Abstract
A proof is given for the Fourier transform for functions in a quantum mechanical Hilbert space on a non-compact manifold in general relativity. In the (configuration space) Newton–Wigner representation, we discuss the spectral decomposition of the canonical operators and give a proof of the Parseval–Plancherel relation and the Born rule for linear superposition. We then discuss the representations of pure quantum states and their dual vectors and construct the Fock space and the associated quantum field theory for Bose–Einstein and Fermi–Dirac statistics.
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1 Fourier analysis
In a recent paper[1] discussing the embedding of the relativistic canonical classical and quantum theory of Stueckelberg, Horwitz and Piron [2,3,4,5] (see also [6, 7]) into general relativity, the Fourier transform on the manifold, necessary for the construction of a canonical quantum theory, was introduced without proof. In this paper, we provide a proof and clarify the conditions for its validityFootnote 1. We then discuss the configuration space Newton–Wigner representation [1, 9] and the spectral decomposition of the canonical operators. The Dirac form of the quantum theory leads to the notion of a dual space (which does not coincide with the complex conjugate). We give a proof of the Parseval–Plancherel theorem [10, 11] and discuss the Born rule for linear superpositions. With the help of the definition of the dual states, we then construct the Fock space and formulate the associated quantum field theory.
Since we are working in a canonical framework[1], we do not make use of eigenfunctions of the Laplace–Beltrami operator [12]. Although there is a translation group along geodesic curves generated by the canonical momentum, we shall not be concerned here with the general problem of Fourier analysis on group manifolds.
We wish to study the construction of the Fourier transform on a manifold with metric \(g_{\mu \nu }(x)\) ( \(x \equiv x^\mu ,\ \ \mu =(0,1,2,3)\), local flat space metric \((-,+,+,+)\)) and (compatible) connection form \({\Gamma ^\lambda }_{\mu \nu }(x)\). We shall assume that the manifold is non-compact and geodesically complete.
For a function f(x) defined almost everywhere on the manifold \(\{x\}\), we define the Fourier transform[1]
where \(g = -\det g_{\mu \nu }\) and the integral is carried out (in the Riemannian sense) in the limit of the sum over small spacetime volumes with invariant measure \(d^4x \sqrt{g}\). Note that \(p_\mu x^\mu \equiv -p_0 x^0 + p_1 x^1 +p_2 x^2 +p_3 x^3\) is not local diffeomorphism invariant, and hence not a scalar product, on the manifold. The Fourier transform as we have defined it is carried out in the framework of a given, arbitrary, coordinatization.
Provided that
so that
to prove consistency of the definition (1) and the requirement (2), we must haveFootnote 2
This condition follows by taking the inverse transform of (1), i.e.,
so that
Substituting this result into (1), one obtains condition (4).
Exchanging the order of integrations in (4), assuming convergence in either order, we see that we must study the function (in a particular coordinatization \(\{x\}\) and cotangent space \(\{p\}\))
which should act as the distribution \( \delta ^4(p-p')\).
To prove this consistency condition, following the method of Reed and Simon[13] in their discussion of Lebesgue integration, we represent the integral as a sum over small boxes around the set of points \(\{x_B\}\) that cover the space (which we have assumed to be non-compact) and eventually take the limit as for a Riemann–Lebesgue integral. In each small box, the coordinatization arises from an invertible transformation from the local tangent space in that neighborhood. We write
where
and \(\xi ^\lambda \) (small) is in the flat local tangent space at \(x_B\).
We now write integral (7) as
Let us call the measure at B
In this neighborhood, define
which may be taken to be a constant matrix in each small box. In (11), we then have
We now make a change of variables for which \({\xi '}^\mu ={a^\mu }_\lambda (B)\xi ^\lambda \); then, since \(d^4\xi ' = {\det a}d^4\xi \), we have
in each box. We remark that the local coordinate transformation in each box B results, locally, in the metric \(g_{\lambda \sigma }(B)=\eta _{\mu \nu } {\partial \xi ^\mu \over \partial \eta ^\lambda }{\partial \xi ^\nu \over \partial \eta ^\sigma }\) so that \(\det g(B)= -(\det a)^{-2}\) and therefore \(\det a\) is well-defined.
However, the transformation \({a^\mu }_ \lambda (B)\) in the neighborhood of each point B is, in general, different, and therefore, the set of transformed boxes may not cover (boundary deficits) the full domain of spacetime coordinates. It is easy to show, in fact, that the contribution of the boundary deficits of this naive partition of the spacetime may diverge.
We may avoid this problem using our assumption of geodesic completeness of the manifold and taking the covering set of boxes along geodesic curves. Parallel transport of the tangent space boxes then fills the space in the neighborhood of the geodesic curve we are following, and each infinitesimal box carries an invariant volume (Liouville-type flow) transported along a geodesic curve. For successive boxes along the geodesic curve, since the boundaries are determined by parallel transport (rectilinear shift in the succession of local tangent spaces), there is no volume deficit between adjacent boxes.
We may furthermore translate a geodesic curve to an adjacent geodesic by the mechanism discussed in [14], so that boxes associated with adjacent geodesics are also related by parallel transport. In this way, we may fill the entire (geodesically complete) spacetime volume.
We may then write (10) as
Our construction has so far been based on elements constructed in the tangent space in the neighborhood B of each point \(x_B\). Relating all points along a geodesic to the corresponding local tangent spaces and putting each patch in correspondence by continuity, we may consider the set \(\{x_B\}\) to be in correspondence with an extended flat space \(\{\xi (x_B)\}\), to obtainFootnote 3
In the limit of small spacetime box volume, this approaches a Lebesgue-type integral on a flat space
If the measure is differentiable, we could write,
In the small box, say, size \(\epsilon \),
so that for \(\epsilon \) sufficiently small, \(m(\xi , p-p')=1\), and we have
or
It is clear that assertion (19) requires some discussion. For \(\epsilon \rightarrow 0\), we must be sure that \(p'\) does not become too large. In each of the dimensions, what we want to find are conditions for which, in (19),
for \(\epsilon \rightarrow 0\), where we have written p for \(p-p'\). Since the kernel \(\Delta (p-p')\) is to act on elements of a Hilbert space \(\{ {{\tilde{f}}}(p)\}\), the support for \(p' \rightarrow \infty \) vanishes, so that \(p-p'\) is essentially bounded.
As a distribution, on smooth functions g(p), the left member of (22) acts as
The function \(G(\epsilon )\) is analytic if \(p^ng(p)\) has a Fourier transform for all n, since G(0) is identically zero, and successive derivatives correspond to the Fourier transforms of \(p^ng(p)\) (differentiating under the integral). This implies, as a simple sufficient condition, that the (usual) Fourier transform of g(p) is a \(C^\infty \) function in the local tangent space \(\{\xi \}\). In this case, we can reliably use the first-order term in the Taylor expansion,
so that, for \(\epsilon \rightarrow 0\),
where \( {{\tilde{g}}}(\xi )\) is the Fourier transform of g(p). As a distribution on such functions g(p), assertion (19) then follows.
The structure of the proof outlined above emerges due to the factorization possible in the exponential function. For example, in a simpler case, applying the same method to the integration of an arbitrary well-behaved function on the manifold, not necessarily compact, we could write
where we again cover the spacetime, assumed geodesically complete, with small boxes related by parallel transport.
Since for a small interval \(\xi ^\lambda \) in B,
as above, \(d^4\eta = {\det a} d^4 \xi \) and we have (in each box B, \(g= -\det g(B)= (\det a)^{-2}\))
To lowest order, this is
just our usual understanding of the meaning of \(\int d^4x {\sqrt{g}}\ f(x)\) as a sum over the whole space with local measure \(d^4 x {\sqrt{g}}\).
2 Consequences for the quantum theory
The scalar product for the SHPGR Hilbert space [1] is
As pointed out in [1], the operator \(-i {\partial \over \partial x^\mu }\) is not self-adjoint in this scalar product. However, the operator
is essentially self-adjoint. It was furthermore pointed out that in the representation obtained by replacing all wave functions \(\psi (x)\) by \(g(x)^{ 1\over 4}\psi (x)\), which we call the Foldy–Wouthuysen representation in coordinate space[1, 16], operator (31) becomes just \(-i {\partial \over \partial x^\mu }\).
To cast our results in the familiar form of the quantum theory, we write the scalar product (30) as
where
(and \(<\psi |x> = <x|\psi >^* \)) consistently with (32). This definition coincides with the Foldy–Wouthuysen representation as defined in ref. [1]. We now wish to show that the Parseval–Plancherel relation[10, 11] holds for the momentum representation for integral (32).
As in the definition of Fourier transforms given in ref. [1], we defineFootnote 4
and
which also follows from considering the ket \(|p>\) as a limiting case of a sharply defined function \({{\tilde{f}}}(p)\) in (6) (but in Foldy–Wouthuysen representation). With (35), we have
It then follows from (35) that
Moreover, from (34),
Note that this is the complex conjugate of \(<p|\psi>\) only in the flat space limit, reflecting the structure of (34) and (35). This function, however, serves as the dual of the function \(<p|\psi>\) for the construction of the scalar product contracting, for example, with \(<p|\psi>\) to give the squared norm.
This completes our explicit proof of the Parseval relation
Note that \(<\psi |p> <p|\psi>\) is not necessarily a positive number; only the integral assures positivity and unitarity of the Fourier transform, since in this representation, \(<\psi |p>\) is not the complex conjugate of \(<p|\psi>\).
As pointed out above, the operator \(p_\mu = -i {\partial \over \partial x^\mu }\) is essentially self-adjoint in the Foldy–Wouthuysen representation. We now examine its spectrum. We use the notation \(\{X\}\) and \(\{P\}\) to distinguish the canonical operators from the numerical parameters.
Since, by definition, we should have
we have, by completeness of the spectral family of X,
giving P in operator form in the x-representation. In p-representation, we haveFootnote 5
where we recognize the central factor in parentheses as the Foldy–Wouthuysen form of the momentum operator.
Finally, in the same way, for the canonical coordinate, we should have
Then, in the x representation (\(X^\lambda \) commutes with g(x)),
We now turn to linear superpositions, which have the same form as in the flat space theory. Orthogonal sets (on the measure \(d^4x \sqrt{g(x)}\)) can be generated using the scalar product (1) for the Schmidt orthogonalization process (or the method of Murray[17] using minimal distance, here defined by choice of a in \(\Vert \psi -a\chi \Vert \)) to define the orthonormal property
Then, for any linear superposition
we have, as usual,
and, if \(\Vert \psi \Vert ^2 =1, \)
and \(|a_n|^2\) is the probability (Born)to find the system in the state \(\phi _n\).
3 Quantum field theory
To define a quantum field theory on the curved space, we shall construct a Fock space for the many-body theory in terms of the direct product of single particle states in momentum space [5] and define creation and annihilation operators [18]. The Fourier transform of these operators is then used to construct the quantum fields. We have seen in the previous section that for the state \(\psi (x)\) of a one particle system, the complex conjugate of the state (we suppress the tilde in following) in momentum space
is not equal to the dual \(<\psi |p>\)
Here, the dagger is used to indicate the vector dual to \(\psi (x)\), necessary, as in Eq. (39), to form the scalar product. In this form, (39) can be written as
In this sense, \(<p|x>\) (of (35)) is the dual of the (generalized) momentum state \(<x|p>\) in the Foldy–Wouthuysen representation. The operator representations (43) and (45) are therefore bilinears in the states and their duals, and, as shown below, correspond to the second quantized form of the operators, as in the usual form of “second quantization.” Note that the linear functional \(L(\psi )\) of the Riesz theorem [19] that reaches a maximum for a given \(\psi _0\) is given uniquely by the scalar product (52), \(L(\psi ) = \int \mathrm{d}^4p {\psi ^\dagger (p)}_0 \psi (p)\).
The many-body Fock space is constructed [18, 20] by representing the N-body wave function for identical particles on the basis of states of the form, here suitably symmetrized for Bose–Einstein or Fermi–Dirac statistics at equal \(\tau \),Footnote 6 In the following, we work out the Fermi–Dirac case explicitly; the Bose–Einstein formulation is similar. We define, for the Fermi–Dirac case,
where all states in the direct product are at equal \(\tau \) (with, e.g., \(\Psi _2 = {1 \over 2}(\psi _2 \otimes \psi _1- \psi _1\otimes \psi _2)(p_2,p_1) = {1\over 2} (\psi _2(p_2) \psi _1(p_1)-\psi _1(p_2) \psi _2(p_1))\)). We work initially in momentum space, since in this representation the structure is most similar in form to the usual construction.
The Fock space consists of span of the set of the form (53), for every \(N=(0,1,\dots \infty )\), where \(N=0\) is the vacuum state. We now define the creation operator \(a^\dagger (\psi _{N+1}\) on this space with the property thatFootnote 7
which carries out as well the appropriate antisymmetrization. In order to define the annihilation operator, we take the scalar product of this state with an \(N+1\) particle state
for which
where \(a(\psi _{N+1})\), the Hermitian conjugate of \(a^\dagger (\psi _{N+1})\) in the Fock space, is an annihilation operator that removes the particle in the state \(\psi _{N+1}\). This scalar product is defined on the momentum space by (52) term by term, using the dual vectors \(\psi ^\dagger \), as in (52), thus defining the adjoint on the Fock space. For example, for \(N=2\),
Then,
We then take the scalar product with
with conjugate states in the dual space, for which, by the Parseval result,
It then follows, by carrying out the scalar product and selecting terms proportional to the two-body states \(\Psi (\phi _i,\phi _j)\), that the action of the operator \(a(\psi _3)\) on the state \(\Phi (\phi _3,\phi _2,\phi _1)\) is given by
i.e., the annihilation operator acts like a derivation with alternating signs due to its fermionic nature.
This calculation has a direct extension to the N-body case. For bosons, the procedure may be carried out in a similar way.
Applying these operators to the N and \(N+1\) particle states, one finds directly the commutation relations
so that for orthonormal states (with scalar product (60)),
Based on the Dirac form (34) (in Foldy–Wouthuysen representation), consider the distorted “plane wave”
and its dual
so that
and
We may call these operators, as is usually done, \(a(p), a^\dagger (p')\). Then, the Fourier transform with kernel (34) to transform a(p) and (35) to transform the dual operator \(a^\dagger (p)\), we find for the corresponding quantum fields
We have used here the same symbol as for the wave functions and their dual (with the factor \(g(x)^{1\over 4}\) for the Foldy–Wouthuysen representation) to maintain a close analogy to the usual form of second quantization (as in (43), (45) and the associated footnote) for the representation of operators on the Fock space. With the commutation relations (62) and the result (2) proven above, it is easy to see that these fields satisfy (at equal \(\tau \))
as for the commutation–anti-commutation relations of the usual quantum field theory on Minkowski space.
4 Conclusions
We have constructed a proof of the Fourier transform used in ref.[1], valid for any non-compact geodesically complete manifold. This proof is valid, for example, for the exterior region of the Schwarzschild solution since there is an infinite redshift at the singularity, and in the interior region as well, since the geodesics approach the singularity only asymptotically. We have, furthermore, extended the discussion of ref.[1] to prove the Parseval–Plancherel theorem, assuring the equality of the norm in both coordinate and momentum representations using the Foldy–Wouthuysen configuration representation discussed there, for convenience, and for the sake of the correspondence of the resulting formulas with those of the usual quantum theory. Following our formulation of the Dirac form of the quantum theory, we identify the functions corresponding to the state of the system and their dual vectors permitting us to construct the Fock space and the quantum fields for Bose–Einstein and Fermi–Dirac particles on the curved space. Although the theory is not manifestly diffeomorphism covariant (due to the structure of the Fourier transform), it is indeed invariant in form under arbitrary coordinate transformations as well as in any arbitrary coordinatization of the manifold.
We treat the structure of the theory with representations of particles with spin in a succeeding paper.
Notes
Note that Abraham, Marsden and Ratiu [8] apply the formal Fourier transform on a manifold in three dimensions without proof.
This procedure is somewhat similar to the method followed in the simpler case of constant curvature by Georgiev[15] who, however, used eigenvalues of the Laplace–Beltrami operator.
We have changed the signs in the exponents appearing in ref.[1] to conform with the usual convention.
Other approaches to quantum field theory on the manifold of general relativity, such as in [21,22,23,24], introduce a timelike foliation of space time to describe the fields and their evolution. There is no necessity for us to do this since we have available the universal invariant parameter \(\tau \). The usual specification of a spacelike surface on which a complete set of local observables \(\{\mathcal{O}_\tau (x)\} \) commute is then correlated with this \(\tau \).
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Acknowledgements
The author wishes to thank Moshe Chaichian, Asher Yahalom and Gil Elgressy for fruitful discussions.
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Horwitz, L.P. Fourier transform, quantum mechanics and quantum field theory on the manifold of general relativity. Eur. Phys. J. Plus 135, 479 (2020). https://doi.org/10.1140/epjp/s13360-020-00446-0
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DOI: https://doi.org/10.1140/epjp/s13360-020-00446-0