Skip to main content
Log in

Neoadjuvant Chemotherapy and Endocrine Therapy for Older Patients with Estrogen Receptor Positive Breast Cancer: Comparison of Approaches

  • Breast Oncology
  • Published:
Annals of Surgical Oncology Aims and scope Submit manuscript

Abstract

Background

Benefits of a pathologic complete response (pCR) following neoadjuvant therapy are well established, yet outcomes for older women are understudied. We sought to examine the pCR and overall survival (OS) rates of women with estrogen receptor (ER) positive breast cancer across age groups.

Methods

Women diagnosed with cT1–4, N0–3, M0, ER+/HER2- breast cancer (2010–2018) who underwent neoadjuvant chemotherapy (NACT) or neoadjuvant endocrine therapy (NET) followed by surgery were selected from the National Cancer Database and categorized by age. Differences were tested, and Cox proportional hazards models were used to estimate the association of response with OS after adjustment for covariates.

Results

In the 43,009-patient cohort, 84.8% received NACT and 15.2% received NET. Of those aged ≥ 70 (N = 5623), 51.0% received NACT, and 49.0% received NET. Compared with younger women receiving NACT, older women were less likely to have a breast or nodal pCR [no pCR by age: 85.1% (≥ 70 years) vs 82.2% (50–69 years) vs 77.7% (< 50 years), p < 0.001]. Rates of pCR were similarly low for all women receiving NET [no pCR by age: 95.6% (≥ 70 years) vs 95% (50–69 years) vs 96% (< 50 years), p = 0.06]. After adjustment, pCR after NACT was not associated with OS for older patients, but better survival outcomes were noted for older patients achieving pCR after NET.

Conclusion

For women with ER+/HER2- breast cancer, pCR rates after NACT are lower in older women compared with younger women, and are equally low after NET for all women. However, pCR after NET is associated with improved OS among older women, unlike pCR after NACT.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2

Similar content being viewed by others

References

  1. von Minckwitz G, Untch M, Blohmer JU, et al. Definition and impact of pathologic complete response on prognosis after neoadjuvant chemotherapy in various intrinsic breast cancer subtypes. J Clin Oncol. 2012;30(15):1796–804.

    Article  Google Scholar 

  2. Tan MC, Al Mushawah F, Gao F, et al. Predictors of complete pathological response after neoadjuvant systemic therapy for breast cancer. Am J Surg. 2009;198(4):520–5.

    Article  PubMed  PubMed Central  Google Scholar 

  3. Cao L, Sugumar K, Keller E, et al. Neoadjuvant endocrine therapy as an alternative to neoadjuvant chemotherapy among hormone receptor-positive breast cancer patients: pathologic and surgical outcomes. Ann Surg Oncol. 2021;28(10):5730–41.

    Article  PubMed  PubMed Central  Google Scholar 

  4. Mittendorf EA, Vila J, Tucker SL, et al. The neo-bioscore update for staging breast cancer treated with neoadjuvant chemotherapy: incorporation of prognostic biologic factors into staging after treatment. JAMA Oncol. 2016;2(7):929–36.

    Article  PubMed  PubMed Central  Google Scholar 

  5. Spring LM, Gupta A, Reynolds KL, et al. Neoadjuvant endocrine therapy for estrogen receptor-positive breast cancer: a systematic review and meta-analysis. JAMA Oncol. 2016;2(11):1477–86.

    Article  PubMed  PubMed Central  Google Scholar 

  6. Ellis MJ, Suman VJ, Hoog J, et al. Randomized phase II neoadjuvant comparison between letrozole, anastrozole, and exemestane for postmenopausal women with estrogen receptor-rich stage 2 to 3 breast cancer: clinical and biomarker outcomes and predictive value of the baseline PAM50-based intrinsic subtype—ACOSOG Z1031. J Clin Oncol. 2011;29(17):2342–9.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  7. Tonneson JE, Hoskin TL, Day CN, Durgan DM, Dilaveri CA, Boughey JC. Impact of the COVID-19 pandemic on breast cancer stage at diagnosis, presentation, and patient management. Ann Surg Oncol. 2021;29:2231–9.

    Article  PubMed  PubMed Central  Google Scholar 

  8. Dietz JR, Moran MS, Isakoff SJ, et al. Recommendations for prioritization, treatment, and triage of breast cancer patients during the COVID-19 pandemic. The COVID-19 pandemic breast cancer consortium. Breast Cancer Res Treat. 2020;181(3):487–97.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  9. Thompson CK, Lee MK, Baker JL, Attai DJ, DiNome ML. Taking a second look at neoadjuvant endocrine therapy for the treatment of early stage estrogen receptor positive breast cancer during the COVID-19 outbreak. Ann Surg. 2020;272(2):e96–7.

    Article  PubMed  Google Scholar 

  10. Fayanju OM, Ren Y, Thomas SM, et al. The clinical significance of breast-only and node-only pathologic complete response (pCR) after neoadjuvant chemotherapy (NACT): a review of 20,000 breast cancer patients in the national cancer data base (NCDB). Ann Surg. 2018;268(4):591–601.

    Article  PubMed  Google Scholar 

  11. Cortazar P, Zhang L, Untch M, et al. Pathological complete response and long-term clinical benefit in breast cancer: the CTNeoBC pooled analysis. The Lancet. 2014;384(9938):164–72.

    Article  Google Scholar 

  12. Verdial FC, Mamtani A, Pawloski KR, et al. The effect of age on outcomes after neoadjuvant chemotherapy for breast cancer. Ann Surg Oncol. 2022;29(6):3810–9.

    Article  PubMed  Google Scholar 

  13. Williams AD, Dang CT, Sevilimedu V, Morrow M, Barrio AV. Neoadjuvant chemotherapy for breast cancer in the elderly: are we accomplishing our treatment goals? Ann Surg Oncol. 2022;29(13):8002–11.

    Article  PubMed  Google Scholar 

  14. Plichta JK, Thomas SM, Vernon R, et al. Breast cancer tumor histopathology, stage at presentation, and treatment in the extremes of age. Breast Cancer Res Treat. 2020;180(1):227–35.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  15. Cho H, Klabunde CN, Yabroff KR, et al. Comorbidity-adjusted life expectancy: a new tool to inform recommendations for optimal screening strategies. Ann Intern Med. 2013;159(10):667–76.

    Article  PubMed  Google Scholar 

  16. Yourman LC, Lee SJ, Schonberg MA, Widera EW, Smith AK. Prognostic indices for older adults: a systematic review. JAMA. 2012;307(2):182–92.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  17. Wright JL, Parekh A, Pollock YY, et al. Use of geriatric assessment tools in selecting therapies in women aged ≥70 years with hormone receptor-positive early-stage breast cancer: preliminary experience with a quality improvement initiative. Int J Radiat Oncol Biol Phys. 2017;98(4):884–90.

    Article  PubMed  Google Scholar 

  18. Boffa DJ, Rosen JE, Mallin K, et al. Using the national cancer database for outcomes research: a review. JAMA Oncol. 2017;3(12):1722–8.

    Article  PubMed  Google Scholar 

  19. Plichta JK, Rushing CN, Lewis HC, et al. Implications of missing data on reported breast cancer mortality. Breast Cancer Res Treat. 2023;197(1):177–87.

    Article  PubMed  Google Scholar 

Download references

Acknowledgement

The National Cancer Data Base (NCDB) is a joint project of the Commission on Cancer (CoC) of the American College of Surgeons and the American Cancer Society. The CoC’s NCDB and the hospitals participating in the CoC NCDB are the source of the de-identified data used herein; they have not verified and are not responsible for the statistical validity of the data analysis or the conclusions derived by the authors.

Funding

This work was in part supported by Duke Cancer Institute through NIH Grant P30CA014236 (PI: Kastan) for the Biostatistics Core. Dr. Plichta is supported by the National Institutes of Health Office of Women’s Research Building Interdisciplinary Research Careers in Women’s Health K12HD043446 (PI: Amundsen).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Jennifer K. Plichta MD, MS.

Ethics declarations

Disclosures

The authors report no proprietary or commercial interest in any product mentioned or concept discussed in this article. Dr. J. Plichta was the recipient of research funding by the Color Foundation (PI: Plichta). She serves on the National Comprehensive Cancer Network (NCCN) Breast Cancer Screening Committee. Dr. E.S. Hwang serves on the National Cancer Institute (NCI) Breast Cancer Steering Committee and the NCCN Breast Cancer Prevention Committee. Dr L.H. Rosenberger serves on the National Comprehensive Cancer Network (NCCN) Breast Cancer Panel. The content of this manuscript is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health (NIH).

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Supplementary Information

Below is the link to the electronic supplementary material.

Supplementary file1 (DOCX 107 kb)

Rights and permissions

Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Miller, K.N., Thomas, S.M., Record, S.M. et al. Neoadjuvant Chemotherapy and Endocrine Therapy for Older Patients with Estrogen Receptor Positive Breast Cancer: Comparison of Approaches. Ann Surg Oncol 30, 6141–6150 (2023). https://doi.org/10.1245/s10434-023-13880-y

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1245/s10434-023-13880-y

Keywords

Navigation