluated perioperative pulmonary function using single-photon emission CT and reported that LUDS can result in a marked systemic and lobar decrease in lung function, similar to LUL. Our study yielded similar results in terms of FEV1. This may have been attributed to the relatively larger size of the LUD segments and the postoperative decrease in the lingular segment, which was comparable with right middle lobe syndrome after right upper lobectomy. However, FEV1 or spirometry parameters may not comprehensively represent postoperative pulmonary function. Spirometry results are based on a comparison with the healthy population13 and therefore do not reflect the impact of postoperative changes in the thoracic cavity and structure. Hence, measuring the bronchus angle may be an additional method for evaluating postoperative bronchopulmonary function.
In this study, the tortuosity index was determined by measuring the bronchial angulation via LMB-CI, which is a newly developed approach for measuring bronchial angulation.11 Previous studies have used CT reconstruction9 or coronal images of the bronchus bifurcation10 to evaluate the bronchus angle. In comparison, our approach to measuring bronchial tortuosity should be more objective because the midline curved and straight lengths are automatically reconstructed, thereby facilitating the reproducibility of the results. Similar to the findings of Lu et al., with respect to the correlation between the bronchial angle and postoperative intractable cough, we also observed a significant increase in persistent cough among patients with a higher LMB-CI. Approaches that measure bronchial angulation, such as LMB-CI, should be further investigated and standardized in cases where PFT parameters do not demonstrate mild lung function changes or clinical implications.
This study had several limitations. First, the study had a retrospective design and a small sample size, which may have led to bias in the results. As we did not assess patients’ respiratory symptoms with questionnaires in advance, there might be patients who have symptoms but did not report this. Although we reviewed medical records and prescriptions for cough depressant, it might not be sufficient to overcome this type of bias. Second, differences in tumor characteristics, such as size and proportion of ground-glass opacities, between the two groups could have been confounding factors in the analysis of postoperative respiratory symptoms. Other factors, such as the surgical approach (video-assisted thoracic surgery or thoracotomy), pain management protocols, and different cardiopulmonary functions, could have influenced long-term clinical outcomes. Advances in surgical techniques and standardized protocols for the postoperative care of lung cancer patients over time may have also interfered with the clinical results. Finally, the impact of different lymph node dissection techniques was not integrated into the analyses. Future studies with larger sample sizes and more controlled designs are warranted to obtain more conclusive results.
Conclusion
LUDS may be a promising option for preventing marked bronchial angulation and decreasing postoperative persistent cough in patients with left upper lobe lung cancer. Although PFT parameters did not demonstrate the benefits of LUDS over LUL, LUDS should be considered for preserving the normal bronchus anatomy and parenchymal volume. Further research is required to establish a standardized approach for measuring bronchial structures and postoperative lung volume to provide a more comprehensive evaluation of postoperative lung function.
Data availability
The data underlying this study will be shared by the corresponding author upon request.
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This study did not receive any specific grants from funding agencies in the public, commercial, or not-for-profit sectors.
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WW: Conceptualization, methodology, data curation, formal analysis, investigation, software, writing—original draft, writing—review and editing. CHP: Conceptualization, methodology, data curation, investigation, writing—review and editing. JL: Methodology, data curation, writing—review and editing. DHM: Conceptualization, methodology, validation, supervision, project administration, writing—review and editing. SL: Supervision, project administration, writing—review and editing.
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Wongi Woo, Chul Hwan Park, Jimin Lee, Duk Hwan Moon, and Sungsoo Lee have declared no conflicts of interest in relation to this work.
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Woo, W., Park, C.H., Lee, J. et al. Left Upper Division Segmentectomy Compared with Lobectomy for Lung Expansion and Bronchus Tortuosity. Ann Surg Oncol 31, 5021–5027 (2024). https://doi.org/10.1245/s10434-024-15012-6
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DOI: https://doi.org/10.1245/s10434-024-15012-6