Abstract
In this paper, we reconstruct viable inflationary models by starting from spectral index and tensor-to-scalar ratio from Planck observations. We analyze three different kinds of models: scalar field theories, fluid cosmology, and \(f(R)\)-modified gravity. We recover the well-known \(R^2\) inflation in Jordan-frame and Einstein-frame representation, the massive scalar inflaton models and two models of inhomogeneous fluid. A model of \(R^2\) correction to Einstein’s gravity plus a “cosmological constant” with an exact solution for early-time acceleration is reconstructed.
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1 Introduction
It is well known that all the cosmological observations [1, 2] show with high accuracy that the universe is expanding in an accelerated way. Moreover, the idea is well accepted according to which the universe, after the Big Bang, underwent another period of strong accelerated expansion, namely the inflation (see Refs. [3–5] for reviews). The inflationary universe was first proposed by Guth and Sato [6–8] to solve some problems related to the initial conditions of the Friedmann universe: today, despite the constraints that a viable theory must satisfy to fit the cosmological data, the arena of the inflationary models is quite large. In general, to reproduce the accelerated expansion of inflation, we may use a scalar field representation, work with fluid cosmology, or modify the gravitational action of General Relativity introducing a repulsive force at high curvature.
In chaotic inflation [9] an homogeneous scalar field, namely the inflaton, is subjected to a potential and drives the accelerated expansion when its magnitude is negative and very large and satisfies some suitable conditions. After this stage, the field rolls down toward a potential minimum and inflation ends, such that the reheating process for the particle production starts, supported by oscillations of the field [10, 11].
Fluid cosmology is the simplest approach to any desired cosmological scenario supported by non-perfect fluids different from standard matter and radiation [12–18]: some applications to inflation can be found in Refs. [19, 20].
Finally, it is reasonable to expect that inflation might be related to quantum corrections to Einstein’s theory at high curvature. Thus, one may take into account higher derivative terms of the curvature invariants (Ricci tensor, contractions of the Ricci and Riemann tensors, Gauss–Bonnet, the “square” of the Weyl tensor, ...) in the gravitational action [21–27]. We also mention that it is possible to study chaotic inflation in the framework of modified gravity (see Ref. [28]). For reviews on modified gravity theories see Refs. [29–32].
In this work, following the approach presented in Refs. [33, 34], we would like to start from the cosmological data and reconstruct the models able to reproduce a viable inflation in the different representations. In this specific case, the last observations constrain the spectral index as \(n_s\sim 1-2/{\mathcal N}\), and the tensor-to-scalar ratio of cosmological perturbations as \(r\sim 1/{\mathcal N}\) or, better, as \(r\sim 1/{\mathcal N}^2\), where \({\mathcal N}\) is the total \(e\)-folds number of inflation; it must be \(55<{\mathcal N}<65\) to have a sufficient amount of inflation (for de Sitter space-time \(n_s=1\) and we have an eternal inflation with \({\mathcal N}\rightarrow \infty \)). Thus, we can see which models satisfy these constraints by using a reconstruction technique.
The paper is organized as follows. In Sect. 2, we express all the characteristic quantities of inflation in terms of the \(e\)-folds number left to the end of inflation \(N\), and we will write the spectral index and tensor-to-scalar ratio in terms of the total amount of inflation \({\mathcal N}\). The two viable choices illustrated above are analyzed in Sects. 3 and 4, where two possible scenarios are investigated in the related subsections: scalar field representation and fluid cosmology. Section 5 is devoted to \(f(R)\)-modified gravity, for which the spectral index and the tensor-to-scalar ratio must be recalculated. For every class of models we reconstruct the specific examples which generate viable inflation. The results are discussed in Sect. 6.
We use units of \(k_{\mathrm {B}} = c = \hbar = 1\) and denote the gravitational constant, \(G_N\), by \(\kappa ^2\equiv 8 \pi G_{N}\), so that \(G_{N}=1{/}M_{\mathrm {Pl}}^2\), \(M_{\mathrm {Pl}} =1.2 \times 10^{19}\) GeV being the Planck Mass.
2 Inflation: general features
The inflation is a period of cosmological expansion where gravity acts as a repulsive force bringing about a strong accelerated expansion with a finite event horizon and explaining the thermalization of the observable universe. In order to preserve the important predictions of the Standard Model, inflation must take place in a very short period (\(t\sim 10^{-35}\)–\(10^{-36}\) s) after the Big Bang. The early-time acceleration may be described by a large variety of models, and in this section we would like to recall some basic features of it.
The flat Friedmann–Robertson–Walker (FRW) metric for a homogeneous and isotropic universe reads
where \(a\equiv a(t)\) is the scale factor depending on cosmological time \(t\). Thus, the Friedmann equations are
where the dot denotes the derivative with respect to the time, \(H(t)\equiv H=\dot{a}/a\) is the Hubble parameter and \(\rho _{\text {eff}},p_{\text {eff}}\) are the effective energy density and pressure of the universe. They can be the result of some fluid contents, scalar field, and also modifications to gravitational action in terms of higher derivative corrections to Einstein’s gravity. For every case under investigation we will provide the corresponding Lagrangian to derive such quantities, but up to now we will keep this general framework. We may also introduce an effective Equation of State (EoS):
where \(\omega _{\text {eff}}\) is an effective EoS parameter and in general it is a function of the Hubble parameter and its derivatives. From (2) we have the conservation law
Inflation is described by a (quasi-) de Sitter space-time, when the Hubble parameter is close to the Planck mass. It means that at the beginning of the inflation
but not vanishing in order to have an exit from inflation [33, 34]. We may also require the positivity of \((1+\omega )\): if \(\omega \) passes through \(-1\), it may be a final attractor of the system and inflation never ends; on the other side, acceleration vanishes when the Strong Energy Condition (SEC) is violated with \(-1/3<\omega _{\text {eff}}\). To describe the evolution of (5), we introduce the \(e\)-fold number left to the end of inflation,
where \(a_\text {f}\equiv a(t_\text {f})\) is the scale factor at the end of inflation with \(t_\text {f}\) the related time. The inflation ends when \((1+\omega _{\text {eff}})\sim \mathcal O(1)\) and for this reason we may assume the following Ansatz [33]:
Here, \(\beta \) is a number on the order of the unit.
In terms of the \(e\)-folds left to the end of inflation the conservation law (4) reads
where we have taken into account that \(\mathrm{d}/\mathrm{d}t=-H(t) \mathrm{d}/\mathrm{d}N\) and we have used (3). As a consequence, from the Ansatz (7) we find the following solutions:
with \(\rho _0\) an integration constant corresponding to the effective energy density at the end of inflation at \(N=0\) in the case of \(\alpha =0\), and to the effective energy density at the beginning of inflation at \(1\ll N\) in the case of \(1<\alpha \). The quasi-de Sitter solution of inflation evolves (at the first order approximation) with the Hubble flow functions
First let us assume we deal with situations where the so-called Jordan frame coincides with the Einstein frame. Thus, for the moment, we shall not consider modified gravity models. Inflation takes place as soon as the quantities above remain very small (slow-roll approximation). In this specific case we must have
and acceleration ends when \(\epsilon _1\) is on the order of the unit. By using (2)–(4) we find
or, by using the Ansatz (7),
We see that if \(1<\alpha \) the \(\epsilon _1\) parameter is much smaller with respect to the \(\epsilon _2\) parameter. This behavior can be found in all the models where inflation can be treated at the perturbative level such that \(\dot{H}^2\ll H |\ddot{H}|\), but in general the slow-roll conditions do not imply it. In principle, also the case \(0<\alpha <1\) where \(\epsilon _1\) is larger than \(\epsilon _2\) is not excluded.
In order to solve the problem of the initial conditions of the Friedmann universe, it is necessary to have \(\dot{a}_{\mathrm {i}}/\dot{a}_0< 10^{-5}\), where \(\dot{a}_{\mathrm {i}},\dot{a}_0\) are the time derivatives of the scale factor at the Big Bang and today, respectively, and the anisotropy in our universe is on the order of \(10^{-5}\). Since in the decelerating universe \(\dot{a}(t)\) decreases by a factor \(10^{28}\), one has \(\dot{a}_{\mathrm {i}}/\dot{a}_{\mathrm {f}}<10^{-33}\) and if inflation is governed by a (quasi-) de Sitter solution the number of \(e\)-folds at the beginning of inflation,
must be at least \({\mathcal N}\simeq 76\), but the spectrum of fluctuations of CMB say that \({\mathcal N}\simeq 55\) is enough to have thermalization of the observable universe. Typically, it is required that \(55<{\mathcal N}<65\).
Thus, at the end of inflation, the amplitude of the power spectrum of Newtonian potential (namely the fluctuations of the effective energy density) is given by
where we have reintroduced the Newton constant \(G_N\). For the Ansatz (7) with (9)–(10) one derives
Since \(\Delta _{\mathcal R}^2\simeq 10^{-9}\) must hold, given the \(e\)-folds number \({\mathcal N}\), we may use the power spectrum to recover the effective energy density of the universe at the end of inflation, which reads \(\rho =\rho _0\) in the case of \(\alpha =1\) and \(\rho =\rho _0\exp \left[ -3\beta /(\alpha -1)\right] \) in the case of \(\alpha \ne 1\).
The spectral index \(n_s\) and the tensor-to-scalar ratio \(r\) are given by (at the first order)
In the \((n_s,r)\) plane, one has the curve defined by
Note that the spectral index \(n_s\) is smaller than 1, since the Hubble flow functions are both positive. This is always true if we want a graceful exit from inflation.
The last observations by the Planck satellite [2] constrain the spectral index and the tensor-to-scalar ratio to \(n_{\mathrm {s}} = 0.9603 \pm 0.0073\, (68~\%\,{\mathrm {CL}})\) and \(r < 0.11\, (95~\%\,{\mathrm {CL}})\). It means that
We have the following cases:
Therefore, the cases \(\alpha =1\) and \(\beta =1/3\) and \(\alpha =2\) with \({\mathcal N}\simeq 60\) are viable [34], the second one with a tensor-to-scalar ratio much smaller. In the first case, since \(r=4(1-n_s)\), the tensor-to-scalar ratio is slightly larger than the Planck results when the spectral index is in agreement with them, but, since the correct value of this parameter is still a debated question, in our work we will take in consideration also the class of models which realizes such a configuration. If \(\alpha <1\), the tensor-to-scalar ratio is too big: for example, if \(\alpha =3/4\) and \(\beta =1/3\) with \({\mathcal N}\simeq 60\), the spectral index satisfies the Planck constraints, but the tensor-to-scalar ratio is \(r=0.37\).
Let us analyze now how different models can be reconstructed to reproduce a viable inflationary scenario.
3 Inflation with spectral index \(1-n_s=(3\beta +1)/({\mathcal N}+1)\): case \(\alpha =1\)
In this section, we would like to analyze different models to realize viable inflation with spectral index (23): it means that the Hubble flow functions (11) are on the same order of magnitude and the EoS parameter in (3) can be written as
where we have used (7) and (9) with \(\alpha =1,\beta =1/3\) to satisfy the Planck results. Here, \(\rho _0\) is the effective energy density at the end of inflation and when \(\rho _{\text {eff}}=\rho _0\) acceleration ends. The Hubble flow functions (14) read in this case
and the spectral index and the tensor-to scalar ratio are given by
First of all, we will revisit chaotic inflation in scalar field theories.
3.1 Inflation with scalar field
Inflation may be realized by the inclusion of a minimally coupled scalar field \(\phi \), dubbed the inflaton, subjected to the potential \(V(\phi )\), whose general Lagrangian reads
For a flat FRW metric the equations of motion (EOMs) are given by (2) with the following identification:
We get from the first equation in (2) and from the conservation law (4)
where the prime denotes the derivative with respect to \(\phi \). Chaotic inflation is realized for negative and arbitrarily large values of the field when the slow-roll approximation is valid. For a scalar field representation one introduces the slow-roll parameters
which are related to the Hubble flow functions (11) as follows:
Thus, in the slow-roll regime (12) we get
To realize the quasi-de Sitter solution of inflation with \(\omega _{\text {eff}}\simeq -1\), the kinetic energy of the field must be much smaller with respect to the potential,
such that Eq. (31) read
and the slow-roll parameters (32) and the \(e\)-folds \({\mathcal N}\) in (15) can be derived as
Finally, the spectral index and the tensor-to-scalar ratio in (19) are given by
For the case under investigation (23) we have
where the spectral index and the tensor-to-scalar ratio are obviously the same as (28). For large e-folds \(N\) during inflation the slow-roll parameters are very small and for \({\mathcal N}\simeq 60\), as we have seen, the spectral index is in good agreement with this equation, but the tensor-to-scalar ratio does not seem to be. Inflation ends when the slow-roll conditions in (34) are no more valid. Typically, the field slowly moves toward a potential minimum and starts to oscillate, beginning the reheating process for particle production.
Reconstructing a model for chaotic inflation which realizes (23) with \(\beta =1/3\) and therefore the spectral index and the tensor-to -scalar ratio in (39) is quite simple. From (26) and the last expression in (30) we get
Here, the integration constant \(\phi _\text {i}\) corresponds to the (negative) value of the field at the beginning of inflation when \(t=t_\text {i}\). Thus, in the slow-roll approximation (35), we can use (36) to find
where we have introduced the constant term
This theory corresponds to a quadratic scalar field inflation. The boundary value of the field defines the total amount of inflation, namely \({\mathcal N}\) through relation (9) with \(\beta =1/3\) as
where we have used (42). When \(\rho _{\text {eff}}=\rho _0\equiv 2m^2/\kappa ^2\), the effective EoS parameter \(\omega _{\text {eff}}=-1/3\) and inflation ends: at this point, the potential \(V(\phi )=\rho _0/3\equiv 2m^2/(3\kappa ^2)\) is equal to \(\dot{\phi }^2\) and the slow-roll approximation (35) is no more valid. Finally, the value of \(m^2\) and therefore of \(\rho _0\) must be consistent with the amplitude of the power spectrum in (17) as \(\Delta _{\mathcal R}\simeq 10^{-9}\).
The quadratic potential is not the only one which realizes chaotic inflation with \(\alpha =1\) in (23). If we relax the condition on \(\beta \) in (26) such that
where \(\beta \ne 1/3\) remains a number on the order of the unit, in the slow-roll approximation (35) we find the following relation between the kinetic energy of the field and the potential:
For \(\beta =1/3\) one derives (40) again. Thus, by using the second equation in (36) we obtain
namely a power-law potential. For example, for \(\beta =2/3\) we get the quartic potential
with the slow-roll parameters (32)–(33) and spectral index and tensor-to-scalar ratio (38)
Also in this example, for large e-folds \(N\) during inflation the slow-roll parameters are very small and for \({\mathcal N}\simeq 60\) the spectral index satisfies the Planck data, but the tensor-to-scalar ratio is too large. All the potentials based on a power-law function belong to the class (23), in accordance with Ref. [33]. The only potential which is not disfavored by the Plank data seems to be the linear potential, which is realized by the choice \(\beta =\frac{1}{6}\). In this case, one also has \(r=\frac{8}{3}(1-n_s)\).
3.2 Fluid cosmology
The simplest description of inflation is provided by an exotic fluid with EoS different from the one of ordinary matter and radiation [19, 20]. Since the inflation is described by a quasi-de Sitter solution and inflation must end, the EoS parameter of such a fluid cannot be a constant (like for perfect fluids) and must depend on the energy density. If we identify \(\rho _{\text {eff}}\) and \(p_{\text {eff}}\) with the energy density \(\rho \) and the pressure \(p\) of the fluid, the EoS (3) with (26) reads
the EoS parameter \(\omega (\rho )\) of the (inhomogeneous) fluid depends on the energy density. Thus, from (2) and (4), one has
Inflation takes place when \(t\) is close to \(t_\text {i}\) and \(H=\sqrt{\kappa ^2/3} h_0\), where \(h_0\) is the constant value of the de Sitter solution of early-time acceleration. The energy density of the fluid and, therefore, the Hubble parameter decrease. The Hubble flow functions (11) read
Since the scale factor can be written as
where \(a_\text {f}\) is the scale factor at the end of inflation when \(\rho =\rho _0\), we see that
Also in this case, other inhomogeneous fluid models reproducing inflation with Hubble flow functions on the same order can be found by relaxing the condition on \(\beta \), namely \(\beta \ne 1/3\) in (26) like in (44),
which seems to define an extended Chaplygin gas [35, 36]. In such a case we derive
where \(\rho _\text {i}\) (in this case, the energy density of the fluid at the beginning of inflation) and \(\tilde{h}_0\) are integration constants. For example, for the case \(\beta =2/3\) above, one recovers the spectral index and the tensor-to-scalar ratio in (48).
4 Inflation with spectral index \(1-n_s=2/({\mathcal N}+1)\): case \(\alpha =2\)
Now we would like to analyze different models to realize inflation with spectral index (24), where the Hubble flow function \(\epsilon _1\) in (11) is much smaller than \(\epsilon _2\). Since the tensor-to-scalar ratio is proportional to \(r\sim 1/({\mathcal N}+1)^2\), every value of \(\beta \) on the order of the unit satisfies the Planck data. In this case, the EoS parameter in (3) can be written as
where we have used (7) and (9) with \(\alpha =2\). Now \(\rho _0\) is the effective energy density at the beginning of inflation, when \(\omega =-1\). The Hubble flow functions (14) read
and the spectral index and the tensor-to scalar ratio are derived as
Let us consider some applications.
4.1 Scalar inflation
Let us come back to scalar field inflation described in Sect. 3.1. From (57) and the last expression in (2), if we use the slow-roll approximation (35), we have
where we have used the fact that during inflation \(V(\phi )\) is close to \(\rho _0^-\). Thus, from the second equation in (36) we get
where \(c_1\) is a constant. In the case \(c_1=2\) and \(\beta =1/2\) we recover inflation in the scalar field Einstein-frame representation of the Starobinsky model and we obtain for the slow-roll parameters introduced in (32)
The spectral index and the tensor-to-scalar ratio read
according with the results of Starobinsky inflation [37] in the Einstein frame, and we will see in later also in the Jordan frame. Furthermore, in Ref. [38] it has been shown that also the more general class of \(R^2\) models with cosmological constant reproduces the inflation in the same way as the Starobinsky model and the cosmological constant does not play here any role, since it produces a (negligible) term proportional to \({\sim }\exp \left[ 2\sqrt{\kappa ^2/(3\beta )}\phi \right] \) in the potential.
4.2 Fluid cosmology
The EoS (3) with (57) assumes the following form for an inhomogeneous fluid:
The asymptotic solutions of (2) and (4) read
in the limit \(t\ll t_\text {e}\), where \(t_\text {e}\) is the time at the end of inflation (in fact, its duration). Thus, the Hubble flow parameters (11) are derived as
and the spectral index and the tensor-to-scalar ratio (19) finally are given by
By taking into account that
one recovers (59).
5 \(f(R)\)-modified gravity
An alternative description of the early-time acceleration is given by the modified theories of gravity, where an arbitrary function of some curvature invariant is added to the Hilbert–Einstein term in the action of General Relativity. This kind of corrections may arise from quantum effects or be inspired by string theories and it is expected that it plays a fundamental role at high curvatures, during the inflation. Here, we would like to analyze the simplest class of such models, where the modification depends on the Ricci scalar only.
Let us consider the following modified gravitational Lagrangian:
where \(f(R)\) is a function of the Ricci scalar \(R\). For an FRW metric (1) the modification to gravity can be encoded in the effective energy density and pressure which appear in (2) by making the following identification:
Here, \(f(R)\equiv f\) and the subscript ‘\(R\)’ is the derivative with respect to the Ricci scalar.
As is well known, for a modified theory of gravity, the Einstein frame does not coincide with the Jordan frame, where the theory is defined. Thus, the Hubble flow functions (11) have to be replaced by the variables [39, 40] (for a review of inflation in the framework of \(f(R)\)-gravity see the Ref. [41]),
and the spectral index and the tensor-to-scalar ratio are given by
From the EOMs (2) with (70)–(71) one has
During inflation \(|\epsilon _{1,3,4}|\ll 1\) and \(\epsilon _1\simeq -\epsilon _3\), such that \(\epsilon _4\simeq -3\epsilon _1+\dot{\epsilon }_1/(H\epsilon _1)\). It follows that
where we have reintroduced \(\epsilon _2\) in (11). Thus, in analogy with (19), we find
By using (7), we derive
and the choice \(\alpha =1\) with \({\mathcal N}\simeq 60\) satisfies the Planck results in (22). The corresponding \(\omega _{\text {eff}}\equiv p_{\text {eff}}/\rho _{\text {eff}}\) parameter is given by \(\omega _{\text {eff}}=-1+\beta \left( \rho _0/\rho _{\text {eff}}\right) ^{1/(3\beta )}\), but for simplicity we will set \(\beta =1/3\) recovering \(\omega _{\text {eff}}=-1+\rho _0/(3\rho _{\text {eff}})\) as in (26). It follows from (70)–(71) that
with
If we use (9) or (10) in the first equation of (2), we can express the Hubble parameter and its time derivative in terms of the e-folds left to the end of inflation \(N\). In the case of (9) with \(\beta =1/3\) one has
Thus, we can reconstruct the modified gravity models which realize such a configuration and we get from (78)
\(\gamma \) being an integration constant. Since \(R=\kappa ^2\rho _0(4N+3)\), one has
where \(\lambda \) is a “cosmological constant”. From the last expression we obtain for the effective energy density (70) with respect to (80),
so that \(\lambda \) has to be
in order to satisfy the first equation in (2). Finally, if we set \(\gamma =2/(3\kappa ^2)\), we obtain
corresponding to an extension of the so called “Starobinski model” where \(f(R)=\tilde{\gamma }R^2\), \(\tilde{\gamma }\) being a constant [37]. For such a model, we recover the spectral index and the tensor-to-scalar ratio in (63). We also note that, in the limit \(1\ll N\), (83) solves asymptotically the first Friedmann equation in (2) independently of \(\lambda \) if
and, in the case of \(\gamma =2/(3\kappa ^2)\), this is always true if \(\kappa ^2\rho _0\ll R\) or, since \(\rho _0\sim 1/\kappa ^4\), \(M_{Pl}^2/8\pi =1/\kappa ^2\ll R\). In the Starobinsky-like models the Planck mass in \(\kappa ^2\) is replaced by a more general mass term \(M^2\), and during inflation the term \(R^2\) can be considered much bigger than the Hilbert–Einstein contribution to the action. As has been found in Ref. [38], this class of models produces inflation in the slow-roll approximation in the same way as the Starobinsky model. Here, we see also that, if we add a cosmological constant like in (84), we have an exact accelerated solution for inflation. In terms of the cosmological time, this exact solution reads
where \(H_0\) is constant and \(t_i\), as usual, is the time at the beginning of inflation; but in principle such a solution, by setting a suitable value of \(\rho _0\), may reproduce also the current acceleration predicting an end of it, since no slow-roll approximation has been used at all.
6 Conclusions
In this paper, we have investigated viable models for inflation by starting from observations. The Planck results for the spectral index and the tensor-to-scalar ratio determine the behavior of the models. In particular, it is possible to reconstruct a model by starting from the implicit form of these parameters: a simple Ansatz relates them to the effective EoS parameter of inflationary universe, and the Hubble parameter with the effective energy density follow from it. We have shown how, working in a scalar field representation, the only viable models which can be derived in such a way are the well-known massive inflaton theory (but we must remark that in such a case the tensor-to-scalar ratio is larger than the Planck result) and the Einstein-frame representation of the Starobinsky-like model accounting for the \(R^2\) correction to Einstein’s gravity. The reconstruction technique permits us also to find the viable fluid models for inflation: the inhomogeneous fluids producing inflation have been analyzed and the explicit solutions have been presented.
In the last section, we have considered the \(f(R)\)-modified theories of gravity for inflation. For a modified theory of gravity the spectral index and the tensor-to-scalar ratio must be recalculated. Thus, a reconstruction technique can be used to find the models that reproduce values in agreement with Planck data for this parameters. We found a model with an exact solution (without making use of a slow-roll approximation) for viable inflation, where a \(R^2\) correction together with a cosmological constant is added to the Hilbert–Einstein action of General Relativity. This model belongs to the class of Starobinsky-like inflationary theories. It is possible to see that, by requiring that an accelerated solution appears at high curvature, all the Starobinsky-like models can be found. As expected, the related spectral index and the tensor-to-scalar ratio return be the same as scalar inflation in the Einstein-frame representation of the Starobinsky model.
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S.Z. thanks G. Cognola, M. Rinaldi, and L. Vanzo for discussions.
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Myrzakulov, R., Sebastiani, L. & Zerbini, S. Reconstruction of inflation models. Eur. Phys. J. C 75, 215 (2015). https://doi.org/10.1140/epjc/s10052-015-3443-4
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DOI: https://doi.org/10.1140/epjc/s10052-015-3443-4