Skip to main content
Log in

Trace Formulas for Schrödinger Operators on a Lattice

  • Research Articles
  • Published:
Russian Journal of Mathematical Physics Aims and scope Submit manuscript

    We’re sorry, something doesn't seem to be working properly.

    Please try refreshing the page. If that doesn't work, please contact support so we can address the problem.

Abstract

We consider Schrödinger operators with complex decaying potentials (in general, not of trace class) on a lattice. We determine trace formulas in terms of the eigenvalues and the singular measure and some integrals of a Fredholm determinant. The proof is based on estimates of the free resolvent and analysis of functions in Hardy spaces. Moreover, we obtain an estimate for eigenvalues and singular measure in terms of potentials.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  1. K. Ando, “Inverse Scattering Theory for Discrete Schrödinger Operators on the Hexagonal Lattice”, Ann. Henri Poincaré, 14 (2013), 347–383.

    Article  ADS  MATH  Google Scholar 

  2. M. Sh. Birman and M. G. Krein, “On the Theory of Wave Operators and Scattering Operators”, Dokl. Akad. Nauk SSSR, 144 (1962), 475–478.

    MATH  Google Scholar 

  3. A. Borichev, L. Golinskii, and S. Kupin, “A Blaschke-Type Condition and Its Application to Complex Jacobi Matrices”, Bull. London Math. Soc., 41 (2009), 117–123.

    Article  MATH  Google Scholar 

  4. A. Boutet de Monvel and J. Sahbani, “On the Spectral Properties of Discrete Schrödinger Operators : (The Multi-Dimensional Case)”, Review in Math. Phys., 11 (1999), 1061–1078.

    Article  ADS  MATH  Google Scholar 

  5. V. S. Buslaev, “The Trace Formulas and Certain Asymptotic Estimates of the Kernel of the Resolvent for the Schrödinger Operator in Three-Dimensional Space”, Probl. Math. Phys. No. I, Spectral Theory and Wave Processes, (1966), 82–101.

    Google Scholar 

  6. V. Buslaev and L. Faddeev, “Formulas for the Traces for a Singular Sturm-Liouville Differential Operator (English translation)”, Dokl. AN SSSR, 132:1 (1960), 451–454.

    MATH  Google Scholar 

  7. M. Demuth, M. Hansmann, and G. Katriel, “On the Discrete Spectrum of Nonself-Adjoint Operators”, J. Funct. Anal., 257:9 (2009), 2742–2759.

    Article  MATH  Google Scholar 

  8. L. Faddeev and V. Zakharov, “Korteveg-de Vries Equation: a Completely Integrable Hamiltonian System”, Func. Anal. Appl., 5 (1971), 18–27.

    Google Scholar 

  9. R. Frank, “Eigenvalue Bounds for Schrodinger Operators with Complex Potentials. III”, Trans. Amer. Math. Soc., 370:1 (2018), 219–240.

    Article  ADS  MATH  Google Scholar 

  10. R. Frank and J. Sabin, “Restriction Theorems for Orthonormal Functions, Strichartz Inequalities, and Uniform Sobolev Estimates”, Amer. J. Math., 139:6 (2017), 1649–1691.

    Article  MATH  Google Scholar 

  11. R. L. Frank, A. Laptev, and O. Safronov, “On the Number of Eigenvalues of Schrödinger Operators with Complex Potentials”, J. Lond. Math. Soc., 2:94 (2016), 377–390.

    Article  MATH  Google Scholar 

  12. J. Garnett, Bounded Analytic Functions, Academic Press, New York, London, 1981.

    MATH  Google Scholar 

  13. M. Hansmann, “An Eigenvalue Estimate and Its Application to Nonself-Adjoint Jacobi and Schrödinger Operators”, Lett. Math. Phys., 98:1 (2011), 79–95.

    Article  ADS  MATH  Google Scholar 

  14. I. Gohberg and M. Krein, Introduction to the Theory of Linear Nonself-Adjoint Operators, vol. 18 AMS, Translated from the Russian, Translations of Mathematical Monographs, Providence, R.I, 1969.

    Google Scholar 

  15. L. Guillopé, Asymptotique de la phase de diffusion pour l’opérateur de Schrödinger dans \({ {\mathbb R} }^n\), Séminaire E.D.P., Exp. No. V, Ecole Polytechnique, 1985, 1984–1985.

    Google Scholar 

  16. H. Isozaki and E. Korotyaev, “Inverse Problems, Trace Formulas for Discrete Schrödinger Operators”, Annales Henri Poincare, 13:4 (2012), 751–788.

    Article  ADS  MATH  Google Scholar 

  17. H. Isozaki and E. Korotyaev, “New Trace Formulas for Schrödinger Operators”, Rus. J. Math. Phys., 25:1 (2018), 27–43.

    Article  MATH  Google Scholar 

  18. H. Isozaki and H. Morioka, “A Rellich Type Theorem for Discrete Schrödinger Operators”, Inverse Probl. Imaging, 8:2 (2014), 475–489.

    Article  MATH  Google Scholar 

  19. P. Kargaev and E. Korotyaev, “Effective Masses and Conformal Mappings”, Comm. Math. Phys., 169:3 (1995), 597–625.

    Article  ADS  MATH  Google Scholar 

  20. R. Killip and B. Simon, “Sum Rules and Spectral Measures of Schrödinger Operators with \(L^2\) Potentials”, Ann. of Math., 2:2 (2009), 739–782.

    Article  MATH  Google Scholar 

  21. P. Koosis, Introduction to \(H_p\) Spaces, 115 Cambridge Tracts in Mathematic, 1998.

    MATH  Google Scholar 

  22. E. A. Kopylova, “Dispersive Estimates for Discrete Schrödinger and Klein-Gordon Equations”, St. Petersburg Math. J., 21:5 (2010), 743–760.

    Article  MATH  Google Scholar 

  23. E. Korotyaev, “Trace Formulas for Schrodinger Operators with Complex Potentials on Half-Line”, Lett. Math. Phys., 110 (2020), 1–20.

    Article  ADS  MATH  Google Scholar 

  24. E. Korotyaev, “Trace Formulas for Schrödinger Operators with Complex-Valued Potentials”, Russ. J. Math. Phys., 27:1 (2020), 82–98.

    Article  MATH  Google Scholar 

  25. E. Korotyaev, “The Estimates of Periodic Potentials in Terms of Effective Masses”, Comm. Math. Phys., 183:2 (1997), 383–400.

    Article  ADS  MATH  Google Scholar 

  26. E. Korotyaev, “Estimates for the Hill Operator. I”, J. Differential Equations, 162:1 (2000), 1–26.

    Article  ADS  MATH  Google Scholar 

  27. E. Korotyaev, “Inverse Resonance Scattering on the Half Line”, Asymptot. Anal., 37:3-4 (2004), 215–226.

    MATH  Google Scholar 

  28. E. Korotyaev and A. Laptev, “Trace Formulas for Schrödinger Operators with Complex-Valued Potentials on Cubic Lattices”, Bull. Math. Sci., 8 (2018), 453–475.

    Article  MATH  Google Scholar 

  29. E. Korotyaev and A. Laptev, “Trace Formulae for Discrete Schrödinger Operators”, Functional Analysis and Its Applications, 51:3 (2017), 225–229.

    Article  MATH  Google Scholar 

  30. E. Korotyaev and J. Moller, “Weighted Estimates for the Laplacian on the Cubic Lattice”, Ark. Mat., 57:2 (2019), 397–428.

    Article  MATH  Google Scholar 

  31. E. Korotyaev and A. Pushnitski, “A Trace Formula and High-Energy Spectral Asymptotics for the Perturbed Landau Hamiltonian”, J. Funct. Anal., 217:1 (2004), 221–248.

    Article  MATH  Google Scholar 

  32. E. Korotyaev and A. Pushnitski, “Trace Formulas and High Energy Asymptotics for the Stark Operator”, Comm. Partial Differential Equations, 28:3-4 (2003), 817–842.

    Article  MATH  Google Scholar 

  33. E. Korotyaev and N. Saburova, “Scattering on Periodic Metric Graphs”, Rev. Math. Phys., 32 (2020).

    Article  MATH  Google Scholar 

  34. E. Korotyaev and O. Safronov, “Eigenvalue Bounds for Stark Operators with Complex Potentials”, Transactions of AMS, Trans. Amer. Math. Soc., 373:2 (2020), 971–1008.

    Article  MATH  Google Scholar 

  35. E. Korotyaev and V. Slousch, “Asymptotics and Estimates for the Discrete Spectrum of the Schrodinger Operator on a Discrete Periodic Graph”, Algebra i Analiz (St. Petersburg Math. Journal), 32 (2020), 12–39.

    Google Scholar 

  36. M. G. Krein, “On a Trace Formula in Perturbation Theory”, Mat. Sb., 33 (1953), 597–626.

    MATH  Google Scholar 

  37. M. G. Krein, “On Perturbation Determinants and a Trace Formula for Unitary and Self-Adjoint Operators”, Dokl. Akad. Nauk SSSR, 144 (1962), 268–271.

    Google Scholar 

  38. M. Malamud and H. Neidhardt, “Trace Formulas for Additive and Non-Additive Perturbations”, Adv. Math., 274 (2015), 736–832.

    Article  MATH  Google Scholar 

  39. M. M. Malamud et al., “Absolute Continuity of Spectral Shift”, J. Funct. Anal., 276:5 (2019), 1575–1621.

    Article  MATH  Google Scholar 

  40. D. Parra and S. Richard, “Spectral and Scattering Theory for Schrodinger Operators on Perturbed Topological Crystals”, Rev. Math. Phys., 30 (2018).

    Article  MATH  Google Scholar 

  41. G. Popov, “Asymptotic Behaviour of the Scattering Phase for the Schrödinger Operator”, C. R. Acad. Bulgare Sci., 35:7 (1982), 885–888.

    MATH  Google Scholar 

  42. D. Robert, “Asymptotique à grande energie de la phase de diffusion pour un potentiel”, Asymptot. Anal., 3 (1991), 301–320.

    MATH  Google Scholar 

  43. G. Rosenblum and M. Solomjak, “On the Spectral Estimates for the Schrödinger Operator on \({ {\mathbb Z} }^d\), \(d \geqslant 3\)”, Probl. Math. Anal., 159:2 (2009), 241–263.

    Google Scholar 

  44. W. Shaban and B. Vainberg, “Radiation Conditions for the Difference Schrödinger Operators”, J. Appl. Anal., 80 (2001), 525–556.

    Article  MATH  Google Scholar 

  45. Y. Tadano and K. Taira, “Uniform Bounds of Discrete Birman-Schwinger Operators”, Trans. Amer. Math. Soc., 372:7 (2019), 5243–5262.

    Article  MATH  Google Scholar 

  46. M. Toda, Theory of Nonlinear Lattices, 2nd. ed., Springer, Berlin, 1989.

    Book  MATH  Google Scholar 

Download references

Acknowledgments

EK is grateful to A. Alexandrov (St. Petersburg) and K. Dyakonov (Barcelona) for useful comments about Hardy spaces.

Funding

Our study was supported by the RSF grant No. 19-71-30002.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to E. L. Korotyaev.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Korotyaev, E.L. Trace Formulas for Schrödinger Operators on a Lattice. Russ. J. Math. Phys. 29, 542–557 (2022). https://doi.org/10.1134/S1061920822040112

Download citation

  • Received:

  • Revised:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1134/S1061920822040112

Navigation